Risk Management Associate Resume Sample
Maggie Cartwright
6465 Trevor Estates,
Detroit,
MI
+1 (555) 554 1887
Work Experience
Risk Management Associate
11/2017
-
PRESENT
New York, NY
- One or more years of experience, preferably in actuarial or related areas
- Experience with software such as R, SQL or statistical analysis tools
- Perform initial review of submissions from client teams and evaluate completeness, accuracy and appropriateness of proposed transaction/requests
- Perform a monthly review of expense transactions for items relating to independence and compliance requirements
- Facilitate and drive the process to completion by following up on requests from quality & risk management consultants and assisting client teams
- Understand and apply key requirements of firm and regulators’ independence rules and policies
- Work with client teams on obtaining background materials required to initiate review of business relationships, public company independence, personal financial independence or other processes
- Act as a liaison between the client teams, other members of the quality and risk management team, and various functional areas within the firm (i.e. Center for Business Knowledge, Finance, Strategic Sourcing)
- Formulate answers and summaries to initial reviews and client questions
Portfolio Credit Risk Management, Associate
07/2013
-
05/2017
Detroit, MI
- Use analytical tools (excel, dashboards) and project management methodology and tools
- Build and leverage a network of contacts within quality and risk management and across the firm
- Identifying, assessing and monitoring liquidity risks related to the Firm’s lending, funding, trading and hedging activities
- Executing projects to investigate and improve the risk representation of the Firm’s liquidity risk, contingency funding plans, asset-liability management, and stress testing framework
- Conducting Risk Education Awareness & Training’s – Work on Risk Awareness initiatives, conduct risk trainings for Operations related to recurring risk themes etc. and educate teams on risk best practices and concepts
- Performs initial review of submissions from client teams and evaluates completeness, accuracy and appropriateness of proposed transaction/requests
- Assists client teams with obtaining background materials required to initiate Business Relationship Evaluation Tracking (BRET), Public Company Independence Process (PCIP) or other Q&RM processes
- Help coordinate quarterly Risk Assessment updates across each of the Bank’s product lines and risk categories by
- Help track and manage Key Risk Indicators and Limits supporting the Bank’s Risk Appetite Statement as required by the OCC’s Heightened Standards
Fixed Income Risk Management Associate
02/2009
-
04/2013
Houston, TX
- Audit rotation - Running regular reports from the rotation database, regularly updating the rotation database and organising and assisting in annual partner meetings to update the partner’s portfolio in the rotation database
- Approximately 3-4 years’ experience in a professional services firm
- Establish and enhance industry and borrower concentration frameworks, including limit setting, for BTMU Americas’ credit portfolios (including MUB and BTMU Americas Branches)
- Demonstrate integrity and ethical behavior
- Proficient computer skills, including knowledge of Microsoft Office
- Provides an opportunity to develop corporate and operational risk management skills within a pre-eminent asset management firm within the industry
- With Enterprise Risk spanning all aspects of the business, the role provides a unique opportunity to interact with key stakeholders across the firm and learn about BlackRock’s products, services and processes
- Responsibilities include: developing due diligence plans, reviews of managers’ documented procedures, attending onsite meetings with manager leadership teams (COO, CFO, CCO etc.,), coordinating background checks, and preparing written analyses of managers’ business and operational capabilities
Education
The University of Alabama
2005 - 2009
Bachelor's Degree in Computational Finance
Professional Skills
- Learn and understand the firm and regulators’ independence rules and policies as well as familiarity with other quality & risk management initiatives outside of area of expertise
- Strong computer skills, including including Excel and Google Apps
- Excellent analytical, problem solving and negotiating skills
- Strong writing skills to document control descriptions and communicate with clients and other CLA staff
- Strong people skills and ability to work well within a team
- Excellent grammar and communication skills both verbal and written
- Demonstrated experience of providing training and guidance to more junior colleagues
How to write Risk Management Associate Resume
Risk Management Associate role is responsible for organization, research, training, microsoft, articulate, finance, credit, securities, database, litigation.
