Investment Risk Manager Resume Sample
Hope Terry
7979 Estrella Causeway,
New York,
NY
+1 (555) 186 0413
Work Experience
Investment Risk Manager
09/2015
-
PRESENT
Detroit, MI
- To quantify, analyse and challenge the Investment Risks run within the Fixed Income business in Asia (covering investment desks in Singapore, Hong Kong, Australia, Indonesia, Taiwan, and Japan).
- Providing thematic risk reviews and analysis, recommendations and reports to Head of Investment Risk, Asset Class Head, Asset Class Risk Committees, and other committees / boards as appropriate.
- Building a relationship with the relevant Asset Class Head and Portfolio Managers, as well as the on-desk risk resources.
- As an independent second line of defence function, the role includes oversight of the first line (the fund managers), ensuring that risk controls and risk monitoring are fit for purpose, and that issues identified are resolved / escalated in a timely manner. Providing consultancy and challenge to the First Line on the development risk controls for new product launches.
- Take a leading role in preparing for and participating in the Asset Class Risk Committee for APAC Fixed Income (chaired by the Global Asset Class Head)
- More generally, provide necessary reporting and insight to all relevant Risk Committees and local/regional Committees and Boards
- To quantify, analyse and challenge the Investment Risks run within the Equity business in Asia (covering investment desks in Singapore, Hong Kong, Australia, Indonesia, Taiwan, Japan).
- Take a leading role in preparing for and participating in the Asset Class Risk Committee for APAC Equity (chaired by the Global Asset Class Head.
- Provide necessary reporting to all relevant Risk Committees and local/regional Committees and Boards
Senior Investment Risk Manager
11/2010
-
08/2015
Boston, MA
- Investment Risk (including Asset Class and Fund Risk specialists, Portfolio Compliance and Model Validation)
- Enterprise Risk (including Operational Risk, Business Continuity and Risk Capital)
- Oversight our investment managers; support the investment/fund governance structure
- Deliver Credit Risk Management
- Manage various Investment Operations functions
- Enhance processes and systems to better align risk policies and methodologies with the firm’s business objectives
- Demonstrated interest in risk management. FRM, PRM and/or CFA designation(s) required
- Series 7/66 required or attainable within six months of hire
- Proficiency in spreadsheets, databases, and other software programs (Microsoft Office, FactSet, Bloomberg, etc.)
Investment Risk Manager RQA
01/2006
-
10/2010
Boston, MA
- Identify, quantify & communicate portfolios’ key risks to the portfolio management team & senior leaders
- Assume key role in risk management discussions with portfolio management team
- Play key role in the development, implementation, & interpretation of risk & performance attribution analytics based on equity risk models
- Develop & support implementation of risk-related analytics to aid the PM team’s understanding of portfolio risks & construction
- Contribute to development of a robust risk management framework specific to the firm’s products & clients
- Conduct ad-hoc analysis to support QEG’s understanding of portfolio & market risks
- Support & contribute to development of risk analytics & reporting to meet firm’s regulatory requirements
Education
Oklahoma State University - Tulsa
2001 - 2005
Master's Degree in Finance
Professional Skills
- Strong communication skills. Not only verbal, but also an ability to write papers in a clear and coherent structure
- Strong numeracy skills and attention to detail
- Excellent communication & relationship management skills
- Lead development & implementation of new analytics; demonstrated time/project mgmt. skills
- Programming skills: VBA, SQL Server
- Advanced programming skills in Excel VB and Matlab
- Established interpersonal, relationship building and written and verbal communication skills
How to write Investment Risk Manager Resume
Investment Risk Manager role is responsible for quantitative, software, programming, events, research, education, reporting, analysis, credit, languages.
