Examiner Resume Sample
Work Experience
- Provide support to peers and management for other departmental responsibilities
- Analyze member firms’ financial and operational books and records to identify areas of risk
- Ensure regulatory programs serve departmental goals and FINRA’s mission in an efficient and effective manner
- Lead classroom training on technical matters for the Division’s staff, including at new examiner trainings, or other FINRA training programs
- Prepare examination reports, supporting documents, and recommend appropriate disciplinary action resulting from examination activities to the Unit’s Exam Manager
- Regularly present investigative output (orally and in writing) which detail relevant findings, potential violations and recommendations for next steps to the Unit’s Exam Manager
- Ensure high risk matters involving customer harm are elevated to the Unit’s Exam Manager for immediate assessment
- Provide recommendations to the Unit’s Exam Manager for operational improvements relating to the execution of the examination activities
- Work to ensure regulatory programs serve departmental goals and FINRA’s mission in an efficient and effective manner
- Assist other examiners on discovery/risk reviews
- Servicing experience required
- Reviews trading activity, systems and supervisory policies and procedures to determine compliance with federal, FINRA and other SRO’s rules and regulations
- Interfaces with member firm personnel, peers, management and others and provides excellent internal/external assistance in specialized area of regulatory responsibility
- Team leader on joint branch exams, including assignment and delegation of functions and manage the branch exam to completion
- Remain current with FINRA and state regulatory issues as well as the company’s own written compliance policies and procedures
- Consistently exhibits behavior and communication skills that demonstrate HealthCare Partners’ (HCP) commitment to superior customer service, including quality, care and concern with each and every internal and external customer
- Uses, protects, and discloses HCP patients’ protected health information (PHI) only in accordance with Health Insurance Portability and Accountability Act (HIPAA) standards
- Critically analyze, examine, and evaluate the internal controls and risks of technology processes and systems used by member firms’ to determine quality and reliability of their technology infrastructure that supports the trading, financial, operational and business conduct compliance of member organizations
- Examines applications requiring the testing of data quality and integrity in member firms’ technology, infrastructure that supports trading, financial reporting, operations, books and records, risk management and compliance
- Analyzes cybersecurity controls and processes in place at member firms designed to protect its customer’s personal information and critical firm data
- Assist team members in analyzing member firms’ financial and operational books and records to identify areas of risk
- Examine and analyze the financial, operational, trading and business conduct activities of FINRA and FINRA’s RSA Client organizations to ensure compliance with the Securities and Exchange Commission’s (“SEC”) and Self-Regulatory Organizations’ (“SRO”) rules and regulations
- Review and test member organizations’ internal controls around key business functions to ensure that related risks are adequately monitored and mitigated
- Conduct exit meetings with member organizations’ senior management to present them with findings and regulatory concerns noted during exams
- Demonstrate proficient critical thinking, interviewing, research and quantitative skills
- Actively lead and participate in meetings on firms and/or examinations with moderate supervision
Education
Professional Skills
- Critical thinking, analytical skills and good oral and written communication skills
- Strong conflict resolution skills, ability to deliver difficult messages effectively, and ability to influence behavior without direct reporting relationships
- Demonstrate working knowledge of risk analysis and proactive risk identification. Possess strong analytical skills
- With lots of tasks competing for your time, excellent time management and prioritization skills are important
- Excellent verbal and written communication skills including presenting information in a persuasive manner and preparing written reports
- Effective Communication, presentation, and training skills to provide training or guidance to less experienced examiners
- Strong oral and written skills in addition to an understanding of banking principles
How to write Examiner Resume
Examiner role is responsible for analytical, microsoft, computer, basic, interpersonal, technical, excel, organizational, business, word.