To write great resume for risk management associate job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Risk Management Associate Resume
The section contact information is important in your risk management associate resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Risk Management Associate Resume
The section work experience is an essential part of your risk management associate resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous risk management associate responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular risk management associate position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Risk Management Associate resume experience can include:
- Good interpersonal skills, including oral and written communication skills
- Strong communications and consulting skills, oral communication and presentation skills
- Adheres to high ethical standards and demonstrates strong work ethic with an emphasis on team commitment and collaboration
- Problem solving/analytical skills, i.e. the ability to systematically think through the implications of problems to arrive at sound solutions
- Assistance to the professional staff in the use of databases and tools, exercising good judgment in applying firm protocols and guidelines
- Demonstrate a thorough understanding of firm policies and regulatory independence requirements related to personal independence matters
Education on a Risk Management Associate Resume
Make sure to make education a priority on your risk management associate resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your risk management associate experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Risk Management Associate Resume
When listing skills on your risk management associate resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical risk management associate skills:
- Strong analytical and quantitative skills and ability to understand mechanics of derivative products
- Strong computer skills (MS Office, Outlook)
- Exceptional written and verbal communication skills when communication with people at all levels within the organization
- Project management skills and ability to successfully handle multiple tasks
- Experience working in a professional services firm
- Experience working in a compliance function
List of Typical Experience For a Risk Management Associate Resume
1
Experience For Portfolio Credit Risk Management, Associate Resume
- Provide coaching, guidance and support to senior executives and client serving personnel within the firm on personal independence compliance and reporting requirements
- Prioritize multiple requests for information, while ensuring integrity, accuracy, completeness, and timeliness
- Perform monthly continuous monitoring/metric reporting
- Plays a significant role in firm risk reporting including idea generation and process efficiencies
- Support CRO and Risk department in conducting risk assessments in all areas of the bank as they establish risk ratings. Monitor ratings ongoing through systems
- Manage the tracking of strategic projects, objectives and deliverables
- Develop training material in support of program standards and Archer
- Track insurance payments and provide updates on outstanding payments
- Performs a variety of ad-hoc risk-related projects spanning across several departments
2
Experience For Quality & Risk Management Associate Resume
- Communicates status of project including issues that need immediate attention to SOC Engagement/Director
- Support Enterprise Risk in all key areas including Credit, Market, Operational, Vendor, Regulatory, Model, and others as needed
- Prepare analysis and reporting for ERM meetings, DFAST review and other management discussions
- Support Risk Management infrastructure initiatives including system implementation and data improvement
- Participate in other risk oversight activities/committees (e.g. SOX Steering, New Product/Service Committee, any automated risk systems, etc.)
