Compliance Audit Resume Sample
Carolina Hessel
18185 Murray Flat,
New York,
NY
+1 (555) 700 9916
Work Experience
Compliance Audit Manager
03/2017
-
PRESENT
Philadelphia, PA
- Experience in pharmaceutical clinical research
- Responsible for designing and developing the methodology for conducting an enterprise wide compliance risk assessment for the purpose of developing an annual internal audit compliance plan, and developing a risk focused approach for scope and depth of testing for, and delivery of: internal audits, project reviews, and/or continuous monitoring reports of the Bank’s compliance programs
- Analyzes and assesses the design, implementation, and operating effectiveness of the Bank’s compliance program elements and processes
- Drives the compliance audit program to achieve a ‘strong’ internal audit function and to meet the regulatory standards of the State, FDIC and Federal Reserve Bank
- Performs compliance due diligence reviews in conjunction with the Bank’s compliance function to assist business units with the identification and sizing of compliance risks associated with new products & services as well as mergers or acquisitions
- Performs transaction testing to determine the Bank’s adherence with applicable and safety soundness and consumer protection laws, regulations, and supervisory guidance
- Risk Identification Activities
- Monitor external compliance trends to identify areas of emerging risk
- Monitor internal compliance and facilitate communication and appropriate mitigation of trends and significant findings across Medtronic businesses
Compliance Audit Analyst
08/2011
-
10/2016
Chicago, IL
- Use the results of internal and external compliance monitoring to define the types of audits to be conducted; addition of audits to the audit program; determine the timing of audits; and reviews and updates to the audit program
- Define new compliance approaches to emerging compliance issues and Medtronic strategic needs
- Conduct Audit Activities
- Audit Planning for individual audits including identification and documentation of the audit scope, criteria, objectives, focus, and logistics
- Conduct Audits including leadership, coaching guest auditors and SME (Subject Matter Experts), on site management, conflict resolution, conducting meetings, interviewing auditees, documenting audit observations, and reporting audit outcome to management
- Audit Follow-up including review of audit responses, ensuring accurate root cause analysis, ensuring complete and comprehensive response plans, ensuring criteria to judge effectiveness are defined, confirmation that responses are completed effectively with objective evidence, and closure of completed audits
- Guide auditees on the development of corrective actions when necessary
- Special Projects for Risk Mitigation
Mgr Compliance & Audit
11/2007
-
07/2011
Los Angeles, CA
- Strongly influences new policies and procedures across areas of compliance critical to Medtronic's overall success
- Advise Quality Training team on Medtronic-wide training content
- Develop and lead department initiatives that support increased efficiency, quality, and cost effectiveness as well as projects related to process improvement of GxP processes. Form cross functional teams as needed. Provide guidance to team members and drive execution to milestones, monitor project initiation and execution
- Experience in the medical device or other regulated industry
- Experience in quality system auditing
- SPECIALIZED KNOWLEDGE REQUIRED:
- Experience with FDA 21 CFR Part 820 and other applicable regulations
- Experience with ISO 13485 and other applicable standards
- Experience performing audits in the area of quality systems
Education
Strayer University - Tampa Westshore Campus
2002 - 2006
Bachelor's Degree in Accounting
Professional Skills
- High level of demonstrated understanding of information technology, information security, auditing, and demonstrated consulting skills
- Excellent interpersonal skills in order to develop strong working partnerships
- Strong computer skills including proficiency with Microsoft Office products including Word, Excel, PowerPoint and Outlook required
- Strong written and verbal communication skills (including presentations), and the ability to drive execution in a team environment
- Demonstrates negotiation and conflict management skills
- + Presentation skillsexperience
- Excellent communication skills with the ability to influence, build consensus and drive change
How to write Compliance Audit Resume
Compliance Audit role is responsible for software, microsoft, negotiation, reporting, finance, credit, training, integration, auditing, security.
