Compliance Intern Resume Sample
Adeline Turcotte
9089 Jevon Forges,
Dallas,
TX
+1 (555) 358 0607
Work Experience
IT Compliance Intern
09/2016
-
PRESENT
Detroit, MI
- Interest in Cloud Computing and Software as a Service
- Interest in developing knowledge regarding product development, cloud technologies, and industry standards / regulations
- Respond to inquiries initiated through the State’s Attorneys General or regulatory agencies; e.g., OCC, FDIC, etc. on behalf of the company
- Work Experience: Less than one year
- Prioritize based on opportunities and effectively multitask
- Experience using Microsoft Office with intermediate excel skills (Vlookups & Pivot Tables)
- Exposure to multiple disciplines across the firm including Trading, Finance, Operations and Technology
- Intensive mentoring by hedge fund professionals dedicated to investing in your success
Finance Compliance Intern
01/2013
-
07/2016
New York, NY
- Interaction with senior-level professionals
- Support monitoring of HCP agreements (approval, effective dates, signatures, total amount)
- Support monitoring of HCP invoices (detailed descriptions, fees, contracted payee)
- Support monitoring of HCP reimbursed expenses
- Support monitoring of HCP meals (frequency and limits)
- Support monitoring of HCP services (evidence of service provided)
- Support auditing of distributors (compliance program, business practices and margins)
- Support monitoring of equipment loans
- Support monitoring of non-charged products
Compliance Intern
04/2008
-
11/2012
Chicago, IL
- Commitment to cooperative working
- Troubleshooting and root cause analysis skills
- System / networking diagramming and documentation skills
- Work under tight time constraints and deadlines
- Occasional physical effort required
- Some exposure to physical risk (Racking of server equipment)
- Assist in preparation of Workday’s external audit and customer compliance activities
- Organized, responsive, and able to multi-task
Education
Siena Heights University
2004 - 2008
Bachelor's Degree in Accounting
Professional Skills
- Interpersonal, communication and grammar skills as well as strong follow-up skills
- Computer skills: Strong MS Office skills (Outlook, Excel, PowerPoint, Word)
- Language skills: Excellent English written, grammar and verbal skills
- Able to demonstrate strong analytical, problem-solving, influence, leadership, and communication skills
- Strong problem-solving skills, including creativity and innovative thinking combined with a willingness to challenge the status quo and act as a “change agent”
- Excellent human relation and organizational skills; desire to be creative and grow with a rapidly changing and developing athletic program
- Excellent oral, written communication and problem solving skills
How to write Compliance Intern Resume
Compliance Intern role is responsible for microsoft, excel, organizational, software, research, analytical, english, sql, organization, grammar.
To write great resume for compliance intern job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Compliance Intern Resume
The section contact information is important in your compliance intern resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Compliance Intern Resume
The section work experience is an essential part of your compliance intern resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous compliance intern responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular compliance intern position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Compliance Intern resume experience can include:
- Demonstrated experience working effectively independently and within a team environment
- Strong interpersonal skills and ability to interact collaboratively with internal customers
- Programming skills (Javascript, HTML would be an asset to this role)
- Experience handling multiple priorities in a fast-paced environment
- Desire to learn diverse accounting and tax skills in a corporate environment
- Soft skills: Team oriented but independent working style, customer focus and result driven, willingness to learn
Education on a Compliance Intern Resume
Make sure to make education a priority on your compliance intern resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your compliance intern experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Compliance Intern Resume
When listing skills on your compliance intern resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical compliance intern skills:
- Solid organizational skills; ability to prioritize and follow through on projects
- Good writing, organization skills
- Strong analytical, writing, and verbal communication skills
- Excellent interpersonal, organizational, and project management skills
- A team player with a solid foundation of customer service skills
- High attention to detail with strong analytical and organizational skills
List of Typical Experience For a Compliance Intern Resume
1
Experience For IT Compliance Intern Resume
- Strong analytical skills, including research skills
- Banking/Finance experience or knowledge from studies
- Energetic and self-motivated with excellent analytical and problem solving abilities
- Experience: Proficient using Microsoft programs: Word, Excel, Power Point, Outlook, SharePoint, etc
- Relationship-builder – skilled at building trust-based relationships across teams and with subordinates, peers, teams and other business units
- Driven – a results-oriented personality with a proven track record of delivering, with the character, energy and determination to drive successful outcomes
2
Experience For Ethics & Compliance Intern Resume
- Review reports prior to distribution to senior leadership,
- Collaborate with supervisor to provide critical evidence for internal and external audits
- Review reports prior to distribution to senior leadership