To write great resume for examiner job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Examiner Resume
The section contact information is important in your examiner resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Examiner Resume
The section work experience is an essential part of your examiner resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous examiner responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular examiner position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Examiner resume experience can include:
- Demonstrate strong written and oral communication and interpersonal skills to effectively present to a variety of audiences
- Good interpersonal and leadership skills. Ability to resolve issues diplomatically and effectively
- Strong interpersonal and communication skills, with the ability to both act as an enthusiastic team member and to efficiently and effectively lead teams
- Organizational skills, planning, resilience, motivation, teamwork, communication skills
- Demonstrated proficient in general computer skills, Microsoft Suite, and demonstrated ability to enter and retrieve data using a computerized records system
- Self-motivation, possess good judgment and decision making, planning and problem-solving skills
Education on an Examiner Resume
Make sure to make education a priority on your examiner resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your examiner experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Examiner Resume
When listing skills on your examiner resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical examiner skills:
- Excellent written and communication skills with excellent customer relations skills
- Effectively demonstrate, evaluate and remediate Lifeguarding skills to the American Red Cross standard
- Good interpersonal communication skills, be effective listeners and exhibit patience during tense situations
- Strong organizational, analytical, and problem-solving skills in order to evaluate situations make recommendations and take prompt and effective action
- Skill in applying mathematical functions to include ratio analysis. Skill in developing effective written and oral communications
- Communicate effectively and establish effective working relationships with other team members while maintaining confidentiality
List of Typical Experience For an Examiner Resume
Experience For Materials Examiner & Identifier Resume
- Excellent written and oral communcations skills
- Thoroughness, independence, and excellent written and oral communication skills
- · Possess good communication customer skills
- Excellent organizational skills and ability to focus on details
- Excellent written and verbal communication skills as well as, proficiency in Microsoft Office – Word, Outlook, PowerPoint and Excel
Experience For Fraud Examiner Resume
- excellent written and verbal communication skills
- Municipal bond securities experience in underwriting, sales and trading, or municipal compliance required. Experience in public finance highly desired
- Prior auto insurance claims experience
- Basic computer skills, including use of Microsoft Word, Excel, Access, and Power Point (or equivalent)
- Skill in effective oral and written communication to coordinate within a team environment
Experience For Financial Examiner Resume
- · Prior Tittle Examination/Search Experience
- Acute analytical and technical supervision skills
- Organizational skills and ability to work within established time frames
- Able to write and speak clearly and possess basic computer skills, preferably including use of Microsoft Word, Excel, Access, and Power Point
- Demonstrated strong verbal and written communication and the ability to communicate with persons of multiple backgrounds
- Demonstrated experience in financial ratio analysis
- In-depth experience in audit planning, budgeting, and conducting audits
- Skill in using measuring devices, such as depth and thread gauges, to determine adherence to applicable technical data
Experience For Legal Instruments Examiner Resume
- Skilled in managing databases and case tracking
- Skilled in identifying critical financial issues and conducting financial examinations
- Experience working with and resolving issues with payment systems; AND
- Experience in organizing and/ or analyzing information; AND
- Five (5) or more years of experience auditing/examining in a financial institution (bank, credit union, trust company or savings and loan)
- Utilizes good judgment involving examination findings and exhibits the ability to explain the benefits of and influence corrective actions
- Skilled in identifying critical issues with regard to complaints
- Demonstrate a high level of proficiency in utilizing work process tools
Experience For Financial Institutions Examiner Resume
- Knowledge and experience with Statement of Standards for Attestation Engagement (SSAE) of the AICPA and risk-based auditing approach
- Manage and track electronic evidence
- Complete LOMA 280 "Introduction to Life Insurance and Annuities" within 6 months of hire if no life insurance company experience
- Maintains “chain of custody” for forensic evidence until custody is transferred to law enforcement
- Conducts offsite forensic collections of digital evidence using best practices and approved software and hardware (travel required)
Experience For Associate Examiner Resume
- Manage multiple priorities requiring extensive coordination toward specific deadlines (often set by outside requirements)
