Manager, Operational Risk Resume Sample
Eden Cormier
5970 Tristin Haven,
Los Angeles,
CA
+1 (555) 661 3360
Work Experience
Senior Manager, Operational Risk
02/2016
-
PRESENT
Houston, TX
- Assess, aggregate, monitor, and help manage and otherwise address identified risks effectively; this includes assessing the TDI’s capacity to absorb risk
- Maintain and monitor a comprehensive view of TDI’s operational risk management profile at the business line and aggregate levels
- Document and report material adverse changes affecting the insurer’s risk management system to the Board of Directors to help ensure that the framework is maintained and improved
- Constructively challenging TDI’s responses to material failures of the internal control framework
- Significant experience in Operational Risk
- Supporting the management and delivery of the Risk and Control assessment program conducted in significant units annually. This includes participating in due diligence sessions and other research necessary in order to assess and play a challenge role as the second line of defence regarding key risks raised by the business units
- Supporting the development (background research), delivery and reporting required for each Scenario Analysis program assigned each year
Manager, Operational Risk, Capital Markets
10/2010
-
10/2015
San Francisco, CA
- Support the 1B functions in the development of their operational risk management programs as well as to responding to regulatory (OSFI) and audit requests for operational risk-related information
- Supporting the 1B functions and business units in the development of their Key Risk Indicator programs and Business Environment surveys (both sub-division and significant unit) including quarterly reporting requirements
- Actively monitoring and supporting the 1B function and business lines with their New Products Pipeline reporting and monitoring including evaluation of their New Initiative Risk Assessments (NIRA)
- Participating in the development and scheduling of RCSA surveys, Scenario Analysis and Facilitated Working sessions in conjunction with the 1B’s
- Documenting of Minutes and Action Plans for each RCSA meeting
- Playing an active role in the department’s quality assurance program
- Actively participating in team development activities and team performance goals
- Building effective working relationships across the team and with various business line and corporate function contacts to remain current on new developments and emerging risks within the industry
- Actively participating and contributing to touch bases and team meetings, encouraging the generation of new ideas and approaches
Manager Operational Risk
12/2006
-
04/2010
Los Angeles, CA
- Actively sharing knowledge and experience to enhance the development of all team members and
- Supporting other projects and activities as required
- Monitor and report relevant OpRisk metrics
- Report results to relevant Governance body (ORC and/or ERMC)
- Manage network of OpRisk champions
- Co-develop training material and provide training on OpRisk
- Project management on OpRisk activities
- Strong process management and problem solving skills; working knowledge of RCA techniques (Ishikawa, Five Why’s and related six Sigma tools)
Education
California State University, Fullerton
2000 - 2005
Bachelor's Degree in Quantitative
Professional Skills
- Strong partnership, networking, and influencing skills
- Advanced project management skills and experience in managing multiple parallel and inter-dependent initiatives/projects
- Confident verbal and written communication skills, experience presenting sensitive matters to senior management
- Excellent analytical, problem resolution and consensus-building skills
- Excellent teamwork, communication and partnering skills
- Strong oral & above average written communication skills
- Experience running projects independently strong multi-tasking
How to write Manager, Operational Risk Resume
Manager, Operational Risk role is responsible for risk, business, messaging, communications, leadership, integration, retail, finance, training, auditing.
