Senior Manager, Compliance Resume Sample
Monserrate Harris
29410 Milford Estate,
Phoenix,
AZ
+1 (555) 373 2649
Work Experience
Senior Manager, Compliance
12/2017
-
PRESENT
Chicago, IL
- Good understanding of Compliance from a business and organizational perspective, including metric relationships and geographies
- Excellent relationship building, influencing and customer service skills to build effective partnerships as required
- Results-focused with the ability to evaluate alternatives, suggest recommendations and develop and implement solutions to sometimes complex and multi-dimensional problems/issues
- Strong organizational and project management skills with a proven ability to successfully deliver, implement, and execute initiatives, processes, and policies
- Proficient computing skills including Microsoft project
- Supervise staff as assigned
- Spanish language an asset
Senior Manager Compliance
05/2011
-
11/2017
Houston, TX
- In-depth knowledge of applicable regulatory and compliance requirements, with an understanding of how these requirements apply to the organization’s daily operations
- Conducts compliance risk assessments, trend analysis based on internal and external
- Leads cross-functional OEC programs and collaborates regularly with OEC colleagues to
- Responsible for overall affiliate quality system
- Act as coordinator between various functions with regard to compliance activities to ensure alignment and consistency across HCC, GMP, GVP, GCP, Finance, Privacy and Risk Management
- Ensure Good Affiliate Practice with respect to compliance is consistently applied across the Canadian organization
- Build, conduct and manage internal audits upon request by Senior Management
- In conjunction with the Director, Compliance, Regulatory Compliance Management engage with Scotiabank’s Business/Compliance Units and other internal/external RCM Stakeholders identify industry best practices, capture Scotiabank-specific requirements, define enterprise standards and create common RCM processes
Senior Manager, Compliance & Accreditation
01/2005
-
01/2011
Houston, TX
- Develops, delivers and updates OEC’ s comprehensive training program on moderate to complex OEC and functional policies and procedures,
- Possesses solid working knowledge of AbbVie’s business, the current compliance environment, and the broader business impact
- Develops an annual Compliance Monitoring/Auditing schedule, delineating the areas identified for review based on the objectives and goals established in the Annual Corporate Compliance Plan and hospital’s risk assessment
- Significantly contribute to development and integration of robust and effective compliance controls, and convince senior leaders of the need to adopt the same
- Develop and implement global processes and procedures to carry out regular internal Compliance reviews and Compliance due diligence on selected third parties, including by escalating areas of concern
- Conduct internal Compliance reviews and Compliance due diligence with in-depth analysis, identify appropriate corrective actions and communicate recommendations to senior leaders
- Increase awareness of whistleblower hotline and continuously improve existing whistleblower processes and systems
- Further develop and implement global compliance performance indicators, and significantly contribute to the further development of regular global ‘market to board’ reporting
Education
Keiser University - Fort Lauderdale Campus
1999 - 2004
Bachelor's Degree in Accounting
Professional Skills
- Effective communication skills, including strong writing skills, and the ability to identify communication deficiencies and adapt accordingly
- Excellent professional technical writing, verbal communication skills and presentation skills
- Strong computing experience and skills for data analysis and reporting and proficient in Microsoft Excel and Centersuite
- Strong presentation skills to communicate effectively with and give presentations as required
- Advanced planning skills and flexibility, and the ability to analyze, assess and prioritize projects and pending tasks
- Detail-oriented and proven analytical and time management skills with a focus on meeting tight deadlines
- Excellent communication skills and ability to educate and inform through formal presentation settings and electronic communications
How to write Senior Manager, Compliance Resume
Senior Manager, Compliance role is responsible for analytical, leadership, presentation, interpersonal, reporting, microsoft, negotiation, teamwork, excel, planning.