To write great resume for compliance audit job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Compliance Audit Resume
The section contact information is important in your compliance audit resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Compliance Audit Resume
The section work experience is an essential part of your compliance audit resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous compliance audit responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular compliance audit position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Compliance Audit resume experience can include:
- Outstanding audit program, documentation and report writing skills
- Manage personnel effectively through coaching and mentoring. Guiding department personnel in their careers and providing learning opportunities
- Effectively communicating findings to various levels of management
- Demonstrated excellent written and oral communications with the ability to influence and interface across the organization
- Able to work effectively in teams or as a leader
- Provide objective and constructive input, encourage vendors’ self-assessments, and provide assurance to management that governance is working effectively
Education on a Compliance Audit Resume
Make sure to make education a priority on your compliance audit resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your compliance audit experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Compliance Audit Resume
When listing skills on your compliance audit resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical compliance audit skills:
- + Good computer skillsusing Excel, Words, and PowerPoint
- Exemplary written and oral communication skills; ability to navigate challenging conversations and provide effective provider education required
- + Strong task and peoplemanagement skills
- Working knowledge of audit, control and monitoring processes, and the ability to effectively implement and maintain them
- Advanced computer skills including Microsoft Office products (Power Point, Excel), Lotus Notes, Univeris, eCISS, Customer Service Workbench (CSW), MLIF
- Independently and effectively communicate audit scope and results to management of affected business units
List of Typical Experience For a Compliance Audit Resume
1
Experience For Compliance Audit Manager Resume
- + Outstanding oral andwritten communication skills
- + Problem solving, andanalytical skills are required
- Collaborative and a relationship builder with interpersonal skills
- Auditing experience to worldwide quality, clinical, regulatory requirements
- Experience and education in analyzing and selecting a sample size for auditing purposes
- Experience in applying best practice, business risk based auditing
- Lead audit teams, or participate as a team member, to evaluate the design and the operating effectiveness of financial and operational processes
2
Experience For Compliance Audit Director Resume
- IT auditing control experience in a heterogeneous computer environment
- Additional software experience with EPIC, E&M University, 3M Encoder and other coding related tools desirable
- Oversee execution of technical audits and audit activities, including PCI, SOX and SOC2 Type II assessments and respond to audit requests for evidence
- Experience with Word, Excel, PowerPoint, Outlook
- Experience with international regulations
- Evaluate risks in achieving organizational objectives and proposing value-added and cost-effective measures for controlling, and managing those risks
- Monitors the performance of the compliance program and related activities on a continuing basis, taking appropriate steps to improve its effectiveness
- Compliance / risk management experience
- Learn, prioritize tasks, and deliver results in a fast-paced environment
3
Experience For Compliance Audit Analyst Resume
- Planning of compliance audit assignments, including the assessment to determine the scope
- Auditing to defined quality standards such as 21 CFR 110, 114, 117, 11, ISO 17025 and GLPs
- Maintain training records for all laboratory personnel; develop and implement a training program; approve all staff training records
- Excel at project planning and project management
- Formulation and execution of remediation efforts resulting from such inspections
- Act as the primary point of contact and provide compliance support to operational sites during FDA and other Regulatory inspections, as needed
- Provide expert advice with an overall goal of maintaining a high level of global regulatory compliance
4
Experience For Principal Compliance / Audit Specialist Resume
- Review and approve the results of all lab environmental monitoring activities
- Ensure all non-conforming lab work is appropriately investigated
- Review and approve all sub-sampling plans
- Conducts on-site and remote audits of hospitals participating in quality programs and research
- Assist the Chief Audit Executive/Head of Internal Audit in executing department strategy and governance
- Manage remediation activities, providing concise and timely updates on progress
- Perform initial discovery, analysis and reporting of events and incidents to CSRM global compliance management
- Analyzes disputes that fall within the team's scope, including but not limited to suspected fraudulent disputes
5
Experience For Technical Compliance & Audit Manager Resume
- Follow-up of the recommendations, ensuring that they have been adequately implemented
- Ad hoc support to compliance officer at North America & LATAM region with the compliance training program
- Analytical and strategic thinking capacity
- Quick understanding of complex issues
- Clear, transparent and direct communication style, verbally and in writing
- Perform process improvement projects including but not limited to: streamline process(s), update procedures, forms, etc
- ISO 17025/9001 assessor or lead assessor training
- Analyze emerging compliance issues and recommend strategies to manage compliance risks
6
Experience For Mgr Compliance & Audit Resume
- Assist in performing annual detailed risk assessments