- Conducts peer reviews of other examiners' reporting and serves as a mentor for less experienced examiners
- Five to six years of securities, compliance or financial regulatory experience
- Three to Five years of securities, compliance or financial regulatory experience
- Experience in the mortgage and/or retail banking industries
Experience For Latent Print Examiner Resume
- Operational review experience
- Possess experience conducting computer forensics analysis within the Department of Defense and/or Intelligence Community
- Five years of professional experience in areas conducting investigations
- Build and manage strong working relationships with both corporate office and field employees and leadership
- Strong strategic management and decision making abilities
- Efficiently completing multiple tasks and priorities
Experience For Sexual Offence Examiner Resume
- Inventory auditing/management experience
- Accurate keyboarding and experience with personal computer applications
- Two years of experience in subrogation or reimbursement in an insurance setting
- Knowledge and experience using Microsoft Office, especially Word and Excel; and
- Two (2) or more years of supervisory experience supervising two (2) or more employees
- Prior authorization determinations are sent to requesting provider within the established timeframes
- · Experience & competency in gynaecological examination, including speculum examination
- A background in Quality Assurance is desired, but experience in an industrial environment, shipbuilding or other heavy fabrication would be beneficial
Experience For Digital Forensics Examiner Resume
- RN experience in an acute care/hospital setting
- Experience in Quality in an industrial environment, shipbuilding or other heavy fabrication
- Experience in an office setting
- Enjoy detailed work; possess ability to plan, identify hierarchy of priorities, and comprehend and master complex financial and regulatory concepts
- Direct forensics experience
Experience For Auditor / Examiner Resume
- Strong knowledge of insurance, securities and investment advisory regulatory requirements
- Auto industry experience
- Experience work with MS office products
- Direct forensics experience
- At least three years of experience in adjudicative proceedings under the Administrative Procedure Act (or comparable procedure) before public entities
List of Typical Skills For an Examiner Resume
Skills For Materials Examiner & Identifier Resume
- · Demonstrable skills in listening, reading, writing and speaking English that enable effective communication
- Communicate effectively both orally and in writing; establish and maintain effective working relationships with others
- Effective verbal and written communication, presentation, and training skills
- Excellent organizational skills, to allow for meeting deadlines and work expectations
- Excellent verbal and written communications skills and comfort working with all levels of management
- Strong interviewing and interrogation skills
- Excellent organizational, planning, and time management skills, (and, of course, proficient in Microsoft Office – Word, Outlook, PowerPoint and Excel)
- Possess excellent time management and multi-tasking skills
- Workers Compensation Claim Experience and 5 years Claim Experience or 5 years of experience working with a Third Party Administrator
Skills For Fraud Examiner Resume
- excellent organizational, planning, and time management skills, as well as, proficiency in Microsoft Office – Word, Outlook, PowerPoint and Excel
- To provide telephone support to callers in the context of a sensitive and non-judgmental service, using effective communication skills
- Highlight your experience in relation to the knowledge, skills and abilities (KSA's) listed under the "Job Description" section of this recruitment
- Excellent oral and written communication skills to provide conclusions and work products to other examiners and financial licensee managers
- Strong time management & negotiation skills
- Strong interdisciplinary collaboration skills
- Demonstrated analytical skills, preferably in a business/finance-related or technical environment required
Skills For Financial Examiner Resume
- Excellent organizational, analytical, and reading comprehension skills
- Demonstrated experience in training and mentoring junior staff on conducting complex financial and compliance audits and reviewing related work products
- Principles and practices of photography as applied to preserving and preparing photographic evidence related to latent print evidence
- Efficient typing skills and speed; and proficiency using Word and Excel
- Experience preparing all items for shipment using appropriate agency instructions. Experience in mathematical equations
- Completed clinical skills lab training programs
- The ability to assimilate critical thinking skills into practice
- Experience evaluating cost-effectiveness of utility conservation programs
Skills For Legal Instruments Examiner Resume
- Effectively communicating technical information, both oral and written, clearly and concisely to multiple internal and external stakeholders
- Internal audit experience (following IIA Standards)/ Operational Risk review experience
- Demonstrated ability to conduct end-to-end digital forensic examinations and developing forensically sound evidence
- Prior experience conducting post incident response computer and network forensics