To write great resume for senior manager, compliance job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Senior Manager, Compliance Resume
The section contact information is important in your senior manager, compliance resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Senior Manager, Compliance Resume
The section work experience is an essential part of your senior manager, compliance resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous senior manager, compliance responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular senior manager, compliance position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Senior Manager, Compliance resume experience can include:
- To provide executive level strategic support leading to the further development, implementation and maintenance of the risk & compliance management framework in accordance with the German IDW PS 980
- To ensure legal compliance, increased risk awareness as well as transparency, fostering risk-conscious decision-making and thereby enabling and supporting improved business performance
- To provide methodology and guidance, manage the supporting IT system, and generate risk & opportunity reports/Compliance reports to the Executive Board; as Group Risk & Compliance Management owns both the Risk Management Process and the Compliance management process, this function covers both areas; and
- Formulate and revise a Compliance strategy and maintain and revise a Strategic Compliance Plan to support achievement of the group’s Compliance objectives, which comprises certification of German IDW 980 PS and an improved prevention and treatment of Compliance issues
- Proven ability to influence, interpreting and communicating complex issues effectively
- Display strong problem-solving and logical reasoning skills
Education on a Senior Manager, Compliance Resume
Make sure to make education a priority on your senior manager, compliance resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your senior manager, compliance experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Senior Manager, Compliance Resume
When listing skills on your senior manager, compliance resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical senior manager, compliance skills:
- Strong engagement skills, confident and ability to deal with potentially contentious issues effectively with all levels of seniority
- Good negotiation, facilitation and persuasion skills and experience
- Good interpersonal and strong written and verbal communication skills
- Strong, proven teamwork skills and history of collaborative achievements
- Proven process development, problem-solving, and implementation skills
- Proven leadership skills that foster a positive, high-performing work environment
List of Typical Experience For a Senior Manager, Compliance Resume
1
Experience For Senior Manager Compliance Resume
- Excellent telephone, verbal, writing, and organizational skills
- Demonstrated influencing skills to build consensus within diverse groups
- Exhibit strong communication skills, both verbal and written
- Strong verbal and written communication skills, with the ability to communicate and work with all employee levels, including senior management
- Experience in developing effective management reporting
- Experience of experience managing audit engagements
2
Experience For Manager / Senior Manager Compliance Resume
- Experience in policy development and healthcare compliance content development and training with 5 to 10 years healthcare, device, and /or biotech experience
- Negotiation skills requiring exceptional interpersonal communication
- Demonstrates a solid understanding of quality principles and tools
- Improving processes for achieving work output more effectively and efficiently
- Effectively mentoring of team members, where applicable
3
Experience For Senior Manager, Compliance & Accreditation Resume
- Demonstrate strong knowledge and expertise in consumer laws and regulations
- Makes good decisions based upon a mixture of analysis, knowledge, experience and judgment
- Experience in developing and implementing compliance policies, programs, procedures, and other process documentation
- Have compliance advisory experience within private side businesses including investment banking, corporate finance and capital markets
- Maintain an independent and objective perspective while developing and maintaining a strong partnership
4
Experience For Senior Manager, Compliance Audit Resume
- Have gained at least 5 years’ experience in an investment banking, legal or regulatory environment
- Demonstrated customer/business partner focus
- Providing functional leadership in respect of priorities, accountabilities and quality of output
- Strong analytical and solution driven mindset
- Proven ability to perform independently on assignments
- Builds strong relationships with peers and cross-functionally with partners outside of team
5
Experience For Senior Manager, Compliance Emissions Resume
- Handle multiple conflicting priorities in a fast-paced environment
- Relevant experience in Audit, Security, Compliance Consulting or Risk/Control Advisory work
- Demonstrated success in working with cross-functional organizations
- Extensive experience working with internal audit and external audit
- Experience in a technology risk and compliance related role
- Regulatory, compliance, control room and/or audit experience
