Risk & Compliance Analyst Resume Sample
Caesar Jerde
77036 Gleason Mills,
Phoenix,
AZ
+1 (555) 704 6545
Work Experience
Senior Risk & Compliance Analyst
03/2016
-
PRESENT
Dallas, TX
- Provide advisory services in risk assessments, analysis, acceptance and threat modeling as necessary to meet business and IT demands
- Integrate GRC practices into existing IT entities and their policies and procedures to ensure compliance and reduce risk factors
- Identify security issues and risks, and assist the risk owner in developing mitigation plans
- Lead the PCI compliance efforts. Looking for someone who has previous experience in meeting PCI Compliance requirements
- This person would be involved with getting information and documents needed from all the divisions within the enterprise to present to the QSA as evidence of compliance
- Analytical skills are necessary to evaluate submitted documents for completeness as well as the appropriateness of meeting the requirements being presented
- Has a good understanding of testing within the security space
Risk & Compliance Analyst
08/2012
-
01/2016
Philadelphia, PA
- Create, prepare, direct and/or perform PCI DSS focused training
- Knowledge of PCI processes and requirements and how to run PCI certification efforts
- Drive detailed documentation related to compliance procedures and controls (including the development of process maps)
- Document and recommend compliance controls
- Assists with projects/initiatives requiring risk and compliance review and approval
- Assists with design and execution of risk assessments
- Drive compliance planning and on-going maintenance, including program documentation updates and revisions Develop and conduct risk assessments for specific business units/sub-processes
- Oversee the the development of compliance program
- Perform on-going maintenance of compliance program, assists with business impact analysis
Risk / Compliance Analyst
04/2006
-
05/2012
Chicago, IL
- Schedule and assist in coordinating annual compliance exercises
- Help determine and develop compliance reporting
- Perform trend analysis and other compliance analysis to assist with the effectiveness of the compliance program. Make recommendations to the Compliance Leadership regarding improvement opportunities
- Perform trend and compliance analysis
- Identify trend/gap focus areas and make appropriate recommendations to enhance the compliance program
- Monitor industry and regulatory developments in partnership with legal team and make recommendations to Compliance Leadership
- Work with Compliance Manager and various business units/ departments to build relationships and strengthen the compliance program through monitoring and testing of controls
- Build and strengthen relationships with business owners
Education
Missouri University of Science and Technology - Engineering Education Center
2000 - 2005
Bachelor's Degree in Computer Science
Professional Skills
- Demonstrated leadership skills when confronted with difficult situations exhibiting ability to keep the team focused and motivated
- Thorough attention to detail, excellent organizational, time management, project management and multi-tasking skills
- PC skills including Microsoft Excel, Access, Word, PowerPoint and other reporting tools
- Demonstrates ability to effectively detect patterns and conditions through observing processes
- Strong aptitude for IT Security and strong understanding of applied security concepts and best practices
- Supporting IT process/task owners to remediate gaps to ensure the respective IT controls operate effectively going forward
- Communication, documentation, and presentation skills
How to write Risk & Compliance Analyst Resume
Risk & Compliance Analyst role is responsible for analytical, compliance, security, presentation, risk, business, regulatory, organization, interpersonal, design.
