Model Risk Governance Resume Sample
Maximillia Adams
12660 DuBuque Shore,
Phoenix,
AZ
+1 (555) 891 1188
Work Experience
Finance Model Risk Governance Lead-VP
01/2017
-
PRESENT
New York, NY
- Work independently and collaboratively in a small team environment
- Results focused and strong attention to detail
- Identify and implement opportunities for process improvements and efficiencies
- Manage multiple priorities and to meet tight timelines
- Achieve consensus among stakeholders; and
- Serves as the primary point of contact for the LOBs with all model risk related matters. Has an in depth knowledge of the enterprise’s policies and procedures around model risk; and serves as an ambassador for the Model Risk area under the direction of the Director of Model Risk Governance and the Chief Model Risk Officer
- Helps maintain the enterprise’s model inventory to ensure completeness and accuracy. Understand how the models are used, who owns them, and what issues exist for those models and how they are mitigated
Model Risk Governance Subject Matter Expert
08/2011
-
07/2016
Philadelphia, PA
- Serves as a liaison between the independent model validation team and the model owners/developers
- Works with the independent model validation team through the validation process to include: ensuring validation compliance with Model Risk policies and procedures; review of governance and controls associated with models, and ongoing performance monitoring; validation report review/preparation; and communication of findings and associated model risk to LOBs and management
- Ensures accuracy and integrity of Model Risk GRC information for various applications
- Potentially/If applicable, provides oversight and direction for more junior Model Risk analysts
- Experience in model or related risk management/governance, internal or external audit, project management or equivalent experience, strongly focused on process design, development, risks and controls
- Working knowledge of GRC and Tableau
- Good interpersonal skill/ knows how to work across silos
- Proficiency in the use of Microsoft Office with advanced experience in Excel and PowerPoint
Corporate Model Risk Governance & Review
09/2006
-
02/2011
Boston, MA
- Assist the team in managing the group’s model validation pipeline; focusing on proactive management of business priorities, compliance dates, and regulatory requirements
- Ensure all stakeholders understand their role in each project by setting transparent expectations and communicating roles and responsibilities
- Guide direction and vision for efficient working practices for the broader team
- Collaborative and entrepreneurial spirit and the ability to think ‘outside the box‘
- Work with management to implement the model risk management program across the organization and ensure consistency and transparency of the MRM program’s direction, vision, strategy and governance controls. Develop, enhance and implement procedures and project management tools to ensure that MRM governance is comprehensive and sustainable, and that all MRM governance objectives are achieved
- Ensure regulatory compliance specific to SR11-7 guidance for model risk management
- Relevant professional experience in the field of governance work and/or model risk
- Communicate with various teams in Corporate Risk, Finance (Strategy Planning & Treasury), Credit Management, Marketing, Consumer Lending, Network, Banking Businesses and IT on changes/enhancements in procedures to meet the objectives of the model risk program
Education
Western Carolina University - Asheville
2002 - 2006
Bachelor's Degree in Mathematics
Professional Skills
- Ensures that an accurate and up to date inventory of models is maintained in the inventory platform, and manages the process to ensure accuracy and reliability of model inventory data. Ensure completeness of the model inventory by supporting the model inventory attestation process across all areas of the Bank
- Strong written and verbal communication skills, including effective presentation skills to multiple levels of management and associates
- Consumer credit risk modeling and analysis experience with at least two years of experience validating models per OCC guidelines
- Strong software skills (i.e. data analysis and report development, Excel, SQL, SAS, etc.)
- In Audit or Risk Management (experience using, developing or validating models desirable)
- Exceptional interpersonal and influencing skills with ability to achieve goals without direct control over resources
- Good written and communication skills & ability to work collaboratively with stakeholders
How to write Model Risk Governance Resume
Model Risk Governance role is responsible for programming, reporting, languages, sas, sql, training, retail, finance, credit, database.
