Risk Management Group Resume Sample
Madelynn Schulist
461 Gregory Courts,
San Francisco,
CA
+1 (555) 392 2103
Work Experience
VP, Collection Centre, Risk Management Group
08/2016
-
PRESENT
Philadelphia, PA
- Perform electronic surveillance of eCommunications and trading to monitor for market manipulation and insider dealing
- Assisting with managing and delivering Financial Crime related projects and tasks e.g. assurance reviews, monitoring, risk assessments and training
- Assist with assessing the impact of key regulatory developments, sanctions, industry best practice on current policies and procedures, and ensure that any necessary changes are properly implemented
- Provide guidance on AML, CTF, sanctions and ABC compliance to stakeholders within risk management, the business and support functions
- Provide the Client Onboarding team and business with advice on the KYC and financial crime compliance related requirements and ensure that the onboarding process is implemented effectively
- Assist in the liaison with the relevant financial crime authorities e.g. NCA, in relation to the submission of suspicious activities reports and any resulting investigations
- Assist with delivering tailored training programmes for the business teams and support divisions
Risk Management Group
06/2010
-
04/2016
Phoenix, AZ
- Extensive experience of developing and implementing electronic surveillance programmes within the banking and financial services industry
- Experience of developing and executing a risk based monitoring programme within the banking and financial services industry
- The ability to develop relationships across various stakeholders, including local and regional advisory Compliance staff and the business
- The ability to contribute as part of the Americas management group
- Handle multiple tasks and prioritise effectively
- Reviewing research for conflicts of interest and adherence with policy
- Maintenance and administration of systems used to restrict staff trading and record wall crossings
VP, Collection Centre, Risk Management Group
11/2005
-
03/2010
Dallas, TX
- Overseeing research compliance, including policy, advisory, monitoring, clearance and disclosure management
- Assist with assessing and providing advice on the management, mitigation or otherwise of financial crime risks (including money laundering, bribery & corruption and sanctions risks) arising from client relationships or new transactions identified through Enhanced Due Diligence processes or other escalation channels
- Assist with drafting of papers for submission to senior management committees addressing financial crime and reputational risks arising from client relationships or new transactions
- Assist with the co-ordination of global sanctions related projects and initiatives
- Reviewing daily or other regular sanctions compliance monitoring reports and initiating any follow up actions or investigations
- Assist with assessing the impact of key Financial Crime related regulatory developments and in particular in relation to sanctions and anti-bribery & corruption and ensuring that any necessary changes are appropriately actioned
- Assist with enhancements to and maintenance of the EMEA Anti-Bribery & Corruption program
Education
Wheeling Jesuit University
2000 - 2005
Engineer's Degree in Business
Professional Skills
- Effective communication skills including very strong written communication skills for report writing and analysis
- Persuasive communication skills both written and verbal, confidence in being challenged and promoting a strong compliance culture
- Strong MS Suite skills – in particular Outlook, Excel, Word
- Excellent analytical skills with the ability to solve problems independently
- Strong relationship management skills and an ability to interface with a broad cross-section of individuals
- Persuasive written and verbal communications skills
- Strong commercial orientation, with proven ability to assess a diverse range of financial service businesses and provide pro-active solutions
How to write Risk Management Group Resume
Risk Management Group role is responsible for compliance, research, design, reporting, trading, training, credit, commercial, italian, spanish.
