Supervisory Analyst Resume Sample
Jon Lang
756 Zoe Isle,
New York,
NY
+1 (555) 857 2591
Work Experience
VP, Supervisory Analyst
01/2017
-
PRESENT
New York, NY
- Ensure compliance with legal and regulatory requirements, including
- Preparation of reports LI-ND1
- Provide supervisory review of equity, fixed income, and equity derivative research
- That the thesis and valuation are clearly presented, justifiable and form a reasonable basis for the rating
- That Research is compliant within the parameters set by the various regulatory regimes
- That risks to the investment thesis are given, eg, with the use of sensitivity models
- That it is clear whose views and estimates are being given
- That information presented is publicly available and appropriately attributed, particularly when commenting on actual or possible corporate activity
Supervisory Analyst
11/2013
-
08/2016
Dallas, TX
- That potential conflicts of interest are managed by the inclusion of appropriate disclosures and disclaimers
- Evaluate integrity of reports
- Ensure content of research reports is clear, fair and not misleading
- Content (argument flow, structure, logic and consistency) is validated
- Ensure compliance with legal and regulatory requirements, including Sarbanes-Oxley
- Provide daily statistics to the group about incoming emails, reviewed emails, and
- Ensure all material meets the firm’s established guidelines
- Distributing research through the firm’s publishing platform
- Stay abreast of relevant domestic and international regulatory developments and assess their potential impact on the firms’ payments activities and risks associated with areas of responsibility
CIB F&BM Supervisory Analyst
03/2010
-
07/2013
Philadelphia, PA
- Lead team efforts to review, assess, and coordinate team analysis regarding the supervised firm’s Regulation HH filings with the Federal Reserve Board (particularly Advanced Notice of Proposed Rule Change filings), as well as coordinating team responses to the Bank’s Oversight Committee and secretariat
- Coordinate team efforts to ensure compliance with the Bank’s Group Operating Procedures, including following up on outstanding issues, updating and maintaining appropriate databases, and ensuring the team is adhering to current operating procedures
- Provide general support to the team’s supervisory efforts, including examination support and continuous monitoring. Responsibilities include including potentially managing an examination scope area, database management, assisting with meeting minutes, and contributing to the product memorandum
- Strong project management and time management skills, including managing multiple projects while adapting to changing priorities
- Strong interpersonal and collaboration skills. Includes consistent information-sharing, maintaining effective working relationships and communicating appropriately with others
- Proficiency in using various automated tools (e.g., spreadsheets) and databases to enhance analysis and support supervisory activities
- Strong strategic and critical thinking, analytical, and problem-solving skills. Includes the ability to take initiative, quickly assimilate new information, put them in relevant context, see connections and implications, make sound decisions, recognize and effectively analyze business problems, and propose and implement innovative solutions
- Apply knowledge of the financial industry, banking principles, sound practices, regulation and examination procedures to the supervision of a cross-section of firms. Includes the ability to mine existing information for cross-institutional themes and issues to provide insight on industry practices and emerging risks
Education
Virginia International University
2005 - 2010
Bachelor's Degree in Business
Professional Skills
- Exceptional English writing and editing skills. German and French languages would be highly advantageous
- Chinese language skills beneficial
- Experience with a leading financial institution
- Experience as a Supervisory Analyst
- Experience as a supervisory analyst
- Five years' experience in an investment research environment
- Producing Asia Focus articles and blog posts for a public audience
How to write Supervisory Analyst Resume
Supervisory Analyst role is responsible for general, government, travel, research, trading, database, credit, finance, sound, collaboration.
