Analyst, Regulatory Compliance Resume Sample
Adam MacGyver
75475 Glover Forest,
Los Angeles,
CA
+1 (555) 151 4338
Work Experience
Regulatory Compliance Senior Analyst
06/2016
-
PRESENT
Boston, MA
- Risk Identifcation- Use intelligence gathered from complaint analysis to identify obvious risks and process improvement opportunities and escalate appropriately
- Experience handling escalated consumer concerns
- Supervision experience
- Becoming acquainted with Bloomberg and BlackRock’s various Aladdin applications, trade flow process, and data environment to ensure new issue purchases were pre-cleared and appropriately allocated
- Exposure to multiple business groups and investment products across Blackrock globally
- Opportunity to be a service champion for one of the core PCG internal clients
- Exposure to global regulatory regimes and jurisdictions
- Complete key compliance functions from start to finish, including consumer complaint handling, market conduct exam/regulatory review coordination, and data privacy initiatives
Analyst, Regulatory Compliance
10/2011
-
12/2015
Houston, TX
- Participate in processes to strengthen the company’s compliance program and mitigate compliance exposures, such as economic sanction screening and enhancements
- Communicates detailed requirements to LOB, validate solution approach and monitor status
- Researches institution’s applications and data repositories to identify data sources for development of metrics and key risk indicators
- Interpret CMS policies, regulations and CMS Memos
- Manage the enrollment processing for Medicare Advantage Plans
- Spearhead projects for annual product changes
- Navigate the CMS website and other related sites for research relevant to Medicare changes
- Develop presentations on policy changes and updates
Business Analyst Regulatory Compliance
07/2007
-
04/2011
Philadelphia, PA
- Frequent and ongoing interface with Regulatory Compliance and Enrollment Production oversight team
- Train teams on CMS policy changes
- Manage CMS Audits and prepare business responses
- Provides support in the areas of vendor/factory and product compliance programs necessary to support corporate regulatory compliance requirements for all import and domestic product
- Requests, collects, analyzes and manages information from Domestic Vendors in order to evaluate on-going regulatory compliance including but not limited to Master Supplier Agreements, Product Liability Insurance Certificates, Product specific Certifications (CPC’s/GCC’s), and audit reports/certificates specific to Dollar General requirements (i.e. GFSI Global Food Safety Initiative)
- Daily monitoring of Vendor communications regarding the Global Compliance processes and requirements
- Respond/reply to vendor questions regarding Global Compliance Processes and Procedure
Education
Argosy University - Hawaii Campus
2002 - 2007
Bachelor's Degree in Business
Professional Skills
- Strong verbal and written communication skills, as well as excellent listening skills
- Demonstrated excellent interpersonal, written, and oral communication skills
- Strong time management skills with the ability to work across multiple concurrent projects and priorities
- Strong presentation, platform training and research skills
- Strong knowledge of Microsoft Office Suite and other business-related software systems, including
- Past experience working with legal counsel or governmental agencies
- Experience in preparing CMS audits and responses
How to write Analyst, Regulatory Compliance Resume
Analyst, Regulatory Compliance role is responsible for training, research, software, government, travel, insurance, design, reporting, finance, benefits.