- CQA (Certified Quality Auditor) Certification or registered lead auditor with notified body
- Define, communicate and support for the Business internal and external audit compliance strategy
- Develop cross functional collaborative relationships to facilitate engagement, teambuilding, best practice sharing, critical thinking and innovative problem solving
- Act as Compliance Partner and support operational sites in remediation activities, compliance training, external audits and overall compliance projects/activities
- Provide independent assessment of the overall efficiency and effectiveness of IT governance initiatives for NBCUniversal’s IT vendors/suppliers
- Provide feedback on and consider the effectiveness of audit’s contribution to the initiative
- Support Corrective Action Board and Management Review presentations
7
Experience For Senior Associate Laboratory Compliance & Audit Resume
- Manage and drive accountability for process improvements at assigned sites or organizations
- Design and lead effective quality processes including procedures, documentation systems, tools, metrics and measurable improvements that are required to meet quality system standards/product approval submission activities
- Support the management of regulatory (e.g. FDA, Notified Body) inspections
- Support establishment and maintenance of policies and procedures to ensure compliance with the applicable domestic and international regulations/standards, as well as, corporate policies
- Support and regularly monitor internal audits and results to identify potential high risk suppliers and implement necessary actions to mitigate compliance and product risk
- Ensure Site audit schedules satisfy requirements tracking/trending audit results; consisting of developing and monitoring audit schedules, conducting audits, review and issuance of audit report documentation and determining adequacy of corrective actions resulting from audit findings and report to Senior Management
- Identifies training opportunities based on audits, designs and presents such education to prevent repeated compliance risks at the direction of the compliance leadership team. Provides compliance/documentation education sessions to physicians and other staff
- Coordinates external investigation efforts in conjunction with the Banner Legal Department and Compliance leadership. Maintains investigation integrity by managing investigation files, reviewing applicable laws and regulations, Banner internal policies and relative operational processes
8
Experience For Compliance Audit Coordinator Resume
- Assists the organization's compliance leadership, as directed, to research and investigate complaints, concerns or questions relative to compliance issues. Investigates and follows up on reported issues as directed
- Maintains awareness of laws and regulations and conducts research as needed to identify applicable laws, regulations and practices to maintain compliance. Reviews related policies and procedures and literature. Communicates applicable compliance issues to the compliance officers and assists in the distribution of training of such changes
- Understands and works to a risk-based approach, prioritizing the safety and welfare of human trial participants
- Assumes additional responsibilities to assist and support the organization's compliance program often dealing with complex and unique situations and problems
- Assists in developing quality systems
- Maintains documentation and tracking of compliance activities and communications
- Manages CAPAs including defects and problems
- Review and approve all ISO-related proficiency training checks
- Use lessons learned to adapt and improve audit’s approach to future IT audit activities
9
Experience For Compliance & Audit Analyst, Latin Partners Resume
- Work closely with regional/global AM audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders
- Plans and conducts assessments of compliance
- Conducts and documents QC of documents, tables, listings, figures, and submissions as assigned
- Plans and conducts root cause investigations and analyses
- Plans and conducts or facilitates consultants to conduct external audits of vendors and clinical sites
- Review, evaluate and approve change requests that could affect laboratory compliance
10
Experience For Compliance Audit Specialist Resume
- Review and approve requests to deviate from documented procedures (test methods, SOPs, etc.)
- Oversee creation and approval of test method worksheets (to collect all required information in a standard format)
- Review and approve the service and calibration schedule for lab equipment
- Review and approve the results of all service and calibration activities
- Review and approve any requests to modify previously approved test results (hardcopy or electronic)
- Advise top management on quality-related issues as requested
- Review and approve suppliers of laboratory supplies and services; perform periodic review of suppliers and address any known problems
- Review and approve results of all method transfer documents
List of Typical Skills For a Compliance Audit Resume
1
Skills For Compliance Audit Manager Resume
- + Strong interpersonalskills are required
- Prior pharmaceutical / biotechnology compliance, sales and marketing, medical liaison, finance, or other relevant business experience
- Superior drafting, written, and verbal communication skills required
- Experience with SOC2, PCI, and ISO27000 series requirements and validation processes
- Strong emotional intelligence and the ability to form and maintain effective partnerships with internal clients and peers
- Strong knowledge in the following financial services areas: MaRisk, project financing, lending and global financial services regulations
2
Skills For Compliance Audit Director Resume
- Ensure projects objectively evaluate the adequacy and effectiveness of internal accounting procedures and operating systems and controls
- Experience working in an auditing capacity
- Strong knowledge of IFRS Accounting in a banking / financial services context
- Strong knowledge of U.S. consumer banking regulations (e.g., BSA/AML, Fair Lending, Flood, Reg E, UDAAP, etc.)