To write great resume for risk & compliance analyst job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Risk & Compliance Analyst Resume
The section contact information is important in your risk & compliance analyst resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Risk & Compliance Analyst Resume
The section work experience is an essential part of your risk & compliance analyst resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous risk & compliance analyst responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular risk & compliance analyst position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Risk & Compliance Analyst resume experience can include:
- Prior experience working with diverse, cross-functional, cross-departmental projects and technologies
- Strong experience and detailed understanding of technology, regulations, and information security or compliance management best practice, processes or methods
- Technical aptitude, with the ability to effectively communicate with a working knowledge of all areas of IT controls
- Solid experience and detailed understanding of technology, regulations, and information security or compliance management best practice, processes or methods
- General aptitude, with the ability to effectively communicate with a working knowledge of all areas of IT controls
- Good understanding of processes and controls. GS007 audit experience an advantage
Education on a Risk & Compliance Analyst Resume
Make sure to make education a priority on your risk & compliance analyst resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your risk & compliance analyst experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Risk & Compliance Analyst Resume
When listing skills on your risk & compliance analyst resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical risk & compliance analyst skills:
- Demonstrated analytical skills and ability to problem solve and prioritize with little guidance.·
- Demonstrated excellent communication skills (written and verbal)
- Effective communication and presentation skills, understanding the reporting and communication styles required for various levels of management reporting
- Strong influencing skills and the ability to obtain consensus and buy-in
- Lead and manage projects across multiple teams or groups (strong planning, organization and project management skills)
- Strong information gathering and documentation skills
List of Typical Experience For a Risk & Compliance Analyst Resume
1
Experience For IT Risk & Compliance Analyst Resume
- Effective communication skills and strong report writing skills (Chinese & English)
- Strategic thinking skills and ability to apply creative problem solving in ambiguous situations
- Leadership, teamwork and customer service skills
- Intellectual curiosity and analytical skills in areas of high complexity; sound judgment in resolving matters of high complexity
- Solid organizational and project management skill
- Managing the timely collection and submission of SOX evidence to Global IT Compliance and External Audit teams and acting as liaison with these teams
- Exposure to compliance or audit experience with a financial institution or consulting firm
2
Experience For Senior Risk & Compliance Analyst Resume
- Relevant professional experience including regulatory, compliance, risk, financial and operational reviews
- Build a strong knowledge and understanding of systems and processes
- Experience working within the information security, IT Risk or audit fields
- Proven knowledge of application, network, operating system, and core infrastructure security concepts and concerns
- Previous experience liaising with Trustees or Fund Administrators
- Strong working knowledge of Excel and MS Office
3
Experience For Risk / Compliance Analyst Resume
- Review business processes for overall effectiveness as well as risks associated with the internal controls system
- Evaluate security controls for effectiveness and compliance alignment
- Information Security Frameworks and standards (FFIEC, NIST, ISO) experience
- Skilled in supporting, collaborating, and communicating to achieve work efforts with other team members to meet tactical and strategic goals
- Support the Risk & Compliance Specialist in preparing and validating compliance MI and the reporting pack for the Risk Forum
- Proven ability to manage multiple projects and work-streams concurrently and successfully
- Maintain a strong understanding of current and upcoming regulatory requirements and their impact on compliance
- Previous experience with identification and management of technology risks, focus on vendor risk
- Experience in computer security, technology regulatory compliance/governance, or technology risk management
4
Experience For IT Risk Compliance Analyst Resume
- Utilize GRC platforms to demonstrate maturity of security program and compliance metrics
- Align Security program with maturity metrics (based on NIST) and recommend prioritizations to reduce risk and improve program maturity
- Relevant risk experience
- Have a strong working knowledge of some or all of ISO27001, SSAE16/18, Infosec standards, GDPR, ITIL, Cyber essentials
- Evaluate the design and test the operating effectiveness of key controls identified and provide control enhancement recommendations as appropriate
- Experience with audit preparation or equivalent education desired
- Prioritize assigned work and complete activities in a timely manner
- Demonstrates knowledge by performing IT Risk & Security assessments
5
Experience For Technical Risk & Compliance Analyst Resume
- Multi-task/prioritize
- Prioritize assigned work and complete activities in a timely manner and work independently and in a team environment
