Senior Risk Specialist Resume Sample
Carey Cummings
87568 Pacocha Wells,
Detroit,
MI
+1 (555) 670 3937
Work Experience
Senior Risk Specialist
05/2016
-
PRESENT
Boston, MA
- Identify, measure and manage risk issues
- Document risk issues, recommendations, and decisions
- Undertake the average complexity projects requiring additional specialized technical knowledge
- Make well-thought-out decisions to mitigate typical credit risk issues
- Ensure high-level integration of risk policies and standards in applications
- Identify, evaluate, and lead technical analyses to ensure credit risk requirements are met
- Managing resources wisely
- Evaluating sources of action and proposed business decisions
- Conducting research to assess the severity of risk
Afs-project Controls Senior Risk Specialist
10/2010
-
12/2015
Dallas, TX
- Conducting statistical analysis to evaluate risk
- Using specialized risk tools (RiskAnalyst) to support the business
- Familiarity with accounting requirements
- T&O Operational Risk Officers (ORO’s)
- Maintain a very high level of technical expertise and current knowledge of complex accounting rules and practices, including those that relate to derivatives and structured products, and a solid understanding of how U.S. GAAP measures of equity translate into bank regulatory capital measures
- Contribute to the System's development and implementation of regulation, guidance, and policy through engaging in research and analysis with the objective of influencing and/or informing Board of Governors policy staff, providing expert commentary on proposed revisions to policy and guidance, and representing the Reserve Bank in various communities of specialists involved in supervision programs
- Identify and assess developments and issues in applicable technical areas that could have a significant impact on the financial services industry and/or supervisory activities. Communicate with affected units or functions; recommend or lead appropriate action
Senior Risk Specialist Cybersecurity
05/2008
-
09/2010
Dallas, TX
- Serve as the primary point of contact for Reserve Bank management and staff inquiries regarding the application of accounting and audit standards
- Build, maintain and expand a national network of contacts within the regulatory and accounting communities to augment monitoring, research and analytical efforts
- Provide System leadership in facilitating the exchange of accounting knowledge via roles such as course instructor, conference presenter or network/affinity group leader
- Serve as a mentor, advisor, coach, or trainer to more junior staff. Serve as a role model by playing a leadership role in promoting teamwork and in fostering a positive work environment. Provide constructive and actionable feedback to management and team members and assume accountability for the resolution of problem issues
- Understanding and Expanding deeper knowledge on HedgeMark risk analytics – 20%
- Running daily & monthly funds – 40%
- Training and Employee Development – 10%
- Troubleshoot Risk modelling issues and enhance existing models – 20%
Education
University of Phoenix - Madison Campus
2004 - 2008
Bachelor's Degree in Business
Professional Skills
- Strong written and oral communication skills and the ability to effectively communicate complex/sensitive issues, analysis, and supervisory concerns
- Strong analytical, critical thinking and decision-making skills
- Acquire, develop, and demonstrate knowledge of business processes and control monitoring/testing skills
- Highly-motivated and detail-oriented individual with strong analytical, organizational and critical thinking skills
- Sound judgment and strong analytical and problem solving skills
- Strong business acumen; ability to set priorities and readily adapt to changing priorities
- While Underwriting, pricing, reserving or claims experience is highly desirable, broking experience is invaluable
How to write Senior Risk Specialist Resume
Senior Risk Specialist role is responsible for analytical, advanced, banking, organizational, credit, concepts, financial, statistics, communications, regulatory.
