Compliance Senior Manager Resume Sample
Iliana Dibbert
51780 Paxton Wall,
Phoenix,
AZ
+1 (555) 915 0703
Work Experience
Compliance Senior Manager
08/2015
-
PRESENT
Houston, TX
- Represent HCC on the DePuy Synthes and Ethicon Educational Grants & Donations committees; review and provide guidance on HCC requirements for the educational grant and charitable donation requests submitted for approval
- Provide oversight, policy requirements, and recommendations on the appropriate HCP engagement process for fee for service activities in the One MD organization including the review and approval of activities, training on the process for business partners, and partnering with the PR&O organization on the tools and tracking mechanisms
- Lead, or provide assistance to those who lead, investigations into alleged noncompliance with the company’s HCC policies and procedures
- Provide guidance, policy interpretations and recommendations relating to the proper promotion of One MD products, as well as HCC oversight for day to day business activities
- Providing training on regulatory issues
- Monitoring, assessing and reporting on business conduct and adherence to applicable regulations
- Advising on the continual development of appropriate procedures to manage and mitigate regulatory risk; and,
- Managing our external relationship with regulators
- In accordance with the enterprise-wide standards, frameworks and programs, support the build, monitoring and continuously enhancement of the first line compliance program. This includes all policies, procedures and internal controls designed to ensure compliance with applicable regulatory requirements
Compliance Senior Manager Auditor
11/2011
-
03/2015
Detroit, MI
- Champion the Wealth Management compliance function and recommend appropriate work plans, resources and budgets
- Support Wealth Management’s Operating Group in the effectively delivery of various regulatory programs (including Volcker, FACTA, Basel 3, CASL, QI etc)
- Support the maintenance of appropriate documentation, records and reports for review by auditors and regulators
- Act as the primary contact for Enterprise Compliance and support the roll out of annual reviews where required (i.e. inherent risk assessments, Audits, compliance reviews)
- Review internal audit reports that impact compliance activities to identify unusual trends and patterns of concerns across Wealth Management
- Monitor the implementation of corrective action and escalate outstanding concerns to management
- Develop change management plans to roll out new legislative changes associated with regulatory programs
Technology Risk & Compliance Senior Manager
01/2008
-
05/2011
Chicago, IL
- Expertise in European financial regulation, with emphasis on FCA and PRA current and proposed rules governing financial institutions
- Experience with building governance and compliance frameworks in response to new regulations and standards
- Effective communication skills with stakeholder sets that include the business, operations, legal and compliance
- Strong project management and team working
- Skills, with proven results implementing regulatory changes within an organization
- A ‘hands on’ team player who is able to be flexible and also multi-task
- Identifying and helping to implement continuous improvement opportunities for the Compliance program within Amgen’s Intercontinental region
- Work in partnership with key internal stakeholders to identify target audience and target audience’s training needs
- Identifying and helping to implement continuous improvement opportunities for the Compliance program within Amgen’s Asia Pacific region
Education
American InterContinental University - Atlanta
2003 - 2008
Bachelor's Degree in Business
Professional Skills
- Demonstrate strong organizational, interpersonal and communication skills
- People management skills - influencing and leadership skills
- Excellent communication skills, both written and oral, with the ability to communicate effectively at all levels
- Strong personal communication skills, capable of dealing with wide a range of people including regulators and the Firm’s leadership
- Good planning, organizational and prioritization skills, and ability to assist team members with this as necessary
- Excellent inter-personal skills with various levels of management
- Strong verbal and written communication skills with ability to present to senior executives
How to write Compliance Senior Manager Resume
Compliance Senior Manager role is responsible for training, leadership, architecture, finance, securities, procurement, auditing, security, immigration, reporting.