- Strong familiarity with risk, compliance, and audit frameworks and the various ways they are applied in IT environments
- Experienced in policy development & management
- ERP experience, specifically SAP
- Previous experience involving GDPR, PCI Compliance, SOX-IT, HIPAA, State PII and adherence to industry standards
6
Experience For Quality, Risk & Compliance Analyst Resume
- Previous experience supporting Information security and IT projects
- Experience maintaining policies, procedures, standards and guidelines
- Experience with IT risk assessment methodologies
- Experience with Identity Management (IDM) and IT Risk Management (GRC) systems
- Good knowledge of IT
- Security Operations, Application Security or Network Security experience
- Experience with and knowledge of FERPA, NIST 800-53, NIST 800-171, NIST 800-66, ISO27001, HIPAA, PCI- DSS, and GDPR
7
Experience For Risk Compliance Analyst Resume
- BA business or information technology or equivalent experience
- Receiving, researching, responding to and reporting on customer compliance requests
- Completing IT risk control agenda, leveraging internal resources and processes as appropriate
- Understanding externally imposed regulations and standards, and translating them into actionable internal compliance plans
- Understanding of process design and compliance terminology
- Contributing in departmental meetings to keep apprised of current IT initiatives
- Engaging in the University Compliance Committee meetings to keep apprised of current University compliance requirements
- Delivering updates to the Department of IT and other University stakeholders on Risk and Compliance team initiatives
- Requesting the deployment of additional scanners and other resources as needed
8
Experience For Senior IT Risk & Compliance Analyst Resume
- Supporting the Division of IT Risk Management Standard and application security program
- Working with selected vendors as a liaison with stakeholders throughout the University to identify and mitigate risks
- Servicing Support Documentation Review
- Generating Compliance reports
- Supporting external audits
- Performing IT assigned audits of information systems
- Understanding of Vendor Assessments and Shared Assessments methodology
- Understanding of IT environments, risk, and assessment and auditing methodologies
9
Experience For Information Risk & Compliance Analyst Resume
- Ensuring an innovative and proactive financial crime prevention ethic
- Reviewing all operational process amendments or creations
- Developing familiarity with the COSO 2013 and COBIT control frameworks
- Developing familiarity with GAAP and SEC/SOX/CSA internal control and disclosure requirements
- Willing to accept new challenges and learn in new area
- Facilitate sharing of learning from matters requiring interventions, such as incidents, initiate process improvements and updates to policies and standards
- Comfortable communicating risk and obtaining additional training as needed to support the role
- Maintain quality service by following and enforcing organization policies and standards
- Assist with aligning controls to show how they are mitigating information security risk
10
Experience For Cybersecurity Risk & Compliance Analyst Resume
- Support the development of materials for educating employees to increase understanding of compliance management best practices
- Reinforces and launches security awareness training and messaging to the University community
- Adaptable and ability to work and maintain organization within a changing environment, and enjoys the challenge of working through unfamiliar tasks
- Awareness of auditing standards and frameworks including PCI and SOX ITGC’s
- Some understanding of current and proposed regulatory requirements impacting the Funds Management industry an advantage
- Regulatory Compliance: Business Continuity Planning
- Assist in maintaining control, asset, risk and guideline mappings within the eGRC platform
- Assists with training and moderately complex projects. Makes decisions and/or recommendations when appropriate within established guideline
- Remain current and provide subject matter expertise for applicable industry standards, including PCI
List of Typical Skills For a Risk & Compliance Analyst Resume
1
Skills For IT Risk & Compliance Analyst Resume
- Effective time management and self-organisation skills
- Excellent communication skills (written, oral /presentations)
- Excellent oral and written communication skills; ability to interact with internal and external stakeholders
- Uses interpersonal skills to influence Offshore Asst Managers to remain focused on their respective teams to ensure all delinquent accounts are being governed
- Interact and effectively communicate with various departments and with senior management
- Experience with GRC tools. Archer experience
2
Skills For Senior Risk & Compliance Analyst Resume
- Effectively communicate and influence people at different levels in the organization
- Work well with others, and communicate (verbal and written) effectively with all levels of management
- Assessing audit findings and, if valid, progressing them through to remediation with the relevant IT process owner/team(s)
- Being a highly effective and collaborative teammate
- Working with Management to identify and assess how best to address high priority risks
- Banking, payroll or payroll tax industry experience
- Working experience with IT Security risk frameworks such as ISO 27005, OCTAVE, FAIR, NIST RMF very helpful
- Experience in developing IT Risk Management program strategies, operating models, policies, standards and reporting structures/metrics
3
Skills For Risk / Compliance Analyst Resume
- Good understanding of Infrastructure, Networking, and Cloud Computing concepts