To write great resume for investment risk manager job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Investment Risk Manager Resume
The section contact information is important in your investment risk manager resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Investment Risk Manager Resume
The section work experience is an essential part of your investment risk manager resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous investment risk manager responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular investment risk manager position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Investment Risk Manager resume experience can include:
- Demonstrates good understanding of the firm’s portfolio products
- Previous experience investigating, understanding and communicating methodology behind risk models and risk analytics for asset classes managed at AIC and AIA
- Salary of between £75,000 and £90,000 depending on experience
- Effective representation of the Investment Risk Management team in risk-focussed discussions across the company
- Demonstrates in-depth knowledge of the firm’s portfolio products
- Identifying, interpreting and driving forward relevant regulatory change
Education on an Investment Risk Manager Resume
Make sure to make education a priority on your investment risk manager resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your investment risk manager experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Investment Risk Manager Resume
When listing skills on your investment risk manager resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical investment risk manager skills:
- Solid knowledge of & / or experience working with equity markets
- Supporting the business to ensure compliant solutions and a strong control and conduct focus is maintained within the relevant functions
- Ensuring effective due diligence is undertaken in respect to investment projects and propositions
- Building strong positive relationships across stakeholders
- Contribute to CSIM’s multi-faceted Investment Risk Management Team by applying your own unique education and problem solving experience
- Good understanding of risk factors and risk models e.g. RiskMetrics
List of Typical Experience For an Investment Risk Manager Resume
1
Experience For Senior Investment Risk Manager Resume
- Provide insights around drivers of risk & return in global equity markets
- Liaison with colleagues in Investment Governance, Asset Class Managers and Client Directors to define exposure and risk controls for fund mandates
- Liaison with colleagues in Investment Governance to define house limits
- Accurate and timely provision of market and liquidity risk reports for SLI’s portfolios
- Enhance the use of risk analytics tools across the company to optimise SLI’s existing investment processes and provide a competitive advantage in client propositions
- Work with key stakeholders within Investment Governance, portfolio management and the Global Client Group to understand their risk and portfolio analytics requirements
- Daily production of market and liquidity risk profiles of Standard Life Investments’ portfolios, using a range of third-party and in-house developed models
- Liaison with internal and external data providers to ensure accurate and complete data feeds into our risk models
- Focus on efficiency, scalability and continuous improvement to ensure our risk analytics processes continue to add value
2
Experience For VP, Investment Risk Manager Resume
- Establish and maintain robust controls and documentation around the risk measurement processes
- Contribute as required to the broader investment governance activities
- Working with other senior risk managers to help ensure that the risks are fully understood by Portfolio Management and are consistent with clients’ objectives and investment constraints
- Manage AIA’s independent Investment Risk meetings with Fund Managers. This includes the preparation of timely and accurate risk reporting packs, chairing of meetings, including the effective challenge of fund managers, accurate minuting of all risk discussion and escalation of any risk concerns
- Experience of fixed income portfolios essential
- The experience to Identify, Measure, Manage, Monitor and Report on investment risks
- A number of years investment risk experience is preferable
- Understand AIA and AIC’s universe of funds and risk related client requirements
3
Experience For Investment Risk Manager RQA Resume
- Challenge & Support the business to ensure that Aviva Investors’ portfolio risk issues are identified and managed
- Implement and maintain the Global stress testing programme for AIA’s portfolios. Communication and discussion of results with portfolio managers and relevant committees
- Works under general direction on Risk Management projects of moderate complexity
- Actively participate in Asset Management’s investment process, with a risk perspective, including strategy formulation, product design, portfolio construction, active monitoring and disposition
- Partners with Vanguard's Investment Management Group to define and develop an effective and efficient risk-reporting infrastructure in a global environment by gathering and analyzing data from taxable and municipal fixed income fund management units, writing reports, and providing recommendations and exercising judgment
- To provide investment risk management leadership, expertise and analysis across index equity funds in a global environment as part of the front office Risk Management Group (RMG)
- Proven and relevant experience in regulatory risk monitoring, measurement and control
4
Experience For Investment Risk Manager, Infrastructure Resume
- Stress Testing validation and interpretation
- Strong knowledge of UCTIS directive within the reporting jurisdictions of Lux, Ireland and UK
- Provide a supervisory role with regard to counterparty credit monitoring and process enhancement ensuring UCITS and CASS rules are adhered to
- Regulatory Eligible markets ongoing assessment and annual review
- Exposure to risk management principles such as Value-at-Risk, stress testing and liquidity
- Identify, quantify & communicate portfolio’s key risks to the portfolio management team & senior leaders
- Leads the investment risk team to work closely with portfolio management teams to influence and add value to the investment process by applying analytical insight, judgment and experience to evaluate risk and performance of funds