- Software engineering experience, including hands-on technical management
- + Minimum5 years experience interfacing with government auditing bodies
- Experience in a Client facing sales force, or extensive knowledge and understanding of sales force activities and responsibilities
3
Skills For Compliance Audit Analyst Resume
- Experience in conducting data privacy audits in the EU and the U.S
- Highly proficient application use, including Excel and Word Ø Strong written and verbal communications
- Previous management experience leading professionals engaged in related internal audit activities
- + Minimum5 years experience in a compliance role; conducting quality system audits,Management Reviews
- Additional software experience with EPIC, University, 3M Encoder and other coding related tools desirable
4
Skills For Principal Compliance / Audit Specialist Resume
- Knowledge and experience within the financial/insurance industry and familiarity with compliance standards and practices related to conducting audits
- Experience working with life insurance, health insurance and wealth management product lines
- Ensure early and effective communication and reporting of non- compliance
- Naturally curious to interrogate and validate information
- Audit or relevant compliance/regulatory experience, within a financial services organization, major accounting firm or regulatory body
5
Skills For Technical Compliance & Audit Manager Resume
- Learn quickly, prioritize tasks and deliver results in a fast-paced environment
- + Minimumof 8 years of experience in a medical device quality assurance and/or qualitysystem
- In financial, compliance or sales operational positions including experience in policy/process development or implementation
- An understanding of basic research methods and the ability to process and analyze data from a variety of sources and form valid conclusions
- Experience with project management /process excellence concept
- Perform review of team reports of events and incidents prior to provision of data to CSRM global compliance management
- Discussion of audit findings with management, and agreement of effective solutions to implement change
- + Project managementexperience
- Strong business English, fluent in one or two Spanish languages required
6
Skills For Mgr Compliance & Audit Resume
- Understand, represent and combine audit views as well as business views, priorities and issues
- Good team player and who can also work individually
- High ethical standards and strong business acumen
- Using your regulatory knowledge and business understanding to challenge existing practices and make recommendations on any audit findings
- Working knowledge of principles of internal auditing and HIPAA privacy and security guidelines
- Working knowledge of Federal and NYS Privacy laws applicable to substance abuse, HIV/AIDS, family planning, and mental health treatment
- Understanding of commission arrangements and payment structure, advisor contracts, and the code of business practice for advisors
7
Skills For Senior Associate Laboratory Compliance & Audit Resume
- Understanding of laws and regulations, such as the criminal code, and other aspects of civil and common law
- Working knowledge of FCPA
- Assuming discretion, reliability and confidentiality in the work relationships
- Supporting the further development of the overall compliance audit function
- Responsible for identifying and quantifying additional controls required or evolution of existing controls based on client and external assessments
8
Skills For Compliance Audit Coordinator Resume
- Analyze and assess results of audit/monitoring methods, such as secret shopping, surveys, onsite inspections, telephone, audio or video monitoring, etc. (20%)
- Robust knowledge and understanding of regulatory environment and applicable institution regulations impacting the entire financial services industry
- Responsible for defining and tracking Fragomen’s gaps related to ISO 27001 adherence
- Attends and participates in the Audit Compliance Meeting, Risk Adjustment Committee meeting and other compliance conferences/meetings as required
- Convince and obtain acceptance for difficult, complex and sensitive issues, without negatively impacting the working relationship
- Meet with management to discuss compliance audit plans and results; make recommendations to resolve compliance audit findings requiring corrective action
- Maintain current knowledge of developments in related fields and continuing enhancement of personal expertise in related areas
9
Skills For Compliance & Audit Analyst, Latin Partners Resume
- Participate as team member or leader on special projects, business, and process planning efforts
- Focuses on achieving objectives within specified timeframe and to meet quality expectations
- Engagement planning and management toward timely and quality completion of objectives
- Assist with the drafting of reports and key deliverables
- Extensive travel across Canada, including travel to remote advisor office locations, the travel requirement could be up to 75%
10
Skills For Compliance Audit Specialist Resume
- The ability to work under pressure and manage multiple activities simultaneously without compromising quality
- A proactive thought process to suggest solutions to challenging situations
- Certification from the American Academy of Professional Coders (AAPC) Certified Professional Coder (CPC) or Certified Coding Specialist (CSS) required
- Develop and implement a phased approach for IT Security self-assessment. Manage the process ongoing
