Risk Advisory Resume Sample

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Hollis Bauch
174 Kiara Spurs,  San Francisco,  CA
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Work Experience


Risk Advisory Manager
01/2018 - PRESENT
Chicago, IL
  • Experience with digital video ecosystems (acquisition, encoding, VCMS, ad insertion)
  • Investment day management including WIP management, debtors, billing and cash collection nationally for key accounts
  • Engagement management for determined GM (pricing tool implementation)
  • Revenue and Recovery analysis (with the objective to recover overruns)
  • Work closely with client facing staff to ensure engagements are delivered in a timely manner against plan
  • Pipeline/Smartnet reporting – management of data accuracy
  • Contractor control, monthly expense management and national scheduling support
  • Support compliance with Q&R procedures
Risk Advisory
08/2013 - 11/2017
New York, NY
  • Working closely with the Internal Audit function and other relevant risk groups
  • Providing support and risk advice to business units as required
  • Staying relevant on enterprise risk management trends, techniques and industry best practices
  • Review system backup disaster recovery and maintenance procedures and design/implement new and enhanced controls
  • Serve in consultative role for clients seeking third-party assessments of IT environment
  • Supervise and review associates’ work and provide constructive feedback
  • Excellent interpersonal, analytical, research and audit project management skills, including proficiency in GAAP and GAAS rules, procedures and standards
  • Extensive experience (10+ years) in an investment banking or related environment
  • Firsthand knowledge of Credit Suisse (structures, personnel etc.) is an advantage given the need to navigate governance and organizational structures
Risk Advisory Services Intern
02/2009 - 07/2013
Los Angeles, CA
  • Sound skills in MS Office
  • Good prioritisation and time management skills whilst working under pressure including a sense of urgency
  • The ability to understand the Risk Services strategy and focus on results
  • Excellent communication (verbal and written), organisational and presentation skills
  • Evolving the existing enterprise risk management framework
  • Participating in the strategic business planning process
  • Collecting data from risk surveys with senior executives
  • Performing risk assessments on key vendors and large customer deals
  • Leading risk projects working closely with business units

Education


Belhaven University
2003 - 2008
Bachelor's Degree in Accounting

Professional Skills


  • Demonstrated ability to lead teams effectively, with excellent project management skills
  • Demonstrated leadership, problem solving, and strong verbal and written communication skills in both Thai and English
  • Proven track record of business development skills; a history of bringing business into your company is essential
  • Strong analytical skills and logical thinking is mandatory requirement
  • Have proven presentation, problem solving and critical analysis skills
  • Good analytical skill, decision-making, communication and presentation skills with MS Office proficiency
  • Strong analytical skills and understanding of software license audit processes and software asset management tools

How to write Risk Advisory Resume

Risk Advisory role is responsible for presentation, analytical, english, advanced, software, risk, business, research, reporting, languages.
To write great resume for risk advisory job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Risk Advisory Resume

The section contact information is important in your risk advisory resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Risk Advisory Resume

The section work experience is an essential part of your risk advisory resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous risk advisory responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular risk advisory position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Representative Risk Advisory resume experience can include:

  • Proficient communicator, able to interact with multiple senior stakeholders in a credible fashion. Solid presentation skills both in terms of preparing and presenting
  • Excellent skill in communication with strong leadership, analytical thinking, project management and multi-tasking skills are highly required
  • Exceptional communication skills with a good command of English, strong attention to detail
  • Strong consulting skills to include negotiation, influencing, and problem solving coupled with flexibility and sound business judgment
  • Proven leadership skills including management and coaching of staff
  • Solid analytical skills and understanding of processes, technology, and operational concepts

Education on a Risk Advisory Resume

Make sure to make education a priority on your risk advisory resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your risk advisory experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school

These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Risk Advisory Resume

When listing skills on your risk advisory resume, remember always to be honest about your level of ability. Include the Skills section after experience.