To write great resume for manager, operational risk job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Manager, Operational Risk Resume
The section contact information is important in your manager, operational risk resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Manager, Operational Risk Resume
The section work experience is an essential part of your manager, operational risk resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous manager, operational risk responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular manager, operational risk position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Manager, Operational Risk resume experience can include:
- Support the determination and reporting of an independent opinion on the Operational Risk Profile for the allocated product lines, and ensure timely escalation of issues & that timely action is taken (eg large events, KRI & appetite breaches or business environment changes etc)
- Business operating improvements by ensuring effective initiatives and projects that minimize impacts on business operations
- Influence outcomes and manage competing priorities and conflicting issues in a professional manner
- Developing and delivering training and advice about operational risk policies and methodologies across Macquarie’s global business
- Being the SME on operational risk management
- Able to use initiative. Be proactive by taking action and being persistent in addressing issues and challenging outcomes
Education on a Manager, Operational Risk Resume
Make sure to make education a priority on your manager, operational risk resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your manager, operational risk experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Manager, Operational Risk Resume
When listing skills on your manager, operational risk resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical manager, operational risk skills:
- Solid negotiation and relationship building skills
- Strong experience in Banking and Risk Management
- Consult with business to develop corrective action plans and effectively manage change
- Support the Internal Model Validation process through the validation of controls
- Conduct loss data gathering, validation, analysis and reporting at the enterprise level
- Previous experience in wholesale banking, treasury and/or working with risk and control concepts
List of Typical Experience For a Manager, Operational Risk Resume
1
Experience For Senior Manager, Operational Risk Resume
- Analyze and report findings to key stakeholders, including documentation and reporting to regulatory requirements
- Manage specific risk mission's scope & timing on ad hoc basis
- Support training and awareness requirements of Operational Risk to the local region and across products & geographies where required
- Active oversight and monitoring of the implementation of the ORMF across Macquarie’s diverse businesses
- Report results to relevant Governance body (Risk Committee)
- Understand Prudential’s Operational Risk Management policies and procedures to ensure compliance with the Operational Risk Management framework
- Effectively leads and manages a team and creates an environment that is conducive to teamwork, innovation and objectivity, which motivates a highly competent, driven and productive team. Sets measurable goals and examines ways to raise standards, to increase quality, and to improve overall performance of the team
- Serves as point of contact for sub-division department head. Maintains strong relationships with leadership of aligned business. Responsible for leading risk governance meetings and driving a strong risk culture across sub-division
2
Experience For Manager, Operational Risk, Capital Markets Resume
- Ensures that sub-division has an appropriate level of review of key controls, and can evidence that key controls are designed and operating effectively in accordance with established standards
- Supports business by assisting with the timely development of new policies and procedures, and ensuring and evidencing new processes are in control
- Provides expertise for support of audit activity. Provides holistic view of all internal and external audits and serving as a point of contact for auditors. Drives business toward positive outcomes
- Ensures issues and events are being managed effectively. Works with business to proactively identify issues. When issues and events occur, responsible for tracking and driving business to resolution
- Partners with sub-division leadership team to ensure business risk and control decisions are made during the design and development of technology and service or operating model changes. Proactively raises and executes a plan to address key issues
- Coordinates and works closely with Legal, Compliance, Enterprise Risk, and Audit to develop processes for managing business risks, execution of controls and oversight, ensuring business practices comply with regulatory procedures. Develops effective working relationships with contacts throughout the company on a variety of risk-related issues