To write great resume for analyst, regulatory compliance job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Analyst, Regulatory Compliance Resume
The section contact information is important in your analyst, regulatory compliance resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Analyst, Regulatory Compliance Resume
The section work experience is an essential part of your analyst, regulatory compliance resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous analyst, regulatory compliance responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular analyst, regulatory compliance position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Analyst, Regulatory Compliance resume experience can include:
- Proven ability to build network quickly, influence others, and effectively address audiences at all levels
- Work effectively with local contemporaries and peers in other regions to maintain a collaborative culture
- Experience in CMS regulatory compliance and enforcement
- Strong knowledge of regulatory policy and law within the position’s scope
- Manages key compliance functions including consumer complaint handling oversight, coordination of market conduct examinations/regulatory reviews
- Support the building and/or keying of Regulatory owned data, as needed, for downstream systems and processes
Education on an Analyst, Regulatory Compliance Resume
Make sure to make education a priority on your analyst, regulatory compliance resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your analyst, regulatory compliance experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Analyst, Regulatory Compliance Resume
When listing skills on your analyst, regulatory compliance resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical analyst, regulatory compliance skills:
- Strong team building, relationship management and project management skills
- Background and experience in dealing with at least two, and preferably more, of the above listed regulatory regimes and agencies
- Deadline driven - can prioritize, recognize and communicate roadblocks
- Very good knowledge of MS tools (with the particular focus on Excel)
- Related work experience
- Proficiency with Excel and performing trending analysis
List of Typical Skills For an Analyst, Regulatory Compliance Resume
1
Skills For Regulatory Compliance Senior Analyst Resume
- Demonstrable ability to influence peers, play a formative and foster a strong team spirit
- Develop and maintain trending analysis and KI’s
- Work in a collaborative environment as well as independently
- Receive and apply feedback in a subjective environment
- Developed organisational skills and ability to execute responsibilities with minimal supervision, ability to prioritise multiple tasks and bring tasks to completion within established timeframes
- Comprehensive interpersonal skills as well as oral and written communication skills
- Functional knowledge of a wide variety of insurance and annuity products, to include but not limited to Term Life, Whole Life, Universal Life, Hospital Indemnity, Critical Illness, AD&D, Dental, and Vision Insurance
- Experience interpreting CMS policies, regulations and memos
- Experience in the Enrollment process of and for Medicare Advantage Plans
2
Skills For Regulatory Compliance CTR Analyst Resume
- Attention to detail, ability to establish priorities, and meet deliverable deadlines
- Clearly articulate subject matter
- Proficiency in Microsoft Office (Word, Excel, Powerpoint, Access)
- Attention to detail and ability to implement
- High level of organization and focus
- Build and maintain organizational relationships
- Adapt and be flexible in a dynamic environment
3
Skills For Business Analyst Regulatory Compliance Resume
- Basic knowledge of product safety/regulatory agencies (CPSC, FDA, EPA, etc…) and how they function within the Global Supply chain
- Discharge the accountabilities set out in the Legal and Compliance FIM by pro-actively assisting management in identifying and containing compliance risk, monitoring, reporting and certification, fostering a compliance culture and optimizing relations with regulators
- Identifies improvement opportunities and works with Compliance Specialists to ensure proper remediation and tracking of issues
- Develops and runs compliance metrics to identify the cause of findings of non-compliance
- Leads the Regulatory Change Management process (evaluates, disseminates, and monitors relevant insurance laws and regulations throughout CNA)
- Participates in processes to strengthen the company’s compliance program and mitigate compliance exposures, such as economic sanction screening, reviews, and enhancements
- Coordinates and manages annual or special processes such as conflict of interest attestations and compliance tone surveys
4
Skills For Regulatory Compliance Data Analyst Resume
- Implement and support an effective CMS Compliance Program that meets the regulatory requirements set forth at 42 C.F.R. §§422.503(b)(4)(vi) and 423.504(b)(4)(vi)
- Engage, when necessary, with Clients or government agencies regulating or enforcing CMS regulations
- Identify and communicate new regulatory requirements and keep abreast of relevant rulemaking
- Establish a Center of Excellence (COE) for CMS Compliance covering a network of members across the company
- Collaborate with other individuals, teams and organizations already established particularly for training and for security, data integrity and protection
5
Skills For Compliance Analyst, Regulatory Response Resume
- Provide compliance guidance after review of proposed system development, new product/service offerings, and marketing materials
- Develop training and awareness materials on various areas of CMS complaince
- Implement regular and special training and awareness programs
- Support development, review and/or approval of specifications, including material specs
- Assess and monitor exposure to various CMS regulations
- Provide leadership and specialized knowledge on such laws
6
Skills For Regulatory & Compliance Documentation Analyst Resume
- Review Client/Vendor Agreements and make recommendations to limit exposure
- Establish a culture of CMS compliance
- Implement controls, workflows, and other program elements, as applicable
- Monitor system compliance requirements and escalate any issues to drive resolution
- Drive resolution of CMS complaince issues
- Track and report on remediation efforts and corrective actions
7
Skills For Analyst Regulatory Compliance Retail Bank Wealth Management Hsbc Investment Funds Inc Resume
- Regularly engage with business managers to guide and advise on CMS complaince matters
- Assist and/or advise on internal and external audits and develop and monitor corrective action plans, executing or assisting on corrective actions as appropriate
- Continuously improve program documentation in response to the above
- Strong written, verbal and interpersonal communication skills with ability to foster a collaborative working relationship with multiple functional areas, operational areas, and complex business lines
- Travel to multiple facilities as dictated by business needs
- Researches institution's applications and data repositories to identify data sources for development of metrics and key risk indicators
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