Present the most important skills in your resume, there's a list of typical risk advisory skills:

  • Excellent written and oral communication skills, including strong proofing skills
  • Strong verbal and written communication skills, with the ability to effectively communicate and influence personnel within all levels of an organization
  • Strong problem solving skills with experience exercising reasonable judgment
  • Strong interpersonal skills in order to maintain strong working relationships with colleagues, Wood Gundy teams and other business partners
  • Experience in effectively prioritizing workload to meet work objectives and deadlines
  • Good analytical skill, decision-making, communication and presentation skills with MS Office, MS project proficiency

List of Typical Experience For a Risk Advisory Resume

1

Experience For Risk Advisory Services Resume

  • Good understanding of relevant technologies, such as GRC tools, IAM, SIEM, intrusion detection and prevention systems, and data diodes
  • A solid track record of having performed risk management on major programs and projects
  • Knowledge / experience of operational risk management or other risk management functions (practitioner, framework etc.) is an advantage
  • Proven ability in project / program / change management
  • Proven self-starter, able to work autonomously and take an initiative and run with it
  • Proven ability to work in partnership and collaborate across multiple different functions and levels of seniority
  • Knowledge/experience of Construction, Oil & Gas, Rail, Civil, Transportation, Highways – Desirable
  • Plan and coordinate computer system validation (CSV) projects (FDA, Part 11, EU, Annex 11 – others as required)
2

Experience For Risk Advisory Manager Resume

  • Provide regulatory compliance and computer validation guidance and support
  • Perform system audits for compliance with good practices and regulatory requirements
  • Gathering information about the client’s business, IT environment and IT processes
  • Developing new service offerings and the Go-To-Market strategy
  • Assist Partners/Directors in driving the account management agenda by focusing on high impact opportunities
  • To manage sales and marketing plan including targeted accounts, goals and strategies
3

Experience For GDS Risk Advisory Resume

  • Assist in setting up a quality management system
  • Work alongside the RA lead partners to help develop the account, bring on the right experts from across RA and develop opportunities on the account
  • Facilitation of account workshops - encouraging revenue to be driven from across RA competencies
  • Identify opportunities for cross-selling to current clients/introduce colleagues from other service lines
  • Conduct knowledge sharing discussions & contribute to EY thought leadership
  • Review client’s documentation and perform required testing
  • Manage internal audit engagement including
4

Experience For Risk & Advisory Manager Resume

  • Complete billing & timesheets for Partners and their team on a weekly basis
  • Experience of managing successful corporate governance structures is essential. Agenda setting, communication, stakeholder management, structure, organization skills coupled with a disciplined approach and perseverance
  • Experience with a relevant Regulatory Body (e.g., Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Board of Governors of the Federal Reserve (FRB) or Regional FRB’s, Office of the Comptroller of the Currency (OCC), etc.)
  • Display teamwork, integrity and leadership, support colleagues and value others’ contributions. Foster an efficient, innovative and team-oriented work environment, and provide constructive on-the-job feedback and coaching
  • Adhere to the Firm’s policies, procedures and ACTION philosophy. Be able to demonstrate the importance of the Firm’s core values to others
  • Be familiar with and adhere to relevant ethical requirements of the Institute of Internal Auditors or other applicable professional organization in discharging their professional responsibilities
  • Work with direct report manager to develop an appropriate plan of professional development including self-study CPE, in-house training and third-party training and be able take responsibility to ensure the plan is executed
  • Demonstrate significant progress towards appropriate specialty certifications (e.g. CRCM, CAMS, CBA, CIA, CBCO, etc.)
5

Experience For Risk Advisory Quality & Risk Management Resume

  • Experience of qualitative and quantitative risk analysis
  • Experience of key risk managements tools/software such as @Risk, Predict!, PRA etc
  • Able to deliver risk management to a high technical standard with little supervision
  • Apply a range of risk identification techniques to aid risk identification
  • Conversant with Risk Management standards, policy and procedure
6

