Audit Leader Resume Sample

4.9
23 votes
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Duncan Abbott
8133 Reggie Station,  Houston,  TX
+1 (555) 159 4394

Work Experience


Audit Leader
02/2017 - PRESENT
Houston, TX
  • Proven experience (8-10 years) of relevant audit experience, ideally gained in the Securities industry environment or Big 4 audit experience in such industry
  • Good understanding of capital market products, operational processes and local regulatory requirements and rich experience in auditing techniques
  • High motivation and commitment to achieve audit objectives and deadlines in a team environment
  • High standard of English and Chinese literacy
  • Provide objective and professional evaluation of Actuant’s global internal control environment and assist management in evaluating internal control effectiveness
  • Evaluates the audit team’s work. Assesses capabilities of team members and provides proactive and meaningful feedback to develop team members
  • Builds strong and effective working relationships with senior management, Internal Audit team members, ‘second line’ functions and external assurance providers
Audit Team Leader
04/2010 - 01/2017
Los Angeles, CA
  • Four Years of experience in Insurers or Financial Companies/ or experience in external or internal audit, risk departments, finance departments
  • Knowledge in solvency II regulation is desirable
  • Lead non-exempt employees in completing daily audit tasks while insuring work product is delivered in accordance with policy and within time constraints
  • Ensure collateral is accurately accounted for and is being handled in accordance with policy
  • Provide exemplary customer service to internal and external customers and take responsibility for providing solutions
  • Assists Control Manager in establishing a work plan for the department to effectively deliver service to internal and external parties
  • Understands reporting needs of Fund Administration and Auditors
  • Works closely with internal clients in Accounting Operations/Client Service Teams to ensure timely resolution of external client and auditor inquiries
Channel Leader Audit
12/2003 - 10/2009
Dallas, TX
  • Serves as a key point of contact for external clients and auditors with regard to audit servicing inquiries
  • Develops key internal relationships to proactively aid in the resolution of issues
  • Manages a team of professionals to ensure the accurate and timely delivery of audit packaging of accounting records and reports through analysis and review of fund accounting activities
  • Analyzes validity of reconciliation proofs and differences
  • Responds to internal and external auditor requests promptly and accurately
  • Participates in projects that relate to gaining efficiencies in the month end reconciliations and tax reporting
  • Addresses Fund Administration needs with timely and accurate delivery of reports
  • Participates in the interview and selection process for job applicants, and assists new staff members in learning job specific tasks
  • Conducts annual performance appraisals and provides regular feedback based on goals for direct reports

Education


Upper Iowa University - Des Moines Center
1997 - 2002
Bachelor's Degree in Accounting

Professional Skills


  • Demonstrated skill in evaluating, designing, and implementing project management processes
  • Mix of Internal and External audit experience in a corporate internal audit department, public accounting or accounting consulting firm
  • Experience leading, supervising and mentoring audit team
  • Experience auditing a manufacturing environment
  • Professional work experience in Audit or Accounting
  • Skilled at analysis and critical thinking
  • Effectively communicating with Head Office Strategy and Performance unit to fulfill requests and/or support the roll out of global strategic initiatives

How to write Audit Leader Resume

Audit Leader role is responsible for travel, research, design, manufacturing, reporting, trading, auditing, training, securities, finance.
To write great resume for audit leader job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Audit Leader Resume

The section contact information is important in your audit leader resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Audit Leader Resume

The section work experience is an essential part of your audit leader resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous audit leader responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular audit leader position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Representative Audit Leader resume experience can include:

  • Managing projects to implement strategic initiatives: creating project plans, managing project team activities and meetings, ensuring adherence to deadlines and implementing changes
  • Identifying and cost-effectively utilizing outside specialists, as necessary, to assist with the development of data analytics projects
  • Communicate and effectively present audit findings and recommendations to all levels of the organization and prepare documentation to supplement those findings
  • Collaborating with other Audit Services management team members to ensure effective data support on audit projects
  • At least four or more years of experience in public accounting and/or internal audit function of a large organization
  • At least five or more years of experience in public accounting and/or internal audit function of a large organization

Education on an Audit Leader Resume

Make sure to make education a priority on your audit leader resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your audit leader experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school

These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Audit Leader Resume

When listing skills on your audit leader resume, remember always to be honest about your level of ability. Include the Skills section after experience.

Present the most important skills in your resume, there's a list of typical audit leader skills:

  • Analyzing and measuring the effectiveness of existing processes. As well as developing sustainable, repeatable and quantifiable business process improvements
  • Strong understanding of innovation, value creation and economic principles
  • Audit (Operational) experience
  • Preparing and coordinating the execution of Master Affiliate Service Agreements, affiliate invoicing and tracking of payments to comply with Regulation W
  • Managing, training and developing direct reporting staff
  • Managing Internal Audit Strategic Planning and Budgeting process

List of Typical Experience For an Audit Leader Resume

1

Experience For Audit Team Leader Resume

  • Coaching and developing a team of dedicated auditors and supporting and promoting their career advancement within the company
  • Assisting and supporting the Vice President/Chief Audit Executive in determining and implementing the data analytics strategy for the Audit Services function
  • Researching new and emerging data analytics tools and techniques to bring profitable ideas to Georgia-Pacific’s company-wide data analytics initiatives
  • Knowledge sharing and collaborating with other Koch audit capabilities to advance their data analytics initiatives
  • Travel domestically and internationally (approximately 30%)
  • Additional education in special fields related to IT risk management would be an advantage
  • Leading the planning, execution, testing and dissemination of Audit Services’ data analytics projects within Georgia-Pacific including continuous monitoring and fraud analytics
  • Developing an internal network with business leaders to identify opportunities for data analytics that can best be met from the Audit Services team