- Coordinate and collate required evidence for external audit support (SOX, PCI-DSS, SOC 2, EU-GDPR)
- Obtain experience with project management tools
3
Experience For Finance Compliance Intern Resume
- Proven ability to maintain a calm and professional demeanor when interacting with others
- Proven ability to analyze and interpret data and to identify trends
- Assess current processes to determine effectiveness
- Read through Internal Control and Policy & Procedure documents to determine effectiveness of a process
- Good communicator, friendly, helpful, professional
4
Experience For Tax Compliance Intern Resume
- Interacting with traders and counterparties to resolve trading matters
- Meeting arrangement and record keeping
- Checking notices in regulatory systems or on regulatory platforms, and do registration in the logbook accordingly
- Working on Compliance projects and daily activities of the Compliance team
- Coordinate compliance training and record keeping
- Assist with organizing and filing import/export records
- Assist on routine compliance administrative works, e.g. application for chopping, document scanning, etc
- Comfortable looking for new tools and working on new tools for the first time
5
Experience For Quality & Compliance Intern Resume
- Support Cvent analysis of supporting documentation
- Ensure that management reviews, audits and assessments are executed and value adding
- Refine Global Trade Compliance SharePoint site, organizing content for ease of use by the business and update content as needed
- Translate some banking regulations
- Support Auditor/Trainer on trade compliance newsletters and training, as needed
- Compare company issued procedures to regulatory requirements with the purpose of assessing the compliance of the procedure
- A general understanding of the Bank Secrecy Act
- A general understanding of a casino environment
6
Experience For Security & Compliance Intern Resume
- Convert documents to PDF for filing submissions to regulators
- Assist with scheduling audit interviews
- Support HCBI related monitoring activities, analysis and documentation of deviations
- Familiar with use and knowledge of spreadsheet (Excel) and word processing (MS Word) applications
- Usage of Edwards systems: Concur, JDE and Sales Force
7
Experience For Trade Compliance Intern Resume
- Support ECLM analysis of HCP agreement templates
- Willingness to participate in all intern activities throughout the summer
- Flexibility and willingness to delve into unfamiliar areas
- Passion to learn new things
- Support own organization with operational information management
- Microsoft environment – Office, .net; c#; SQL
- Actively participate in ACE efforts that support the UTC AEROSPACE SYSTEMS IT organization’s path to Silver and Gold certification
8
Experience For Risk & Compliance Intern Resume
- Become familiar with tax and finance software utilized by the tax department
- Benchmark PG&E’s SOX controls against those of its peers,
- Liaise with business partners to ensure that their SOX documentation is up to date,
- Desire to learn about regulatory compliance and/or the financial services industry
- Vigorous desire to learn the interrelationship among processes, risks and controls
- Problem solve as well as seek and suggest solutions
- Assist and work with organization’s asset and vulnerability management programs
9
Experience For Brand Protection & Channel Compliance Intern Resume
- Assist the MLRO on KYC/AML related queries
- Assist with any other regulatory tasks as requested by the Chief Compliance Officer
- Project Engagement.Follow direction of assigned supervisors and perform designated responsibilities in relation to your field of study
- Provide support and assistance in the daily operations of the athletics department compliance program
- Provide rules education and interpretations to coaches and student-athletes as needed or as directed by the Associate Athletic Director
- Assist in the filing of student-athlete initial eligibility waivers. Including but not limited to the evaluation of facts, obtaining required signatures, and drafting institutional statements
- Work well with the public, administration, and students
10
Experience For Capital Compliance Intern Resume
- High level of integrity, professional attitude, reliability and dependability
- A willingness to take initiative and an ability to work well with others
- Conduct Import and Export compliance audits and perform gap analysis. Recommend and implement corrective actions and process improvements across multiple departments and external service providers
- Assist in the creation of a US Export Manual in support of Dept. of Commerce trade regulations
- Research country regulations in key areas of growth for ILMN, and add to Trade Compliance website to provide guidance to the business on import and export requirements
- Participate in various global project teams to support trade compliance needs
- Support development & implementation of global trade compliance trainings (provide a fresh perspective) to mitigate risk of Customs and export control violations
- Contribute to streamlining procedures/processes
List of Typical Skills For a Compliance Intern Resume
1
Skills For IT Compliance Intern Resume
- Understanding of supply chain concepts as they relate to the importing and exporting of goods
- Demonstrated success in working as part of a team and with cross-functional teams in a global environment
- Prepare documents for regulatory filings under the supervision of more experienced staff; maintain files associated with regulatory filing and related projects
- Willingness to Learn.Remain open to new experiences and take each activity and assignment as a learning opportunity
- Experienced in the use of basic PC applications including Microsoft Word, Excel, PowerPoint and SharePoint
- General database management experience
- Gain experience with GRC software