To write great resume for senior risk specialist job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Senior Risk Specialist Resume
The section contact information is important in your senior risk specialist resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Senior Risk Specialist Resume
The section work experience is an essential part of your senior risk specialist resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous senior risk specialist responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular senior risk specialist position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Senior Risk Specialist resume experience can include:
- Excellent written and verbal communication, collaboration and critical thinking skills
- Highly developed and demonstrated critical thinking, including strong analytical, problem solving and decision-making capabilities
- Highly developed oral and written communications skills, including negotiating ability to influence change in internal and/or external stakeholders
- Interest and ability to work on a variety of assignments, have strong learning agility, and be able to work independently with minimal supervision
- Foster good working relationships with stakeholders
- Acts as role model within team and demonstrates thought leadership capabilities in global risk management to a few people (according to responsibilities)
Education on a Senior Risk Specialist Resume
Make sure to make education a priority on your senior risk specialist resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your senior risk specialist experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Senior Risk Specialist Resume
When listing skills on your senior risk specialist resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical senior risk specialist skills:
- Excellent analytical & interpersonal skills
- Experience in an organization that is under strong regulatory oversight and scrutiny, particularly within Consumer Banking
- Experience in property and casualty insurance. An individual with experience in captive insurance is preferable
- Risk Management experience and/or Security documentation development experience (IT or others)
- Working knowledge of securities and derivatives markets, combined with a good working knowledge of the financial analysis and securities pricing
- Good understanding of industry leading standards such as ISO27001, NIST SP 800-53, PCI DSS, CSA, etc., and their compliance requirements
List of Typical Experience For a Senior Risk Specialist Resume
1
Experience For Afs-project Controls Senior Risk Specialist Resume
- Comprehensive experience evaluating information technology, cybersecurity, and risk management concepts and prudent practices for managing those risks
- Provide effective verbal and written communications with a variety of stakeholders, including senior staff at the Reserve Bank
- Pursue multiple initiatives simultaneously and operate successfully with minimal oversight
- Strong knowledge of operations, applicable laws and regulations, and guidance related to IT and cybersecurity supervision
- Capacity to identify and prioritize multiple initiatives simultaneously, and deliver superior results
2
Experience For Risk Specialist / Senior Risk Specialist Resume
- Provides strong technical expertise and guidance to coach and mentor examination staff
- Assess, communicate, monitor and report on control monitoring/testing progress and outcomes
- Participate in a wide range of System-wide horizontal reviews of the nation’s largest banking institutions as described above
- Evaluate the existing compliance program and work with Risk Mananger to enahnce ance and modify the program
- Explore opportunities to create new tests and develop automated testing to include key performance indicators
- Partner with Risk Managers to ensure testing and audit program is thorough and focused on the high risk areas
3
Experience For Senior Risk Specialist, Cybersecurity Resume
- Completion of RCSA (Risk Control Self Assessment). Assist and Participate in line of business walkthroughs, process mapping, and assessments
- Drive requirements for Technology build out – 10%
- Advanced analytical skills, as well as a thorough understanding of BSA/AML banking laws, regulation and policies, with the ability to apply and explain complex BSA/AML concepts
- Strong communication (both written and verbal), interpersonal and organizational skills
- The ability to follow through on directions with minimal supervision, and recognize situations where deviation from original direction is appropriate
- Monitor and evaluate developments impacting WFC’s operational risk profile through in-depth analysis of internal risk management reports and interaction with WFC management
4
Experience For Senior Risk Specialist Cybersecurity Resume
- Analyze and report on key operational risk metrics that support an overall assessment of WFC’s level of operational risk and risk management practices across WFC’s enterprise IT environment
- There are also opportunities to conduct outreach activities and provide training within the supervisory community and industry groups, as well as contribute to various System operational risk affinity, monitoring, and coordination groups, and the development of examination procedures and other supervisory guidance
- Enable strong interagency coordination through collaborative work with other supervisors in the District, the System, Board of Governors, Office of Comptroller of the Currency, Federal Deposit Insurance Corporation, and other regulatory agencies as appropriate
- Be a U.S. Citizen, U.S. National, or hold a permanent resident/green card with intent to become a U.S. Citizen