- Partners with Enterprise Risk Management (ERM) to advance understanding in the field of business risk and control management. Stays abreast of the latest ERM tools. Shares knowledge and champions the implementation of business risk and control management best practices
- Well rounded understanding of Vanguard's business, operations, and technology as well as risk and compliance
3
Experience For Senior Manager, Operational Risk Methodology Resume
- Blend of operational/business control and process skills with sound business judgement, able to apply practical thinking in weighing the potential for risk against business decisions
- Broad conceptual thinker with a practical orientation and ability to translate complex risk concepts into executable programs and to align operational controls with business objectives
- Communication and influence skills, able to navigate, persuade and build buy-in across a matrix structure
- Independently validating business risk and control self-assessments
- Works with teams to ensure effective risk management is in place
- Working knowledge of overall operational risk methodologies, including risk assessments, issue management, loss event reporting, and other related activities
- Design and maintain and/or set expectations for meaningful reporting on Operational Risk issues, gaps, trends and overall risk profile
- Monitor and report risk exposure in the business areas and provide guidance to senior management on risk triggers, limits and actions
4
Experience For Manager Operational Risk Resume
- Prepare comprehensive risk requirements for key exposures and develops a culture of independent risk oversight
- Works with Internal Audit and Compliance to foster open communication and transparency
- Oversees development of metrics and systems, as appropriate, to quantify and measure operational risk
- Work with the business to develop plans to mitigate operational risk
- Oversee and implement expectations for first line business accountabilities for operational risk including monitoring and testing to ensure they are in place and sustainable
- Provide support/subject matter expertise to projects through the identification of operational risks, evaluation and development of effective internal controls, and recommendations to manage and mitigate operational risks
- Demonstrated leadership capabilities, with ability to effectively work across multiple business lines and functional areas
- Strong communications skills, with the ability to challenge the business areas on operational risk as well as the ability to convey risk exposure and requirements to business partners
- Strong communications skills, with the ability to challenge risk & business professionals as well as the ability to convey risk exposure and requirements to business leadership
5
Experience For Senior Manager Operational Risk Resume
- Operations, technology, process, risk, or audit experience in progressively larger roles
- Support Enterprise Function’s execution of the company’s operational risk framework, ensuring consistency and compliance with the requirements of the Enterprise-wide Operational Risk Policy and related guidance
- Provide advice to ensure effective and efficient entity and process risk management and issue resolution is implemented in the Enterprise Functions
- Ensure that decisions to implement or launch new business practices, products or services are considered carefully, in light of the risks associated and in accordance with the company’s New Product Approval policy and related guidance
- Support the effectiveness of business area risk management programs through appropriate cultural leadership and by ensuring the robustness of processes and controls, and the appointment of appropriately skilled resources to execute a sound risk management programs
6
Experience For Senior Manager Operational Risk Canadian Banking Resume
- Serves as point of contact for sub division department head. Maintains strong relationships with leadership of aligned sub division. Responsible for leading risk governance meetings and driving a strong risk culture across sub division
- Ensures that sub division has an appropriate level of review of key controls, and can evidence that key controls are designed and operating effectively in accordance with established standards
- Partners with sub division leadership team to ensure business risk and control decisions are made during the design and development of technology and service or operating model changes. Proactively raises and executes a plan to address key issues
- Partners with ERM to advance understanding in the field of business risk and control management. Stays abreast of the latest ERM tools. Shares knowledge and champions the implementation of business risk and control management best practices
- Blend of operational/business control and process skills with sound business judgment, able to apply practical thinking in weighing the potential for risk against business decisions
- Engage with internal customers and external partners (e.g. distributors, resellers, vendors) to analyze problems, develop improvement opportunities, build consensus and support implementation of solutions