- Communicate the results of audit/assessment and consulting projects via written reports and oral presentations to management
- Directly conduct monitoring/audit activity and oversee such activity by others, such as secret shoppers or other outsourced surveys (30%)
- + Post-auditmanagement of data and actions including assignment of action owners,facilitation and capture of root cause analyses and response plans
- + Actas Liaison between response action owners Sector Compliance Group /extrinsic auditing body
- + Supportresponse owners through champion program for root cause analyses and audit planresponses, including kaizen events, as required
List of Typical Responsibilities For a Compliance Audit Resume
1
Responsibilities For Compliance Audit Manager Resume
- Exceptional interpersonal, communication and negotiation skills with the ability to collaborate with all levels of colleagues within the organization
- Evaluates design and operating effectiveness of compliance related processes and controls
- Proven success leading teams, leveraging diverse views and fostering a culture of innovation
- Informal marketing of the compliance audit function through relationship-building with operating management
- Provide input to the rolling four quarter audit plan and ensure execution of the audit plan according to the Department’s methodology
- Maintain current knowledge of and expertise in the field of auditing, risk management, accounting and finance
- Lead the distribution, compilation, remediation and reporting of the results of the International Control checklist
- Responsible for the monitoring and on-time closure of client findings
- Responsible for the monitoring and on-time closure of findings from external security related assessments
2
Responsibilities For Compliance Audit Director Resume
- Interact with Sales leaders and partner with Sales Training to provide feedback and guidance on best practices (10%)
- Work with the Manager - Compliance to develop operating guidelines and other procedures (10%)
- Familiarity with appropriate applications for word processing, spreadsheets, etc
- + Developand oversee proactive Compliance activities for the Jacksonville and Mysticsites, including “Always Agency Ready” programs and initiatives
- + Organizeand coordinate Management Review of the JAX/MYSTIC quality system, recording ofdecisions made, appropriate follow-up of actions to closure
- Assist with daily review of the compliance in-box (Qualbus) and responding to inquiries
3
Responsibilities For Compliance Audit Analyst Resume
- Travel up to 15% per year; including international travel
- Routinely assesses compliance through use of the Medicare monitoring guide
- Autonomous, accurate and result oriented (achieving deadlines) work style
- Participate in development of tools, checklists, training programs, strategy, etc
- Ensure all laboratory controlled documents are subjected to periodic review in a timely manner
- Ensure all purchased laboratory supplies are subjected to an inspection against the purchase order before first use
- High attention to detail and ability to learn Herbalife specific standards
- Develop data quality and research audit plans, including objectives and testing criteria for how the audit shall be conducted. Ensure staff are implementing process changes that appropriately address audit findings
- Communicate audit protocols and findings professionally and effectively with consultants, clinical directors,senior management, clinicians and colleagues, internally and at all levels in external organizations
4
Responsibilities For Principal Compliance / Audit Specialist Resume
- To be the DAN Global Contract & Compliance first point of contact for all Dentsu Aegis Local Offices
- Monitors the compliance audit program to achieve a best in class internal audit function and to exceed the regulatory standards of the State, FDIC and Federal Reserve client institution
- Designs and safeguards implementation of nonstop monitoring of the AML and key compliance risks in the client institution
- Establishes and cultivates relationships with senior internal stakeholders of the AML and compliance programs counting the improvement of audit toolsets
- Plans, designs, executes, and administers the audit coverage strategy of the internal audit compliance program
- Safeguards the appropriate documentation of analytical measures is established to support audit standards and client institution regulatory expectations
5
Responsibilities For Technical Compliance & Audit Manager Resume
- Achieves all audit related activities by regularly and reliably providing direct oversight of the effort performed by numerous professionals theoretically including outside service providers
- Assesses the Compliance Risk Management processes to safeguard position with the regulatory requirements of complex financial institution
- Lead the compliance review process of international expenses to ensure adherence to RTI policies and procedures
- Collaborate with the International Registration team, Regional Controllers, and Business Units to complete the required audits to maintain registration in RTI’s international locations
- Lead the coordination and response to all USAID, DFID or other project specific audit activity
- Assist international field offices with audit preparation and coordination
- Communicate clearly with the internal and external stakeholders on the status of audits and findings
- Assist with internal compliance investigations, as requested