- Knowledge of various investment products and financial instruments
3
Experience For Fixed Income Risk Management Associate Resume
- Work in a busy, deadline driven environment focused on accuracy
- Development of user-friendly processes and tools
- Responsibilities include: developing due diligence plans, reviews of managers’ documented procedures, attending onsite meetings with manager leadership teams (COO, CFO, CCO etc.), coordinating background checks, and preparing written analyses of managers’ business and operational capabilities
- Provide support in the review of external service providers including systems vendors, fund administrators, law firms, auditors, compliance consultants and prime brokers
- Work both independently and within a greater team
- Prepare and assess business continuation and third party risk management metrics
- Gather agenda items, prepare materials, and develop minutes for governance councils
4
Experience For Risk Management, Associate Director Resume
- Track and follow up on action items and issues
- Proactively manage intranet site design, content elements and update protocols
- Support the development and delivery of communications to Business Continuation Officers and Vendor Governance Officers
- A highly organized and disciplined individual
- An analytical mindset with a thirst for knowledge
5
Experience For Business Risk Management Associate Resume
- Conducts loss prevention surveys / physical inspections of commercial accounts
- Provides underwriters with an accurate description of the physical and operational details of an insured
- Identifies hazards and potential loss exposures and makes recommendations to eliminate or reduce the potential loss
- Consults with underwriters and other staff regarding account / line-of-business acceptability, exposures and controls pertinent to the various lines of business
- Assists underwriters and other staff relative to account operations, exposures, construction and protection
- Conducts accident investigation and loss analysis to identify causes
- Maintains working knowledge of company / department manuals and procedures, and relevant Federal, State and other pertinent codes and regulations applicable to Property, Liability and Casualty lines of coverage
- Manage the firm’s business relationship evaluation and tracking process
6
Experience For Operational Risk Management Associate Resume
- Develop and update independence policies, processes and tools to ensure we continue to comply with EY Global and local requirements as well as implement best practices and innovative solutions to keep pace with the firm’s evolving business needs
- Assist with preparation for, and coordination of, practice inspections by external regulators (CPAB and PCAOB) and EY Global’s Internal Audit team
- Report preparation and delivery
- Risk event management; and
- Gather and track exposure data
7
Experience For Quant Risk Management Associate Resume
- Secure appropriate insurance coverage
- Review and distribute insurance invoices
- Create certificates of insurance
- Monitor insurance claims and initiate a claim investigation if necessary
- Communicate safety policies and initiatives through various means such as All-Staff call and monthly reminders
- Manage loss reports and disseminate to the field
8
Experience For Enterprise Risk Management Associate Resume
- Identifies risks and presents information to the Risk Team and Portfolio Managers
- Collaborates frequently with Quantitative Research and IT Developers in order to drive productivity
- Supports technological infrastructure and analytical research function
- High-level proficiency in SQL and Python or similar language
- Demonstrate awareness, understanding of client’s technical environment through discussions and review of available information with an emphasis on controls relevant to network, security devices, servers and end-user computing devices
9
Experience For Credit Risk Management Associate Resume
- Demonstrate awareness, understanding of client’s application systems through discussions and review of available information with an emphasis on development life cycle and database(s) as applicable
- Knowledge of internal controls with ability to identify key controls relevant to the processes and services of the client organization
- Facilitates and/or participates in the execution of the technical examination process including definition of examination scope, control evaluation, test activities, reporting, issue resolution, and risk assessment for assigned examination control/objectives
- Performs risk assessment and internal control tests as identified by the Client Engagement leader(s)
- Reports results of tests to team Director/Manager in a timely manner
- Knowledge of SSAE18, SOC1, SOC2, and internal control/risk management services
- Gather data from various departments to compile key risk indicators on breaches, fluctuations, and unusual trends
10
Experience For Bank Risk Management Associate Resume
- Assist CRO in reviewing vendor SOC reports (Standards on Operating Controls) and contracts to help ensure insurance coverage and risk management framework is adequate
- Coordinate committee meetings, including scheduling, preparing materials and agenda, taking minutes, etc. (ERM Management and Board, Model Risk Management, Volker and Capital Committee, and DFAST committees)
- Maintain and upload documents to SharePoint Intranet site and sub-sites (e.g. Risk Management, Operational Risk, Enterprise Risk, ACH Risk Assessment & Risk Management Program, External Examination Tracking, Consultant/Vendor Inventory, Insurance, SOX)
- Proficient in SharePoint, PowerPoint, Word, Excel (pivot tables, charts)
- Strong verbal and written communication skills; ability to effectively interact with all levels of personnel throughout the organization (courtesy, tact, and professionalism)
- Multitask, meet deadlines and good attention to details
List of Typical Skills For a Risk Management Associate Resume
