AML Manager Resume Sample
Mariela Larkin
1945 Pacocha Keys,
Phoenix,
AZ
+1 (555) 127 9796
Work Experience
AML Manager
01/2017
-
PRESENT
Dallas, TX
- AML Transaction Monitoring (TM) standards for all TM systems (All Bespoke TM Systems)
- Global TM Coverage Risk Assessments & Red Flag Inventories
- Global Country Assessments
- Global System Agnostic Segmentation Methodology & Procedures
- Global System Agnostic TM Scenario Standards
- Centralized Trigger Event Methodologies and Standards
- Application of Reference Risk Scoring Standards (RAM, Product, Commodity, Geographic) to TM
BSA / AML Manager
11/2010
-
12/2016
Dallas, TX
- Global Risked based Tolerances and Sampling Methodologies and Standards for Above the Line and Below testing
- TM Critical Data Elements Data Profiling Methodology and Standards
- Case Management Workflow
- Event Management and Alert Scoring
- Adverse Media Screening Methodologies and Standards
- PEP Screening Methodologies and Standards
- Functional Testing for Global Projects
- Emerging Financial Crime Risk Research
KYC / AML Manager
09/2007
-
05/2010
Boston, MA
- New Product TM Risk Evaluation
- Analytical tools for Investigators
- Assist in the design, testing of data related to the implementation of new and existing AML systems and environments
- Communicate effectively to different audiences, including both business and technical parties
- Develop and maintain a current knowledge of industry AML initiatives and best practices. Develop general awareness of AML regulatory changes affecting system development projects and assist AML LCOs and project teams in remaining compliant
- Manages the monthly report reviews, Keyword searches, and tagging of customers. 10%
- Prepares the BSA/AML/OFAC Risk Assessment and manages the quarterly data-gathering function. 10%
- Keeps abreast of new/emerging and existing issues related to BSA/AML/OFAC that affect the organization. 5%
- Perform first review of all Business Unit dispensations, waivers and breaches against Financial Crime policy, providing challenge and feedback to Business Units where appropriate
Education
Western New England University
2001 - 2006
Bachelor's Degree in Business
Professional Skills
- Experience in managing teams, processes and programs. Proven leadership skills in managing a large, diverse team
- Proven track record of strong managerial, communications, analytical, organizational, project management and planning skills
- Strong analytical, interpersonal and writing skills, including extensive experience writing business requirements, and documenting issues and risk
- Strong preference for candidates who have prior experience in an internal audit role for compliance and/or AML/BSA functions
- Solid analytical, critical thinking, and investigative skills
- A highly articulate and confident individual with experience of managing stakeholder relationships effectively
- Experience in compliance or related position; supervisory or managerial experience in an audit/control capacity
How to write AML Manager Resume
AML Manager role is responsible for leadership, interpersonal, training, securities, finance, credit, database, planning, reporting, research.
To write great resume for aml manager job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For AML Manager Resume
The section contact information is important in your aml manager resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your AML Manager Resume
The section work experience is an essential part of your aml manager resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous aml manager responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular aml manager position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative AML Manager resume experience can include:
- Good information gathering skills and an ability to work on own initiative
- Effectively communicating, through written reports and verbal presentations, results of validations to multiple levels of management
- Strong personal interpersonal and organisational skills
- Develop and execute validation strategies that are designed to effectively identify weaknesses or gaps in complex control environments
- Demonstrate good judgement and decision making in escalating potential risk to the Firm
- Liaise with businesses to review, challenge and agree proposed actions prior to sign-off by senior management
Education on an AML Manager Resume
Make sure to make education a priority on your aml manager resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your aml manager experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in AML Manager Resume
When listing skills on your aml manager resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical aml manager skills:
- Business oriented, positive thinking, leadership skills, honesty, independence mindset
- Building effective working relationships with key stakeholders such as project managers and business line leaders
- Experience managing/supervising teams
- Experience working with spreadsheets/Excel, data modeling
- AML Compliance experience at a Professional Services and/or Banking firm
- Previous experience in managing AML/ABC/Sanctions risks
List of Typical Experience For an AML Manager Resume
1
Experience For BSA / AML Manager Resume
- Performs periodic audits of bank wide electronic transactions to ensure all electronic transactions are being captured for suspicious activity monitoring
- Tenacity coupled with a positive attitude when dealing with complex situations
- Become an expert in our SS&C’s AML process and procedures, including the systems used to support this function
- Supervises assigned employees for adherence to job performance standards, bank policies, and scheduling
- Reports promptly to the Bank’s BSA Officer, regarding any known or suspected violations to the Bank’s BSA/AML/OFAC programs, policies or procedures
- Management of annual waiver review process
- Team oriented, both locally and globally
2
Experience For GRA FCC AML Manager Resume
- Work independently and able to supervise employees
- Monitoring and analyzing audit and agency guidance; staying abreast of supervisory enforcement actions, legislative updates, new/amended rules and regulations, industry trends and banking operations