- Advanced analytical, problem solving and project management skills, as well as a working knowledge of relevant banking laws, regulations and policies and the ability to apply and explain complex regulatory, financial, and analytical concepts
- Conducts or supervises the analysis of responses to remediate issues identified during a supervisory event; monitors entity between supervisory events for new issues and significant changes in risk profile, recommending actions to be taken where appropriate
- Ensures expertise is maintained by participating in system and industry conferences, discussions and training; ensures that Reserve Bank management and appropriate business lines affected by the risk area are aware of the risks and changes in the risk and how such changes affect all business lines and entities supervised
5
Experience For Senior Risk Specialist Business Banking Resume
- Clean-up and preparation of data to be used in the development, re-training and maintenance of all new and existing analytic methodologies supported by the Analytical Development Group
- Executing specific analytical tasks to rigorously validate and/or train analytic models as needed
- Preparing and maintaining documents supporting all analytics testing, performance evaluation, maintenance, and some development activities
- Ensure correct end of the day pricing of positions through continuous monitoring of quality, timeliness, and consistency of market inputs
- Delivers advanced credit risk management analysis. Delivers high quality analytical work that meets clients needs and expectations. Applies Basel II/III compliant and industry standard methodologies in that execution
- Relevant experience in credit risk analysis (rating agency, financial market, consulting companies working in the credit space) and/or strong quantitative skills and in particular advanced statistics and/or econometrics are highly desirable
- Deeply checks soundness of own/team work and probes more deeply when confronted with inconsistent or interesting findings
6
Experience For Risk Specialist, Senior Risk Specialist Resume
- Daily, weekly, and monthly reporting for both internal and external purposes. Some of the report produced include
- Results-oriented, flexible/adaptable, able to handle multiple projects, keen to learn, dedicated, real teammate
- The ability to analyze original, non-routine analytical/business problems (in the Credit Risk Management environment both internal to the organization and client) in a timely and insightful manner. Ability to translate such problem interpretation into relevant solutions
- Demonstrated strong written communications skills and background in credit report generation is required
- Take initiative and self-manage time
- Highly proficient in EXCEL, WORD and POWERPOINT, proficient in Windows 2000/NT/XP, Access
- Support the Business Line Risk Managers to asses (test/audit) key operational and regulatory controls
7
Experience For Senior Risk Specialist Resume
- Assess appropriate controls, monitor and evaluate proper escalation procedures are in place to ensure compliance with key rules and regulations
- Contribute to production of the operational risk dashboards and reports to support senior leadership team, as well as developing and enhancing the compliance risk and control self assessment (RCSA) process
- Keep the Risk Manager apprised of testing progress, overall themes, and findings
- Contribute to the content and creation of executive management reporting for supported business lines
- Provide risk guidance, oversight, challenge and assurance services to enterprise and divisional partners based on the Vanguard's operational and strategic risk framework
- Develops and maintains the operational risk methodology through continuous review and application, sharing of best practices and benchmarking analysis. Provide thought leadership and design to new eGRC modules and technology, supporting Ballast Point development and stabilization
- Facilitates risk governance meetings through organizing agenda topics, documenting minutes and tracking action items
- Develops and cultivates relationships with enterprise and divisional clients to understand their ongoing risk needs. Builds credibility as a thought partner
8
Experience For Afs-project Controls Senior Risk Specialist Resume
- Advises on enterprise or divisional projects, as needed, providing risk expertise, highlighting issues and encouraging the use of established risk frameworks to mitigate and identify risks
- Establish and deploy risk methodology subject matter expertise across operational and strategic risk areas. Develops an understanding of other risk areas within the global risk policy
- Prepare risk dashboard (including IT risks) bring in CI relevant data from all regions
- Support risk advisory to CI CEO (and other CI central team KRTs) on major risks and possible mitigating actions
- Leads enhancement initiatives to improve risk oversight and assurance activities
- Collaborates with the Enterprise Risk Management (ERM) teams to inform and escalate risk issues and events, stay current with the risk management frameworks and improve ERM's interaction with divisional teams
- A demonstrated ability to take initiative, work independently and drive analytical solutions
- Influencing the Commercial Insurance Executive Team by engaging key stakeholders, within both GRM and CI, is required in order to be effective in delivering risk insights and mitigation
- Maintain CI EMEA oversight. Including, supporting the smaller countries, particularly the ones that report directly into CI such as France, Benelux, Nordics and Russia
9
Experience For Risk Specialist / Senior Risk Specialist Resume