1
Skills For Portfolio Credit Risk Management, Associate Resume
- Strong quantitative and research skills with the ability to clearly articulate analytical findings. and opinions
- Experience in analyzing requirements with focus on Technical requirements
- Experience in the utilization of Quality Improvement methods related to Data Management / Analysis
- Relevant Risk and/or Insurance experience
- Experience with code documentation software, such as Doxygen
- Knowledge or experience with insurance/risk management
- Experience in Rational Tool
2
Skills For Quality & Risk Management Associate Resume
- Attention to details, efficient, able to prioritize
- Displays positive attitude: willingness to learn, meets challenges and changes with an open mind, demonstrates commitment to the job
- A team player that demonstrates attention to detail and the ability to independently deliver high quality results
- Take ownership of projects, with a strong focus on quality and accuracy
- Documents supporting audit evidence in alignment with firm standards
- Understanding, monitoring and developing firm’s policies and regulators' rules regarding tax and legal advisory services and audit independence
- Assisting with the roll out of the firm’s annual Independence web based learning training
- Responding to routine inquiries and providing support to the client serving teams in the application of the policies
3
Skills For Fixed Income Risk Management Associate Resume
- Delivering training to new joiners and new managers regarding tax and legal quality rules
- Assisting with the firm’s personal Independence compliance testing programme
- Coordinating the client serving teams to obtain the necessary pre-approvals for tax works
- Participating in the yearly internal audit process
- Conducts joint marketing presentations, in conjunction with Underwriting, Claims and Marketing, to accounts and agents
4
Skills For Risk Management, Associate Director Resume
- Assist in compiling data, responding, and following up on requests for information from regulators, consultants, and Internal Audit
- Understand the risk management process (including potential risks, action items, testing the definition of done)
- Obtain status updates on risks, issues, and action items to ensure risks/issues are being mitigated and action items are being addressed
- Create status reports for management on the function’s initiatives and deliverables, including risks to meeting the desired outcomes
- Provide in-depth analyses for plan and asset class level restructuring and rebalancing
- Advanced level of English knowledge (especially reading and writing), fluent Hungarian
- Assist in developing test plans for risks, issues, and action items
5
Skills For Business Risk Management Associate Resume
- Work with colleagues and the Bank technology unit to develop requirements and an approach to integrate, simplify, and automate risk reporting processes
- Manage and execute ad hoc projects and assignments, leveraging ERO, Risk Group, and Bank staff as required
- Identify key risks and mitigating factors of potential investments, such as asset types or industry segments
- Support the risk management workstream
- Develop language for risks, issues, and action items
- Attend meetings to identify potential risks and issues
- Support ad hoc deliverables and activities
- Support ad hoc deliverables and activities in other GT-supported workstreams (QA/Delivery Management, BPR, Technology, Data)
- Apply knowledge of risk principles to develop timely analytical reports that include dashboards and written interpretations of findings
6
Skills For Operational Risk Management Associate Resume
- Assemble and analyze information from various sources such as risk assessments, audit reports, interviews, industry white papers and research, documented practices, strategies, and mitigation activities
- Approximately 1-4 years related experience
- Conduct risk assessments of the Bank’s critical business areas’ strategies, project proposals, and funding and resource requests
- Prepare presentations and briefings on the Bank’s risk, issues and trends for senior management
- Work with team to develop risk management guidance for the first line of defense
- Work with other second line practitioners to analyze and improve risk indicators
- Coordinate and facilitate development of procedures and process maps for function’s repeatable processes
- Knowledge of key requirements of firm and regulators' independence rules and policies
- Be a key participant in a program that validates the effectiveness of the Bank’s regulatory capital and Capital Adequacy programs via a structured assessment approach, interacting with key teams throughout the company
7
Skills For Quant Risk Management Associate Resume
- A genuine and proactive interest in building knowledge
- Facilitate high-profile assessment results that inform senior governance committees, senior Risk and Finance executives and our Board
- Experience with compiled, object-oriented programming languages such as C++ or C#Experience in developing risk models like Historical VaR, Monte Carlo VaR, Multi-Factor Risk Models, Stressed VaR, and Liquidity Risk models
- Proficiency in R, VBA or SQL
- Be able to work independently and proactively
- Strong organization and self-management skills to work independently and effectively manage multiple projects, competing priorities and prioritize demands to deliver timely, high quality work product
- Detail oriented and proven ability to learn and apply new information quickly
- Proven ability to proactively manage projects, including designing and carrying out a plan of action(s), communicating to relevant stakeholders and executing with appropriate engagement across Groups
8
Skills For Enterprise Risk Management Associate Resume
- Analytical and problem-solving skills to successfully analyze issues, and arrive at sound conclusions and recommendations
- Multi task in a fast paced environment.