- Build strong partnerships with business owners by providing advisory services on appropriate processes, controls and risk mitigation measures
7
Experience For Risk Manager, Operational Risk Resume
- Monitor completion of committed action plans to ensure follow through and closure of identified risks
- Work with SpAARC management to drive the Enterprise Risk Management (ERM) program and perform periodic risk assessments
- Direct and/or Indirect Senior executives across Enterprise Risk Portfolio Management (ERPM)
- Direct and/or Indirect Corporate Service Areas (eg. Audit, Compliance, Finance, etc)
- Operational/Project teams within Risk, Finance, Technology and Operations
- Provide first line of defense Root Cause Analysis (RCA) for CitiMortgage; enhancing the organization’s ability to dimension, anticipate, and manage operational risks effectively
- Implements and executes RCA capability within the CMI Operational Risk function, ensuring alignment with the CitiMortgage and enterprise-wide ORM strategy for the management and mitigation of operational risk
- Experience in risk management, audit or operational roles, preferably in a retail brokerage
8
Experience For Manager Operational Risk & Control Resume
- High level of professionalism, self-motivation and a strong sense of urgency
- Operate in gray space and to adapt to work flow variations and change
- Identifies, measures, and analyzes operational risks in CitiMortgage, providing mitigation strategies where appropriate and based on thorough RCA outcomes
- Project/time management and planning
- Executes best-practice RCA initiatives and investigations in CitiMortgage
- Vities with all other Risk assessment activities to ensure CitiMortgage business units receive a fully coordinated assessment of operational risks to avoid recurring future losses in the same process as well as elsewhere if the same conditions exist
9
Experience For Manager, Operational Risk-prudential Resume
- Mitigation of reputational risk, operational risk, regulatory risk and financial loss against such things as fraud, defalcation and/or financial penalties by ensuring compliance with Bank P&Ps and regulatory requirements
- Contributes to cost optimization of control frameworks of businesses through the provision of effective risk exposure analysis in portfolios of moderate to high risk and/or complexity
- The Bank and financial performance by creating tools and programs to enable effective risk management and assessment, and ensuring improvements, enhancements and solutions are cost-effective, timely and efficient
- Bank financial performance by responding on a timely basis to changing operating conditions so as to mitigate financial penalties and costs
- Mitigation of costs/ impacts associated with human errors
10
Experience For Senior Manager, Operational Risk & Controls Resume
- Investigate and propose to the Senior Manager, Operational Risk Management courses of action for the 1st line to ensure ongoing improvement of their governance programs and practices in response to identified risks and/or gaps
- When potential significant deficiencies or material weaknesses are identified, ensure appropriate stakeholder groups are engaged (e.g. CSAs) and remedial activities are appropriately documented to satisfy governance objectives
- Liaise with or respond to (depending on the nature of the engagement) internal and external groups as they audit and assess the line of business
- Advise and counsel business unit management with respect to risk, exposures and their management activities programs and plans
- Represent operational risk execution interests and perspectives in corporate forums, and influence corporate policy related to area(s) of expertise
- Monitor remediation of the control environment when deficiencies are identified. Escalate significant delays to accountable executive(s)
- Identify, analyze, and where appropriate communicate QA findings, relative to leading concepts, practices and adoption of ORMF Guidelines and expectations related to operational risk management to facilitate their adoption by 1st line practitioners
- Identify and escalate when 1st line management does not fulfill their operational risk management responsibilities
List of Typical Skills For a Manager, Operational Risk Resume
1
Skills For Senior Manager, Operational Risk Resume
- Knowledge of operational risk management techniques including: risk assessment and monitoring, control techniques and effectiveness assessment
- Experience in process mapping as well as identification and assessment of process risks and supporting controls, etc
- Solid knowledge and understanding of the designated LOB’s key products and services, processes, controls and organization
- Develop effective Process and Procedures that assist with the creation, analysis and monitoring of RCSA’s and Scenario Analysis
- Operational Risk / banking / financial services environment experience
- Experience in leading dynamic and multifaceted projects
2
Skills For Manager, Operational Risk, Capital Markets Resume
- Understanding of operational risks and controls across Operations
- Working with the Senior Manager, Operational Risk, challenge and document challenge of ORCM risks and controls