- Contribute to the production of group policies and reporting. Providing insights and expertise into risks to enable the organization to understand and manage its risk
- Conducts or supervises the analysis of responses to remediate issues identified during a supervisory event. Monitors assigned entities between supervisory events for new issues and significant changes in risk profile, recommending actions to be taken where appropriate
- Ensures expertise is maintained by participating in system and industry conferences, training, and peer interaction
- Ensures that Reserve Bank management and appropriate business lines affected by the IT risk area are aware of the risks and changes in the risk and how such changes affect all business lines and entities supervised
- Thorough understanding of Information Technology, cybersecurity, and risk management concepts and the ability to apply them within a regulatory framework
- Provide risk guidance, oversight, challenge and assurance services to enterprise and divisional partners based on the Vanguard’s operational and strategic risk framework
- Collaborates with the Enterprise Risk Management (ERM) teams to inform and escalate risk issues and events, stay current with the risk management frameworks and improve ERM’s interaction with divisional teams
- Participate in and often lead supervisory activities for entities supervised by the team. This also includes continuous monitoring activities designed to ensure banking organizations are complying with applicable laws and regulations and operating in a safe and sound manner
- Maintain an understanding of business strategies, risk drivers, business lines, legal entity structures, risk management systems, financial condition, and governance and internal controls for assigned entities. Contribute to annual roll-up inspections/examinations, which includes the assignment of updated supervisory ratings
10
Experience For Senior Risk Specialist, Cybersecurity Resume
- Possess in-depth expertise in one or more risk areas. Requires substantial interdisciplinary coordination and the ability to work collaboratively with Reserve Bank management, Board of Governors staff, and other regulatory agencies
- Prepare and review written reports of findings. In capacity of EIC, provide performance feedback and direction to staff. Contribute to various Federal Reserve System, Reserve Bank, and Departmental initiatives by participating in committees, training activities and the development of policy statements
- Ensure all mandated or otherwise scheduled examinations/inspections are conducted within established timeframes and in accordance with Federal Reserve policies and procedures
- Remain abreast of relevant statutes, regulations, supervisory policies, and current banking industry trends. Continue to gain knowledge of assigned entities and develop leadership skills
- Delegate and assign projects and tasks to the appropriate personnel
- Influence, collaborate, and lead in a variety of situations
- Facilitate crucial conversations among internal or external parties
- Deliver timely completion of control testing activities for one or more functional areas within Compliance and ERM, as assigned, ensuring activities are sufficiently scoped, adhere to quality and documentation standards, and appropriately contribute to a determination of control environment effectiveness
List of Typical Skills For a Senior Risk Specialist Resume
1
Skills For Afs-project Controls Senior Risk Specialist Resume
- Use risk knowledge to effectively resolve any deviations from regulatory requirements
- Effectiveness in team and project management, including the ability to motivate others, manage conflict and take the initiative, as needed
- Risk management experience gained from working in financial services industry
- Developing, maintaining, and monitoring the risk framework, including documentation of risk methodologies
- Coordinating with the RS&G Strategy & Policy team to support executive reporting needs
- Collaborating with the ERM Shared Services Team on the development of enabling technology to support Vanguard’s risk framework
2
Skills For Risk Specialist / Senior Risk Specialist Resume
- Being able to explain complex issues and mentor junior people in the team
- Partnering with 1st line divisional teams to provide risk guidance, oversight, assurance and challenge
- Providing measurement and maturity of the risk management practices across divisions
- Serving as an escalation point for divisional risk teams
- Participating in the Risk Community of Practice to advance the risk acumen of risk practitioners
3
Skills For Senior Risk Specialist, Cybersecurity Resume
- Learning Agility: Makes sense of ambiguity and picks up on concepts quickly
- Knowledge of process analysis, business intelligence, and problem solving techniques
- Builds trusting, collaborative relationships and alliances across functional and organizational boundaries
- Professional credentials (e.g. CA, CPA, CIA, CISA, ACA)
- Knowledge of Policy or Standards development and maintenance
- Knowledge of Risk Management processes and methodologies
- Solution-oriented mind set with a a high level of personal resilience
- People outside of the work group understand the mandate and purpose of the operational risk work effort and are able to work cross-functionally to provide input to risk issue resolution
- Executives and senior management understand the importance of policies, standards and regulatory requirements, and the impact to their business if risk controls are not in place
4
Skills For Senior Risk Specialist Cybersecurity Resume
- Requisition open under local terms
- Assess security controls based on Cybersecurity Mainframe Compliance and Audit principles and tenets. (e.g., SOX, PCI, HIPAA, Walmart Policies, etc.)