- Interpret technical instructions and work in multiple databases simultaneously
- Document, and ensure communication of key risks and complex quantitative concepts to clients and third parties – assess portfolio risk exposures, apply benchmark characteristics, and determine trade allocation parameters
- Maintain data quality of risk management systems and provide data management and analytical report production processes to the risk management team, clients and client portfolio managers
- Interface directly with clients to assist in the development of a risk-management framework
- Design, develop and test quantitative/analytic models to help monitor and manage risk
- Load, model and reconcile portfolios within Wilshire’s analytics systems
- Produce and deliver custom analytical reports, outline findings, assess client risk, attribution, and other factors, and propose portfolio changes, if needed, on a monthly basis
9
Skills For Credit Risk Management Associate Resume
- Customer Service Experience –required
- Fitness/wellness experience –ideal
- Post-secondary education or equivalent business experience required
- Conduct research projects using Wilshire analytics tools
- Provide investment structure analysis and manage research activity
- Monitor and analyze the client organization’s portfolio risk exposure on both a month-to-month and long-term basis; and, escalate risk issues when risk/reward tradeoffs are considered inappropriate
- Assist clients’ investment staff and investment committees in report interpretation
- Good negotiation skills, ability to resolve conflict between teams or individuals so that functional / organisational objectives are achieved through teamwork, collaboration and stakeholder engagement
- Relevant experience in an analytical financial role, preferably within credit risk management. Specific experience covering financial derivatives would be an advantage
10
Skills For Bank Risk Management Associate Resume
- Strong interest and familiarity with finance, financial markets and economic developments
- Broad knowledge of GS’ business
- Work flexibly in teams and manage a varied workload to meet deadlines
- Deliver high quality personal independence compliance assessments within assigned timeframes
- Analyze results and findings and provide recommendations to improve risk management and independence compliance processes
- Perform research and analysis to determine permissibility of investments and other financial relationships under the applicable independence regulations
List of Typical Responsibilities For a Risk Management Associate Resume
1
Responsibilities For Portfolio Credit Risk Management, Associate Resume
- Participates in four different departments throughout a 24-month intern. General focus is on risk measurement, monitoring and model development, with specific tasks assigned by each department for the relevant period
- Completes six months of training in the area of Risk Management: performing daily position evaluation and tracking, monthly statistical updates, and quarterly reporting for board committees
- Strong organizational, analytical, and teamwork skills
- Advanced quantitative skills in the fields of applied mathematics, physics, statistics, portfolio management or other similar disciplines
- Advanced computer skills with Excel add-ons and/or quantitative programs
- Completes six months of training in the area of Managerial Accounting: performing quarterly financial analysis of BOKF and its peers
- Conducts various modeling and analytical initiatives at the direction of the Manager, Securities and Market Risk Management
2
Responsibilities For Quality & Risk Management Associate Resume
- Completes six months of training in the area of Mergers and Acquisitions: performing various peer analyses and back-testing initiatives at the direction of the Manager, Mergers and Acquisitions
- Completes six months of training while working with Trust Investments: performing regular credit analysis work
- Conducts various modeling and analytical initiatives at the direction of the Manager, Trust Investments
- Conducts various sophisticated capital optimization and modeling and analytical initiatives at the direction of the Chief Financial Officer
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