To write great resume for model risk governance job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Model Risk Governance Resume
The section contact information is important in your model risk governance resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Model Risk Governance Resume
The section work experience is an essential part of your model risk governance resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous model risk governance responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular model risk governance position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Model Risk Governance resume experience can include:
- Understanding of Credit Bureau data desired
- Develop framework for aggregate model risk reporting and developing controls for all stages of model lifecycle
- Manage periodic reporting for the Model Risk Committee, Operations Risk Committee and Risk Committee and assist in developing analyses or materials for the Committee as requested
- Maintain status updates on issue remediation, and facilitate resolution/escalations of issues in a timely fashion. Proactively identify emerging model risk issues impacting the company and communicate to model developers, model validators, senior management and the Model Risk Committee
- Supporting issues’ management, MRF admin, and the management of model risk related ORBIT and GNEP issues
- Support the business and corporate risk management in interactions with regulators and external auditors on matters related to model risk management
Education on a Model Risk Governance Resume
Make sure to make education a priority on your model risk governance resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your model risk governance experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Model Risk Governance Resume
When listing skills on your model risk governance resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical model risk governance skills:
- Excellent verbal and written communication skills and the ability to work directly with Internal Audit, Compliance, Regulators and External Auditors
- Very strong end-to-end project management skills from development through implementation
- Programming skills, including object oriented languages and scripts (e.g., SQL, Access, VBA)
- Hands-on risk management, asset-liability management, trading, and/or portfolio management experience, including experience in a leadership role
- Good experience in risk management, audit or a related risk identification and reporting function
- Experience in either model governance or model validation roles
List of Typical Experience For a Model Risk Governance Resume
1
Experience For Manager, Model Risk Governance Resume
- Establish, implement and maintain MRM’s model performance monitoring program
- Establish, implement and maintain Model Risk Management’s suite of policies, procedures and process flows
- Prepare and deliver periodic summary risk reports to MRM Leadership and Brighthouse’s Operational Risk Committee (ORC)
- Liaise with internal and external audit, compliance and legal stakeholders
- Actively participate in corporate GRC (governance, risk and compliance) initiatives, working with key internal and external stakeholders to design and implement MRM’s workflows and policy controls
- Work actively with the first line of defense in identifying in-use and in-development tools and models. Administer the company’s tools and model inventory, including periodic discovery and ongoing validation scheduling
2
Experience For Finance Model Risk Governance Lead-VP Resume
- Ensure efficient and effective issues management for all issues having MRM, ownership
- Process design and optimization
- Sound familiarity with regulatory guidance and mandates related to model risk management (e.g., FRB SR 11-7)
- Evaluate conceptual soundness of model techniques, specifications and feature sets; reasonableness of assumptions; reliability of inputs; completeness of testing performed; correctness of implementation; and suitability / comprehensiveness of performance metrics and risk measures
- Measure the potential impact of model limitations, convergence errors or deviations from model assumptions; compare model outputs with empirical evidence and/or outputs from benchmark models
- Experience in development of AI / ML models and use of large data sets is required
3
Experience For Risk Division, Model Risk Governance, VP Resume
- Understanding of statistics / econometrics
- Thorough knowledge of at least one programming language such as Matlab, R, Python, C/C++, etc
- Evaluate the risk posed by non-transparency and non-linearity in ML models, and suggest ways to mitigate such risks
- Liaise with Developers, Finance, and Risk professionals to monitor usage and performance of the models
- Evaluate econometric and mathematical models developed by the office of the Chief Investment Officer (CIO), and various other lines of business such as the retail bank, commercial bank and investment bank
- Model Standards Policy & Procedures:Responsible for regularly updating, socializing and issuing the HSBC North America’s policy based on any new local regulatory guidance, stakeholders’ feedback or industry developments. Also, ensure compliance of the policy through the regular evaluation of model development standards maintained by each modeling area
- Play a key role in creating the MRM workflow tool, contributing to defining the technical requirements for the tool [workflow diagrams, data model and schema, configuration, reporting capabilities], taking into account potential read across to other relevant applications; driving UAT ; establishing security groups and ensuring all users are appropriately trained
List of Typical Skills For a Model Risk Governance Resume
1
Skills For Manager, Model Risk Governance Resume
- Effective working both independently and as a team leader and providing leadership and collaborating with a wide variety of teams
- Experience with modeling techniques such as logistic regression, binned regression, gradient boosting or other machine learning methods
- Experience in dealing with regulators and a changing regulatory landscape
- Experience delivering quality results leading highly complex processes
- Experience / knowledge of Banking or Finance required
- Experience executing complex strategic initiatives spanning business lines within the financial services industry to drive large scale change
2
Skills For Finance Model Risk Governance Lead-VP Resume
- Strong speaker able to communicate deliverables across various seniority levels
- Strong knowledge of internal control design, implementation, testing and documentation
- Good knowledge on databases and systems for model inventory management (IBM OpenPages)
- Experience with leading projects
- PMP designation or relevant experience
- Understanding of model risk governance regulatory requirements (ie SR 11-7) and knowledge of prevailing best practices and standards
- Working knowledge of fair lending analysis and disparate impact analysis
3
Skills For Risk Division, Model Risk Governance, VP Resume
- Understanding of insurance company asset/liability management frameworks and sources of risks
- Completes the compliance testing of approved model conditions and oversees/designs the accuracy testing of the model inventory