To write great resume for risk management group job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Risk Management Group Resume
The section contact information is important in your risk management group resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Risk Management Group Resume
The section work experience is an essential part of your risk management group resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous risk management group responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular risk management group position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Risk Management Group resume experience can include:
- Implement digitialization/automation initiatives in Collection for enhancing customers’ experience, such as, Live Chat, collection on mBanking OMNI
- Experienced in developing surveillance processes and comfortable working with big data i.e. is technically proficient
- Good knowledge of trading, booking practices and systems e.g. Fidessa
- Identify, assess, and document business requirements, recommending priorities and advising on options, risks and costs versus benefits of various solutions
- Have a strong understanding of business processes, flows, booking methodologies and client interaction
- Strong commercial judgement and understanding of business and risk-related issues
Education on a Risk Management Group Resume
Make sure to make education a priority on your risk management group resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your risk management group experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Risk Management Group Resume
When listing skills on your risk management group resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical risk management group skills:
- Solid ability and strong desire to work as part of an effective and collaborative team
- Strong self-motivation and analytical skills
- With “Customer-focused” mindset and good communication and presentation skills
- Olid experience in credit/ collection within Consumer Banking is preferable
- Effective workload prioritization and time management
- Understand and evaluate an extensive body of rules and apply them effectively in a complex business environment
List of Typical Experience For a Risk Management Group Resume
1
Experience For VP, Collection Centre, Risk Management Group Resume
- Upholding of the risk culture within the firm
- Influence (through both written and verbal communication) and confidence when being challenged
- Advise on the impact of changes in prudential requirements
- Co-ordinate the annual review of capital adequacy for Macquarie's UK regulated entities
- Sound and considered judgement
- Think critically and conceptualise abstract ideas
- Review of financial models, financial projections and sensitivity analysis
2
Experience For Executive Administrative Assistant Risk Management Group Resume
- Presentation of investment recommendations to transaction team leader and senior Credit approver
- Excellent financial modelling skills and ability to distil and assess high volumes of complex data, sound commercial judgement and understanding of business and risk-related issues
- German, French, Spanish or Italian language skills are advantageous, but not essential
- Stakeholder management expertise
List of Typical Skills For a Risk Management Group Resume
1
Skills For VP, Collection Centre, Risk Management Group Resume
- Experience in a management or leadership role
- Mid to senior level Business Analyst experience
- Core compliance experience within a Broker/Dealer
- Direct experience with Registrations compliance-related issues and activities
- Experience of financial crime client risk assessment and EDD
- Experience of relevant IT systems and applications (e.g. Actimize, Factiva)
- Assisting in the preparation of annual compliance reports including the Supervisory Controls Report
- Setting counterparties’ rating and loss given default based on established methodologies
- Outstanding qualifications in finance, economics, engineering, or other quantitative disciplines
2
Skills For Executive Administrative Assistant Risk Management Group Resume
- Ongoing review of Form BD and Branch Office applications and amendments as required
- Managing vendors and services related to the above
- Tracking and response to various regulatory inquiries together with Legal and other business aligned teams for the Broker Dealers
- Working with the global FCC team to continually improve Macquarie’s financial crimes compliance program
- Working knowledge of: investment banking, commodities, securities and futures products
- Using a risk-based approach, identify key business controls for testing
- Annual review of existing limits and continuous monitoring for any event that could impact the credit profile
3
Skills For Executive Assistant Risk Management Group Resume
- Knowledge of investment banking products and services is desirable
- Analysis of business data to drive decision making
- Oversight of the registrations and licensing function associated with the regulated entities
- Disclosure reporting for registered reps and the firm
- Enthusiasm, motivation and the ability to be proactive; and
4
Skills For Change Manager, Risk Management Group Resume
- RMG staff in various offices in the region and in Australia
- Internal support areas such as IT and HR
- Knowledge of the global financial crime regulatory environment
- Macquarie is an equal opportunities employer and does not discriminate on the grounds of age, disability, sex, sexual orientation, gender reassignment, gender identity, marriage, civil partnership, pregnancy, maternity, race (including colour and ethnic or national origins), religion or belief