To write great resume for compliance senior manager job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Compliance Senior Manager Resume
The section contact information is important in your compliance senior manager resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Compliance Senior Manager Resume
The section work experience is an essential part of your compliance senior manager resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous compliance senior manager responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular compliance senior manager position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Compliance Senior Manager resume experience can include:
- Good IT skills, including PowerPoint, Excel
- Strong collaboration skills and able to influence
- Develop / mentor team members through effectively delegating tasks and providing guidance to staff
- Ensures effective coordination occurs within the assigned working group and with other compliance stakeholders
- AML Sanctions experience
- Strong organizational and leadership aptitude
Education on a Compliance Senior Manager Resume
Make sure to make education a priority on your compliance senior manager resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your compliance senior manager experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Compliance Senior Manager Resume
When listing skills on your compliance senior manager resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical compliance senior manager skills:
- Building and maintaining relationships across the network of firms to effectively deliver Compliance activities on behalf of NIS
- Building and maintaining relationships across the network of firms to effectively deliver Compliance activities on behalf of NIS; and,
- Fluent in English (reading, writing, verbal) including formal presentation skills
- Demonstrated success developing and executing new processes and continual maintenance of compliance objectives
- Drafting documents, including reviewing, proofreading, and editing
- Translating pillar strategy by leading and managing others while performing work with significant independence
List of Typical Experience For a Compliance Senior Manager Resume
1
Experience For Compliance Senior Manager Auditor Resume
- Strong understanding of and experience in interpreting OFACregulations
- Good working knowledge of asset management
- Agree and take leadership where appropriate on supporting the strategy, objectives and priorities for Compliance and areas of responsibility
- Excellent command of English and Chinese; proficiency in Mandarin would be an advantage
- Schedules and oversees compliance processes including scheduling, training and review of compliance reporting
- Manage drafting and filing of OFAC block reports, annual reports and VSD
- Ensures all employees are well trained and training records are maintained
- Reviews advertising, disclosures, notices, compliance-related regulatory reports and forms for compliance with rules and regulations
2
Experience For Compliance Senior Manager, Auditing Resume
- Monitors and reviews all reporting, audits and correspondence
- Work with the global compliance function on firm-wide initiatives/programmes, such as investment guidelines, trade surveillance and PA Dealing
- Oversee compliance with policies (including the personal code of ethics) in Luxembourg
- Detailed knowledge of anti-money laundering rules and regulations
- Performs periodic reporting on additional compliance and operational issues as required
- Make periodic updates to existing sanctions-policies and procedures, as appropriate
- Serve as Accenture’s expert on financial and operational Internal Controls
- Incorporate innovation into controls design including, but not limited to, expanded use of analytics, continuous auditing, enhanced workflow for compliance programs, communications and training
3
Experience For Technology Risk & Compliance Senior Manager Resume
- Work with major programmers to ensure internal controls are properly designed and integrated (i.e., S/4 HANA, Revenue Convergence and Lease Convergence.)
- Liaise with KPMG for impacts across all areas of responsibility on ICOFR audits
- Act as a system integrator role working with the various project working groups and management leads (including pertinent GPS EIC’s and support functions) and support functions to manage subtasks identified on the GANTT PM chart
- Accountability for the success of customer audits in accordance with Workday’s Customer Audit Program
- Drive the compliance aspects of Workday’s vendor and partner security compliance risk management programs in cross functional partnership with Security, Services, IT, Procurement and Legal
- CPA / Chartered Accountant certified is required
- Proven knowledge of the audit process – risk assessment, process documentation, risk control matrices, control recommendation, test procedures, testing templates, sample size, reporting, preparing remediation documentation and process excellence skillset
- Result-oriented with ability to pay attention to detail, manage timelines and produce excellent work quality
4
Experience For GPS Compliance Senior Manager Resume
- Partnering with business unit and/or department leadership team to ensure compliance ownership and right tone at the top
- Maintains the required compliance systems for the firm while fostering positive business relationships with department associates and branch associates/affiliates
- Serves as the primary liaison between the organization and industry regulators by responding to inquiries, audits, complaints and investigations
- Coordinates the preparation and submission of regulatory filings and maintains required compliance documents