Experience For Manager, IT Risk Advisory Resume

  • Procurement and contract management awareness – Desirable
  • SAP Basis and SAP General Computer Controls Reviews
  • SAP Business Process Control Reviews / Implementation
  • SAP GRC (Governance Risk and Compliance) Reviews
  • Perform a risk analysis, as required
  • Prepare and participate in the meetings with client’s management and audit committee to present findings and recommendations, as assigned
  • With the C&M Lead define the overall Client portfolio strategy for RA within the firm’s overall client programmes
  • Support the C&M lead in developing and implementing the Risk Advisory market strategy to drive revenue growth, strengthen relationships and networks and raise market/brand profile
7

Experience For Director, IT Risk Advisory Resume

  • Direct the annual business strategy and planning process including the 4 year strategic planning, ensuring that the RA C&M strategy and plans are fully aligned to the business strategy
  • Input into the Global RA strategies and other related programmes
  • Drive the business development process on new & existing client engagements by gathering appropriate resources, gaining access to key contacts & supervising proposal preparation
  • Contribute to new solution development
  • Represent the firm in various industry conferences and associations – network with individuals, contribute to key discussion items and explore business opportunities
8

Experience For Risk Advisory Senior Resume

  • Assess clients’ IT environments and IT related processes that support the preparation of financial statements to determine the extent to which reliance can be placed on the control environment
  • Be part of a team completing specialized projects such as data analysis, data protection and information security reviews
  • Identify client’s internal controls and potential improvements
  • Identification and generation of new sales opportunities
  • Review and delivery of proposals, contracts and other documents
  • Oversees alleged violations of rules, regulations, policies and procedures in relation to privacy & confidentiality (‘incidents’)
  • Effectively manages the firm-wide ‘Incident’ Response process including ensuring proper investigation/resolution, the completion of root cause analyses and the deployment of required business changes to prevent recurrence
  • Co-ordinates the scheduling, content and publishing of privacy & confidentiality related communications with the firm’s internal communications function
9

Experience For Deloitte, Risk Advisory Resume

  • Research coverage products, competitive pricing, market conditions, and market leading brokerage partners to recommend best solutions
  • Oversees and controls the firm’s confidentiality management programme deployment for high risk client engagements
  • Supports the firm’s learning departments in preparing learning material and presenting periodic privacy & confidentiality related training to Practitioners
  • Acts as the firm’s subject matter expert on data protection and provides continual consultation and advice to internal resources of the organisation; and
  • Engage in Cyber Transformation projects and work effectively as a team member, sharing responsibility, providing support, maintaining communication and updating senior team members on the engagement’s progress
  • Understand client’s business environment and basic risk management approaches
  • EIdentify and develop technical expertise related to areas for improvement of the above business processes and balance between operational effectiveness and internal controls
  • Function as a Senior Project Leader on consulting engagements related to enterprise-wide risk management especially on enterprise risk, strategic risk and operational risk
  • Identify and develop technical expertise related to areas for improvement of the above business processes and balance between operational effectiveness and internal controls
10

Experience For Manager, Risk Advisory Services Resume

  • Working/work effectively in diverse teams within an inclusive team culture where people are recognised for their contribution
  • Demonstrate expertise in BSA/AML and economic sanctions, including model validation, BSA/AML program independent testing, and other BSA/AML advisory services
  • Experience with Tableau, SQL, Microsoft Excel, Microsoft Access, R, and/or reporting and analytics tools
  • Use proven tools and techniques, and execute project deliverables in a manner consistent with our client's business objectives
  • Knowledge and experience with statistical analysis and software applications
  • Managing billing, performing cost analysis and a variety of financial reporting through portals such as SAPphire
  • Ensuring consistency in deliverables and adhering to the firm’s guidelines on branding and identity