- Creates a positive atmosphere and achieves high levels of colleague engagement. Leads staff in the development of specialized investment risk management, performance analysis and other analytical skills that raise the capabilities of the investment risk team. Develops a pipeline of future leaders
5
Experience For Beta Equity Investment Risk Manager Resume
- Provides thought leadership to improve the investment process and publishes value added research and insights. Uses a variety of analytical resources to develop and enhance existing risk-return analysis, including performance attribution, multifactor risk models, optimization, and stress testing
- Uses expertise and judgement to think critically about broad range of potential investment risks for both existing funds and new product assessments. Develops clear, actionable insights to influence the investment management process and enhance risk-adjusted
- Play key role in the development, implementation, & interpretation of risk & performance attribution analytics based on equity risk models (both third party and custom)
- Experience of Fund and fund of fund structures
- Support & contribute to development of ad-hoc analysis, risk analytics, & reporting for EIG or to meet firm’s regulatory requirements
- Fund Overdraft monitoring, investigation and remediation
- Breach and error reporting
- Represents RMG to internal and external clients
- Knowledge of ‘Management company’ and ‘self managed’ fund structures
6
Experience For VP-investment Risk Manager Resume
- Responsible for overall Investment Risk relationship with a large investment team. Work directly with Portfolio Managers and Research Analysts on value-added analysis to understand sources of risk, questions on portfolio construction and other analysis as required
- Apply modern portfolio theory to construct portfolios with defined characteristics and conduct portfolio simulations or back tests to test portfolio construction strategies
- Conduct quarterly CIO review meetings and monthly review meetings with Portfolio Managers
- Advise on technical issues related to risk systems and data, and coordination and collaboration across functional teams
- Serve as expert resource for inquiries from clients, Fund Boards, Sales & Marketing and regulatory/legal/compliance teams on performance, characteristics and risk of covered strategies
- Strong quantitative skills with excellent verbal and written communications skills, as well as a highly proactive and energetic client service focus
- Investment risk analysis experience or investment / analysis on relevant asset classes experience preferable
7
Experience For Fixed Income Investment Risk Manager Resume
- Experience communicating complex financial topics with the ability to successfully articulate quantitative concepts to all levels when required
- Investment risk manager experience
- Experience in a risk or quantitative role
- Experience in a risk management or quantitative role
- Relevant experience of other asset classes like structured finance and real estate finance would be beneficial but not essential
- Work closely with the Risk team to develop, implement and manage portfolio risk and performance information and insights
- Manage and supervise the daily activities of the team members
- CFA and /or FRM designation is highly desired
- Develop investment risk management framework and process, embed appropriate risk management systems and models, drive best practice in risk management solutions and reporting
8
Experience For Jpmaam Investment Risk Manager Resume
- Report to the Head of Investment Risk – Illiquid Assets to set internal limits for all Funds according to their risk appetite
- Escalate investment risk concerns to the Head of Investment Risk and the Global Director of Investment Risk
- Escalate risk issues and concerns to Head of Investment Risk and the investment team
- Fund manager & team feedback
- Client feedback (via CRMs)
- Technical & Shared Capabilities on target
- To quantify, analyse and challenge the Investment Risks run within both the Multi-Asset business and also the Portfolio Solutions business
9
Experience For Investment Risk Manager Resume
- As a second line of defence function, the role includes independent challenge that exposures, fund liquidity, risk disclosures and the limit framework are appropriate
- Providing escalations and recommendations to Head of Investment Risk, Asset Class Heads, Asset Class Risk Committees, and other committees / boards as appropriate
- Ability both to get hands dirty with the analysis, and also provide strategic vision on future projects
- Embed appropriate risk management systems and models, i.e. Blackrock Solutions (BRS) Green Package (GP) etc. Work closely with the Risk Analytics team to drive best practice in risk management solutions and reporting
- Develop and implement risk dashboard using applicable risk management tools
10
Experience For Senior Investment Risk Manager Resume
- Provide independent challenge ensuring that investment positions and risk being run are consistent with client expectations and risk tolerances. Assist and challenge Fund managers on portfolio constructions and highlight issues, including market risks, exposure concentrations and liquidity concerns
- Work with the Senior Investment Risk Manager and the Global Director of Investment Risk to set internal limits for all Funds according to their risk appetite
- Undertake stress testing and clearly articulate the results to the business
- Escalate risk issues and concerns to the Senior Investment Risk Manager and the Global Director of Investment Risk
- Keep abreast of latest industry market risk management techniques and where appropriate implement these within Aviva Investors
- Position is the leader of investment risk activities for TIAA Private Investments and responsible for the build out of functional capabilities as well as direct interaction with Investment Teams and Affiliate leaders
List of Typical Skills For an Investment Risk Manager Resume
1
Skills For Senior Investment Risk Manager Resume
- Multi-asset and LDI experience, with strong technical product knowledge (particularly in Fixed Income)
- Strong financial markets experience, ideally in cross-asset investment management
- Strong understanding of risk measures and methodologies (duration, VaR, stress testing etc).