- Support the annual PCI, Sarbanes-Oxley, GDPR compliance activities by ongoing testing and evaluating effectiveness of key control activities
- Work independently and execute against concepts, comfortably managing through uncertainty and ability to shift priorities based on arising issues
- Experience in system technology security testing (vulnerability scanning)
- Liaise with Internal Client and external Audit answering questions and providing evidence
- Good understanding of risk practices and techniques and governing regulations
- Strong, creative problem solving and analytical thinking
- Two to four years' experience as a compliance analyst including auditing and risk management
- International business experience, ideally in packaging or a manufacturing environment
4
Skills For IT Risk Compliance Analyst Resume
- Previous experience with gathering/creating business requirements documents (BRD's) and functional specification documents (FSD's)
- Experience of identifying risks and implementing controls balanced against a commercial view
- Increasing responsibilities in a compliance related field experience
- Some experience in accounting and/or audit, funds management clients an advantage
- Good understanding of the Funds Management industry
5
Skills For Technical Risk & Compliance Analyst Resume
- Strong understanding of IT risk management and information security management topics
- Proficiency with Word, Excel, PowerPoint, Visio and Outlook (training available) and data analytics experience
- Experience or training in systems Security fundamentals
- Experience in the following
- Solid knowledge of rules, regulations and statutes regarding the issues of compliance
- Strong understanding of security governance, compliance, and risk management principles
- Experience applying other security frameworks (e.g., CSF, COBIT), laws and standards (e.g. Sarbanes-Oxley, GDPR, HIPAA) helpful, but not required
6
Skills For Quality, Risk & Compliance Analyst Resume
- Experience in the US leveraged loan market
- Create strong ties with category teams and make sure needs are addressed
- Create and manage effective action plans in response to audit discoveries
- Three years of experience in risk orcompliance management, utility operations or related field
- Experience in Finance/Procurement / Supply Chain / Operations Roles
7
Skills For Risk Compliance Analyst Resume
- Some experience in ERP, MRP I & MRP II
- Some experience in risk management processes
- Demonstrated partnership and collaboration with teams/individuals and large/complex enterprise projects
- Good knowledge of ETD and OTC derivative instruments as well as other asset classes e.g. Equities, Fixed Interest, and FX
- Relevant IT risk management experience
- Experience in information security, governance, IT audit, or risk management
- Experience with common information security management frameworks such as ISO27001/2, COBIT or NIST
8
Skills For Senior IT Risk & Compliance Analyst Resume
- Work experience in regulated industries
- Develop strong and trusted working relationships with business stakeholders
- Leadership experience in IT security, IT compliance, or IT Risk
- Interacting with our customer-facing associates to assess external customer compliance needs, and translating them into internal compliance plans
- Supporting strategic planning and decision making on compliance issues
- Managing engagement performance in accordance with predefined deadlines, reporting progress
9
Skills For Information Risk & Compliance Analyst Resume
- Orchestrating appropriate remediation plans with university stakeholders and identifying gaps within compliance
- Systemizing both internal and external IT audit engagements by providing required artifacts and incorporates into a risk register of findings
- Serving as a security consultant for new and existing GW projects
- Ensuring audit activity is appropriately supported and ensuring governance and sign-off processes run smoothly
- Ongoing second line compliance activities and Compliance Monitoring Programme (CMP)
- Enjoying challenging opportunities
- Writing, Speaking, and Details
- Compiling and reporting of metrics
- Understanding of vulnerability analysis, penetration testing, encryption technologies, intrusion detection, incident response, and malware analysis
10
Skills For Cybersecurity Risk & Compliance Analyst Resume
- Writing, Speaking, and Detail
- Developing and defining metrics
- Assisting in the anticipation of risk and compliance issues and developing innovative solutions to mitigate risks
- Understanding of vulnerability analysis, penetration testing, encryption technologies, intrusion detection,
- Understanding of the Supply Chain Risk market, including potential third party partners
- Supporting the development and evolution of the organization’s enterprise risk management process
- Performing risk assessment interviews with management, under the direction of senior team members
- Supporting the development of reports destined for audit management, business management and the board
List of Typical Responsibilities For a Risk & Compliance Analyst Resume
1
Responsibilities For IT Risk & Compliance Analyst Resume
- Assists in evaluating control deficiencies in accordance with the company’s framework for evaluating control exceptions and deficiencies to conclude on potential impact to the company
- Conduct 3rd party information security due diligence, reviewing vendors’ information security program and controls, and identifying risks for the services being contemplated
- Demonstrate advanced mentoring, teaching, and peer guidance skills
- Demonstrated experience working with regulatory requirements and standards (PCI-DSS, SOC, HIPAA, ISO, BSI, GDPR etc.) and frameworks (ISO, NIST, OWASP, etc.)