List of Typical Skills For a Risk Advisory Resume

1

Skills For Risk Advisory Services Resume

  • Or more of examination, industry, public accounting/consulting or a combination of equivalent experience in order to successfully fulfill the position’s responsibilities
  • Demonstrate excellent interpersonal, relationship and professional report writing skills
  • Demonstrates strong organizational, time management and interpersonal skills
  • A strong team player, with good communication skills, as well as a confident and professional demeanour when dealing with clients and colleagues
  • Outstanding organisational skills, including the ability to prioritise
  • Advanced Microsoft Office skills or strong working knowledge of Microsoft Office
  • Good skills in the processing and analysis of information
  • Excellent presentation skills, both in leading meetings and presenting to groups, and also in detail-oriented construction of supporting materials and decks
2

Skills For Risk Advisory Manager Resume

  • The unparalleled advantage provided by our team’s unique set of skills and experiences from the viewpoint of the external auditor
  • Excellent communication skills in English, with another Swiss language (e.g. German, French) advantageous
  • Good organizational, presentation and negotiation skills
  • Priorities effectively under pressure
  • Demonstrates skills at conflict and hostility management
  • Wide range of industry experience and IT skills
  • Professional report writing skills and excellent interpersonal and relationship
3

Skills For GDS Risk Advisory Resume

  • Good communication skills, both verbal and written (with the ability to explain and influence), and a keen attention to detail
  • A highly motivated, organised individual with excellent communication skills
  • Create system validation deliverables (to include validation plan, user requirements, risk analysis, test protocols, validation reports, as required)
  • Programming skills in R, C++, Matlab or other advance language
  • Develop strong relationships with existing clients and prospective clients within banking and financial services industries to enable effective sales
  • Prior experience with IT internal controls including flowcharts, documentation and testing of controls required
  • Good understanding of business principles and good general knowledge
  • Strong Windows or UNIX/Linux administration background including strong proficiency with Active Directory
4

Skills For Risk & Advisory Manager Resume

  • High level planning and organisational skills
  • Experience with a strong understanding of core risk and internal audit processes
  • Experience in identifying key IT risks, respective control strategies and ability to assess good control design
  • Have a strong track record in managing client engagements and build strong relationships with clients
  • Demonstrated experience in financial and non-financial investigations (including fraud, bribery and corruption and misconduct investigations)
  • Demonstrated fraud risk advisory experience including framework design and risk assessments
  • Willingness to learn and ability to communicate effectively in a fast pace environment
5

Skills For Risk Advisory Quality & Risk Management Resume

  • Five or more years’ experience in the information security field, with at least two years’ experience in professional services
  • Effectively perform the technical components of risk assessments to provide an accurate view of the client’s current risk state
  • Good understanding in penetration testing and vulnerability assessments and good knowledge of OWASP and Secure SDLC standards
  • Olid experience in the financial services industry with a preference for retirement, life insurance and retail financial services
  • Good Knowledge of the financial services industry gained through previous experience
  • Applies integrative cognitive skills
  • Prior experience performing audits of particular industries (manufacturing, retail, distribution, energy, etc), based upon the RAS practice’s need
  • Possess programming skills in Java, JavaScript, .NET, C++, C#, etc.
6

Skills For Manager, IT Risk Advisory Resume

  • Prior experience performing process reviews, systems reviews and reviews of application controls
  • Be able to work in teams, drive continuous improvement and willing to learn and develop new skills
  • Be able to communicate, influence and maintain relationships with various stakeholders effectively
  • Have demonstrated experience in the energy & natural resources, infrastructure and government sectors
  • Demonstrates strong ability to synthesize professional principles and standards with IIA Methodology to perform on highly complex client deliverables
  • Demonstrated experience in computer crime investigations or computer forensics would be an advantage
  • Consulting experience with a similar professional services, boutique or consulting firm
  • Building strong relationships with existing and new clients to understand business needs
  • Performing testing to evidence compliance and controls
7