- Relevant knowledge and experience in infrastructure and private corporate debt
- Intellectually curious, self-directed, & possesses strong work ethic
- Proven self-starter with ability to work independently as well as lead teams
- Strong knowledge of financial instruments and markets
2
Skills For VP, Investment Risk Manager Resume
- Demonstrable work experience in a risk or quantitative role
- Good knowledge of investment industry and financial markets
- Strong knowledge of investment risk measurement and decomposition techniques
- Subject matter expertise in Collective Investments, either through Operational or Compliance experience
- Special attention to detail with a strong dedication to deliver the right outcome for our customers
- Attending and participating in key investment committees and projects, and associated MI analysis
- Undertaking independent assessments, policy oversight, assurance and/or monitoring activities
- Programming: R, Matlab, SQL, VBA, or related programming languages highly desirable
3
Skills For Investment Risk Manager RQA Resume
- Developing and Enhancing processes and systems to better align risk policies and methodologies with the firm’s business objectives
- Working with AB’s Global Analytics team to improve accuracy of risk modelling
- Networking – builds range of contacts and uses their knowledge to gain business advantage
- Working knowledge of risk model(s): RiskMetrics, APT, UBS Delta, Northfield
- Working knowledge of investment systems: Bloomberg, Factset, Datastream
- Understanding of risk factors and risk models
4
Skills For Investment Risk Manager, Infrastructure Resume
- Working knowledge of risk model(s): RiskMetrics, APT, Axioma
- Understanding of risk factors that drive asset returns
- Understanding of investment risk techniques such as VaR
- Working knowledge of risk model(s): RiskMetrics, APT, UBS Delta, EMA, POINT
- Building a relationship with the relevant Asset Class Heads, Portfolio Managers, the Product team as well as the on-desk risk resources
- Working with Investment Governance colleagues to ensure appropriate escalation and resolution of fund mandate limit breaches
- Working closely with AB’s Legal and Compliance teams to manage global regulatory risk issues
- Enhancing AB’s liquidity risk metrics and processes
- Comfort with speaking up / providing challenge, whilst simultaneously managing internal relationships and influencing at senior levels
5
Skills For Beta Equity Investment Risk Manager Resume
- Responsible for identifying, critically analyzing and communicating market and non-market risks to investment professional and to senior management
- Comfort with speaking up / providing challenge, whilst simultaneously managing internal relationships
- Design, development and delivery of new and enhanced risk reporting framework for new products or re-engineering of existing risk reports
- Preference for action – is proactive and takes the lead in identifying information and opportunities for building positive relationships with key customers
- Take an active role in the portfolio risk budgeting process and recommend changes to positioning or processes when necessary
- Contribute to the operational running, maintenance and upgrade of risks analytics and reporting
- Credible when presenting to existing or prospective clients, and at internal committees
- Independently challenging and supporting delivery of the businesses strategy and plans
6
Skills For VP-investment Risk Manager Resume
- Portfolio stress and scenario testing and setting trigger points for risk reduction
- Creative and Innovative Thinking– considers innovative ways to obtain and present information to customers
- Professionalism and Business Integrity – is open and honest when dealing with others and presents ASI in the best way possible
- Lead Investment Risk Management activities covering Nuveen’s TIAA Investment Private Investments affiliate
- Professional Risk Manager (PRM) certification or willing to work towards this
7
Skills For Fixed Income Investment Risk Manager Resume
- First point of contact for key stakeholders within aligned asset classes, providing adhoc risk analysis as appropriate
- A comprehensive understanding of financial services industry regulation and regulatory agencies such as the FCA and PRA
- Management/mentoring of 1 member of staff
- Independent risk monitoring of investment strategies to ensure consistency with fund objectives and regulations
- Assessment of portfolio risk with respect to emerging risks in financial markets
8
Skills For Jpmaam Investment Risk Manager Resume