- Continually evaluates the department structure and strategic plan, considering future growth. Promotes overall efficiency while maintaining a commitment to compliance standards and excellent service
5
Experience For Accounting & Compliance Senior Manager Resume
- Ensures processes and procedures support efficient and timely work flow
- Collaborating to oversee compliance program for Raymond James and Associates Operations, Regulatory Reporting and Cash Management to ensure compliance processes and procedures are integrated and aligned with business processes
- Assist in responding to regulatory inquiries related to Operations, Regulatory Reporting or Cash Management
- Execute periodic testing and reviews of business unit areas and processes as required under FINRA Rule 3120 for Operations, Regulatory Reporting and Cash Management, draft report detailing testing results, and facilitate sub-certification process with senior business leadership
- Routinely interacts with Executive Leadership in business, Compliance and Legal on matters impacting business units
6
Experience For Health Care Compliance Senior Manager Resume
- Provide the first line of supervision to a team of accounting professionals, technical experts, and support staff, and management of services to the client
- Serve as the Kearney focal point for the Schedule of Budgetary Authority (SBA) audit
- Manage the drafting and reviewing of DEAMS compliance policies, standard operating procedures and recommend changes to existing Air Force policies and procedures to support DEAMS implementation
- Maintains program for oversight of Information Technology processes, with an emphasis on adherence to State and Federal regulatory requirements, guidance and best practices
- Represents FINOP Compliance on senior level IT risk committees and other strategic working groups
- Maintains documentation of technology oversight program for FINOP Compliance and executes periodic compliance controls and reviews
7
Experience For Contract Compliance Senior Manager Resume
- Collaborates with IT leadership and other business areas in support of internal and industry cybersecurity exercises
- Develops, maintains, monitors and reports key compliance performance and risk indicators related to the Control Framework for Information Technology
- Support ethical decision-making capability within the business by participating business unit and/or department leadership team meeting, reviewing promotional strategies and other significant business initiatives
- Ensure business activities with health care professionals (HCPs) and government officials (GOs) are planned in consistence with applicable HCC policies and procedures
- Acting as a consultant, provide day-to-day guidance, advice to covered employees, including providing metrics as required by the HCC Officer based on risk assessment and other compliance program
- Deploy HCC policies and/or procedures in covered business unit and/or department by providing necessary training and/or communication to covered employees, managing changes, and monitoring implementation
- Tailor HCC training materials to fit into the needs and business context of covered business unit and/or department, and deliver appropriate trainings to covered employees at various levels such as business unit/department leadership, regional level, and/or territory level
- Participate in company HCC monitoring program to identify warning signals and/or gaps, and provide meaningful feedback to business unit/department leadership so that appropriate corrective actions are taken accordingly
8
Experience For Bpci Compliance Senior Manager Resume
- Manage risks involving third party intermediaries by implementing the due diligence process in covered business areas, including training to business sponsors, reviewing due diligence questionnaires, etc
- Implementing and following up on the Management Action Plan, and guide the business partners to close gaps and implement corrective actions
- Stimulating and contributing to innovative approaches towards HCP’s and GOs consistent with the HCC guidelines and framework
- Implementing the escalation process for serious allegations, as appropriate, and assist investigation related to covered business areas
- Interface with legal counsel regarding HCC requirements and interpretation
- Create training material and provide compliance trainings to all functions
- Interface with the regional HCC community to share approaches to HCC
- Support the local CO to foster a mindset/culture of compliance
- Develop, deliver and maintain communication to ensure local organizations’ compliance awareness and knowledge
9
Experience For Compliance Senior Manager / Director Resume
- Establishes objectives and develops processes and procedures to ensure adherence to all regulatory requirements
- Partner with business units to recommend policy and process changes to Senior Management
- Tailor HCC monitoring programs (including data-monitoring) by working closely with relevant HCC and enabling functions to identify warning signals and/or gaps for the covered business units and the whole company; providing meaningful feedback to Xian Janssen leadership and developing appropriate approaches to address the gaps
- Assist in managing and supporting allegations and investigations, as appropriate, related to Xian Janssen
- Implement the escalation process for HCC-related allegations, as appropriate
10
Experience For HR Compliance Senior Manager Resume
- Implement, follow up and ensure successful closure of the Management Action Plan by collaborating with relevant functions, and guide the business partners to close gaps and implement corrective actions
- Act as a consultant to provide day-to-day guidance, advice to covered employees
- Support ethical decision-making capability within the business by participating BU leadership team meeting, reviewing promotional strategies and other significant business initiatives