- Foster a culture of ethics, integrity, and compliance awareness and accountability by building effective relationships across the f5
6
Experience For Senior Manager, Compliance, Corporate Office Resume
- Translates business objectives into actionable priorities
- Experience in both US and International law
- Excellent attention to detail and timelines
- Increasing performance through employee engagement
- Establishing trust and interdependence with colleagues
- Sharing innovative work processes, best practices and business solutions
- Providing assistance to employees and supervisors regarding trading and disclosure requirements
7
Experience For Senior Manager, Compliance, Canadian Banking Resume
- Oversee and support the management of a strategic Compliance Plan, in particular by monitoring and tracking regular processes, controls and reporting
- Monitor the implementation of a strategic Compliance Plan in collaboration with central and regional Compliance functions as well as business and other support functions
- Have an interest in gaining exposure to and working closely with the underlying business
- Assist with enhancing and delivering elements of Kite’s on-going compliance communication strategy across the organization
- Be encouraging and helpful in answering questions and providing constructive feedback
- Assist with managing the Company’s overall development and delivery of Compliance training to individuals and organizations throughout the company
- Incident and breach reporting; and track identified control improvements and actions to ensure they are implemented
8
Experience For Senior Manager, Compliance & Final Signatory Resume
- Independently lead a regulatory change management function, and continually enhance it to meet the changing needs of the company
- Maintains the Dealer’s ongoing relationships with regulatory commissions/authorities
- Possess a working knowledge of capital markets and financial services laws, regulatory environment and products
- Knowledge of federal fraud and abuse laws, including FDA/OIG guidelines, Industry Codes and privacy laws
- Knowledge of the Physician Payments Sunshine Act and aggregate spend reporting requirements
- Persuade with verbal and written communications involving multiple client groups
9
Experience For Senior Manager Compliance Finance Resume
- Research and understand marketing laws relevant to doTERRA products in each intl market of focus
- Drafts and supports the management of agenda-setting and preparation of governance committee objectives and materials
- Ensures that reporting, governance and communications materials are in accordance with directives, guidelines, protocols and brand
- Perform quality assurance to ensure proper implementation of the Strategic Compliance Plan
- Provide assistance to internal and external auditors as well as other service providers for relevant inquiries
- Maintain up-to-date records of company compliance activities to assist in the monitoring and review process and to demonstrate company conformity with the Fair Play Framework to internal and external stakeholders
- Transparency Reporting: Support the Aggregate Spend Team in completing relevant state transparency reports and other state-driven compliance requirements, primarily for the US AWM business
- Understanding of regulatory requirements related to at least one area of GVP or GCP and ability to assess the impact of these requirements on the development and evaluation of CAPAs
10
Experience For Senior Manager Compliance Monitoring AP Resume
- Enhanced knowledge of one of several of the following
- Work cross-functionally and across geographic locations world-wide
- Maintain and ensure an excellent understanding of the relevant laws, regulations and other regulatory requirements of the applicable OME's within the Sasol Group so as to be able to provide world-class compliance services to these
- Develop and maintain an understanding of the strategy of the Sasol Group, the applicable OME's, and GCS to ensure a value add service is provided by GCS to the OME's
- Assist in ensuring that the OMEs comply with the laws, regulations and supervisory requirements (rules, codes and self-regulatory organization standards) applicable to it through managing the consistent implementation and embedment of the compliance risk management framework and the providing of compliance support across the Sasol Group
List of Typical Skills For a Senior Manager, Compliance Resume
1
Skills For Senior Manager Compliance Resume
- Strong written and oral communication and interpersonal skills with the ability to interact effectively with a wide variety of people
- Builds strong relationships and partnerships within and outside of the company. Able to effectively navigate within a matrixed corporate structure
- Excellent communication skills in order to liaise with internal and/or external parties
- Excellent analytical skills in order to analyze complex issues
- Proven leadership and management skills of at least 5 years
2
Skills For Manager / Senior Manager Compliance Resume
- Have strong communication and interpersonal skills, resilience and sound judgement
- Strong analytical skills and business acumen to make sound decisions and recommendations
- Demonstrated communication and presentation skills at the senior level
- Demonstrated experience developing, writing and managing enterprise policy
- Demonstrated experience managing and triaging anonymous ethics & compliance reports/complaints
- Prior stock plan administration compliance experience