- Mentor and provide oversight to testers for assigned business areas. This includes reviewing and providing feedback on test plans and testing documentation
- Evaluate the bank’s current state, identify gaps and weaknesses, outline a path to solution and develop and execute a plan to achieve success
- Coordinates with department managers, management and Business Unit Compliance Officer (BUCO) to gather information for ongoing AML related areas of Risk Assessments
3
Experience For Global AML Manager Resume
- Coordinates the gathering of documents and answers for all internal audit and regulatory examination requests related to AML Investigations
- Coordinates the timely response and resolution of issues identified by internal audits, external examinations related to AML investigations
- Performs Quality Control Reviews of AML Investigations related procedure and processes bank wide
- Compiles and/or reviews completed Suspicious Activity Reports (SAR) for accuracy, timeliness and completeness
- Ensures that alerts generated for review are investigated in compliance with approved procedures and timelines
- Prepares professional easily understood summary reports of BSA operations for the BSA Officer monthly
4
Experience For KYC / AML Manager Resume
- Manages various projects related to AML investigations
- Trains Department and/or Branch employees, as needed, to ensure proper and timely completion of AML related processes
- Maintains a current understanding of and complies with Bank procedures and policies, including regulatory compliance issues related to GLBA, and Safeguarding Customer Information
- Undertake trade and file reviews and general monitoring of clients and investors to ensure that the Dublin AML policies & procedures are being applied and adhered to
- Global/international experience across several regions and markets from a compliance, regulatory, or financial services standpoint
- Team management and operations experience
5
Experience For Transfer Agency AML Manager Resume
- Perform due diligence reviews on new clients and subsequent reporting to local management
- Develops and prepares production and other reporting as required by the Director, BSA/AML Officer
- Monitor and report on scenario performance trends for automated and non-automated monitoring channels
- Assist senior AML management with various projects, as necessary
- Build a culture of compliance from the inside out and bottom up
- Implement controls throughout the Due Diligence lifecycle to evaluate and monitor individual production and quality to ensure accuracy and timeliness of the team's throughput, addressing under performance issues as appropriate
- Ensures that customer due diligence ("CDD") and enhanced due diligence ("EDD") processes are implemented and commensurate for addressing higher risk relationships
6
Experience For AML Manager, Global AML Resume
- Analyzes customer segmentation, identify risks, and suggest enhancements to the CDD/EDD Program to ensure efficient and effective results
- Relevant AML BSA experience at a financial institution, regulatory agency, or law enforcement agency
- Interact with LOB partners across Corporate Compliance, Operations, Technology and Lines of Business to manage day-to-day requirements
- Responsible to monitor and evaluate service level management for alerts, cases and CTR functions in the FIU
- Collaborate with FIU leadership team to Identify and execute against process improvement initiatives
- Collaborate with FIU leadership team to provide clear and concise policies and procedures
- Participate in response to internal audit and regulatory exam preparation, requests and any necessary corrective actions
7
Experience For Senior AML Manager, Mlro-VP to Director Level Resume
- Collaborate and advise with other BSA/AML departments such as Customer Risk Management, OFAC, and Model Management & Optimization to calibrate on risk tolerance
- Stay abreast of industry trends related to money laundering risks and any related agency guidance
- Build and maintain positive and professional relationships within the Financial Intelligence Unit and other internal and external support organizations
List of Typical Skills For an AML Manager Resume
1
Skills For BSA / AML Manager Resume
- Multi-task effectively and to interact effectively with management to implement new initiatives or work as a team to accomplish strategic goals
- Establish and implement BSA/AML and OFAC Compliance priorities, project deliverables and the road map for effective and efficient utilization of BAM+
- Previous financial services/regulatory (banking sector) experience
- Relevant experience at professional services firm and/or bank
- Demonstrated ability to show initiative and provide proactive updates
- Experience financial crime policy management
- Upervisory experience over a BSA department
- Good understanding of Financial Regulations affecting AML/KYC client On-boarding process e.g. FACTA, SEF
- Auditing/Accounting designation and ACAMS certification an asset
2
Skills For GRA FCC AML Manager Resume
- Overseeing and maintaining the BSA/AML and OFAC risk assessments for the business units within Wealth Management & Securities Services
- Overseeing the implementation of the BSA/AML Program consistent with regulatory expectations and industry practice for the Wealth Management business line
- Performing ad hoc analysis and participating in special projects as assigned by management
- Advise and lead product, engineering and business colleagues in building compliance capabilities required for a fully functioning AML program
- Thorough understanding of AML regulation and of the UK banking sector regulatory environment
3
Skills For Global AML Manager Resume
- Thorough understanding of AML regulation and of the UK banking sector regulatory
- Lead by influencing others and not relying on authority
- Performing CIP, CDD, OFAC, 314a, and law enforcement functions, 1 of which was supervising the BSA Operations function
- Educate, improve awareness of, and train leadership and colleagues on the controls around and risks of money laundering / terrorist financing
