Compliance Reviewer Resume Sample
Suzanne O'Hara
39204 Leffler Squares,
Dallas,
TX
+1 (555) 621 3743
Work Experience
Senior Compliance Reviewer
10/2017
-
PRESENT
Phoenix, AZ
- “LIVE” the Bank’s Mission Statement and “PRACTICE” the Bank’s Corporate Strategy
- Maintains sound knowledge of applicable Laws and Regulations and is able to interpret and apply them to actual situations, including but not limited to CRA, HMDA, Fair and Responsible Banking, UDAAP, deposit compliance, and lending compliance
- Remain alert to the changing nature of risk. Demonstrates this skill through thoughtful analysis of business processes, risk assessments and issue identification/communication, as well as effective risk identification resulting from monitoring reviews and test work performed
- Exhibits ability to identify problems and come to a coherent conclusion or resolution and is able to execute on that solution
- Understand business strategies, processes and regulations effectively and quickly
- Use appropriate judgment with regard to issue priority and communication
- Create an atmosphere for open dialogue and to adapt to communication style appropriately for the needs of the audience
Consumer Products & Packaging Compliance Reviewer
09/2015
-
09/2017
Detroit, MI
- Add value through thoughtful analysis of current issues and effective communication with business managers both in person and in writing
- Exhibits the ability to adapt thinking and behavior to suit the requirements of the situation or a person
- Is able to change or easily accept changes to one’s own job requirements and is able to see value of alternative view in different situations
- Strong relationship management, communications, analytics, organization, project management and planning skills
- Reviews forms, disclosures, and other documents to validate information and ensure compliance with applicable laws and regulations
- Performs data validation using proprietary systems to determine accuracy of system functionality
- Provide oral and written responses to agents, insured’s, and management regarding reviews
- Perform follow-through communication on assigned tasks
Provider Compliance Reviewer
03/2012
-
08/2015
Los Angeles, CA
- Work with the Global Food Co-ordinator/Product Manager on prioritisation of Technical Reviews to meet BRC KPI’s
- Act as the Company’s technical expert regarding packaging and consumer products issues and provide technical assistance and training to global commercial and technical teams
- At all times adopt a safe behaviour by exercising due regard for the health and safety of yourself, colleagues and clients, in line with the Company’s policies and procedures
- Ensure full compliance with the Company’s Code of Integrity & Professional Conduct, and at all times adopt behaviour in accordance with SGS UK’s Equality & Diversity policy and procedures
- Interacts as necessary with regulatory examiners, auditors, legal counsel, and Bank management
- Performs additional responsibilities as needed
- Advice on legal regimes for financial promotions in a number of jurisdictions across Europe and the Middle East
- Liaising with the legal departments and GC colleagues to resolve any problems arising in connection with the materials
Education
Pepperdine University - Encino Graduate Campus
2006 - 2011
Bachelor's Degree in Management
Professional Skills
- Enthusiastic person with good communication skills and adapted to work in a team
- Enthusiastic person with communication skills and adapted to work in a team
- Reviewing/auditing consumer mortgage lending experience
- Experience with instructing training courses to groups of ~20 students
- Experience with various versions of database platforms on Information Systems (IS) including Oracle and SQL
- Experience with various versions of Windows OS on IS, including workstations, servers, and laptops
- Experience with various versions of Windows OS on IS, including workstations, servers, and laptops
How to write Compliance Reviewer Resume
Compliance Reviewer role is responsible for travel, finance, credit, training, database, security, analysis, planning, insurance, languages.
To write great resume for compliance reviewer job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Compliance Reviewer Resume
The section contact information is important in your compliance reviewer resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Compliance Reviewer Resume
The section work experience is an essential part of your compliance reviewer resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous compliance reviewer responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular compliance reviewer position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Compliance Reviewer resume experience can include:
- Experience with various versions of UNIX OSes on Information Systems (IS), including workstations, servers, and laptops, and network devices
- Experience in the military or a commercial field, including IT or Cybersecurity
- Very good knowledge of financial products and investment vehicles
- Compliance experience required
- Review of Marketing Materials produced by different Credit Suisse divisions (Private Banking & Wealth Management and Investment Banking)
- Through training courses, onsite shadowing, and checkride of CCRI certification for vulnerability assessments and security scanning
Education on a Compliance Reviewer Resume
Make sure to make education a priority on your compliance reviewer resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your compliance reviewer experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Compliance Reviewer Resume
When listing skills on your compliance reviewer resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical compliance reviewer skills:
- Experience with Windows OS versions on IS, including workstations, servers, and laptops
- Experience with various versions of UNIX OSes on Information Systems (IS), including workstations, servers, and laptops, and network devices
- Experience with various versions of Windows OS on IS, including workstations, servers, and laptops
- Experience with various versions of database platforms on Information Systems (IS), including Access
- Experience with DoD STIGs and assessment tools
- Experience in Cybersecurity
List of Typical Experience For a Compliance Reviewer Resume
1
Experience For Consumer Products & Packaging Compliance Reviewer Resume
- Additional language would be an asset (French, Spanish, Italian)Motivation for professional development in marketing material review business area
- Motivation for professional development in marketing material review business area