3
Skills For Senior Manager, Compliance & Accreditation Resume
- Prior experience in technology company and/or US based company
- Demonstrated experience preparing oral and written investigative reports
- Relevant working experience and 4 Years relevant, practical Management experience
- Technological proficiency or inclination, including Excel skills
- Interface effectively with senior executives in Finance, Accounting and Treasury
4
Skills For Senior Manager, Compliance Audit Resume
- Project management skills. Ability to follow through and complete tasks on time
- Persuasive communication skills, both written and oral
- Leadership skills aligned with TDBG’s Leadership Profile
- Team-oriented with experience working with diverse team
- Ensure effective partnership between Compliance Team and BCA through ongoing communication and periodic meetings
- Maintain a strong, positive team attitude
5
Skills For Senior Manager, Compliance Emissions Resume
- Knowledge and experience with laws and regulations applicable to trust company (banking, trust, privacy, anti-money laundering, investments)
- People management experience focused on development and coaching to contribute to a high performing team
- Relevant experience in Corporate Office Areas such as Treasury and Balance Sheet Management, Risk Management, Marketing, Technology, Strategic Sourcing, etc
- Preferably partnership experience especially with banking partners
- Knowledge and experience working with data security, compliance and privacy practice laws
6
Skills For Senior Manager, Compliance, Corporate Office Resume
- Experience in advising on ethics/conduct matters is an asset
- Specific knowledge and experience with applying Dodd-Frank Act provisions to large banks
- Strong desire to serve company staff with excellence
- Compliance experience is an asset
- Excellent knowledge of Compliance Risk Management at a National and International levels
7
Skills For Senior Manager, Compliance, Canadian Banking Resume
- Prioritize according to risk and make quick decisions with appropriate independence
- Experience managing outsourced vendor relationships
- Experienced conducting internal investigations
- Relevant experience and a BS
- Relevant experience and an MS
8
Skills For Senior Manager, Compliance & Final Signatory Resume
- Drafting reports, communications, and governance materials, for a large organization
- Leading the F2015 I&E conversion project to enhance technology/system capabilities and to improve program standards. This includes
- Working with key Compliance stakeholders to select external vendor and determine business requirements for implementation
- Providing status updates to Compliance senior executives/ executives on project
- Assisting with general Compliance projects
- Liaising with Macquarie's group wide Compliance function (internal reviews, ad hoc queries)
- How AF products/program function including pricing, underwriting, servicing, accounting
- Responsible for coordinating and processing of employee Corporate VISA and all expenses relating to Global Compliance
- Manage and execute day to day accounting, invoicing and internal financial reporting
9
Skills For Senior Manager Compliance Finance Resume
- Develop and execute compliance monitoring and testing review programs for company and branch offices using a risk-based approach
- Articulate and comfortable presenting at business forums or delivering training for stakeholders of various levels of seniority
- Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery
- Review and assist with escalating employee trading and electronic communication surveillance findings
- Develop, maintain databases for management reporting and the banks billing
- Comfort with multi-tasking and working on large initiatives
10
Skills For Senior Manager Compliance Monitoring AP Resume
- The Canadian Automotive market, including industry trends and practices and regional market differences
- Knowledge of audit/accounting principles
- Review and revise Licensing and Registration Playbook (as needed)
- Develop and maintain policies and procedures relating to finance
- Manage the process of Complement Reporting in conjunction with the management teams
List of Typical Responsibilities For a Senior Manager, Compliance Resume
1
Responsibilities For Senior Manager Compliance Resume
- Demonstrated program/project management experience including managing multiple projects simultaneously
- Advanced reasoning, critical thinking and analytical skills
- Demonstrated directly related experience in compliance, enterprise risk management, auditing, project management, or closely related field
- Experience of implementing and utilising risk assessment methodologies in the context of compliance systems
- Experienced and knowledge in Indirect Lending or Consumer/Commercial Lending
2
Responsibilities For Manager / Senior Manager Compliance Resume
- Proven strengths in Compliance / QA strategy development, leadership and relationship building
- Excellent working knowledge of ISO and PCI-DSS compliance standards
- Good working knowledge of relevant international compliance standards (specifically European, US and Asia-Pacific) and regulatory requirements
- Extensive experience working with third party auditors and internal stakeholders to complete audit activities
- Experience with regulators and industry bodies such as ASIC, ASX and AFMA
- Healthcare compliance experience required
- Relevant experience and a PhD or equivalent