- Accounting, RIMS Fellow designation or equivalent designation is considered an asset
- Develop Scenario plan for the US (covering capital, management and stress testing scenarios) and ensure monitoring and challenge of scenarios as per the plan
- Accountable for oversight of the assessment and mitigation of ITrisks including challenge an understanding of risks being generated in the Digital Garage
- Oversee the use and enhancement of standard risk rating and measurement criteria in completing risk assessment activities across various business units
- Support Enterprise Capital planning process by providing US specific requirements
- Liaise internally with the Director, Reporting and Governanceto ensure complimentary reporting toolsets in support of ORMF components
- Able to distill the complex while not oversimplifying and missing critical requirements
3
Skills For Senior Manager, Operational Risk Methodology Resume
- Other Subject Matter Experts within the Bank (e.g. Accounting and Finance, IT Strategy and Consulting experts)
- Expert knowledge and understanding of the Basel Accord and the theories and concepts of methodology and process development, change management and implementation, acquired through 7-10 years of related experience
- Develop and maintain effective working relationships with Management and business unit Risk teams
- Good understanding of the U.S. Regulatory Landscape
- Maintain strong working relationships with all business partners
- Prepare Board level project risk reporting with insight into key risks, opportunities and progress against objectives
- Perform quarterly/periodic reporting for ORM program components
- Issue updates, tracking and analysis
- Key risk indicators and thresholds development and monitoring
4
Skills For Manager Operational Risk Resume
- Lead the CCAR/ DFAST Stress Testing Process for Operational Risk
- Develop and lead training on operational risk and control processes
- Provide consulting expertise and support for risk-related projects and initiatives
- Assess and assist with responses, as required, to regulatory and audit findings, ensuring clarity and consistency of responses
- Accountable for rolling out the operational risk economic capital methodology in accordance with Group instructions
- Lead development of capital scenario analyses, determining impact on the portfolio’s overall capital
- An understanding of business processes and operations, and insurance principles and practices is required
- Broad awareness of regulatory/accounting regimes and local business environment in Canada
- Uses a variety of Quality tools, including DMAIC, 5 why’s, fishbone analysis, Is/Is not, etc. to identify the real root cause on an issue
5
Skills For Senior Manager Operational Risk Resume
- Risk and control frameworks, practices, operational risk management or other assessment methodologies
- Key capital market products and services, processes and controls for the designated business
- Concepts of change management
- Multi-jurisdictional regulatory practices and requirements
- Develop, expand and keep updated, the scope of sources of loss data for the Bank's central operational loss database to enable robust and complete reporting of data as required by the Basel II rules
6
Skills For Senior Manager Operational Risk Canadian Banking Resume
- Participate in due diligence, risks assessments and ongoing monitoring of key third-party vendors
- Develop and prepare meaningful operational risk reporting to senior management and executive level risk committee
- Provide oversight management of the loss database
- Lead the development and implementation of an operational risk management framework to identify, assess, measure, respond and report on operational risks across Canadian Tire and its family of companies
- Collaborate with Enterprise Risk Management to develop and implement a third-party risk management framework
- Participate in large and complex projects to identify, assess and advise on potential operational risks
- Partner with business units to develop and report on key risk indicators
7
Skills For Risk Manager, Operational Risk Resume
- Partner with key stakeholders to identify and assess high-impact scenarios that could affect business operations
- Challenge, advise and partner with business units and oversight functions to actively manage day-to-day operational risk
- Developing, communicating and governing risk methodologies and associated practices and tools on behalf of the enterprise that promote a business culture that facilitates a robust and disciplined approach to managing operational risk
- Provide subject matter expertise and guidance on the bank’s operational risk framework to ensure that management is aware of the bank’s operational risk-taking philosophy, policy, authority structure, procedures and processes
- Provide proactive, consultative support to the LOBs for managing the requirements of CIBC’s Control Framework. Serve as the Subject Matter Expert on key controls
- Interpret requirements of and guide the business’s compliance with corporate governance programs (e.g. GRLR, outsourcing, privacy, regulatory, change management, etc.)
