Equity Trader Resume Sample
Nella Hintz
9135 Lockman Corners,
Houston,
TX
+1 (555) 502 5948
Work Experience
Senior Equity Trader
02/2016
-
PRESENT
Houston, TX
- Analyze and report on transactions costs
- Disseminate market information to portfolio managers and other traders
- Knowledge of capital markets and various investment instruments
- Executes securities, equity futures and FX purchases and sales for all CSIM Mutual Funds authorized by Portfolio Managers or the Head of Trading
- Provide in depth strategies to trade risk and agency portfolios
- Anticipating index events, upcoming and closing corporate action events and develop trade ideas with portfolio managers
- Develop and maintain relationships with securities dealers
- Use of diverse electronic trading strategies and broker/dealer strengths to accomplish execution goals
Equity Trader
10/2010
-
01/2016
New York, NY
- Pro-actively contribute to the investment process to both reduce transaction costs and identify alpha opportunities
- Relevant experience of list or portfolio trading on the buy or sell side
- Single stock and derivative trading experience would be an advantage
- Understanding of the liquidity and microstructure of EMEA equity markets
- Excellent analytical skills applied in a practical environment
- Well organised, disciplined approach to work with a high level of attention to detail
- Strong ability to communicate clearly with Sales People and clients
- Experience in trading or comparable financial services role
- Series 55 license
Junior Equity Trader
02/2008
-
05/2010
Philadelphia, PA
- Full understanding of Pre-Trade/Execution/Post-Trade lifecycle of CSIM executions
- Strong commitment to understanding Market Microstructure and how it effects execution at CSIM and the investment community in general
- Attend Conferences and Counterparty visits as a representative of the CSIM Equity Trading Desk
- Creative thinker and comfortable taking initiative in pursuing new opportunities
- Support trading desk to help manage orders and trade flow in a logical, risk-controlled manner with a high sensitivity to fiduciary responsibilities
- Provide ‘best execution’ across a range of equity instruments for all of BlackRock’s internal businesses
- Deal with day-to-day administrative issues in support of trading activities and liaison with trading operations
Education
Troy University - Pensacola
2003 - 2008
Bachelor's Degree in Management
Professional Skills
- Strong quantitative skills, programming experience would be additive
- Strong trading skills and understanding of global markets
- 5-7 relevant trading experience with strong knowledge of Australian and North Asian equity trading, markets and related derivative instruments
- Strong understanding of financial markets, instruments and strategies
- Experience in Financial Services required, preferably in an equity trading or client services position
- Maintain strong relationships with Portfolio Management and Equity Trading teams
- Experience using Charles River Order Management System and Bloomberg helpful
How to write Equity Trader Resume
Equity Trader role is responsible for programming, trading, cash, travel, research, equities, security, securities, finance, learning.