- Contribute as required, to the broader investment governance activities, including portfolio reviews and the SLI Risk & Exposures Committee
- Timely reporting of risk information for regulators, clients, internal customers, boards and committees
- A detailed understanding of investment / market risk across Fixed Income asset classes
- Customer Focus– works hard to understand the needs of internal and external customers and tailors approach appropriately
- Achievement Drive– is motivated to get results and is driven to ensure potential of self
- Communicating and Influencing– enthusiastic when dealing with others and listens to customer needs. Takes steps to build rapport and to maintain ongoing contact with internal colleagues. Uses a range of influencing tools and techniques to persuade others to act
- Professionalism and Business Integrity– is open and honest when dealing with others and presents SLI in the best way possible
- Conduct detailed independent assessments of investment strategies
- Equity market experience (either as a Risk Manager, Product Manager or Fund Manager), with strong understanding of how Equity products are valued and the key market drivers that can influence market pricing
9
Skills For Investment Risk Manager Resume
- Credible when presenting to existing or prospective clients
- Influence at senior levels
- Knowledge of Aladdin would be useful
- Assimilate market information, performance information and risk information in order to identify potential risk issues at an early stage
- Clear, logical thinker, able to break down a problem into bite-size components, and plan the required steps of a project to arrive at a solution
10
Skills For Senior Investment Risk Manager Resume
- Customer Focus – works hard to understand the needs of internal and external customers and tailors approach appropriately
- Achievement Drive – is motivated to get results and is driven to ensure potential of self
- Communicating and Influencing – enthusiastic when dealing with others and listens to customer needs. Takes steps to build rapport and to maintain ongoing contact with internal colleagues. Uses a range of influencing tools and techniques to persuade others to act
- Value focused – strives to understand strategic context of tasks. Applies effective and efficient mind-set in their approach to achieve value-add outcomes
- Enthusiastically leading or contributing to major strategic programmes to implement business change resulting from regulatory developments or regulatory focus and interest
- Leading on developing and implementing a framework for Compliance Oversight of Investment and Investment Operations functions, including a schedule of engagement with key partners
- Overseeing the delivery of expert Risk and Compliance mentorship for relevant regulations and legislation for investment-related operational and conduct risk matters and Investment compliance
List of Typical Responsibilities For an Investment Risk Manager Resume
1
Responsibilities For Senior Investment Risk Manager Resume
- Demonstrable work experience from within the asset management industry
- Overseeing the provision of robust 2L challenge and support to risk frameworks
- Advanced proficiency with equity risk models, especially risk & performance attribution
- Familiarity with risk management theory
- Knowledge of investment industry and financial markets
- Professional Risk Manager qualification, such as PRM, or willingness to work towards it
2
Responsibilities For VP, Investment Risk Manager Resume
- A demonstrable ability to influence at all levels, manage conflict and challenge at most senior levels
- Motivate, lead and direct self and others to deliver results on time and to a high standard
- Lead the Private Markets Oversight Committee and represent Risk Management on other internal governance committees
- Knowledge of portfolio and financial theory
- IMC/CFA/PRM would be advantageous
- Team spirit and desire to work as a part of a team
- Senior management feedback
3
Responsibilities For Investment Risk Manager RQA Resume
- IMC would be advantageous
- Knowledge of securities/financial instruments
- CAIA or CFA
- Define and implement a value-added research effort and communicate findings to various audiences. Conducts ad hoc analysis on portfolio risk exposures using various analytical systems, including interpretation and communication of results to Portfolio Managers and senior management with the purpose of integrating investment risk management into the portfolio management process
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