- Build strong partnerships with external policy making bodies and potentially third-party solution providers needed to fulfill business/functional units’ strategic objectives
6
Responsibilities For Mgr Compliance & Audit Resume
- Conducts testing to determine effectiveness of compliance with regulatory requirements and internal policies and procedures
- Monitors and supports resolution of issues identified during examinations, audits or independent reviews
- Works with legal subject matter experts and outside counsel to monitor and interpret the various laws, regulations, contractual obligations and industry best practices relating to client’s Payments Compliance team
- Responsible and accountable for the timely completion of client Information security assessments, including questionnaires, telephone assessment and physical assessments, managing a resource. Also responsible and accountable for the timely and complete response of all client security related requests
- Furnish various level of management with analyses, appraisals, and information
- Represent IT Security and Compliance on organizational project teams
- Maintain a high level of integrity and professional ethics
- Draft findings of individual behaviors in an audit report for each assessment; analyze and render conclusions on trends and patterns and report these to management (20%)
7
Responsibilities For Senior Associate Laboratory Compliance & Audit Resume
- Distribute periodic reports and recommendations to key stakeholders (10%)
- The ability to succinctly articulate complex concepts and subject matter
- + Managesite compliance-related activities for Jacksonville Mystic includingcoordination, scheduling, and providing primary interface to auditing entityfor internal and extrinsic audits
- + AuditSite Point of Contact for Jacksonville and Mystic
- + Oversightof Audit management for Jacksonville and Mystic audit responses, to ensureintegrity of data and compliance of records
8
Responsibilities For Compliance Audit Coordinator Resume
- + Reviewand approve all (internal and external) audit root cause analyses and responseplans
- + Reportand maintain audit data for metrics
- + Travel requirement:Less than 10%
- Assist with execution of Market Conduct Audits, conducting on-site advisor interviews and audits and completing office visits for all registered advisor business addresses
- Analyze and report on the findings of completed audits
- Provide on-site training to financial advisors to ensure the sales force is complying with regulatory requirements and processes, and following company policies and practices including adherence to the code of business practice relating to the distribution of life and health insurance, and wealth management products
- Knowledge of insurance laws and regulations, and the ability to apply these in practical situations
- Effectively plan, coordinate, and conduct U.S. Healthcare Compliance (HCC) audits and vendor audits in accordance with the audit plan approved by the Chief Compliance Officer
9
Responsibilities For Compliance & Audit Analyst, Latin Partners Resume
- Partner with the International Corporate Audit team to conduct affiliate and distributor audits covering International HCC and Anti-Bribery & Anti-Corruption (ABAC) compliance
- Ensures that the Medical Management and Appeals and Grievances groups conform to Federal, State and corporate regulations that govern Medical Management and Appeals/Grievances within a Managed Care Organization
- Issuing an audit report to summarise processes, detail findings and recommended actions
- Develop and cultivate relationships with senior management and other key internal contacts, including Management Committee members and their direct reports
- Contribute to compliance programs and related antifraud programs/ controls and assist in conducting fraud risk assessments
- Bilingual (spanish speaking) prefered but not required
- Works with external stakeholders to ensure compliance with Federal and State contract changes and model of care standards or other regulatory standards
- Assist to develop and execute a fully integrated audit strategy
- Assist to develop and manage to annual budget for the Internal Audit to ensure sufficient resources are available to perform the audits approved by the Audit Committee
10
Responsibilities For Compliance Audit Specialist Resume
- Facilitate Annual Risk Assessment on behalf of executive management
- Develop Annual Audit Plan from the risk assessment
- Meet with management for DaVita Healthcare Partners (DaVita) as necessary to discuss audit plans and results both verbally and in writing and make recommendations to resolve audit findings requiring corrective action
- Monitor and report progress of action items and metrics to ensure objectives are achieved
- Ensure that accepted accounting and audit principles and practices are followed; proactively and continually evaluate the adequacy and effectiveness of internal accounting procedures and operating systems and controls
- Demonstrate and employ sophisticated understanding of control attributes in highly automated environments to determine efficacy and strength of controls
- Participate as team member or leader on special projects, including acquisition reviews and due diligence, integration efforts, major process improvement projects, and business and process planning efforts
- Enable teammates to excel in their assigned roles in a team environment; Develop and foster a positive work environment
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