Associate, RBC Dominion Securities Resume Sample
Danial Lang
7497 Johns Orchard,
Detroit,
MI
+1 (555) 138 8709
Work Experience
Associate, RBC Dominion Securities
02/2017
-
PRESENT
Los Angeles, CA
- Ensure clients’ accurate and timely completion of all necessary documentation and forward to appropriate Branch contact
- Administering trading and asset allocation for client portfolios
- Re-balancing client accounts in accordance with portfolio models
- Ensure client inquiries are responded to in a timely manner and that all activity is recorded in the contact management system
- Review all documentation and correspondence filing procedures and ensure an organized system is in place
- Manage the daily supervision of administrative functions
- Manage all pending plan transfers ensuring efficient and timely completion
- Investigation and follow up on client enquiries
Licensed Associate, RBC Dominion Securities
02/2010
-
08/2016
Philadelphia, PA
- Trade order entry
- Review of daily transactions
- Assist our valued clients by following up on client orders as directed by the Investment Advisor
- Assist the Investment Advisor in preparing for client meetings
- Documentation and new account openings
- Input and follow-up on client orders as directed by IA’s
- Meet and greet prospects and clients
- Document all client contact on contact management system whether by telephone or in person
- Organize regular client social events and activities in a proactive manner
Junior Associate, RBC Dominion Securities
10/2006
-
12/2009
Detroit, MI
- Input and follow-up on client orders as directed by Investment Advisor’s
- Investigate and follow-up on all client inquiries viatelephone - verbal approvals/confirmations
- Using in house data base keep detailed notes on all client interaction
- Input and follow up on client orders as directed by the IA
- Self-motivated individual who thrives on setting and achieving challenging goals
- Develop and implement a marketing and prospecting strategy for the IA’s business
- Foster new and support and strengthen existing client relationships is critical
- Coordinating financial planning services for clients and prospects
- Organizing and marketing client events
Education
Evangel University
2000 - 2005
Bachelor's Degree in Communication
Professional Skills
- Excellent written and communication skills in French and fluent verbal communication skills in English
- Professional telephone manner and excellent customer service skills
- Excellent communication skills – both written and spoken – in English and French
- Strong Microsoft Office with proficient Excel skills
- Excellent organizational and effective communication skills
- Strong written and communication skills in English and Mandarin
- Good telephone Manner and strong customer service skills
How to write Associate, RBC Dominion Securities Resume
Associate, RBC Dominion Securities role is responsible for languages, securities, english, french, education, documentation, telephone, brokerage, customer, attitude.
To write great resume for associate, rbc dominion securities job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Associate, RBC Dominion Securities Resume
The section contact information is important in your associate, rbc dominion securities resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Associate, RBC Dominion Securities Resume
The section work experience is an essential part of your associate, rbc dominion securities resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous associate, rbc dominion securities responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular associate, rbc dominion securities position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Associate, RBC Dominion Securities resume experience can include:
- Previous experience in the financial/brokerage industry
- Previous brokerage or securities industry experience is an asset
- 3 – 5 years experience in the financial/brokerage industry
- Experience in the financial/brokerage industry
- Experience in the financial/brokerage industry
- 1 – 3 years experience in the financial/brokerage industry
Education on an Associate, RBC Dominion Securities Resume
Make sure to make education a priority on your associate, rbc dominion securities resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your associate, rbc dominion securities experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Associate, RBC Dominion Securities Resume
When listing skills on your associate, rbc dominion securities resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical associate, rbc dominion securities skills:
- Self-motivated individual with strong leadership qualities who thrives on setting and achieving challenging goals
- Deliver results with shifting priorities
- Experience working in the Financial Industry or Wealth Management
- Prioritize daily tasks, multi-task, and deal with a variety of personalities ( internal & external )
- Ongoing involvement, management and scheduling in the review of the business’ plans, client segmentation and client’s service plan
- Developing business opportunities with the assistance of the Branch’s in-house team of estate consultants and financial planner