- Two years of technical experience which included the processing and/or payment of insurance claims or an equivalent combination of education and experience
Skills For Financial Institutions Examiner Resume
- Be in numbered format in correlation to the above listed knowledge, skills and abilities (KSA's)
- Interpersonal skills to work well in a team environment and to interact with staff and management at various financial Institutions
- Communicate effectively and tactfully with both internal and external customers
- Intermediate Word, Excel and Outlook skills
- Prior experience in either insurance claims investigation/audit or other professional investigations
- Speculum Examination skills
Skills For Associate Examiner Resume
- Directly related experience in a regulatory or risk management function is highly desired, with securities industry experience related to ANCs
- Advanced skills in Microsoft Excel, Word and Powerpoint desired
- Prior experience with SharePoint and Microsoft Access
- Proficient technical skills with computer systems, software and complex databases
- Demonstrates strong performance of the core dimensions as defined for the Division
- RN experience or 6 months of experience as an Advanced Practice Nurse (Nurse Practitioner or Certified Nurse Midwife)
- Skill in developing effective written and oral communications
- Interpersonal skills to deal courteously and tactfully with guests and with persons inside and outside the company while investigating claims
Skills For Latent Print Examiner Resume
- Intermediate Word and Outlook skills
- Share knowledge of markets with less experienced staff; conduct effective background/trading desk interviews and exit conferences
- Effectively communicate and coordinate with member firms and fellow examiners
- Using investigative methods and techniques and maintaining chain of evidence
- Good working knowledge of laws, rules, regulations, industry standards, and accounting/reporting processes applicable to banking
- Skill in examining complex insured depository institutions and information systems centers, including those exhibiting problem characteristics
- Skill in examining financial institutions including those exhibiting problem characteristics
- Experience of teaching and learning, including qualification development for levels 4+
Skills For Sexual Offence Examiner Resume
- Experience or training identifying and sorting a variety of complex materials and equipment
- Experience receiving materials and equipment, recording, and placing items in proper storage areas
- Experience interpreting and using Federal Supply Catalogs, military and manufacturing catalogs, and technical and agency manuals
- Skilled in creating and maintaining spreadsheets, graphs, charts, and preparing reports
- Three (3) years of experience in reading and interpreting architectural and engineering plans, blueprints, and drawings
- Skilled in maintaining and updating database files
- Demonstrates a comprehensive understanding of supervisory processes as well as banking processes and products
- Establish credibility and be decisive while recognizing and supporting the department’s preferences and priorities
- Skill in utilizing Architectural and Engineering scales and tools
Skills For Digital Forensics Examiner Resume
- One (1) or more years of accounting and/or budgeting experience
- Experience reviewing and analyzing financial data
- Demonstrated ability to write professionally using correct English structure grammar, spelling, and composition
- Experience developing and presenting written and oral testimony
- Skill in examining utility financial statements, annual reports, and accounting records
- Experience conducting regulatory/compliance audits and/or financial/accounting audits is desired but not required
Skills For Auditor / Examiner Resume
- Skill in preparing formal written materials to provide information and guidance pertaining to IT-related policy and procedures updates
- Experience with legal and court procedures.Advanced understanding of data, data fields, data integrity, and data cleansing
- Demonstrate a consistency in developing appropriate regulatory responses and/or processes for managing risks
- Experience completing and/or maintaining records and reports
- Experience using and operating forklifts and motor vehicles
List of Typical Responsibilities For an Examiner Resume
Responsibilities For Materials Examiner & Identifier Resume
- Experience as an RN or 1 year experience as an RN and prior SANE, emergency or OB/GYN experience
- Utilize problem solving techniques, communicate effectively and to establish and maintain effective working relationships with others
- Critical thinking, analytical skills and teamwork experience
- Good oral and written communication skills including an ability to summarize data analysis and contribute to investigative reports
- Attends required examiner training curriculum and demonstrates learned knowledge and skills through on-the-job activities
- Give clear demonstration of strong oral and written communication skills
Responsibilities For Fraud Examiner Resume
- Intermediate/Advanced Excel skills including pivot tables and basic formulas
- Demonstrate balanced, well- reasoned judgement in decision-making, and to prioritize tasks and manage time
- Effectively utilize all applications and common analytic software tools (i.e., Word, Excel, PowerPoint, Analyst Notebook)
- Proficient computer skills, including but not limited to, Microsoft Office products, Internet, and e-mail applications