To write great resume for supervisory analyst job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Supervisory Analyst Resume
The section contact information is important in your supervisory analyst resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Supervisory Analyst Resume
The section work experience is an essential part of your supervisory analyst resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous supervisory analyst responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular supervisory analyst position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Supervisory Analyst resume experience can include:
- Manage the production process of reviewing, editing, and approving equity research communications, such as reports and presentations, including reviewing product for quality assurance and adherence to regulatory and business standards
- Strong understanding of finance and economics
- Ensure adherence to guidelines and publishing best practices for the research group
- Participate in extra projects for the department on an ad-hoc and ongoing basis
- Assist in performing BlueMatrix-related Administrative functions
- A pre-existing network of contacts in Asia
Education on a Supervisory Analyst Resume
Make sure to make education a priority on your supervisory analyst resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your supervisory analyst experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Supervisory Analyst Resume
When listing skills on your supervisory analyst resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical supervisory analyst skills:
- Rapid decision-making skills; ability to use good judgment
- Financial sector experience in Asia or experience covering the region
- Experience using BlueMatrix publishing platform
- Reports to Direct: Satyam Kumar (Mumbai)
- Matrix: Jonathan Macleod (London)
- Partnerships Internal: Analysts & Supervisory Analysts
List of Typical Skills For a Supervisory Analyst Resume
1
Skills For Department of Labor Supervisory Analyst Resume
- Preparing reports, briefing packages and other written products on issues affecting the Asian financial markets and institutions for senior policymakers
- Citi Research is seeking a Supervisory Analyst/Editor for our Global Research Publications Team
- Reports to Direct: Satyam Kumar
- Preparing analytical products pertaining to the Foreign Banking Organization Supervisory Program for each Asian economy maintaining operations in the U.S. Contributing to the development of U.S. supervisory strategies for Asian foreign banking organizations by actively working with examiners and other stakeholders within the Federal Reserve System
- Representing and advancing the interests of the Federal Reserve Bank of San Francisco with other regulatory and government agencies, as well as overseas counterparts such as foreign central banks, regulatory agencies and international financial institutions
2
Skills For CIB F&BM Supervisory Analyst Resume
- Working collaboratively with CAU team members to organize high profile events, including the annual Asia Banking and Finance Conference/Symposium and the Asia Financial Forums, and conducting other outreach activities with local and international stakeholders
- Graduate / Post graduate qualification
- The jobholder is responsible to our US regulators for ensuring that all research fulfils their requirements and within HSBC the role also acts as a monitor to ensure that other regulatory regimes are dealt with appropriately
- Function / Group: Research Operations
- Review and approve Research Public Appearance requests
- Review and pre-approve employee trade requests (Series 24 required)
- Mental discipline, relentless attention to detail, and ability to solve problems under pressure
3
Skills For VP, Supervisory Analyst Resume
- Self-motivated; teamwork-oriented but still can think and work independently
- Provide supervisory review of Global Equity (including Equity Derivatives and Equity Strategy) and Fixed Income (including Fundamental Credit, Emerging Markets Corporate Credit, Emerging Markets Strategy, Economics, Technical Analysis, and Commodities) Research
- Ensure that research complies with FINRA and other regulatory rules, as well as firm guidelines, including watch list review and applying appropriate disclosures
- Multitask in a busy environment and review a variety of products: notes, in-depth company initiations, quick-take alerts, industry reports, blast e-mails, models, and PowerPoint presentations
- Edit research when required to ensure quality and control standards
- Work with analysts and associates to reinforce business rules, regulatory guidelines and look and feel standards
- Graduate/Post graduate qualification
4
Skills For Complex Supervisory Analyst Resume
- Proficiency in an Asian language
- Other professional designations (CFA, FRM, etc.)
- Able to work in partnership with others
- A current Series 16 licence
- Series 16 license holder or ability to pass Series 16 exam
- Conduct regulatory review and approval of a wide spectrum of texts including: economics, foreign exchange, commodities, security specific analysis, thematic investing, trading strategies, high-grade and high-yield credit, municipal strategy and credit research
5
Skills For Central Supervisory Analyst Resume
- Copy edit and proofread to the highest standards
- Interact with key internal stakeholders to resolve issues and ensure rapid time-to-market of investment recommendations while adhering to regulatory requirements and business policies
- Function/Group: Research Operations
- Department: Citi Research
- Grade / Level: AVP(C12)
- NYSE Series 16
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