8
Skills For Manager Operational Risk & Control Resume
- Applying a solid understanding of business controls and business processes, identify opportunities for continuous improvement of the LoB’s controls environment. Apply root cause analysis, trending and other methodologies to develop actionable recommendations for control design
- At the operational level, manage the key controls testing program (OPC, LCM) including developing controls testing plans and assessing control testing results on a Quarterly basis. Manage CIBC’s quarterly Risk Self Assessment and Control Self Assessment (RSA/CSA) process including executive reporting
- Strong attention to detail and the ability to consider how work underway impacts other areas
- Excellent written and verbal communication with stakeholders of all levels
- Assist business areas with the prioritization of risk- and compliance- related projects
- Work independently and be self-directed, as well as direct priorities for a team
- Broad understanding of a shared services organization and utilization of 3rd party relationships
9
Skills For Manager, Operational Risk-prudential Resume
- Develop and evolve guidance materials for all operational risk program components (e.g. risk assessments, key risk indicators, loss events and scenario analysis)
- Oversee and /or assist in the effective rollout, implementation and maintenance of ORM program components
- Keeps ORM senior management informed of status, progress, issues and concerns
- Plan and conduct risk assessments, compile results, and produce executive summaries for Management
- Participate in new process development to ensure controls are appropriately considered and incorporated into the process
- Chair the Bank’s US Operational Risk Committee and serve on other applicable ad hoc committees as required
10
Skills For Senior Manager, Operational Risk & Controls Resume
- Challenge U.S. new products and services risk assessments to ensure all risks in the Bank’s Inventory of Operational Risks are appropriately considered
- Loss analysis, root cause evaluation
- Post implementation reviews for new products
- Provide objective and independent Operational Risk advice and counsel to the 1st line. Act in an independent oversight capacity, monitoring operational risk management and mitigation
- Identify and recommend business improvement opportunities. Provide oversight on resolutions for operating/ technical problems
- Provide independent oversight and challenge of the assessment of operational risks within the Initiative Assessment and Approval Process (IAAP)
List of Typical Responsibilities For a Manager, Operational Risk Resume
1
Responsibilities For Senior Manager, Operational Risk Resume
- Experience in property/casualty insurance industry with progressively professional experience preferably in the area of risk management
- Aptitude in project management or similar organizational skills
- Experience as an Operational Risk Officer / Manager or Business Risk Officer
- Experience in Finance/Accounting, Program/Project Management, related Control function responsibilities or Business/Operations functions within the Banking or financial services industries
- Operational risk environment experience
- Experience as an Operational Risk Officer or Manager
- Clearly communicate operational risk requirements and work proactively with management to implement
2
Responsibilities For Manager, Operational Risk, Capital Markets Resume
- Develop and implement metrics and measurement methods to assess and monitor countries’ compliance with assigned Operational Risk programs
- Drive continuous improvement in the 1st line execution of the ORMF
- Thrive in a fast paced, detail oriented environment
- Creative thinking, analytical and problem solving skills, as well as the ability to see the "big picture", identify areas for improvement and implement effective solutions that align with both enterprise programs and segment strategies
- Support Enterprise approach to key ORMF components (e.g. RCA, Process Risk Assessments, KRIs, Event Capture, Risk Appetite, New Product Approval, etc.) by identifying and developing US specific requirements
- Provide subject matter expertise and guidance on the bank’s operational risk framework to ensure that management is aware of the bank’s operational risk-taking philosophy, policy, authority structure, procedures, and processes
- Complete Quality Assurance (QA) process for US jurisdiction on key ORMF attributes in line with the Enterprise QA requirements
- Develop integrated plan and structure for the CCAR/DFAST requirements
- Support quantitative aspects of CCAR/ DFAST by assessing results, providing effective challenge and providing qualitative judgment on the results where appropriate
3
Responsibilities For Senior Manager, Operational Risk Methodology Resume
- Drive qualitative aspects of the CCAR DFAST process such as scenario development, methodology and documentation
- Develop and manage an inclusive process for defining the plan and processes to ensure understanding, compliance, and readiness for operational risk requirements under the Basel Accord as interpreted by regulators in the jurisdiction that BMOFG operates
- Assess risk and control effectiveness within portfolio, identify and prioritize opportunities to improve risk management
- Participate in and/or lead risk assessments to measure risk exposures, identify internal control weaknesses, improve the control environment and minimize errors and loss events