- Experience in financial crimes compliance / Anti-Money Laundering
- Series 7 or 99 licenses and proficiency in Spanish are advantageous
- Have extensive experience in using industry leading surveillance applications, including SMARTS Broker, Bloomberg, Actimize or similar, for surveillance within the banking and financial services industry
- Previous experience in a financial institution (specifically of FX and Commodities trading) highly desirable
- Determination of test strategies and execution of testing of business controls
5
Skills For Cib-country Risk Management Group Country Risk Enhanced Stress & Risk Metrics Resume
- Have managed a team of about 6 or more analysts in a similar capacity
- Be self-directed, with the ability to proactively identify and analyze problems, and propose viable solutions; and
- Work efficiently in a geographically dispersed team with global stakeholders
- Work with third party vendors and consultants
- Proposal, design and delivery of solutions that ensure success and realisation of benefits
- Maintain an open dialogue with global users and stakeholders and regular reporting of progress to management and project stakeholders at all levels of the organisation
- Front-Office exposure who is comfortable, confident and credible when presenting ideas and discussing matters with traders
6
Skills For Risk Management Group Resume
- Self starter who is able to take ownership of the role and realise its potential
- Knowledge of the current suite of surveillance risks, market abuse regulations and enforcement cases
- Challenge, propose and implement alternative, innovative and original solutions
- Performing surveillance on a daily basis, escalating and following up issues to a successful conclusion (including the drafting of STRs), while managing escalations from the team
- Credit Risk experience
- Experience gained within project, leverage or structured finance, debt advisory or ratings agency
- Demonstrated ability to manage regulatory projects
7
Skills For VP, Collection Centre, Risk Management Group Resume
- Relevant experience gained within project, leverage or structured finance, debt advisory, ratings agency or financial audit in EMEA
- Working with Monitoring & Surveillance staff, globally, to determine an appropriate, coordinated level of surveillance
- Have extensive experience in using industry leading surveillance applications, including SMARTS Broker, Actimize or similar, for surveillance within the banking and financial services industry
- Have experience of reviewing and determining the importance of alerts, escalating appropriately and ensuring that all remediation steps are completed and documented
- Outstanding academic qualifications within finance, economics, engineering, or other quantitative disciplines
- Assisting in the planning and execution of the annual financial crimes compliance risk assessment
8
Skills For Executive Administrative Assistant Risk Management Group Resume
- Completing quality assurance testing of the US financial crimes compliance program
- Familiar with guidelines / regulations laid down in the Code of Banking Practice, Code of Practice on Consumer Credit Data and HKMA Supervisory Manual
- Be self directed, with the ability to proactively identify and analyse problems, and propose viable solutions; and
- Fluency in Spanish, German or French
- Proficiency in both written and spoken Chinese and English
- Management of the branch review program
9
Skills For Executive Assistant Risk Management Group Resume
- Responsibility for the maintenance of the policies and procedures for the Broker Dealer entities for regulatory and organizational changes; and
- Provide initial guidance and advice on Anti Money Laundering (AML), Counter Terrorist Financing (CTF), and Anti Bribery and Corruption (ABC) compliance to stakeholders within Risk Management, the business and support functions
- Assist the Client Onboarding team and business with advice on the KYC, CIP and financial crime compliance related requirements relating to client onboarding and ongoing monitoring of clients
- Act as an initial point of FCC contact and assessment in relation to queries and escalations involving high risk clients or prospects, payments or potentially suspicious transactions
- Reviewing and dispositioning escalations from the onboarding and payments operations teams, with particular focus on money laundering and sanctions risks
- Advising Macquarie’s businesses on issues related to anti-money laundering, sanctions and bribery/corruption
- Perform risk assessment of Politically Exposed Persons (PEPs) and manage associated ongoing screening processes
10
Skills For Change Manager, Risk Management Group Resume
- Disposition alerts generated through Macquarie’s global transaction monitoring and payments screening programmes
- Perform an initial level of screening and Enhanced Due Diligence (EDD) to high risk client escalations through open source research
- Provide leadership to other Jacksonville FCC team members
- Review and comment on a diverse range of new business, product and fund proposals to identify and address prudential compliance requirements, capital and large exposure implications, and ensure adherence with internal policies and limits
- Liaise with various stakeholders, including businesses, senior management and prudential regulators, to facilitate the approval of new business product and fund approvals as well as strategic projects
- Managing a junior analyst in a deal team set-up
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