To write great resume for equity trader job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Equity Trader Resume
The section contact information is important in your equity trader resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Equity Trader Resume
The section work experience is an essential part of your equity trader resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous equity trader responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular equity trader position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Equity Trader resume experience can include:
- Negotiate well with brokers and manage relationships effectively
- Collaborating with team members and colleagues to develop a strong team ethos
- Experience working with the institutional finance community
- Trading desk experience
- Strong attention to detail and accuracy, able to work co-operatively to achieve team-based goals
- Fostering new trading relationships and leveraging existing relationships
Education on an Equity Trader Resume
Make sure to make education a priority on your equity trader resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your equity trader experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Equity Trader Resume
When listing skills on your equity trader resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical equity trader skills:
- Share any developed skills, knowledge, and ideas with management and other members cash equity team. Attend learning sessions as required
- Good knowledge of Bloomberg system
- Impeccable integrity, fiduciary mindset, and ability to consistently place the interests of our clients as the number one priority
- Strong academic background, preferably in either economics/finance or related discipline
- Strong sense of responsibility and work ethics
- Becoming an expert in International Trading; striving for best execution, learning market guidelines and exceptions, researching and taking corrective action
List of Typical Experience For an Equity Trader Resume
1
Experience For Senior Equity Trader Resume
- To be familiar with and adhere to Fidelity Global Trading Policies and Procedures
- To be familiar with and adhere to Fidelity’s best execution & order handling policies
- To be familiar with and adhere to SFC rules around equity trading and best execution
- Series 7, 55, 63 licenses
- Ability and willingness to function in a stressful, technological environment with minimal instruction or supervision
2
Experience For Associate, Equity Trader Resume
- Facilitate the execution of phoned in equity, option, UIT and mutual fund trades for ProEquities Registered Representatives and their clients
- Facilitate the execution of all trade corrections and cancellations
- Proactively engage with broker relationships and market participants
- Protect and where possible enhance Fidelity’s reputation in the marketplace
- Work effectively and professionally with the business partners of Global Equity Trading including compliance and risk management, IT systems, and other similar groups
- Work such hours as required for coverage of assigned sectors, markets and Portfolio managers
- To be familiar with and adhere to the provisions of Fidelity’s Code of Ethics
3
Experience For International Equity Trader Resume
- Own and develop Portfolio Manager and other key internal stakeholder relationships
- Participate in investment meetings where applicable
- Identify, interpret and communicate relevant market and stock specific information to portfolio managers and analysts
- Research and progress delegated longer-term projects
- Identify, challenge and communicate process enhancements
- Perform compliance tasks associated with, but not limited to, on-shore regulatory requirements, secondary offerings and IPO
- Holder of an AMAC Practitioner License
4
Experience For Synthetic Equity Trader Resume
- Basic use of FIX, Longview, Bloomberg, and third-party algorithms
- Extensive use of Charles River Order Management System
- Manage risk and trade multi asset payoffs
- Liaise with Sales, Research, Tech, Strat and Compliance
- Maintaining an ongoing dialogue with portfolio managers on investment strategy and collaborating with portfolio managers, analysts, etc. on the investment decision making process
- Understand various client mandates and guidelines to be able to recommend appropriate trade ideas
5
Experience For Institutional Equity Trader Resume
- Undertaking all necessary sales / purchases of the allocated asset class (or subset) – for example derivatives, equities and fixed income products - as authorised and in the correct manner
- Managing allocations across funds in accordance with compliance procedures
- Executing equity trades
- Work with third party vendors to develop Electronic Trading Platforms and tools. Ensure optimal use of Aladdin
- Executing orders on behalf of fund managers, in a timely, accurate and cost-efficient manner; achieving best execution for clients in respect of regulatory and compliance matters
- Equity trading experience
6
Experience For Domestic Equity Trader Resume
- Complying with procedures and compliance manuals that govern the dealing process
- Enhance client relationships
- Strategy development and implementation of trading through the detailed analysis of attributes. This is accomplished through the use of risk models, optimization systems and other trading analytic systems. Research implementation costs associated with various strategies and implement the strategy with the highest likelihood of execution success and the most cost-effective strategy
