Bank Officer Resume Sample
Elsie Bechtelar
2418 Guadalupe Mountains,
Dallas,
TX
+1 (555) 831 6811
Work Experience
Retail Bank & Mortgage Chief Risk Officer
11/2017
-
PRESENT
Chicago, IL
- Executes self-assessment programs and centralized reviews to effectiveness and efficiency of Business Line internal controls. Includes independent testing, documentation, objective evaluation, verbal discussion and reporting
- Under general supervision, manages a Business Line, executing monitoring activities associated with an independent Level 2 Control function. Ensures activities are performed accurately, thoroughly, and in accordance with dynamic regulatory, operational risk requirements, and/or industry best practices; and activities meet timeframe standards
- Develop and implement BSA, AML, and Sanctions compliance procedures for the Bank, as well as ongoing review and/or revision of existing BSA, AML, and Sanctions compliance procedures based on changes in applicable laws/regulations
- Serve as a liaison with federal, state regulators and Group Internal Audit during the BSA/AML and Sanctions examination and audit processes
- Provide advice and guidance to business and management on existing and emerging BSA, AML, and Sanctions risks, requirements and issues
- Conduct or ensure BSA, AML, and Sanctions-related monitoring and testing are performed to evaluate compliance with new and existing federal and state laws and regulations that govern the Bank
- Coordinate with third-party and affiliate BSA/AML and Sanctions leadership on matters relating to the Bank's BSA/AML and Sanctions Program
- Coordinate with other risk control functions and leverage internal audit and external reviews to develop a complete and integrated view of BSA, AML, and Sanctions compliance risks
Bank Protection Officer
08/2013
-
10/2017
Philadelphia, PA
- Oversee an effective BSA/AML/OFAC risk assessment process that meets industry and regulatory standards
- Oversee an effective customer and enhanced due diligence risk rating and monitoring program to include initial and ongoing assessments, and review and analysis of suspicious account activity
- Oversee an effective OFAC Sanctions program, including performing risk assessments of other sanction reports to include in the monitoring program and implementing appropriate controls to mitigate terrorist and other illegal entities from facilitating transactions through the Bank
- Recommend procedures changes as necessary to the business and operations units
- Regular reporting to ERMC and management on BSA/AML statistics, SAR filings and updates to remediation of any BSA/AML/OFAC audit and/or regulatory findings
- Establish and maintain appropriate AML/SAR investigation, review and reporting processes that promote consistent decisions; adequate investigation and research; and complete and detailed documentation
- Develop, enhance, implement and administer the BSA/AML/OFAC monitoring systems to ensure that appropriate parameters are in place to identify suspicious and/or fraudulent activity
Bank Secrecy Act Officer
09/2006
-
02/2013
Los Angeles, CA
- Responsible for the overall development and deployment of appropriate training, updates, and oversight programs with respect to BSA/AML for all employees and the Board
- Responsible for ensuring all required regulatory reporting is conducted in a timely, accurate, and compliant manner, including the filing of CTRs, SARs, as well as FinCEN 314(a) and 314(b) reporting, and Department of Treasury required annual reporting of Blocked OFAC funds
- Provide assistance to business and support units in the interpretation of regulations and the Bank’s policy and procedures and disseminate information on matters affecting compliance with related programs
- Stay abreast of and analyze developing industry and compliance trends, scams or schemes, and changes to related laws and regulations. Advise Senior Management of emerging risks, new or amended laws, regulations, or agency guidance and recommend and implement changes and controls to mitigate those risks
- Oversee the administration of the Verafin FRAML system to ensure that model validation and change management processes, maintenance, quality assurance, including testing and trouble-shooting, and access controls is handled effectively
- Act as the primary liaison with regulators and auditors with respect to BSA/AML and OFAC examinations and audits and oversee remediation of identified issues
- Lead the strategic planning process for the BSA/AML/OFAC function in a manner to support the corporate strategic objectives and plans
- Prepare a budget and monitor variances
- Perform or oversee supervision of BSA/AML/OFAC management and staff. This includes hiring, training, personnel development, performance appraisals and annual compensation reviews
Education
Wittenberg University
2000 - 2005
Bachelor's Degree in Business
Professional Skills
- Service oriented with excellent interpersonal and communication skills
- Computer skills with proficiency in spreadsheet and word processing applications
- Good interpersonal communication and co-ordination skills
- Display exceptional customer service and communication skills
- Balancing competing agendas and priorities throughout the day to ensure all parties receive exemplary service and an effective outcome
- Banking experience ideally with exposure to Treasury Operations
- A strong customer service focus, providing the same level of service, irrespective of where the client resides i.e. locally or offshore
How to write Bank Officer Resume
Bank Officer role is responsible for wireless, compensation, credit, retail, finance, training, auditing, reporting, travel, government.