- Complies with policies and procedures. Demonstrates ethical performance. Supports efforts to enforce compliance with policies and procedures
- Manage relationships, including determining needs/requirements, managing expectations, and demonstrating commitment to delivering quality results
- Develop and maintain a strong working relationship with Corporate Operations Risk Management (CORM) as a partner to co-manage the Risk Control Assessment (RCA) process at the Tier 1 Level (i.e. Technology Business unit) for operational risk
- Support the Tier 1 RCA programs through the coordination of workshop sessions within each Technology Business unit to review individual processes to ensure that they are aligned to the Bank’s Corporate Standards; report the outcome of the Tier 1 RCA to CORM
- Provide subject matter expertise to the Technology Business units to ensure compliance to internal and external guidelines and Corporate Policy and Standards; interpret implications, requirements, gaps, and potential issues for appropriate decision making
- Develop and manage IT risk control framework; perform quality assurance on controls and sustain a repository of risk controls to allow for a consistent, centralized and comprehensive model for controls assessment across all Technology Business units
- Manage intake of requests across Technology Business units for risk control information from various internal groups such as T&O Compliance and Global Information Technology Risk Management (GITRM) and external groups such as the Office of the Superintendent of Financial Institutions (OSFI) and the Federal Reserve Bank of Chicago (FRB-C)
5
Skills For Senior Risk Specialist Business Banking Resume
- Produce and maintain Technology Business unit executive and senior management reports on risk control issues, action updates, process compliance and controls testing
- Time Management: Allocates time effectively to achieve optimal efficiency and results
- Communication: Communicates effectively and with impact
- Attention to detail: Produces accurate work product
- Innovation: Thinks outside of the box to improve the way work is done or the quality of outputs produced
6
Skills For Risk Specialist, Senior Risk Specialist Resume
- An examiner commission from a federal or state bank supervisory agency is also desired
- Comprehensive knowledge of, and experience evaluating, IT risks facing complex global financial institutions and prudent practices for managing those IT and related operational risks
- Position subject to a rotation after a term of 5-7 years
- Proficient technical knowledge in a highly complex risk area, for example advanced credit risk measurement and accounting, derivatives accounting, and structured products
- Able to navigate ambiguity, in particular within contexts where regulatory guidance is unclear
- Competent in data analysis and discovery using large data sets, ideally running SQL code and statistical languages such as R to assess, clean, validate, and analyze data patterns and related trends. Knowledge of forensic data analytic tools and techniques possibly related to risk measurement and management
- Experience using project management tools to drive results
- Solid understanding of Zurich’s risk management and governance framework
7
Skills For Senior Risk Specialist Resume
- Risk Management experience gained through working in Financial Services
- Afety and quality program-related experience
- In the financial services industry working in areas such as Internal Audit, Compliance, and/or Risk Management
- Exposure to a variety of examination disciplines and a broad-based knowledge of the banking industry and risk management practices
- Business Continuity and Information Security Risk and Remediation Monitoring
8
Skills For Afs-project Controls Senior Risk Specialist Resume
- Top of class MBA/PGDBA, CA, MSc Finance/Statistics, Masters related to job profile, CFA or CPA
- Familiarity with ISO 9001 and the Four Step Inspection Process
- Solid experience in establishing and maintaining internal control landscapes, being familiar with ITGC’s, Automated Controls, SoD concepts, SOX-404 and PCAOB audit standards with a large multinational corporation or Big 4 audit firm
- Methodological experiences and competences in how to define an internal control scope and the setup of the same Good knowledge of typical risks inherent in business processes (IT, Sales, Finance, etc.)
- Experience managing Risk Management and Insurance programmes is required
- , Audit, Compliance, or Risk experience
- Strong knowledge of regulatory compliance requirements and risk management principle
9
Skills For Risk Specialist / Senior Risk Specialist Resume
- Relevant experience
- Thereof SOX/Internal Controls compliance experience
- Proficiency in Microsoft Word, Visio and Excel programs
- Support the definition and continuous development of a security risk management framework in alignment with the SAP Risk Management policy and following industry standards such as the FAIR risk management model
- Support the consolidation, provisioning and ongoing maintenance of security standards and procedures across SAP
- Support and maintenance of the overall SAP Security risk register in collaboration with security experts within and outside of SGS
- Ownership and responsibility for assigned components of the SAP security documentation framework
- Performance of First Line of Defense Assessments on Business Continuity and Information Security
- Aggregate the outputs of control monitoring results for management’s use. Deliver analysis on the aggregated results that summarizes key issues and recommended actions. Assist with presenting results of testing and analysis to business line management
10
Skills For Senior Risk Specialist, Cybersecurity Resume
- Through partnership with the Risk Managers, execute the control monitoring program for multiple complex lines of business and/or products. Work within established timelines to deliver control self testing and key risk indicator