- Work with and gain first-hand knowledge and experience with controls that include: SOC2/3, ISO27001/2, PCI, SOX, GDPR
2
Skills For Ethics & Compliance Intern Resume
- Technical skill sets: Tableau, Oracle, SQL Server, PHP
- Self-motivated, with good sense of responsibility
- Technical skill sets: Tableau, Oracle, SQL Server, PHP, Alteryx
- Skilled in Outlook, Microsoft Word, Excel and PowerPoint
- Updating all related communication / information sharing platforms
- Researching existing and new regulatory requirements
- Ongoing monitoring and evaluation of legislative changes that affect imports and exports
- Assisting in HIPAA breach risk assessments
- Performing project management tasks
3
Skills For Finance Compliance Intern Resume
- Tracking various compliance metrics
- Assisting in the development and dissemination of compliance communications
- Compiling data for use in compliance investigations and policy development
- Enforcing the firms code of ethics
- Analyzing topics such as False Claims Act, Anti-Kickback Statute, Civil Monetary Penalty Statute, HIPAA, and Medicaid
- Attending client meetings and company visits with company leaders
4
Skills For Tax Compliance Intern Resume
- Conducting research for our social media strategy
- Thought leader – brings new thinking to challenge existing operating models and processes, and is excited with the prospect of inspiring change
- Various administrative projects including scanning, copying, and coordinating presentation materials
- Update Compliance intranet with policies and procedures; automating, transferring, and maintain procedures and testing schedules
- An interest within the payment processing industry (or a desire to learn about the payment processing industry)
- Assist with enhancing GE Capital’s use of data analytics in Compliance programs including in Financial Crimes Compliance
- Assist in the execution of the Company’s Sarbanes-Oxley program by performing control testing
- Support of IT audits including SOX and SOC reporting, the IT risk register, and the IT control reports distribution site
5
Skills For Quality & Compliance Intern Resume
- Assist with managing Otis/UTC’s annual certifications/conflict of interest questionnaire and responding to issues and questions raised by the disclosures
- Contribute to meetings by preparing agendas, document meeting minutes, and help track the completion of follow up
- Conducts daily routine compliance testing of JNL Funds, such as derivative segregation, counterparty exposure and 2a-7 testing
- Live it. Eat it. Love it. Two dedicated hours during your week to explore your passions and capture it with your GoPro
- Gain an understanding of the differences between SOC2 and SOC3
- Gain an understanding of the software industry – software-as-a-service (SAAS)
- Major: Operations Management, Computer Science, Information Technology, Software Engineering or Information Systems
6
Skills For Security & Compliance Intern Resume
- Organized, analytical and structured thinking capability
- Major: Information Technology, Software Engineering or Management Information Systems
- Communicate, both verbally and in writing, efficiently with all levels of the organization
- Perform operational or compliance testing activities to support new business opportunities or changes in current process
- Provide information and supporting documentation for Masco Corporate Internal Audit and external auditors to meet all their requirements
7
Skills For Trade Compliance Intern Resume
- Scan and file audit workpapers and supporting documentation
- Document requirements from stakeholders regarding new dashboards and / or scorecards
- Under the direction of the SOX Senior Analysts, review SOX testing performed by business partners
- Become familiar with organization’s database security and compliance software and assist with reporting
- Assist with the compliance monitoring programme
- Assist with testing of policies and procedures
- Assist with reviewing sales material
8
Skills For Risk & Compliance Intern Resume
- Assist with maintaining Compliance registers up to date
- Program Participation.Participate in all educational and training programs offered, specific to your course of study and career interests
- Resource creation (training materials, communication messages, metrics and dashboards)
- Perform due diligence reviews on research providers, consultants & trading counterparties
- Draft, update and enforce the firms compliance & trading policies
- Perform audit tasks, monitoring of processes and help enable improvements
- Support the team in completing discrete tasks on the annual Compliance plan
- 1L or 2L student pursuing a JD with an interest in Compliance or Insurance
- Assist with interim SOX testing preparation
9
Skills For Brand Protection & Channel Compliance Intern Resume
- Refresh SOX tester training materials
- Manage the audit request list and ensuring appropriate stakeholder management
- Basic understanding of Word, Excel, PowerPoint
- Interact with Purchasing and Sales to ensure compliance for import and export transactions
- Provide assistance on drafting NAFTA certificates of Origins and Manufacturer’s affidavits
- Review pending shipment documentation to ensure compliance
- Work with groups, such as regulatory affairs and purchasing, to respond to Customs inquires and requests for information
- Administers IT security and compliance related training
10
Skills For Capital Compliance Intern Resume
- Develop a working knowledge of information security, contractual/regulatory compliance and industry best practices
- A cumulative GPA of 3.2 or above is required
- Respond to claimant and customer inquiries
- Process and Track W-2 corrections
- Assist with financial review of claims
- Create workflow and procedural documentation
- Proficient with Microsoft Office Suite (word, excel, access, etc.)