List of Typical Skills For an Equity Trader Resume
1
Skills For Senior Equity Trader Resume
- Solid English skills (written and verbally)
- Highly numerate with computer programming skills
- Experience trading a wide array of instruments beyond equities would be additive
- At least 4~5 years of equities trading experience ideally within local Korea asset management/securities firms
- Booking out trades and recapping trading activity daily
2
Skills For Associate, Equity Trader Resume
- Providing portfolio managers with meaningful information about market sentiment, trading conditions, liquidity and positioning
- Responding to and managing calls and inquiries from internal and external clients
- Being able to follow procedures and guidelines while understanding when it is necessary to escalate at any time of day
- Making order flow decisions based on various factors such market rules and access
- Gathering, analyzing, and disseminating market, sector and security information that identifies or creates actionable investment opportunities
- Monitoring and improving efforts to enhance efficiency while mitigating risk
- Understanding of financial markets and economics
3
Skills For International Equity Trader Resume
- Executing trades via high touch and electronic venues
- Working with Settlements team to ensure trades are settled
- Fully understanding the order and trade lifecycle along with the systems that facilitate the lifecycle
- Strong work ethic and attention to detail; a precision and risk management mindset that results in accurate and compliant work and manifests itself in double-checking work, stopping to question anything unusual, and frequent reconciliation of work throughout the day
- Knowledge of a broad range of asset classes , including equities, fixed income, FX, commodities and credit, would be advantageous
- Passion for and working knowledge of global equity markets
- Manage order flow and trade execution in assigned markets/sectors, monitor existing related derivative positions
4
Skills For Synthetic Equity Trader Resume
- An attitude and practice of proactive idea generation and continuous review and improvement of our processes
- Fluency in English and Japanese or Mandarin
- Work closely with liability and agency traders to develop appropriate and profitable solutions and timely execution for a wide range of clients
- Determine and provide capital market information to our CIBC clients in a timely manner with exemplary service
- Cross-sell other products, depending on product availability and customers’ requirements, at all times using sound judgment and an understanding of risk, proprietary and external systems
5
Skills For Institutional Equity Trader Resume
- Execute transactions via numerous direct dealing systems
- On your own initiative, develop product knowledge through directed or self-directed study. Be prepared to cross train across all the other equity capital markets product lines
- Execute transactions via numerous direct dealing systems including program trading platforms
- On your own initiative, develop product knowledge through directed or self-directed study. Be prepared to cross train across all the other equity capital markets product lines. Share any developed skills, knowledge, and ideas with management and other members cash equity team. Attend learning sessions as required
- Manage the setting up and ongoing operation of UBS AM (Shanghai) Ltd trading desk for equities and fixed income trading
- Grow existing client relationships and finding new opportunities for the CIBC Platform
- Manage the trading and execution requirements for both equities and fixed income products counterparty review and approval process
6
Skills For Domestic Equity Trader Resume
- Serve as a primary interface for market trading with other units such as Legal & Compliance, Trade Support and Operations when required
- Review execution process to mitigate error risks and abide by best execution
- Establish all requisite local policies and procedures in relation to trade execution, ensuring they are prepared, properly documented and signed-off by the respective functions
- Monitor the ongoing operation of UBS Hana AM's trading desk for equities trading
- Facilitate trading flow by providing liquidity through accessing third-party offerings
- Follow regulations and internal policies, including quality of execution, pricing, trading limits and compliance policies
- Manage broad range of risks, including but not limited to trading risk, execution risk, operational risk and compliance risk
- Ensure that trading desk is compliant and follows all market regulations
7
Skills For Junior Equity Trader Resume
- Proactively keep on top of market developments and trading opportunities
- Assist Portfolio Managers by providing liquidity solutions to help them achieve their unique investment objective
- Trade firm’s domestic equities at the request of individual Portfolio Managers and/or Analysts with the purpose of obtaining the best possible execution
- Participation on Firm’s Technology/Systems team to ensure the most efficient trading processes possible
- Handle daily trade executions and related queries from portfolio managers
- Appropriately distribute the firms’ commissions in accordance with the Research and Soft Dollar budgets and in conjunction with obtaining the best possible execution