- A breadth of experience in regulatory compliance, risk management, audit or related areas
- Solid understanding of SEC and FINRA rules
3
Responsibilities For Senior Manager, Compliance & Accreditation Resume
- Knowledge of and/or experience in Dodd Frank compliance implementation
- Experience in Treasury and Balance Sheet Management or related securities industry
- Interact at all levels of the organization with strong organizational and business awareness
- Enabling the development of the GCS team members by addressing training needs and ensuring that PDP's are in place
- Establishing constructive working relationships with colleagues
- Coding or billing knowledge required
- Managing the implementation of the I&E project and meeting applicable milestones
- Training: Train business partners on compliance guidelines, policies and best practices related their specific
- Completed accounting designation or pursuing, such as CA, CMA, CGA
4
Responsibilities For Senior Manager, Compliance Audit Resume
- On request drafting advice notes or comments especially regarding legal input on AML files and specifically for denouncements to the prosecutor
- High level of problem solving and ability to moderate agreement among conflicting positions
- In-depth understanding of securities and futures brokerage business as well as industry best practice approaches and needs
- Thorough record-keeping abilities and attention to detail
- Conduct & facilitate employee training sessions
- Leads, motivates, and develops the Emission Defect Reporting Team to assure the team meets objectives
- Lead internal training related to technology compliance requirements
- Oversee the development of an exception process and tracking for clients who do not adhere to a specific component of a technical specification
5
Responsibilities For Senior Manager, Compliance Emissions Resume
- Manage day-to-day relationship with outsourced providers related to all compliance and finding remediation activity
- Balance sourcing model to achieve business continuity objectives
- Remove obstacles inhibiting team performance
- Promote teamwork to enhance team building (lead a high performance team through employee engagement and performance enablement)
- Ensure the compliance resources servicing the OME's are sufficient at all times and compile and implement a succession plan
- Appreciation of the reputation of the industry and an understanding of how to protect Celgene’s reputation
- Thorough knowledge and understanding of laws and regulations in EMEA
6
Responsibilities For Senior Manager, Compliance, Corporate Office Resume
- Have the ability to bring a high level of energy and commitment to the team
- At least on a yearly basis develop a compliance plan specifying the activities planned to mitigate risks
- In depth understanding of cGMP systems and processes with a particular emphasis on compliance required
- Industry training and certification in compliance-related discipline would be desirable
- Modern, conveniently-located facilities Community involvement including OneWalk to Conquer Cancer, Bay Street Hoops and more
- Oversee compliance monitoring activities are completed and findings are addressed
- Make regulatory and supervisory-based decisions in the day-to-day functions
7
Responsibilities For Senior Manager, Compliance, Canadian Banking Resume
- Detailed understanding of HK’s regulatory environment and developments impacting the wealth management industry. Similar knowledge of Singapore regime would be an advantage
- Strong understanding of wealth management products (especially FX, fixed income and equities), brokerage business, banking, credit, custody and trust products and services
- A clear and concise communicator and be comfortable representing compliance views in discussion
- Self-motivated and focused team player
- Partner with Legal, IT and other stakeholders to evaluate SBI Card policies, procedures & practices related to data protection and privacy, including consumer financial information
- Align with SBI JV compliance objectives and global supervision regulatory trends as applicable to the JV entity.
- Professional designation – e.g. LLB, JD, CMA, CGA, CA, CFA – desireable
- Canadian Securities Course and Partners, Directors and Officers Exam
- In-depth knowledge of and ability to understand, analyze and interpret relevant Canadian and US securities laws and regulations
8
Responsibilities For Senior Manager, Compliance & Final Signatory Resume
- High level of professionalism in all communications and interactions
- Advise the business on new and changed regulations and standards, and assist the business to assess business impacts
- Plan, perform, and lead Compliance audits at the enterprise level as well as other diverse lines of business and specialty areas
- Knowledgeable in regulatory requirements for deposits, lending, safety & soundness, capital, liquidity, financial reporting, and other federal laws and regulations
- Interpret and apply regulatory guidance
- Influence colleagues in other departments and functions to achieve consensus on regulatory risk issues and appropriate mitigation
- Experience with managing product complaint systems in Pharma, Field Alert determination, compilation and submission, product recalls and at least exposure to general issue escalation processes
- Directs contact with US and Canadian Government agencies regarding technical defense strategies and technical responses regarding emissions defect related topics