- People leader – leads by example, cares for their team, and establishes credibility through the integrity and performance of their, and their team’s, execution
- Strong communicator – able to communicate complex problems and solutions in a simple, clear and concise manner; excellent at communicating for influence (written, verbal, and presentation)
List of Typical Responsibilities For a Compliance Intern Resume
1
Responsibilities For IT Compliance Intern Resume
- Conduct follow-up testing on all compliance findings until satisfactorily resolved
- Proactive monitoring of IT Security controls support remediation activities
- With the assistance of the Compliance Team, ensure operating compliance with applicable government and agency regulations
- Update, and maintain Information Security related documents, including applicable policies, standards, and procedures
- Perform verification on harmonized tariff code classification (HTC)
- Assist with cleanup of data in readiness for GTS implementation
2
Responsibilities For Ethics & Compliance Intern Resume
- Provide ad-hoc support for day to day GTC activities
- Work with internal teams to develop content for LMS trainings
- Multi-task and work several projects over the 12 week period. Exposure to global trade compliance beneficial
- Proficient in MS suite, SharePoint, Visio
- Perform compliance monitoring and testing related to residential mortgage lending, retail lending, commercial banking, indirect auto lending, branch banking, card products, and corporate operations including anti-money laundering and fraud operations
- Liaise with regulatory entities around the globe
3
Responsibilities For Finance Compliance Intern Resume
- Maintain the firms restricted list
- Monitor the firms positions for limits and/or disclosure filings
- Enforce the firms information barrier/Chinese wall
- Participate in and support IT audits, IT Security or compliance programs such as Sarbanes-Oxley (SOx) which is critical to Celestica’s business success
- Liaise with Global SAP Security team, internal audit and IT team to ensure IT Compliance
- Work well in teams and independently on tasks with direction from a supervisor or manager
- Assist with the administration of the company’s code of conduct and internal investigations
- Conduct research and analysis to revise corporate policies
4
Responsibilities For Tax Compliance Intern Resume
- Support the implementation of new compliance technology
- Research compliance updates, publications, and news to monitor industry trends and best practices
- Assist with research, publications, management presentations, and special projects
- Participate in Company summer program
- Assist in business process and control walkthrough and documentation
- Perform data analysis upon request
5
Responsibilities For Quality & Compliance Intern Resume
- Help with new SOX tool implementation
- First level of support for audit engagements
- Update and maintain GRC SharePoint site
- Research and report regulatory and compliance related items
- Assist with administration of the GRC tool
- Current Masters level student from an Accredited University
- Ambitious, motivated, flexible self-starter eager to learn and engage pro-actively
- Meticulous attention to detail and organized
6
Responsibilities For Security & Compliance Intern Resume
- Interest in Security, Audit, and Compliance
- Willingness to Learn.Remain open to new experiences and take each activity and assignment as a learning opportunity. Willingness to gain experience working in a professional setting
- Manage record keeping processes and archive of entry records
- Conduct internal audits as they relate to import and export activities
- Liaison with customs brokers to ensure accuracy of import/export documentation
- Liaison with all requestors to insure procedures are followed and documentation is correct upon submission
- Assists members of the compliance team to develop and implement a comprehensive information security, compliance and privacy program
- Assist team members with IT security improvement projects
7
Responsibilities For Trade Compliance Intern Resume
- Update and audit our information asset inventory system
- Create IT security policy and procedures within the NIST framework
- Participate in customer and vendor audit activity
- Assists team members with day to day support issues and questions that arise
- Distributes compliance questionnaires and disseminates subadvisor responses
- Maintains subadviser compliance contact matrix
- Coordinates with subadviser compliance staff to resolve routine and/or less complex securities compliance issues
8
Responsibilities For Risk & Compliance Intern Resume
- Product Filing and Forms: Reviews insurance product forms related to the sale of products, service of products, and product claims and communications. Ensures all policies and procedures related to the forms and filing process are followed
- Regulatory Change: Monitors pending legislation, rulemaking, guidance and other industry trends to ensure BUs and SSUs have information necessary to comply with applicable regulatory requirements and best practices
- Participates in applicable projects to make process improvements and strategic changes to Compliance and Business Unit processes