To write great resume for bank officer job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Bank Officer Resume
The section contact information is important in your bank officer resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Bank Officer Resume
The section work experience is an essential part of your bank officer resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous bank officer responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular bank officer position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Bank Officer resume experience can include:
- Proficient manager and leadership skills, including those pertaining to selection, coaching, performance appraisal, compensation review and conflict resolution
- Previous credit experience desirable
- Proactive with ability to work independently and also have strong team player attributes
- Possess a current and valid State of Tennessee Armed Security License
- Possess a current and valid driver’s license
- Verifying and matching incoming correspondence and confirmations
Education on a Bank Officer Resume
Make sure to make education a priority on your bank officer resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your bank officer experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Bank Officer Resume
When listing skills on your bank officer resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical bank officer skills:
- Demonstrates strong partnership with Loan Services; ensures accuracy of booking and funding and timely processing of new loan packages
- Resourceful and able to work effectively as an individual as well as in a team
- Good understanding of the Australian market and knowledge of SWIFT and Australian settlement systems (Exigo, RITS, RTGS)
- Perform analysis of BSA related data to draw conclusions about the effectiveness of BSA monitoring systems, processes, and tools utilized by the BSA Department
- Reviews loan documentation prior to closing to ensure accurate representation of business terms and conformity to credit approval and policies
- Relevant working experience
List of Typical Experience For a Bank Officer Resume
1
Experience For Bank Protection Officer Resume
- Interact effectively with all levels of management, legal counsel, law enforcement, regulators, and examiners while maintaining strict confidentiality
- Good attitude and disposition
- Managing CCB’s implementation of other key regulatory initiatives such as FATCA and Common Reporting Standards (CRS)
- Maintain a proficient knowledge and understanding of BSA-related rules and regulations, including but not limited to, the BSA, USA PATRIOT ACT, and OFAC
- Identify and address regulatory changes that impact the business units and assist in implementing procedures and processes necessary to comply with regulations
- Keen to learn and willing to multi-task independently under time critical environment
- Proficient in Microsoft Office suite (Work, Excel, PowerPoint) and SharePoint
- Washington State drivers license and auto insurance. Position involves limited travel
- Develop and implement quantitative statement of operational risk appetite for CB
2
Experience For Bank Secrecy Act Officer Resume
- Articulate and ensure proper linkage between operational risk appetite, Risk Control Self Assessments (RCSA) and other components of the Operational Risk Management Framework including capital and metrics
- Oversee all aspects of Patelco’s BSA/AML programs
- Monitor and track BSA/AML high-risk customers and accounts
- Manage exempt person filings for CTR purposes
- Develop and update/maintain BSA related policies, procedures, risk assessments, and documentation
- Assist in the administration of independent, state, and federal regulator and auditor examinations and coordinating/monitoring corrective actions taken to ensure deficiencies are remediated
- Make BSA/AML-related recommendations to the SVP of Risk Management, senior management, and/or the Board when and where appropriate
- Oversee the BU credit risk measurement, management, and assessment processes to ensure compliance with policy and the MSBNA’s Risk Governance Framework
3
Experience For Retail Bank & Mortgage Chief Risk Officer Resume
- Display a high level of Customer Service at all times, and encourage peers to do the same
- Display a risk-averse nature and follow established procedures at all time
- Assist in global systems implementation in CCB HK
- Liaise with external local/ foreign lawyers to obtain legal opinion and coordinate with internal parties (Business teams, Risk Documentation Team, Credit Administration/ Operation Team and Legal Department) to speed up the document review process
- Drive critical enhancements to the Manager’s Control Assessment (MCA) program through alignment with evolving risks as well as changing business needs and policies, and ensuring the mapping of the Regulatory Control Matrix to the MCA is comprehensive
- Serving as CCB’s business representative on Citi-wide project teams that drive consent order/MRA initiatives (e.g., Enterprise-Wide Reviews (EWR), Trade Finance, privacy, etc.)