9
Responsibilities For Senior Manager Compliance Finance Resume
- Coordinates the initiation of back-to-back emissions test programs related to Federal and State Emissions Defect Reporting
- Manages the submissions of all emissions related defect reports/remedial action reports and recalls completion reports for all related brands for both the California, US, and the Canadian market
- Combined experience in internal audit or external audit, compliance, and/or regulatory examinations managing and directing
- Solid understanding of risks and controls in a public company
- Collaborates with Regulatory Operations and IT on changes to reports arising from regulatory changes or system enhancements
- Work with control owners to ensure sound processes are in place and adhered to
- Review and follow up on process deficiencies
- Stay abreast of current business and industry trends relevant to Expedia’s business
10
Responsibilities For Senior Manager Compliance Monitoring AP Resume
- Implement enterprise regulatory compliance policies and standards, including for AML/ATF, through program development in a manner that fulfills the mission and strategic goals of the Trust Services line of business
- Coordinate all key aspects of identification, assessment, communication and management of regulatory compliance risk as it relates to ensuring appropriate second line of defence oversight within the Trust Services line of business
- Develop and implement standard Trust Services policies, processes and procedures that are aligned with enterprise-wide regulatory compliance and AML/ATF policies, standards and protocols, coordinating with the specific business units
- Lead, facilitate, and advise Trust Services management in designing day to day compliance and AML/ATF processes and controls within the different business unit areas
- Ensure Trust Services customers are effectively identified, assessed, accepted, reviewed and monitored according to their risk levels throughout the complete life-cycle
- Serves as a compliance liaison on various committees and projects that represent the department’s interest(s)
- Provides compliance advice with respect to the portfolio of regulatory reports supported by Regulatory Operations (e.g. Electronic Blue Sheets, LOPR, Treasury International Capital, INSITE, Short Interest)
- Reviews regulatory interpretations of the business unit to ensure regulatory requirements are met and documented accurately
Related to Senior Manager, Compliance Resume Samples
Compliance Senior Resume Sample
Work Experience
• Prepares complex data structures and arrays for internal audit compliance. Researches complex problems and errors for solution
• Maintains metrics needed to comply with legislative and internal requirements. Prepares, analyzes, and distributes reports as appropriate
• Prepare...
Professional Skills
• Superior skill and experience in oral and ...
• Strong planning, organizing, and prioritiz...
• Strong planning/organizing/prioritizing sk...
Control & Compliance Resume Sample
Work Experience
• Manages the annual SOX scoping exercise to determine which markets, functions and accounts are in scope for testing and oversees the Company’s financial fraud risk assessment. Performs financial statement and risk assessment analysis to determine SOX testing scope and materiality thresholds
• Coord...
Professional Skills
• Excellent interpersonal (verbal) communica...
• Strong interpersonal skills and ability to...
• Good communication skills including a high...
Senior Compliance Resume Sample
Work Experience
• Report creation and analysis of prohibited software detected in our environment
• Processing nonstandard software requests
• Notification and follow up of non-compliant stakeholders
• Manage compliance operation tasks in Shenzhen Site, to provide the st...
Professional Skills
• Excellent written and verbal communication...
• Above working experience, 5 years’ experie...
• Hands-on experience with IT security audit...
Mortgage Compliance Resume Sample
Work Experience
• Responsible for assisting with the ongoing development and implementation of the LOB Compliance Risk team’s strategic plan to accomplish its Annual Compliance Risk objectives
• Extensive knowledge of the assigned compliance area along with the associated operations, including the related rules and ...
Professional Skills
• Experience working in a production environ...
• Pulling and Pushing: Opening and closing f...
• Performing transactional testing of requir...
Team Lead, Compliance Team Resume Sample
Work Experience
• Communicate with lines of defense regarding information related to internal audits, KRIs and control tests
• Participate in the resolution of identified risks
• Research regulations to advise on application by the business unit
• Draft and revise polici...
Professional Skills
• Excellent IT skills including Word and Excel
• Strong verbal and written communication sk...
• Experience of process mapping and developi...
Audit Compliance Resume Sample
Work Experience
• Working knowledge of Canadian Federal and Provincial Privacy legislation, the Telecommunications Act, the CRTC UTRs, CASL, and any other emergent or existing regulations that impact the CCC’s policies or processes
• Scotiabank’s Privacy Code
• Working knowledge of the policie...
Professional Skills
• Considerable skill in effective verbal and...
• Strong written and verbal communication sk...
• SAS software implementation experience or ...