- English and one of the following languages to a business standard: German (preferable), Spanish, French, Italian
- Review of Marketing Materials produced by different Credit Suisse divisions (PB & Wealth Management and IB) with special attention to APAC region
- Advice on legal regimes for financial promotions to the internal clients in both CS divisions
- Review of Marketing Materials produced by different Credit Suisse divisions (PB & Wealth Management and IB for the majority of EMEA locations) with special attention to Italy and UK
- Review of Marketing Materials produced by different Credit Suisse divisions (PB & Wealth Management and IB for the majority of EMEA locations) with special attention to Germany, Austria and MENA regions
- Sound knowledge of financial products and investment vehicles would be an asset
- Advice on legal regimes for financial promotions in a number of jurisdictions across Europe, the Middle East and APAC
List of Typical Skills For a Compliance Reviewer Resume
1
Skills For Consumer Products & Packaging Compliance Reviewer Resume
- Through training courses, On-site shadowing, and checkride of CCRI certification for network vulnerability assessments and security scanning
- Through training courses, On-site shadowing, and checkrides of CCRI certification for network vulnerability assessments and security scanning
- Through training courses, onsite shadowing, and checkride of CCRI certification for network vulnerability assessments and security scanning
- Obtain CCRI Certification, including applicable walk
- Obtain a CCRI Certification, including applicable walk
- Fluency in Spanish (additional languages would be an asset)
2
Skills For Provider Compliance Reviewer Resume
- Fluency in Italian (additional languages would be an asset)
- Fluency in German (additional languages would be an asset)
- 8570 IAT II Certification required
- Travel up to 100% of the time
- Experience with various versions of UNIX operating systems (OS) on information systems (IS), including workstations, servers, and laptops and network devices
- Obtain CCRI Certification, including applicable walk-through training courses, onsite shadowing, and checkride of CCRI certification for vulnerability assessments and security scanning
- Travel up to 85
3
Skills For Windows Compliance Reviewer, Mid Resume
- Of the time
- Travel up to 85% of the time
- 8570 IAT II Certification within 60 days of hire required
- Travel between 85
- Obtain CCRI Certification, including applicable walk–through training courses, onsite shadowing, and checkride of CCRI certification for network vulnerability assessments and security scanning
- Travel up to 85 to 100% of the time
- 8570 IAT II Certification required within 60 days of hire
4
Skills For Senior Compliance Reviewer Resume
- IAT III Certification required
- 8570 IAT II Certification within 45 days of hire
- CCRI Certification, including applicable walk–through training courses, onsite shadowing, and checkride of CCRI certification for network vulnerability assessments and security scanning
- Strong communications skills to present and collaborate with team leaders and others on projects
- Knowledge of mortgage related rules and regulations with a strong interest in applying regulatory changes to mortgage operations
- 8570 Certification, including CE certifications
5
Skills For Unix Compliance Reviewer, Mid Resume
- 8570 IAT III Certification required
- Obtain 8570 IAT II Certification within 45 days of hire
- Support, interface, and coordinate with multiple program managers
- CCRI Certification, including applicable walk-through training courses, onsite shadowing, and checkride of CCRI certification for network vulnerability assessments and security scanning
Related to Compliance Reviewer Resume Samples
Healthcare Compliance Resume Sample
Work Experience
• Oversee Work-plan-related inter-dependencies toward the goal of ensuring timelines, quality and partnership. Support communication of Work-plan updates to Board of Directors’ and Management Compliance Committees
• Identify areas of risk at Mallinckrodt and manage and assist in the development of ri...
Professional Skills
• Advanced verbal and written communication ...
• Demonstrate strong communication, interper...
• Strong problem solving, conflict managemen...
Junior Compliance Resume Sample
Work Experience
• Adhere to strict deadlines set by externals (Tax authorities, Law & Auditors) or internals (Supervisor, manager)
• Good communication skills both internal and external
• Responsible for assisting Compliance Manager in conducting routine compliance testing of GFS policies ...
Professional Skills
• Understanding of NIST standards including ...
• Experience working as a Federal Civilian g...
• Experience working with advisors and/or Ca...
Policy Compliance Resume Sample
Work Experience
• Assist in the updating and maintaining of policies and the firm’s written supervisory procedures
• Serve as an effective member of the VBS P & P and Standards Committee
• One Security certification is required (GSEC, GISF, GPEN, GWAPT, GCIH, GCIA or GCUX or equivalent)
&n...
Professional Skills
• Experience working as an Administrative As...
• Executing compliance and policy requiremen...
• Experience with Microsoft Visio or other a...
Mortgage Compliance Resume Sample
Work Experience
• Responsible for assisting with the ongoing development and implementation of the LOB Compliance Risk team’s strategic plan to accomplish its Annual Compliance Risk objectives
• Extensive knowledge of the assigned compliance area along with the associated operations, including the related rules and ...
Professional Skills
• Experience working in a production environ...
• Pulling and Pushing: Opening and closing f...
• Performing transactional testing of requir...
Team Lead, Compliance Team Resume Sample
Work Experience
• Communicate with lines of defense regarding information related to internal audits, KRIs and control tests
• Participate in the resolution of identified risks
• Research regulations to advise on application by the business unit
• Draft and revise polici...
Professional Skills
• Excellent IT skills including Word and Excel
• Strong verbal and written communication sk...
• Experience of process mapping and developi...
Audit Compliance Resume Sample
Work Experience
• Working knowledge of Canadian Federal and Provincial Privacy legislation, the Telecommunications Act, the CRTC UTRs, CASL, and any other emergent or existing regulations that impact the CCC’s policies or processes
• Scotiabank’s Privacy Code
• Working knowledge of the policie...
Professional Skills
• Considerable skill in effective verbal and...
• Strong written and verbal communication sk...
• SAS software implementation experience or ...