Due Diligence Associate Resume Sample
Angeline Reynolds
3379 Shayna Inlet,
Los Angeles,
CA
+1 (555) 411 0007
Work Experience
Due Diligence Associate
08/2017
-
PRESENT
Detroit, MI
- Domestic travel possible (up to 10%)
- Undertaking AML checks to ensure adherence to all Compliance policies, procedures and regulatory obligations
- Providing subject matter expertise and support to more junior team members
- Supporting team manager in day-to-day oversight as well as strategic initiatives
- Responding promptly and knowledgeably to queries from clients, the Revenue Division and other internal departments
- Risk and issue identification and escalation
- Responsibilities include: developing due diligence plans, reviews of managers’ documented procedures, attending onsite meetings, coordinating background checks, fund legal document reviews and preparing written analyses of managers’ business and operational capabilities
- FRM Managed Account Team through coordination of information related to counterparty and valuation risk
- FRM Investment Risk on creation of the monthly Risk Committee packs
Ishares Due Diligence Associate
07/2010
-
06/2017
New York, NY
- FRM Core Investment Administration on maintenance of the Approved List
- Help develop and deliver on the team’s pipeline, strategic plan and success metrics
- Recommend property acquisition structures using SANTE Realty’s capabilities and guidelines to executive committee
- Client Acceptance Committee (CAC) meeting schedule
- Conduct detailed investigative research and analysis to help the firm’s clients identify and understand regulatory and reputational risks before proceeding with commercial relationships. This primarily involves undertaking open source and database research for integrity and compliance due diligence, background investigations, asset traces and risk assessments
- Produce high quality oral and written work product with the ability to understand and summarize large amounts of information in a concise manner
- Manage independently the financial management of a due diligence project
- Understand client requirements and have developed the ability tailor projects and bespoke assignments to deliver value to clients
- Independently instruct and manage subcontractors on projects including negotiating fees
Senior Associate, Due Diligence for Lenders
03/2005
-
04/2010
Phoenix, AZ
- Manage client relationships and conduct business development, including supporting Engagement Managers in identifying potential new clients
- Oversee the work product of Analysts, including supervising quality assurance of Red Flag Reports, L1 reports and projects
- Represent the practice at external events confidently
- Speak confidently about key business and political issues and how they relate to DDSR services
- Develop new resources and tools for all DDSR staff members to utilize including new databases and subcontractors
- Subject matter expertise within the United States or a particular geographical region
- Form and articulate expert opinions based on analysis
Education
Florida State University - Panama City Campus
2000 - 2005
Bachelor's Degree in Accounting
Professional Skills
- Strong interpersonal communication and clear and articulate speech and writing skills
- Accurate and detail oriented record keeping skills
- Compliance experience, awareness of the client onboarding process or KYC/AML and regulations knowledge beneficial
- Stimulating work in a fast-paced, intellectually challenging environment
- Being motivated every day by CPPIB’s important social purpose and unshakable principles
- Diverse and inspiring colleagues and approachable leaders
- A developed understanding of information sources in a given geographical region as well as a high level of knowledge of the business and political environment
How to write Due Diligence Associate Resume
Due Diligence Associate role is responsible for articulate, clear, software, finance, database, auditing, reporting, research, insurance, travel.
To write great resume for due diligence associate job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Due Diligence Associate Resume
The section contact information is important in your due diligence associate resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Due Diligence Associate Resume
The section work experience is an essential part of your due diligence associate resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous due diligence associate responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular due diligence associate position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Due Diligence Associate resume experience can include:
- Help coordinate, prepare, and conduct operational due diligence reviews of external hedge fund managers. Reviews include evaluations of hedge fund internal controls, operational support structure, trade processing, legal documentation, cash management procedures, valuation practices, NAV production, service providers, etc
- Assist with the ongoing oversight of the existing hedge fund platform and participate in the evaluation of new hedge fund allocations
- Build a comprehensive understanding of hedge funds, operational best practice and the alternatives industry
- Routinely performs basic due diligence analysis and reviews of products including mutual funds and fixed indexed annuities
- Comfortable working in a flat organizational environment
- Conduct calls and onsite meetings with hedge fund CFOs, COOs, other Sr. management and personnel
Education on a Due Diligence Associate Resume
Make sure to make education a priority on your due diligence associate resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your due diligence associate experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Due Diligence Associate Resume
When listing skills on your due diligence associate resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical due diligence associate skills:
- Experience in public accounting, alternative investments (e.g. hedge funds) and/or relevant industry experience desired, but not required
- Research experience using comprehensive databases
- Provides routine support for due diligence projects including fulfilling document requests or researching basic regulatory inquiries
- Supports due diligence team with maintaining vendor selling agreements, correspondence, and due diligence files
- Acts in the capacity of secretary for the LFN Product Review Committee including maintaining minutes and records related to product decisions
- CPA/CFA desirable and/or interest in pursuing such designations
List of Typical Skills For a Due Diligence Associate Resume
1
Skills For Ishares Due Diligence Associate Resume
- Expertise in conducting research of US public records, to include court filings (federal and state), regulatory databases, and identifier databases, among other records
- Experience conducting research in a commercial context related to a geographical region, particularly Latin America, and/or a track record in the due diligence and business intelligence field
- AML/KYC experience required
- Capacity for adaptation to a rapidly changing environment
- Travel if needed for certain client engagements
- Strong knowledge of HSBC’s organizational structure, business lines and policies and procedures to ensure compliance on all proposals and able to manage new product due diligence.
- Prior work experience preferably with a large public accounting or financial services organization or regulator with responsibilities focused on the hedge fund and/or asset management space with broad exposure to accounting/operational issues
2
Skills For Operational Due Diligence Associate Resume
- Medical, dental, vision, and life insurance plans
- Generous vacation and sick day policy
- Present findings to all levels of the organization
- Work with individuals at all levels in the organization and contribute to the strategic direction of the firm
- Collaborative contributor who thrives in a team environment
3
Skills For Senior Associate, Due Diligence for Lenders Resume
- Responsible for analyzing performing ongoing monitoring of investments including reviewing fund financial statements and investment activity to ensure compliance with Limited Partnership Agreement
- Maintains & updates product information in the LFN database to ensure product availability, correct data, and issuer information for key stakeholders
- Provides financial advisors with due diligence support and product-related information when requested
- Maintains the product related content within the firm’s intranet sites
- Generates routine reports for management when requested
4
Skills For Client Due Diligence Associate Resume
- Focused on investment managers within the Asia-Pacific, support the BRM team with initial and ongoing operational due diligence on investment managers across all asset classes (including Hedge Funds, Private Equity, and Venture Capital)
- Coordinate special projects and interact with other analysts, investment research professionals and investment directors
- Travel for work (~10%)
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