- Knowledge and use of electronic venues including ECN’s, dark pools, and algorithms for accessing liquidity; ability to work with sell-side traders
- Developing and enhancing over time an in-depth understanding of the investment philosophies and strategies of the portfolio managers, strategists, and analysts we serve
8
Skills For Deam-equity Trader Resume
- Develop execution analysis and monitoring techniques and deliverables that satisfy the requirements of Russell's Best Execution guideline
- Understand and work with multiple complex trading system configurations
- Process the set- up of systematic reinvestments and liquidations and linkage of annuities through Pershing brokerage accounts
- Review and approve trades entered by ProEquities Registered Representatives which violate any rules via Rules Engine
- Monitor firm accounts to ensure all firm accounts remain clear (rejects, error, and avg. price)
- Process employee stock option transactions
- Pull sample of daily equity trades to ensure best execution
- Manage margin and cost basis; monitor and update client accounts
9
Skills For Securities Lending & Finance Equity Trader Resume
- FINRA Series 7 and Series 63 General Securities Representative license required
- Pro-actively cover Portfolio Manager and Analyst teams – using an in depth understanding of the Portfolio Managers fund mandates and investment style and relevant analyst research views. Responsible for developing an effective coverage model for assigned PMs and analysts
- Knowledge of equity trading, market structure and portfolio construction challenges, advising Portfolio Managers on implementation of different trading strategies
- Engage with TCA, quantitative inputs and technical analysis to reduce Fidelity trading costs where possible
- Be aware of the current Anti-Money Laundering requirements as they affect the business
- Knowledge of ETF trading also appreciated
- Execute China equity trades for on-shore portfolio(s) in compliance with AB trading benchmarks
10
Skills For Asset Management, GWM, Equity Trader, VP Resume
- Assist Analysts by providing market colour to help them achieve a rounded investment thesis
- Actively provide and solicit feedback from portfolio managers on trading outcomes
- Maintenance and development of financial market network including competitors
- Knowledge and understanding of International markets
- Interact with other trading groups within the Derivatives team to maximise synergies
Related to Equity Trader Resume Samples
Equity Resume Sample
Work Experience
• Produce Daily PNL & Control Metrics for Equity Flow Derivatives Trading desks
• Produce and analyze effective risk-based explains
• Reconciliation of Trader’s Risk products and positions to Firm books and records and investigation and resolution of breaks
•&nb...
Professional Skills
• Communication:Demonstrated ability to comm...
• Organizational Skills:Demonstrated organiz...
• Strong communication and presentation skil...
Equity Derivatives Resume Sample
Work Experience
• Managing a close relationship with both on-shore and off-shore Line Control teams (PC P&L production) to ensure that daily, weekly and monthly hand-offs are efficient and that there is no gap in PC’s overall control model
• Product Operation (PO) directors and other PO business units and lines ...
Professional Skills
• Strong programming skills in an object ori...
• Effective communicator who can demonstrate...
• Good communication skills with a proven ab...
Trader Assistant Resume Sample
Work Experience
• Work independently and pro-actively to resolve daily operational issues
• Multi-task under pressure and deliver efficiently
• Strong business sense especially with Operations risk and control
• Problem solving skills and demonstrated ability to take ini...
Professional Skills
• Strong technical skills with Excel (format...
• Work indepdently and strong problem solvin...
• Writing and spoken language skills in Span...
Finance Infrastructure Resume Sample
Work Experience
• Serve as a representative of senior risk information users in decisions regarding development and implementation of Citi’s overarching risk information strategy, and assist in defining (and refining) strategies for near- and long-term enhancements to the retail risk management reporting capability
• &nbs...
Professional Skills
• Excellent written and verbal communication...
• Excellent Skills with Microsoft office pro...
• Good analytical, strong communication (bot...
Manager, Equity Resume Sample
Work Experience
• Perform monthly, quarterly and yearly reconciliation of records between Stock Administration, Finance, HR, Payroll, Equity Edge, E trade, etc
• Providing a challenging and rewarding environment for our people
• Working with customers on timely, cost effective and creative sol...
Professional Skills
• Strong written and verbal communication sk...
• Effective oral and written communication s...
• Proven track record of success and 10+ yea...
Principal, Finance Resume Sample
Work Experience
• Developing and disseminating technical accounting guidance,
• Providing transaction oriented accounting and reporting assistance,
• Ensuring the proper application of U.S. generally accepted accounting principles (U.S. GAAP) and assisting with the preparation of certain Secur...
Professional Skills
• Excellent analytical and problem solving s...
• Superior numeric skills, with strong analy...
• Strong analytical skills: able to understa...