- Deploy HCC policies and/or procedures in covered BU by providing necessary tailored training and/or communication to covered employees, managing changes, and monitoring implementation
- Understanding the end to end Supply Chain
- Partner with BU leadership team to ensure compliance ownership and right tone-at-the top
List of Typical Skills For a Compliance Senior Manager Resume
1
Skills For Compliance Senior Manager Auditor Resume
- Good PC skills (including Microsoft Word and Excel)
- Work well between functions and across all levels of the business and effective negotiating skills are essential
- Proven project management ability: 5+ years’ experience managing large-scale training projects
- Experience in preparing and facilitating training
- Experience and understanding of the Savings area and FCA thinking of customer segmentation including Customers In Vulnerable Circumstances preferable
- Experience conducting audits and managing auditing programs in one or more compliance areas (e.g., HCC, FCPA, Finance, Quality, Regulatory)
- Experience leading and managing teams
- Experience creating and/or implementing policy is required
- Experience working with Sales and Marketing, Professional Affairs / Medical Affairs and / or external Trade Associations is desired
2
Skills For Compliance Senior Manager, Auditing Resume
- Process excellence training or experience desirable
- Building and maintaining complex programs while supervising teams to execute against overall strategy
- Navigating a matrix organization; and - Overseeing and managing compliance activities within a financial services firm
- Monitoring and overseeing any remedial actions proposed by the firm’s regulators
- Developing senior executive presentations, reporting, and communications
3
Skills For Technology Risk & Compliance Senior Manager Resume
- Identifying and applying appropriate compliance workflows
- Overseeing and managing compliance activities within a financial services firm
- During customer audits, manage communications to third parties regarding Workday’s compliance program, operational processes and key controls
- Investigating compliance issues and irregularities
- Executing tasks aligned to Compliance with autonomy
- Navigating a matrix organization; and
- Understanding of variances in quality processes present across the service lines and sub service lines
4
Skills For GPS Compliance Senior Manager Resume
- Working knowledge of key regulatory /consumer bodies
- Ensuring that all open commitments to the Regulator are tracked to completion
- Communicating with regulators in regards to their requests to ensure that their expectations are appropriately managed and met
- Taking a leadership role to drive remediation of concerns identified during regulatory exams
- Coordinating with the Legal team to both keep them informed and incorporate their feedback as needed
- Proficient in accounting (including income tax accounting), auditing principles and practices, including US GAAP and statutory accounting
- Coordinates and works with countries on developing strategies and executing Lane Mapping, Facility Mapping, Trailer Mapping
5
Skills For Accounting & Compliance Senior Manager Resume
- Work with the global Process Leads in designing, maintaining and continuously improving the global standard set of risks and Internal Controls for Accenture
- Responsible for staying current and integrating external requirements from public accounting firms, PCAOB, FASB, SEC, etc
- Oversees compliance processes including scheduling, training and review of compliance related and owned issues
- Responsible for the overseeing the ongoing monitoring for adherence to the OFAC policy and procedures
- Bank lending products and the Fair Credit Reporting Act
- Knowledge of IT risk management, issue tracking, change management and requirements gathering
- Role has been made vacant following a colleague leaving Barclays
- Work closely with BUK Community Banking & Premier segments and Savings teams to provide a partnership service including regulatory advice and guidance
- Within the HR field or discipline, including
6
Skills For Health Care Compliance Senior Manager Resume
- Cash management regulatory framework, including bank deposit sweep and money market mutual funds
- Broker-dealer operations and financial concepts, including core operations processes, FOCUS and customer reserve
- Governance, Risk and Compliance principles of Information Technology, preferably from the perspective of a fully diversified Bank Holding Company
- Social media, newsletters, reporting, executive material, e-mail communications, and other tech-enabled communication media
- Familiarity with the firm’s work streams including engagement acceptance, BRET and deal review processes
7
Skills For Contract Compliance Senior Manager Resume
- PC literate with appropriate knowledge in the following systems: PowerPoint, Excel, Word, Outlook
- In depth understanding of Hong Kong SFC and MPFA, and CSRC regulations and the investment funds industry and securities markets
- Contribute process modeling and process management expertise to support R&D business process owners
- Primary interaction is with members across business department(s) in functional area or a complex business department they support
- Regularly communicates findings, data, and status to clients and/or management, and external vendors
- Articulate complex technical problems and solutions to a wide audience
8
Skills For Bpci Compliance Senior Manager Resume
- Communicate issues and risks directly to client and IT management
- Represents business department/area as the IT liaison on projects and initiates technical capabilities/opportunities