- Proven strong analytical and research skills, including demonstrated experience identifying, defining and resolving problems, and collecting or intepreting data to establish facts and draw valid conclusions
- Review, Create, Update First Transit Location Risk Analysis reports
- Provide proactive operational support for Information Security incident prevention, detection, response, and remediation
- Supporting role for the division’s vulnerability management program, including the use of Group-approved scanning systems, reporting of vulnerabilities to applicable corporate and location management, and remediation of vulnerabilities in a timely manner
- Support managing the Information Security Team’s ticket queue, ensuring timing communication and resolution of support tickets and related project work
9
Responsibilities For Brand Protection & Channel Compliance Intern Resume
- Perform some specific research on laws, regulations and latest development in the market
- Track latest laws and trend's development
- Perform ad-hoc tasks assigned by the Compliance team
- Review processes and procedures to ensure accuracy of certificates of origin of supplier raw material, components and finished goods, as well as certificates of origin on products and parts
- Assist with processes and procedures to ensure TSV import compliance, including record retention in compliance with applicable law
- Prepare U.S. federal and state tax compliance and estimated payments: Preparation and review of U.S. federal and state corporate income tax returns and estimated tax payments
- Assist with the preparation of the Company’s U.S. quarterly and annual tax provision: Work with the Sr. Manager Tax Operations and Tax team to ensure timely and accurate preparation of ASC 740 income tax calculations (quarterly and annual tax provisions) for the U.S. (federal and state)
- Contribute to educating stakeholders on the impact of Ethics & Compliance
10
Responsibilities For Capital Compliance Intern Resume
- Assist E&C Training & Integration on special projects as needed
- Document tax processes and identify process improvements: Provide support for other corporate tax projects and processes as needed
- Focus on process improvement and internal controls
- Great work ethic and integrity
- Accelerate early career development of high potential future talent and prepare them for careers in the compliance or legal fields
Related to Compliance Intern Resume Samples
Compliance Accountant Resume Sample
Work Experience
• Update directly, or with the control owners help, IA, ICS and OP related narratives, procedures, and SOP’s
• Strong organizational, strong analytical skills, detail oriented, good written and verbal communications, proactive and flexible to changing work priorities
• Proficie...
Professional Skills
• Excellent problem solving skills with stro...
• Strong coordination/negotiation skills spe...
• Influencing skills: ability to build a str...
Compliance Executive Resume Sample
Work Experience
• Assist with the development and implementation of the Group’s Sanctions Screening Programme at the global level, including supporting the Markets, Regions and Functions with identifying, assessing and appropriately mitigating business partnering risks
• Coordinate global initiative to collect and m...
Professional Skills
• Strong interpersonal skills including writ...
• Works well under pressure, meets deadlines...
• Results oriented, strong verbal and writte...
Compliance Manager Resume Sample
Work Experience
• Collaborate with LOB Compliance Officers, and other related groups, to design unique responses to internal clients’ needs in accordance with our compliances practices framework
• Training & Awareness
• Advise business personnel on specific compliance rules / regulations a...
Professional Skills
• Multi-task; to work in a team environment ...
• Excellent communication skills, including ...
• Strong project management skills including...
Mortgage Compliance Resume Sample
Work Experience
• Responsible for assisting with the ongoing development and implementation of the LOB Compliance Risk team’s strategic plan to accomplish its Annual Compliance Risk objectives
• Extensive knowledge of the assigned compliance area along with the associated operations, including the related rules and ...
Professional Skills
• Experience working in a production environ...
• Pulling and Pushing: Opening and closing f...
• Performing transactional testing of requir...
Team Lead, Compliance Team Resume Sample
Work Experience
• Communicate with lines of defense regarding information related to internal audits, KRIs and control tests
• Participate in the resolution of identified risks
• Research regulations to advise on application by the business unit
• Draft and revise polici...
Professional Skills
• Excellent IT skills including Word and Excel
• Strong verbal and written communication sk...
• Experience of process mapping and developi...
Audit Compliance Resume Sample
Work Experience
• Working knowledge of Canadian Federal and Provincial Privacy legislation, the Telecommunications Act, the CRTC UTRs, CASL, and any other emergent or existing regulations that impact the CCC’s policies or processes
• Scotiabank’s Privacy Code
• Working knowledge of the policie...
Professional Skills
• Considerable skill in effective verbal and...
• Strong written and verbal communication sk...
• SAS software implementation experience or ...