Skills For Director, IT Risk Advisory Resume

  • Assessing the efficiency and effectiveness of our clients’ projects to help them address key strategic and operational risks
  • Working as a member of technology risk teams, providing effective delivery of services to our clients
  • Reviewing the efficiency and effectiveness of IT related controls to address the key strategic and operational risks within our clients' business operations
  • Experience in assessing and responding to the regulatory agenda being faced by Australia’s insurance industry sector
  • The ability to demonstrate a track record in strengthening existing and developing new client relationships
  • Practical experience evaluating, developing and implementing risk and compliance frameworks
  • Experience in programming / software development / data mining / data warehousing / data science or related fields
  • A solid understanding of the risks associated with delivering significant information technology or cyber security projects would be an advantage
8

Skills For Risk Advisory Senior Resume

  • Experience performing audits of particular industries (manufacturing, retail, distribution, energy, etc), based upon the RAS practice’s need required
  • Have consulting experience with a similar professional services, boutique or consulting firm
  • 4 – 6 years’ working experience in a client facing role
  • Experienced in leading and coaching team members
  • 4/6 years working experience in a client-facing role
  • Capable of effective coordinating a team of professionals and delegating work assignments as needed
  • Good understanding of relevant legislation eg. PDA, POPI
  • Good understanding of Fraud, Risk, Corruption, Irregularities
9

Skills For Deloitte, Risk Advisory Resume

  • Experience in IT auditing, IT security IT Management and IT operations
  • Related experience within professional IT audit and consulting services
  • Practical experience of working in the area of technology / IT risk management within a professional services firm or in a relevant industry
  • Build a strong foundation for a career in banking
  • Working experience in the legal field
10

Skills For Manager, Risk Advisory Services Resume

  • Demonstrate professional maturity in all situations, serving as a role model for junior staff
  • Demonstrated professional maturity in all situations, serving as a role model for junior staff
  • Professional services experience in a client facing role
  • Work as a member of internal audit fieldwork teams, providing effective delivery of internal audit engagements
  • Working experience
  • Plan and coordinate the validation testing
  • Experience in the insurance industry
  • Internal audit / assurance / risk management experience

List of Typical Responsibilities For a Risk Advisory Resume

1

Responsibilities For Risk Advisory Services Resume

  • Excellent oral and written communication skills. Excellent presentation skills to all levels of personnel
  • Experienced in the below advanced data analytics or data mining skills is an advantage
  • Prioritise effectively under pressure
  • Programming skills in R, C++, Matlab, or other relevant language
  • Experience leading engagements and managing staff; experience managing project financials and managing projects to completion within agreed upon budgets
  • Demonstrated consulting experience at a professional services firm servicing life sciences clients at a national level
  • This also means genuine opportunities for career progression and promotion; they have a strong track record in recognising and rewarding experience and ability
  • Experience with financial institutions or internal auditing experience
2

Responsibilities For Risk Advisory Manager Resume

  • Good appreciation of a business benefits of internal control and good risk management
  • Experience in identifying key risks, respective control strategies and ability to assess good control design
  • Effectively communicate bothverbally and in writing
  • An ability to interact effectively with people
  • An ability to maintain a balance between technical and interpersonal skills
  • Auditing, risk management and information security experience is beneficial but not mandatory
3

Responsibilities For GDS Risk Advisory Resume

  • Using proven tools and techniques, execute project plans and create deliverables in a manner consistent with our client's business objectives
  • Reviewing systems and processes with a focus on using the Firm's knowledge and experience to recommend improvements and/or changes in the client's methods
  • Be experienced in designing and delivering training events such as crisis leadership training or organisational-wide crisis response exercises
  • Experience in creating process documentation, developing audit plans, and providing recommendations
  • Be experienced in leading or participating in complex projects to meet client expectations within deadlines and budget constraints
  • Strong proficiency in basic PC applications including Excel and Access
  • Experience in building key client relationship activities
  • Strong understanding of information systems risk assessments and controls reviews
  • Experience in working for a large Fortune 100 organization desired
4