- Understanding Information security compliance and risk management as they are applied in the support of and integration with key business and strategic priorities
- Contributing new intellectual capital in technical domain within the Compliance function
- Influencing both internally and externally through building and leading a large team or complex project, or multiple teams or projects, within the Compliance team
9
Skills For Compliance Senior Manager / Director Resume
- Performing risk identification, assessment, treatment processes to contribute to the development of new domain specialization in those processes on an ongoing basis
- Collaborating with personnel to develop network security solutions
- Data classification and its impact on the security design of networking
- Experience focused on HR compliance, employment law, employee relations or related functional expertise including experience with data analytics and presenting findings to senior leadership
- Proficiency with Microsoft Office Suite, including project management software, Visio
- Experience and ability to collect, interpret, and identify relevance of compliance-related information from multiple sources. Ability to review data and conduct analysis to determine applicable trends and make recommendations
- Thorough understanding Federal, State, Provincial, and local laws and regulations, including but not limited to: Equal Employment and Affirmative Action, Immigration Reform and Control Act (I-9), Wage and Hour regulations (FLSA), OFCCP compliance
- Demonstrated ability to successfully plan and lead projects incorporating cross-functional teams, vendors, and budget and schedule requirements - great organizational skills with exceptional follow through and attention to detail
- Excellent written and verbal communications skills - ability to interface with all levels of the organization. Experience delivering compliance training in small and large group settings
10
Skills For HR Compliance Senior Manager Resume
- Align with internal and external teams to ensure end to end coverage of customer financial risk (including passthrough economics) through customer negotiation support, self-reviews, ad-hoc analytics, dispute resolution and formal external customer audits
- Comply with and support accounting policies, financial statement audits, internal audits, SOX requirements and communicate openly and timely with Pharma Controllership function
- Liaison with executive management of Legal, Sales, Account Management, Finance, Accounting, MFC Shared Services, and Pricing to share information and obtain support for solutions to customer trends and changes in a fast-paced and challenging environment
- Demonstrated experience in the development and implementation of a compliance program in accordance with an organization's risk profile is required
- Broad business experience and a proven ability to influence business decisions and business partners is required
- A demonstrated ability to apply Compliance regulations, HCC/fraud and abuse laws (AKS, FCA, FCPA) is desired
- Uses sound judgment and discretion when sharing confidential information
- Quickly grasp new concepts, understand business objectives, and align stakeholders to drive results and business objectives
- Be aware of changes to the BUK and, in particular, Community Banking & Premier segments and Savings team strategy, objectives and business plans to ensure appropriate support is provided
List of Typical Responsibilities For a Compliance Senior Manager Resume
1
Responsibilities For Compliance Senior Manager Auditor Resume
- Ensure business activities with health care professionals and government officials are planned and executed in consistence with applicable HCC policies and procedures, including conducting necessary pre-approval of such activities
- Demonstrated ability to implement approved strategies to drive value for J&J customer-centric mindset
- Strong cross company/sector collaboration and change management is required
- Issue and present reports on compliance findings, analysis and recommendations as appropriate, including to the DPs (CP86) and Conducting Officers
- Supports the management of agenda-setting and preparation of governance committee objectives and materials
- Lead process identification and definition efforts in R&D to ensure end-to-end process mapping and identification of potential failure points and risks
2
Responsibilities For Compliance Senior Manager, Auditing Resume
- ) progressive professional roles involving information security and/or IT management
- Interface with the global/regional HCC community to share approaches to HCC
- Help team members to set up short-term and long-term objective on the career development and support the implementation of the objectives
- Identifies, develops and incorporates guidelines and regulations in collaboration with Compliance & Global Temperature Control COE and the Humidity and Narcotics leader. Leverages solutions across sectors and regions as applicable
- Ensures consistency of interpretation of standards and SOP requirements
- Deploys identified solutions and performs cost assessments to optimize supply chain costs. Assists in the development of solutions to become compliant with Standards and SOPs
- Coordinates and works with countries on performing High, Medium and low risk products gap assessments, identifying and implementing remediation plans towards compliance to the temperature control technical standard
- Works with global teams to develop strategies to deploy SOPs and Standards and to close gap
- Works with the region on the execution of the global strategy to optimize the portfolio of current and future temperature solutions
3
Responsibilities For Technology Risk & Compliance Senior Manager Resume