- Develop globally consistent processes in accordance with the strategic technology and operating model and while meeting the firm's KYC/AML policies
- A genuine interest in developing a career in Financial Crime Compliance
- Certified Anti-Money Laundering Specialist (CAMS) or equivalent current professional certification(s) required
4
Skills For KYC / AML Manager Resume
- Ability and comfort in dealing with all levels of employees and executives within TD
- Actively participate as a member of the Compliance Oversight Team whose members are senior and middle mangers representing all key Divisions
- Maintains a current expertise of BSA procedures and policies, including regulatory compliance issues
- Develop AML policies and guide build of AML program capabilities with Product, Risk, Engineering, and other teams
- Expert understanding of BSA, AML, Office of Foreign Assets Control (OFAC) and other AML regulatory policies with the ability to apply and explain regulatory concepts
- Proficient at conducting due diligence
- Self-starter, seeks solutions to engagement challenges
- Reinforce our values and mission of inclusiveness through day-to-day behavior
- Synthesise data quickly and logically and to analyse and draw pertinent issues from reports
5
Skills For Transfer Agency AML Manager Resume
- Relevant financial crime qualification e.g. AML or financial crime diploma
- Implementing and overseeing the BSA/AML Program consistent with regulatory expectations, industry practice and maintaining the Enterprise’s BSA and OFAC risk assessments
- Oversight and guidance to the business in the development of an effective processes for customer due diligence, customer risk rating and enhanced due diligence for higher risk customers
- Strong guidance and credible challenge to senior business leaders in their implementation of financial crimes controls
- Experience in audit, compliance and/or project management
- Proven ability to coach and develop colleagues on staff
6
Skills For AML Manager, Global AML Resume
- Relevant BSA/AML financial crimes investigations experience at a financial institution, regulatory agency or law enforcement agency
- Oversight of other Wealth Management AML Risk Managers including providing guidance and subject matter / industry expertise
- Provide guidance to other EFCC teams regarding the risk and appropriate mitigation strategies for AML risk related to Wealth Management
- Provide subject matter/industry expertise regarding inherent risks and associated controls relevant to the Wealth Management business
- Provide guidance to other EFCC teams regarding appropriate mitigation strategies for AML risk related to applicable business line
- Be the point of escalation for all issues / regulatory AML matters for Wealth Management
- Oversee risk assessments and provide approval of gap closure action plans
7
Skills For Senior AML Manager, Mlro-VP to Director Level Resume
- Facilitates the periodic AML Risk Assessment activities with respect to designated business units within the Business Segment using TD’s enterprise AML risk assessment framework ensuring that the assessments are completed and communicated in a dynamic and timely fashion
- Provide AML advisory to the business units on relevant AML queries
- Oversight and guidance to the business in the development of effective processes for customer due diligence, periodic review, and enhanced due diligence for higher risk customers
- Develop and maintain AML risk assessments and provide guidance for associated action plans
- Education preferably in Criminal Justice or Business
- Familiarity in using AML compliance monitoring systems such as SAS AML, Actimize Case Manager, and other core transaction systems such as Hogan, wire transfer, Teller systems, etc
- Relevant experience from 8 years and above in AML, specially BANKING EXPERIENCE at least 3 years
8
Skills For VP-aml Manager Resume
- Proven ability to coach and develop colleagues
- Work in a fast paced environment with professionalism, courtesy and tact
- Working knowledge of various bank products and services including but not limited to deposit products, non-deposit products, consumer, commercial, and/or residential mortgage lending, including intermediate knowledge of the regulatory requirements applicable to Banner’s business operations
- Excellent oral and written communication skills; PC Literate/Microsoft Office Word, Excel and Power Point
- Experience of well-rounded general banking knowledge
- Experience in BSA/AML/OFAC program
9
Skills For FIU AML Manager Resume
- Experience in BSA/AML/OFAC program
- Upervisory experience
- Condense complex regulatory and legal guidance into easily understood procedures that optimize efficiency
- Exceptional ability to deal with ambiguity
- Develop, implement, and administer BSA/AML and OFAC Compliance program aspects including relevant, ongoing risk assessments and evaluations; monitoring and reporting and training
- Review and evaluate the impacts of new and revised rules and regulations covered by our BSA/AML and OFAC Compliance programs
10
Skills For AML Manager Resume
- Manage the preparation, review and timely filing of required reports, forms and other information requests with government and law enforcement agencies, including Suspicious Activity Reports
- Supervise a team of AML Investigations Analysts
- Create and report key deliverables and metrics to senior level management
- Lead and/or actively participate in workgroups and committee activities dealing with products, services, and key initiatives that impact the Bank’s BSA/AML and OFAC compliance posture as assigned
- Consult with the BSA/AML/OFAC Officer on all aspects of our BSA/AML and OFAC Compliance Programs
- Partner on BSA/AML and OFAC work with independent auditors and the bank examination process.Provide insight to the BSA/AML/OFAC Officer in developing audit and examination responses
- Manage internal reporting requirements, including provision of weekly MI for the AML and ABC teams and monthly MI for the wider Financial Crime Team and ad hoc reports as required
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