Responsibilities For Risk & Advisory Manager Resume

  • Experience in executing vendor security reviews required
  • Less than one year relevant experience in a consulting environment
  • Have the desire to broaden their experience in the following fields: Risk management, Crisis management, Resilience, Security, Safety and Business Continuity
  • Demonstrated knowledge of auditing PeopleSoft ITGCs, which includes ITGC basics as well as items specific to PeopleSoft application security
  • Experience in performing IT audits or IT risk assessments
  • An excellent command, ie. 100 % fluency in the Hindi and English languages is a necessity
5

Responsibilities For Risk Advisory Quality & Risk Management Resume

  • Internal Audit experience
  • Related experience in public accounting, internal audit or consulting
  • Review the efficiency and effectiveness of controls to address strategic and operational risks
  • Manage the effective development and delivery of clients’ assurance plans
  • Review the efficiency and effectiveness of controls
  • Work experience in related field
  • Skilled in creating written deliverables, including complex reports for clients and other stakeholders
  • External or Internal Audit experience gained in practice or the financial services sector
  • A good understanding of ‘cloud’ architecture, distributed file systems and SaaS
6

Responsibilities For Manager, IT Risk Advisory Resume

  • Good judgement (identify and manage risks through appropriate escalation and consulting)
  • Priorities competing responsibilities
  • Good judgement (identify and manage risksthrough appropriate escalation and consulting)
  • Ideally 2+ years business experience
  • Between 3 to 5 years’ experience in an IT Governance / Business Process Governance role
  • Demonstrates high integrity and commitment to work ethics
7

Responsibilities For Director, IT Risk Advisory Resume

  • Demonstrates a knowledge of the industry and specialized areas of the forensics environment
  • IT risk and audit experience from a professional services firm
  • Professional Information Security experience
  • Demonstrable State Government, Government Business Enterprise, Statutory Authority & Large Private Sector industry experience
  • Ideally 3+ years business experience
  • Managing a pool of data expert resources, working with senior management in identifying resource requirements and developing/growing the team
  • Leading prudential regulation related projects from initiation to close including development of service proposals, executing and managing the engagement
8

Responsibilities For Risk Advisory Senior Resume

  • Understanding of several of the following banking and consumer regulations
  • Working as a Director within our project risk team, providing advice and managing teams to deliver our clients’ most complex projects
  • Inputting into the team, offering advice, ensuring projects are delivered at a high standard and on time
  • Identifying market opportunities and working with management in bringing new services to market
  • Supporting engagement completion and close down, ensuring contractual requirements are met
  • Working with the wider Deloitte European and global prudential regulatory network to identify and deliver leading edge solutions
  • Providing an independent evaluation and opinion on processes, systems and controls – detailing any required remedial action where weaknesses are identified
  • Designing and implementing OHS management systems
  • Thinking about recommendations and developing improvement plans to uplift our clients’ project delivery capability
9

Responsibilities For Deloitte, Risk Advisory Resume

  • Engaging competently and independently with Australia’s leading University industry Heads of Internal Audit and business stakeholders
  • Understanding of the key drivers of sustainability stemming from global and local mega-trends
  • Building and developing long term relationships with stakeholders across our client organisations
  • Conducting regulatory testing in AML, broker dealer policies and procedures, and registered investment advisers
  • Consulting with engagement leadership and clients on strategic plans and other business matters, and help to anticipate emerging risks for our clients
  • Supporting teams and managers with the delivery of project support, business development and practice management related administrative tasks
  • Supporting Bids, client take-on procedures and engagement set up
10

Responsibilities For Manager, Risk Advisory Services Resume

  • Ensuring compliance and regulatory requirements are adhered to throughout the engagement lifecycle
  • Producing reports, letters and documentation in support of your client projects
  • Managing SOC attestation and other third-party opinion services
  • Managing clients’ relationships
  • Working with Australia’s top universities
  • Developing your network in the local financial services community
  • Working well independently and within teams
  • Developing OHS strategies for improvement and management of risk

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