- Interacts with Quality and Franchise representatives to ensure alignment on requirements. Interacts with APAC Leadership team to provide updates and gain alignment on identified strategies
- Develops and maintains strong collaborative relationships with all distribution site managers, transportation team and quality owners. Interacts with various regional members to provide consistency in approach towards temperature control matters
- Provides ongoing training and guidance within the region
- Results & Performance-driven, sense of urgency
- Builds well-structured reporting, governance materials, and communications, delivering key messages, reporting and communications framed for different audiences
- Organizes key points into messages that are clear and understandable
- Proofreads meticulously and challenges clarity and usability of content
4
Responsibilities For GPS Compliance Senior Manager Resume
- Ensures that a consistent message is delivered through all communication channels
- Participates in the design and overall strategy of communications related to compliance, ethics, and conduct risks across the firm
- Participate in the execution of a reporting, governance, and communications strategy that supports the transformation of compliance risk management and other change initiatives
- Creates and/or reviews compliance organization announcements, reports, governance and escalation protocols, policy communications, presentations, and other general Compliance materials
- Develops and provides executive level materials for Compliance leaders to incorporate into business function meetings and other settings
5
Responsibilities For Accounting & Compliance Senior Manager Resume
- Manages strategy, content, and execution of large meetings and Town Halls
- Lead the provision of advice and guidance to the business in Luxembourg on technical compliance queries as they arise
- Support the business in Luxembourg to understand the key risks and controls
- Develop and implement framework for compliance oversight of the branches to reflect enhanced role of the management company in Luxembourg post-Brexit
- Detailed knowledge of applicable UCITS regulation and local regulatory environment
- Sound knowledge of other CSSF and CBI regulatory requirements and principles
6
Responsibilities For Health Care Compliance Senior Manager Resume
- Assists with preparation, review and creation of metrics related to issues
- Responsible for management of appropriate policies, procedures and processes to ensure compliance with OFAC regulations and internal OFAC policies on a global basis
- Serves as an escalation point/decision maker on escalations from the sanctions screening unit; - Liaison to LOB leaders in connection with Sanctions Advisory issues
- Primary liaison to local MLROs with respect to local sanctions regulations
- Conduct reviews of new business and strategic initiatives, agreements and transactions to ensure compliance with Sanctions program
- Review and enhance BBH’s risk assessment as appropriate and as required by OFAC, EU, UN and other local sanctions lists
- Ensure appropriate sanctions list coverage by BBH jurisdiciton
7
Responsibilities For Contract Compliance Senior Manager Resume
- Provide advice on appropriate sanctions thresholds in FircoSoft
- Collaborate with AML senior leadership team to improve overall compliance processes and workflows
- Provides reports to the AML Sr. Leadership team
- Serves as an escalation point in resolving complex problems following established guidelines, accounting for internal guidelines as well as outside regulatory requirements
- Responsible for ensuring appropriate response to requests for information from regulators; Primary interface with OFAC
- Manage responses to examination findings and the remediation related to sanctions compliance programs ; Manage sanctions-related internal audit and various regulatory exams
- Manage internal audit and various regulatory exams
8
Responsibilities For Bpci Compliance Senior Manager Resume
- Manage Sanctions Advisory analyst
- Strong knowledge of relevant lines of business at BBH , including in-depth understanding of securities settlement; custody; and other securities and banking-related services
- Familiarity with the score process
- Broad and /or in depth technical compliance knowledge and the application of FCA rules and guidance preferable
- Academic and professional qualifications preferable
9
Responsibilities For Compliance Senior Manager / Director Resume
- Knowledge of laws, regulations and industry standards for Japan, as well as the Foreign Corrupt Practices Act
- Work autonomously on day to day matters
- Team player who is sensitive to the needs of the functional business units
- Commitment and desire to make things happen
- People management or team leadership knowledge is required
10
Responsibilities For HR Compliance Senior Manager Resume
- Knowledge of: (1) anti-kickback and false claims laws; (2) laws and regulations governing federal and state contracting and pricing programs; and (3) Affordable Care Act and impact on health care industry is required
- Advise on complex selling arrangements and multi-company contracting, while working towards solutions to streamline process and drive compliant growth is required
- In Quality Management, Process Management, Compliance, or other relevant area of pharmaceutical/biotech industry
- Build and maintain relationships internally and externally
- Meet tight deadlines and work in a pressurized environment
- Knowledge of Assurance or other regulated activities
- Support the Compliance strategy on adoption of the Compliance tools that have been built as well as improving how we use these to enhance productivity, improve risk management and further transform how we interact with BUK
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