- Advanced analytical skills as well as a thorough understanding of banking laws, regulation, and policies and the ability to apply and explain complex regulatory, financial, and analytical concepts
- Exposure to a variety of examination disciplines and a broad-based knowledge of the banking industry, specifically operational risk management practices, MRM, and DFAST
- Capacity to identify and pursue multiple initiatives simultaneously, and deliver superior results with minimal or no supervision
- Team-oriented with a demonstrated ability to coordinate with peers and strong organizational skills are required to complete and prioritize multiple concurrent projects
- Demonstrate strong performance in core technical and behavioral competencies. Key behavioral competencies include: Analytical Thinking; Teamwork and Cooperation; Influence; Conceptual Thinking, and Flexibility
List of Typical Responsibilities For a Senior Risk Specialist Resume
1
Responsibilities For Afs-project Controls Senior Risk Specialist Resume
- Through partnership with senior members of the team, assess and action upon opportunities to optimize control design and testing approach (to ensure key controls are assessed in an efficient manner)
- Support the timely, comprehensive completion of Compliance Risk and Control Self Assessments (RCSAs), including process flows, risk/requirement and control identification, and monitoring/testing of key controls
- Presents messages and complex topics to cross-functional colleagues and senior managers by applying advanced communication skills
- Business experience in risk management or relevant business required with increasing amount of responsibility
- Demonstrates high proactive engagement to address identified risks and to solve problems with medium to high complexity
- Provides regular updates on risk assessment outcomes and performs ongoing monitoring of key risks within assigned responsibilities
- Contribute to production of control assessment related reporting for management (e.g., schedule, outcomes)
- Ensure that plans and milestones or remediation plans are in place for vulnerabilities identified during risk assessments, audits, inspect
- Uses his/her deep understanding in terms of SAP strategy, SAP products, ecosystem and organization to accomplish the job
2
Responsibilities For Risk Specialist / Senior Risk Specialist Resume
- Participate in projects and initiatives, as assigned
- Build and maintain partnerships with key business partners and stakeholders across the organization
- Proficient use of MS Word, Excel, PowerPoint and Visio
- Intellectual curiosity – the ability to interrogate business practices and processes to promote sound risk management for the business unit while understanding how the business unit’s risk management activities and profile fit within upstream and downstream risk management processes
- Holistic thinking – the ability to examine a business process end to end to assess risk and control needs and adequacy
3
Responsibilities For Senior Risk Specialist, Cybersecurity Resume
- Deliver timely completion of control testing activities for one or more functional areas within Credit Risk, as assigned, ensuring activities are sufficiently scoped, adhere to quality and documentation standards, and appropriately contribute to a determination of control environment effectiveness
- Support the timely, comprehensive completion of Credit Risk and Control Self Assessments (RCSAs), including process flows, risk/requirement and control identification, and monitoring/testing of key controls
- Being the GRC Internal Controls & SOX representative toward the business for specific internal control landscapes and corresponding questions
- Deep understanding in terms of concepts, practices, procedures and tools of Internal Controls- and SOX to accomplish the job
- Contributes to team efforts by accomplishing coordinated tasks as needed
- Expertise in the various control types, including technical and nontechnical options
- Travel up to 30% domestically or internationally
4
Responsibilities For Senior Risk Specialist Cybersecurity Resume
- Is proactively involved into global or moderate complex projects and/or process re-designs due to business model- and process-changes
- Maintain internal control systems based on PCI, HIPAA, and SOX requirements
- Streamline processes through automation
- Performs quality review of the work of associates and specialists
- Takes decisions with medium to high complexity and makes recommendations of broad nature
- Works supportive to best practices, concepts and strategies
- Builds and maintains an extensive network to build common ground for cooperation within GRC, with other contact persons (in other business units) and stakeholders (key decision makers)
5
Responsibilities For Senior Risk Specialist Business Banking Resume
- Uses his/her deep understanding in terms of concepts, practices, procedures and tools of Risk Management to accomplish the job
- Shows full visibility within team and GRC
- Advises management and employees on risk matters and provides coaching to junior level employees in risk area to develop their current and future responsibilities
- Regulatory compliance background
- Site Risk Management
- Leads post-supervisory event activities consisting of reviewing work papers and completing or ensuring the completion of the examination report, letter of finding, or internal memorandum. Ensures written documents that summarize and communicate findings to the entity, the Board of Governors and other regulatory agencies comply with System and district standards, policies, and procedures
- Previous employment in the financial services industry with experience in one or more of the following areas: securities, commodities or banking risk management and regulatory compliance and/or securities or commodities futures trading with experience in: options, analytical research, varied trading floor operations, back-office, or retail securities/Series 7 experience
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