- Provide proactive recommendations on effective controls and operational risk management best practices. Identify and correct control deficiencies and significant weaknesses within the operational risk framework
4
Responsibilities For Manager Operational Risk Resume
- Identify operational risk issues and evaluate the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls related to risk
- Oversee and support other team members in the execution of their responsibilities
- Advise management on risk ratings and evaluate ratings against established policy standards
- Keep current with Canadian and Corporate risk policies
- Communicate changes to risk and governance framework of standards, guidelines and policies to affected Operations areas
5
Responsibilities For Senior Manager Operational Risk Resume
- Support reviews conducted by internal audit and compliance as well as external audit and regulators
- Perform risk reviews of reports or analysis of operational risk activities to present the independent 2nd line view of risks
- Organize regular risk workshops across the business and collaborate with other members of the risk team to ensure the appropriate attendees
- Secretary of the Operational Risk Committee
- Provides support and challenge to the business as well as support to the CRO in providing oversight, challenge and support to the business operations relating to operational risk
- Support the business in the implementation of corporate standards for effective, proportionate controls in support of the Aviva Canada, Group and OSFI policies, procedures and methodologies
6
Responsibilities For Senior Manager Operational Risk Canadian Banking Resume
- Provide professional support and coordination of risk management activities through collaboration with 1st line risk and governance teams and Internal Audit
- The Senior Manager, Operational Risk & Controls has an impact on Aviva Canada’s ability to meet its obligations to maximize value for shareholders and to manage risk within the framework of the Group
- Visible role within the organization via working with senior executives, Group Operational Risk, Compliance, Finance, Claims, IT, HR, Underwriting, Broker Distribution, and Legal teams and others throughout the organization
- Develop, recommend and enhance overall ORM Framework in line with ORM strategy and Basel requirements
- Develop ORM Framework standards and tools that align to Basel/industry practices and ensure effective processes to identify, measure, manage, monitor and report on operational risks
- Develop Enterprise approach to key ORM Framework components (e.g. RCSA, Process Risk Assessments, KRIs, Event Capture, Risk Appetite, New Product Approval, etc.)
7
Responsibilities For Risk Manager, Operational Risk Resume
- Incorporate on an ongoing basis feedback received from Operational Risk Management groups to enhance the ORM Framework components
- Ensure that the methodology underpinning the ORM Framework support convergence/alignment across related frameworks (e.g. SOX, compliance) and provide influence to ensure alignment is established and/or maintained
- Portfolio/program management experience
- Sponsor and drive implementation of the ORM Framework components for the enterprise
- Conduct environmental assessment, industry and regulatory scans to anticipate, interpret and advise of necessary or potential changes to the ORM Framework in BMO and to ensure organizational preparation for future regulatory changes
8
Responsibilities For Manager Operational Risk & Control Resume
- Understand and interpret Basel requirements for operational risk, acting as a subject matter expert on all aspects of the ORM Framework (e.g. scenario implementation, loss event capture, RCSAs, BEICF)
- Translate the requirements into achievable and timely actions and processes such that ORM Framework methodology is imparted and embedded in BMO
- Manage Corporate Insurance Programs
- Contributes to the development and implementation of operational risk management procedures and processes within the organization to ensure that the risk management framework is adopted and maintained in a pragmatic and consistent basis across the organization
- Monitors the organization’s operational risk profile in accordance with risk tolerance and obtains evidence of its position to internal and external stakeholders. This includes maintenance of the Aviva Canada evidence library and managing operational risk data using the Group risk & control software tool
9
Responsibilities For Manager, Operational Risk-prudential Resume
- Operational risk reporting meets the requirements of the Executive Committee, ERMC, ORC, Board of Driectors, Group and regulators 2nd line oversight of operational & regulatory risks
- Strong understanding of P&C business
- Experience in IT risks
- Motivation and influencing
- Tertiary Qualifications required
10
Responsibilities For Senior Manager, Operational Risk & Controls Resume
- Identify operational risk and control deficiencies and ensure that deficiencies are properly documented and updated in CIBC’s centralized Internal Control Repository
- In conjunction with the Director Operational Risk Portfolio Management, work with CIBC’s Operational Risk Division to manage the quarterly operational risk regulatory capital process and ensure compliance to operational risk regulatory capital guidelines as mandated by Basel II
- Partnership minded approach
- Initiative risk assessments
- Operational Risk Officers
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