- Sound reasoning skills to support the development of technical and judgmental recommendations
- Operational risk review experience and / or internal audit experience
Responsibilities For Financial Examiner Resume
- Strong knowledge of and experience using physical, chemical and light source methods of latent print examination, collection and preservation
- Demonstrated experience in report preparation of loan portfolio review risk identification
- Principles and practices of basic photography as applied to preserving and preparing photographic evidence related to latent print evidence
- Admin skills i.e. word, excel, outlook
- Experience – At least 2 years steady experience as a plans examiner with a city or county or professional code consulting group
- At least 6 months of prior experience
- Serves as CRA Lead with responsibility for conducting examinations and assessing the effectiveness of Community Reinvestment Act programs
Responsibilities For Legal Instruments Examiner Resume
- Experience with guiding customers through the permitting process
- Skill in applying mathematical functions to include ratio analysis
- Experience in psychiatric nursing is desirable
- Five (5) years of professional experience in areas conducting investigations
- Experience testifying in court, Grand Jury, or other legal proceedings through testimony, sworn affidavits, declarations, or other legal instruments
- Establish and maintain effective working relationships with co-workers, supervisors, the public and outside agencies
- Past experience and training in examination or investigative work related to Financial Institutions/Enterprises
Responsibilities For Financial Institutions Examiner Resume
- Establish and maintain effective working relationships with representatives of law enforcement agencies and those contacted in the course of work
- Experience working with Encompass 360, Collection Management software, Bancs, Shaw, Credit Lead, Microsoft Office, Excel, Word and PowerPoint
- Strong understanding of ProEquities policy and procedures
- Collects and preserves all evidence, collects relevant specimens and documents findings
- Professional work experience in a related field
- Provides and receives feedback for personal development and the effectiveness of training program
Responsibilities For Associate Examiner Resume
- Demonstrates balanced judgment and well-reasoned decision making
- Demonstrates personal initiative and enjoys working in a team atmosphere
- Provides leadership, technical expertise and guidance to train and develop less experienced staff
- Demonstrates the ability to lead and utilize a variety of analytical techniques to reach conclusions
- Experience in the counterintelligence polygraph field
Responsibilities For Latent Print Examiner Resume
- Operate standard office machines
- Adherence to policies, procedures and guidelines in prior position
- Use the current database network for evidence inventory, tracking, and flow
- Proficient ability to organize, prioritize and manage multiple assignments and meet deadlines
- Five years’ experience relating directly to transportation claims
Responsibilities For Sexual Offence Examiner Resume
- Composes a consolidated statement of condition and report of income and expenses based on records, reports and accounts of licensees
- Demonstrated ability to work independently as needed with little to no supervision
- Registered Nurse/Midwife with 4 years post-reg experience
- Prepare and maintain all chemicals necessary for processing of evidence, including following government SOPs for making and testing all chemical reagents
- Experience using electronic search and enhancement systems required
- Experience in Audit, Compliance Testing, or Bank Examiner roles (REQUIRED)
- Valid California driver’s license and the ability to commute between HealthCare Partners’ Sites
- An appreciation and passion for strong claim management
Responsibilities For Digital Forensics Examiner Resume
- Two years acute care (ED, ICU, Women’s Health, or Pediatrics) experience required
- At least two (2)years experience in a dental office, either front or back office
- Related work experience required or 1+ year as an Assistant Examiner
- Experience with collection and disbursement of cash is helpful
- Multitask, establish priorities, and work well under pressure with numerous interruptions
- Experience with EDI Watch’s Intelligent Investigator Software and I-Sight Case Management Software
- Examines department files and other relevant data prior to examination of business records to determine scope of examination needed
Responsibilities For Auditor / Examiner Resume
- Operate AFIS and other related systems equipment related to latent casework and criminal records systems for retrieval and input
- Skill and knowledge of techniques and equipment used to determine serviceability of items received into and disposal of unserviceable items
- Past experience in presenting, both orally and written, concise, comprehensive, and accurate findings of the bank's condition
- Prepare latent print evidence for presentation in court
- Understand and operate automated fingerprint identification systems
- Laws of evidence, criminal procedure and courtroom procedure
- Articulate a concise, specific, and detailed explanation of how your work experience applies to the KSA's listed above; and
- Experience related to commercial lending
- Experience in risk management, commercial lending, regulatory agencies or special assets