- Strong demonstrated commitment to personal development (internal / external development)
2
Responsibilities For Senior Risk & Compliance Analyst Resume
- Increase the process effectiveness by identifying opportunities for new approaches
- Experience with implementing IT governance practices and controls for PCI, GDPR or SOX
- Ryanair are looking for a strong motivated self-starter with a desire to progress their career as part of our ambitious growth strategy
- Supports efforts to gather documentation and supporting evidence and facilitates external and internal audit requests
- Experience of working in risk management within a large organisation
- Experience working with a Procurement function
3
Responsibilities For Risk / Compliance Analyst Resume
- Experience in a IT Risk and/or IT Audit positions
- Monitor that the identified findings and actions are tracked to closure. Review evidence supporting closure of the actions
- Build and maintain strong internal and external relationships that foster collaboration
- Excellent aptitude for modern IT Risk & Compliance concepts and methodologies
- Experience as process deployment project manager
- Communicating and presenting both verbally and in writing to various audiences, including committees, large groups, senior management, and executive leadership
4
Responsibilities For IT Risk Compliance Analyst Resume
- Working with the Manager, Business Continuity to help facilitate meeting customer and organizational business continuity needs
- Tracking risk mitigation activities to ensure accurate and appropriate reporting to ensure that leadership is informed in a timely manner
- Understanding of NIST frameworks and standards
- Understanding of common Information Security concepts, practices, and procedures
- Working knowledge of NIST frameworks and standards
- Working with Leaders within the organization to develop a culture that fosters self-identification of regulatory compliance issues
- Working knowledge of PCI DSS and Data Privacy regulations
5
Responsibilities For Technical Risk & Compliance Analyst Resume
- Working closely with the security operations team, application security team, and system owners to coordinate, track and remediate known vulnerabilities
- Documenting and updating elements of IT security governance (e.g. policies, procedures, standards)
- Assists in developing, administering, and ongoing compliance monitoring of internal security controls
- Basic understanding of Infrastructure, Networking, and Cloud Computing concepts
- Serves as a company representative with prospects, customers, and partners by assisting with responding to security questionnaires and managing audits
- Readiness to travel occasionally to other locations (training, testing or meetings)
- Develop a detailed understanding of the Ryanair IT systems including IT risks and controls
6
Responsibilities For Quality, Risk & Compliance Analyst Resume
- Assists in establishing and maintaining risk policies and programs to ensure organizational compliance
- Provide advice in implementing existing security controls for new products
- BSA/AML transaction monitoring and compliance including customer due diligence reviews
- Assist in providing guidance to senior management in regards to compliance policies, practices and internal controls
- Assist in the design and development of compliance testing strategies and methodologies
- Work with and manage security tools, including GRC system and metrics tools
- Work with complex set of compliance data to produce meaningful reports by leveraging data analytics tool
- Monitor and performs internal testing of IT controls to support internal and external audits. Develop plans to mitigate risks
7
Responsibilities For Risk Compliance Analyst Resume
- Support audit walk through and data collection activities during yearly SOX 404
- Functional understanding of GRC platforms (ProcessUnity, Resolver, OneTrust)
- Willingness to learn and work with changing requirements
- Conduct compliance sign-off on marketing materials, due diligence questionnaires and presentations
- Prepare compliance and operational risk reporting for boards and compliance committees
8
Responsibilities For Senior IT Risk & Compliance Analyst Resume
- Prepare ongoing or ad hoc regulatory filings
- Work closely with Compliance on passive and active guideline breaches and reporting
- Code logic based investment guideline rules on Charles River for automated testing
- Well-rounded understanding of technology, operations and key business processes
- Enhance enterprise-wide understanding and awareness of compliance
- Helpi to conduct relevant compliance-related benchmarking for the organization
- Develop and manage auditing processes to appraise carrier performance and problem resolution
9
Responsibilities For Information Risk & Compliance Analyst Resume
- Successfully complete various certification programs, and apply lessons learned from matters requiring interventions
- Lead Information Risk and Compliance projects by coordinating activities and timetables with business units and other resources
- Act as the single point of contact for PCI audit activities and interfacing with third party auditors
- Demonstrable and sustainable record of delivering results
- Conduct periodic testing to ensure adherence to compliance requirements (e.g. PCI, HIPAA, ISO27001, SOC1/2, etc.), internal policies and procedures
10
Responsibilities For Cybersecurity Risk & Compliance Analyst Resume
- Assists in preparing reports to present to management
- Possess an understanding of concepts related to information systems, information security, general IT controls, application controls and technology risks
- Instrumental in developing department processes and standards
- Assist with preparation and delivery of AML and other compliance training
- Develop testing methodology to evaluate adequacy of controls
- Review enterprise agreements and/or contracts ensuring alignment with organizational security requirements
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