List of Typical Skills For an Associate, RBC Dominion Securities Resume
1
Skills For Licensed Associate, RBC Dominion Securities Resume
- Responsible for answering all incoming call and booking all clients meetings
- Assist with preparation of IA presentations ongoing marketing efforts, newsletters and information packages
- Comprehend the firm’s operations, policies and procedures regarding client accounts, including internal control policies
- Knowledge of the firm’s operations, policies and procedures regarding client accounts, including internal controls policies
- Prepare input and allocate bulk orders/rebalancing
- Willingness to commit to ongoing personal growth and education in a dynamic environment
- Client Accounting and Mutual Funds
- Complete post-meeting execution as directed by the IA
2
Skills For Senior Associate, RBC Dominion Securities Resume
- Foster new and support and strengthen existing high net worth and ultra-high net worth client relationships is critical
- Wealth Management & Marketing
- Analyze asset allocations and compare with Portfolio Risk guidelines to determine when to conduct rebalancing
- Review daily transaction reports to ensure accuracy of previous day’s transactions and maintain knowledge of ongoing client account activity
- Canadian Securities Course (CSC) and Codes & Practices Handbook (CPH) or currently enrolled with the intention of completing within 6 months
- This is a contract role with the possibility of becoming permanent
3
Skills For Junior Associate, RBC Dominion Securities Resume
- IIROC Licensing is required
- Assist our valued clients by following up on client orders as directed by our Investment Advisors
- Monitor all pending plan transfers to ensure proper settlement and delivery
- Investigate and follow-up on all client inquiries via telephone - verbal approvals/confirmations
- Input and follow up on client orders as directed by your IA
4
Skills For Associate, Rbc Dominion Securities St.john s Resume
- Head Office and other internal business partners
- Clients and Centers of Influence ( COI)
- Other brokerage firms, mutual fund companies and banks
- Branch Manager, Branch Administrator, Business Application Specialists and other branch staff
- Ensure daily communication with your Investment Advisors
5
Skills For Associate Rbc Dominion Securities Resume
- Can not make recommendations to buy, sell or switch securities unless directed by IA’s
- Input and follow-up on client orders as directed by Investment Advisor (IA’s)
- Wealth management coordination, implementation, execution, tracking & follow up with RBC Estate and Financial Planning partners for all planning related activities
- Marketing and business development coordination
- Responsibilities to gradually move towards in-put and execution of basic financial plans for clients in $500k asset level range
- Responsible for website, newsletters, client events
- Cannot make recommendations to buy, sell or switch securities unless directed by IA’s
6
Skills For Associate, RBC Dominion Securities Resume
- Other brokerage firms, Mutual Fund Co’s and banks
- Input and follow-up on client orders as directed the Advisor
- Investigate and resolve inquiries and complaints related to accounts and refer to the Advisor where appropriate
- Completion of CSC and CPH required
- Completion of Canadian Securities Course (CSC) and Conduct & Practices handbook (CPH)
7
Skills For Licensed Associate, RBC Dominion Securities Resume
- Completion of Canadian Securities Course (CSC) and Conduct & Practices handbook (CPH) is required
- Canadian Securities Course (CSC) and Codes & Practices Handbook (CPH) is required
- Completion of the Canadian Securities Course (CSC) and Codes & Practices Handbook (CPH)
- Completion of the Canadian Securities Course (CSC) and Conduct & Practices Handbook (CPH) is required
- Canadian Securities Course (CSC) and Codes & Practices Handbook (CPH) is required or completed within 12 months after hire
8
Skills For Senior Associate, RBC Dominion Securities Resume
- Proficient with EXCEL and other MS Office programs
- CSC & CPH is an asset but not mandatory
- Canadian Securities Course (CSC) and Codes & Practices Handbook (CPH)
- Exceptional attention to detail and mature/positive attitude
- Canadian Securities Course (CSC) and Codes & Practices Handbook (CPH) is an asset
9
Skills For Junior Associate, RBC Dominion Securities Resume
- Completion of the Canadian Securities Course (CSC) and Codes & Practices Handbook (CPH) required
- Completed Canadian Securities Course (CSC) & Conduct and Practice Hanbook Course (CPH) are required
- Maintain IA website
- CSC & CPH required
- Completion of the Conduct & Practices Handbook (CPH) is required
- Successfully completed post-secondary education
- Canadian Securities Course (CSC) and Codes & Practices Handbook (CPH) are an asset
10
Skills For Associate, Rbc Dominion Securities St.john s Resume
- Canadian Securities Course (CSC) and Codes & Practices Handbook (CPH) are required
- Help the Investment Advisors prepare for client meetings
- Help the Investment Advisor prepare for client meetings
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