- Supports the review and ongoing enhancement process for issue identification, assessment and resolution through relevant policies and procedures and ensure model related issues are appropriately tracked and captured in all relevant processes
- Assists with the design and execution of a testing program to ensure the ongoing accuracy and completeness of information in the model inventory
- Assists with the design of issue tracking and other management information reports based on the model inventory database
- Participates in discussions with various stakeholders on model risk management related projects and recommends improvements in existing processes
- Knowledge of analytical methods and modeling techniques used to manage and monitor financial, actuarial, and behavioral risks
- Domain expertize in following areas: Stochastic theory, econometrics, statistics, numerical methods
4
Skills For Model Risk Governance Subject Matter Expert Resume
- Familiar with leading model risk management practices and regulatory guidance
- Adept at working in a multifaceted organization
- Maintenance of current inventory in the MRM tool (Archer Platform, “the MRM tool”), including documentation, model attributes and referential data
- Process and compile inventory of models for reporting to appropriate channels and recipients
- Attention to details, dedicated, willing to take extra efforts
- Federal Reserve System’s model risk management guidance SR 11-07 and related requirements
5
Skills For AVP Model Risk Governance Resume
- Hands on experience with financial assets and derivatives pricing, valuation, risk analytics and profit/loss attribution (with prevalent focus on interest rate, foreign exchange, and credit products)
- Familiar with FRB’s Supervisory Guidance on Model Risk Management SR 11-7 and 15-18
- Five years proven MIS experience and/ or statistical analysis, or equivalent. Skilled at handling large volumes of data and interrogate using software’s such as SAS or Cognos to ensure it’s accurate
- Microsoft Access and Database Reporting, including ability to run queries, write macros in Excel
- Build relationships with stakeholders including senior management, becoming a trusted partner for thinking strategically about the MRGR strategy and within the broader context of the overall JPMorgan Chase strategy
- Experience working with and influencing senior management to drive strategic decisions through conducting analysis, developing concise recommendations and preparing and delivering well designed presentations
- Strong experience in analyzing and executing processes to improve efficiency and effectiveness through technology enhancements, process re-engineering, policy, governance, and enhancements of controls
6
Skills For Corporate Model Risk Governance & Review Resume
- Attention to Detail - Achieves thoroughness and accuracy when accomplishing tasks, through concern for all the areas involved
- Motivates People - Gains people commitment to achieve business objectives through clear communication of the company’s vision and flexing leadership styles to inspire high performance
- Contribute to the MRGC reporting process for all US based entities as well as for the Key Risk Forum
- Grows Talent - Inclusively and pro-actively develops talent, empowers individuals and manages diverse teams to drive engagement and performance
- Knowledge on financial products and models used for various purposes
- Serves as a primary point of contact for assigned lines of business (LOBs) to provide guidance, advice, consultation services and training on model risk and KeyCorp's model risk management program
- Works intimately with the independent model validation team during validation processes and ensures consistency and compliance with KeyCorp's Model Risk Policy and procedures
7
Skills For Model Risk Governance VP Resume
- Previous experience with documenting a Model Risk Management framework in compliance with regulatory guidance
- Manage the completeness and accuracy of the HNAH Model Inventory, a key driver of measuring Model Risk in the organization
- Measure and report the Model Risk in the organization against the Board approved Model Risk Tolerance
- Work with senior management in the development of systems and strategies to be employed in model risk management
- Participate in the validation of Credit Risk Capital parameter estimation (RWA) models for whole loans and structured products across the Retail and Wholesale Lines of Business, and Loss Forecasting (CCAR, ICAAP, ALLL) models for Wholesale credit products in the Firm’s C&I portfolio
- Lead the validation of Credit Risk Capital parameter estimation (RWA) models for whole loans and structured products across the Retail and Wholesale Lines of Business, and Loss Forecasting (CCAR, ICAAP, ALLL) models for Wholesale credit products in the Firm’s C&I portfolio
8
Skills For Model Risk Governance Manager Resume
- PhD or equivalent advanced mathematics required for financial modeling (i.e. probability theory, stochastic calculus, partial differential equations, numerical analysis, statistics)
- Write Firmwide model control policies, and MRM’s procedures
- Definition and implementation of inventory certification process in the MRM tool
- Review internally developed and third-party generic statistical models and scorecards for credit underwriting, loan pricing, loss forecasting, collections and backend review process
- Challenge developers and users and to elevate their findings for the overall improvement and acceptance of new models
9
Skills For VP, Model Risk Governance Resume
- Write model documentation clearly and concisely and support findings with reasonable foundations
- Communicate clearly and precisely on technical and business topics
- Manage the processes, procedures and resources needed to deliver agreed team plans and targets, identifying and implementing improvements and collaborating with colleagues to maximize effectiveness and efficiency
- Maintain a robust and efficient control environment across model risk to ensure compliance with HSBC Model Risk Management policy and procedures, together with early identification and effective resolution or escalation of issues that arise
- Lead the development, implementation and maintenance of a global management information, analysis and reporting framework that supports and informs timely and effective business management and decision making at all levels using the Model Inventory
10
Skills For Director, Model Risk Governance Resume
- Supporting the maintenance, helpdesk and development of the RBS Model Inventory Tool (MinT), supporting monitoring and assessment of the aggregate level of Model Risk (Risk Profile) and whether it fits within the Bank’s appetite
- Directly supporting UK team with the production of information, papers and presentations for Regulators, Senior Management, Internal Auditors and External Auditors
- Reaching out to relevant Points of Contact and Accountable Executives from across all areas of the bank with respect to maintenance and control of an aggregated bank-wide model inventory and associated Model Risk Appraisals
- Tracking the embedding Standards that define the governance (relevant roles and all aspects of the lifecycle) of models, development, maintenance and promotion of risk appetite setting in relation to Model Risk
- Collaborate with Brighthouse’s Talent Development team to establish and administer Model Risk Management’s training program
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