List of Typical Skills For an Audit Leader Resume

1

Skills For Audit Team Leader Resume

  • Detailed & global visions: Strong attention to details and ability to have a global vision of a technology processes and systems
  • Automating reporting activities and expanding Data Analytics capabilities
  • Helping to develop/stretch the team while leveraging comparative advantage
  • Managing the reporting process of Internal Audit activity to the Audit and Compliance Committee, BBVA Compass Management Committee and BBVA USA affiliates
  • Monitoring and reporting audit issues activity within the Internal Audit department and to BBVA Compass and USA affiliates
  • Trading & Markets background
2

Skills For Technical Audit Leader Resume

  • Analytical & critical thinking: Capable of evaluating technology risks with strong analytical and critical thinking skills, in order to identify potential issues and improvements that add value for the Bank
  • Coordinating the Head Office approval process of External Auditor engagements requested by BBVA USA lines of business
  • Adept at critical thinking
  • Manage the execution and output of complex operational and financial internal audits and special projects while ensuring quality and timeliness
  • Present audit findings to audiences, including business Leadership, Legal and Compliance, whether oral or written
  • Support the businesses through consulting or special project activities
3

Skills For Channel Leader Audit Resume

  • Knowledge of Reporting Automation tools and/or Data Analytics/Business Information systems required
  • Compile and manipulate large data sets and use data analytics tools (e.g., using ACL, IDEA, MS Excel, Alteryx, Tableau, Qlik sense, etc.)
  • Meet the travel requirements of the role: up to 25% of the time, including overnight stays
  • Communication: Communication skills are necessary to articulate insight gained from analysis, expressing the work done both orally and in writing, in an accurate, clear and concise manner
  • Interpersonal: Collaboration with line of business clients and other auditors to achieve objectives
  • Technology knowledge: Sufficiently broad knowledge and understanding of the IT Processes such as IT infrastructure management, software life cycle, information security, disaster recovery and business continuity planning, computer operations, emerging technologies like API and cloud implementations, and cyber security
  • Curiosity, interest and capacity to continuously learn
  • Initiative, autonomy and fast integration in professional teams
  • Reporting: Make relevant recommendations regarding internal control processes and related procedures as they relate to effectiveness and compliance with bank policies and regulations
4

Skills For Internal Audit Leader Resume

  • 1) ELECTRONIC MEDICAL DEVICES OR SOFTWARE MEDICAL AREA -
  • Change agent who isn’t afraid to challenge the status quo
  • Work with all levels of management across a diverse group of businesses
  • A collaborative approach to performance of work
  • Deliver actionable insights gained from previous experience, research or compliance and financial audit activities that help business mitigate risk, improve processes and support risk-adjusted decisions. More importantly, connect and evaluate risks based on the businesses they support
  • Deliver actionable and profitable insight through review of effectiveness, efficiency and controls of business operations that help in meeting organizational goals, mitigate risk, improve processes and support risk-adjusted decisions
  • Strong collaboration with management to recommend cost-effective solutions to address process challenges, design and control gaps, and operating deficiencies. Follow-up with management to ensure remediation is adequately implemented
  • Quickly and proactively build a deep understanding of GP’s Internal Financial Control Standards, policies and guidelines, as well as financial risks associated with each business and business capability
  • Manage, supervise, motivate and teach less-experienced staff
5

Skills For GIA Audit Team Leader Resume

  • Execute test of controls and develop practical and cost-effective recommendations for GP’s portfolio of businesses
  • Professional work experience in Audit and/or Data Analytics
  • Implementation roll-out or implementation team experience
  • Years of supervisory or managerial experience: 2+ years
  • Problem solver, effective influencer, and change agent
  • Effective leader of people and teams
6

Skills For Audit Channel Leader Resume

  • Prepare project work-plans, understand and evaluate processes and related controls
  • Review the team’s audit reports that clearly and accurately communicate audit findings
  • Continuously improve the audit process through innovation
  • Coach and develop team members and administrative reports
  • Experience in one of the following: audit, technology risk management, information security, IT program management, technology governance, or availability management
  • Knowledge in MS Office products including Excel, Word, and PowerPoint required
7

Skills For Central Audit Leader Resume

  • Understand and analyze business processes
  • Professional designation (CISA, CISSP, CIA, etc.) is required
  • Able to tackle complex issues and drive concrete, actionable, and practical solutions
  • Take ownership of internal audit’s relationship with one or more areas of the business —understand what they do, the risks they face, and how they manage them
  • Issues draft findings to internal client (business partner) management
  • Drafts final audit reports for review by the engagement supervisor and Senior Audit Manager
  • Coaches junior staff regarding required knowledge and skills Senior Lead Auditors exhibit understanding of related business functions that include technology, operational, financial, and regulatory understanding across multiple businesses
8

Skills For Leader of Internal Audit Resume

  • Lead, plan, and perform operational audits and projects, including risk assessments, documenting processes and key controls, creating audit procedures to test the design and operating effectiveness of the key controls and reporting identified issues
  • Evaluates the audit team’s work. Actively participates in the training of new auditors
  • Leads the more complex audits and is directly involved in audit work that needs special attention because of the complexity or the risk
  • Coordinates and controls fieldwork according to the audit plan – assigns tasks, identifies aspects that require changes in the work, controls time and expenses and resolves questions. Ensures all relevant risks have been covered during the audits. Drafts audit reports
  • Testing & validation: Assess technology risk level enterprise-wide and determine adequacy of implemented controls. Validate implemented controls by designing and executing audit tests during system, application and IT process reviews. Communicate and document process and risk understanding and evaluation, including the identification of potential issues and improvements

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