- Embedding all regulatory related controls into CCB’s broader operational risk framework including Manager Control Assessment (MCA) and Key Operational Risk (KOR)/Key Risk Indicator (KRI) development
- Manage and maintain the Bank’s Business Continuity and Technology (IT) Disaster Recovery Program. Ensure that a written DR/BCP is maintained in a current state at all times and ensure adequate testing throughout the year as necessary to confirm the adequacy of the DR/BCP
- Oversee and report to the CIO, Enterprise Risk Committee (ERC) and the Board’s Audit and Risk Committee (ARC) on the sufficiency of the Business Continuity and Security Programs
4
Experience For Business Continuity & Bank Security Officer Resume
- Manage the Bank’s Security Program and ensure that a written Security Program is maintained in a current state at all times to provide for the physical security of the Bank’s employees, customers and facilities
- Mitigate the Company’s exposure to physical security risk and/or loss by implementing sound policies, procedures and practices and maintaining vigilant maintenance of Bank-wide security apparatus and mechanical devices as well as business recovery processes
- Assist as needed in the investigation of cases involving substantial loss caused by fraudulent access to the Bank’s premises or books and records
- Escalate all customers’ request and complaint received during the case investigation
- Oversee the Bank’s market risk, credit risk, operational risk and second line for liquidity risk management
- Liaise with the regulators on risk related issues; Ensure the Bank’s risk management complies with the applicable laws, regulations, rules, regulators’ guidance and expectations, as well as the Firm’s/Bank’s policies, procedures, guidelines and process
- Handle and prioritize multiple tasks with tight timeline
- Leadership experience a definite advantage
- Own MSBIC’s risk governance, and the Market, Credit and Operational Risk Management Policies for MSBIC, and oversee the implementation of these policies
5
Experience For Private Bank Funds Operations Officer Resume
- Responsible for setting up and maintaining the Bank’s risk appetite, market and credit risk limit framework, stress testing and capital-related projects including ICAAP, MPA, etc
- Report and/or escalate material risk matters to the MSBIC senior management, the relevant governance body according the bank’s risk management policies including MSBIC Risk Committee or MSBIC Board of Directors, as appropriate
- Process/perform data entry for all verified requests on timely and accurate basis
- Customer Service - Zero customer complaints / feedback
- Fully conversant with process/ SLAs/ regulatory requirements
- Coordinate review and follow up for integrity in details of credit facility structure and other risk data
6
Experience For Senior Bank Operations Control Officer Resume
- To liaise with Relationship Managers (RMs), Compliance Officers of business units and correspondent banks on AML/sanction hits till proper resolution
- To manage the team’s mailbox to ensure all exceptions (hit escalation) are accounted for and reconciled
- Handling the day to day processing of trade operations transactions like Import and export collection, reimbursement claim, trade loan (Invoice financing, Freight loan, Draft loan), working capital loan and term loan
- Check the Applications, Instructions, Documents to ensure completeness
- Accurate and timely processing of Operation's transactions, including but not limited to Treasury settlements, Remittances, Retail deposits, clearing and account opening / maintenance
- Reconciliation of systems, positions (eg. FX, nostro, P&L) and accounts
- Preparation, reconciliation and verification of daily and monthly reports submitted to Treasury, management, Head Office and regulators
- Support credit operations when required
7
Experience For Chief Risk Officer, Morgan Stanley Bank Resume
- Internal despatch of documents to Ops Dept
- FT Upscale Security Officer (Tampa, FL)
- Youth Specialist II-Stuart, Florida
- Traditional Security Officer (Modesto, Ca)
- Upscale Security Officer (Phoenix,AZ)
8
Experience For Bank Operations Control Officer Resume
- Deployment Response Security Officer
- Custom Protection Officer / Flex (Miami, FL)
- Custom Protection Security Officer-FT
- Deployment Custom Protection Security Officers
- Bank Protection Security Officer- Armed
- Custom Protection Officer - Armed
- Custom Protection Security Officer Flex
- Head of Operations - G4S Secure Solutions - Nigeria
9
Experience For Treasury Management Officer Technology & Life Sciences Industry Commercial Bank Middle Market & Specialized Industries Resume
- Security - Custom Protection Flex Officer
- Multiple Site Custom Protection Officer
- Uniformed Security Specialist (Facebook)
- Multiple Site - Custom Protection Security Officer
- Security Officer/Security Guard
- Bank Protection Officer - Armed
- Inmate Transportation Officer
- Bank Protection Officer Flex
- Area Road Security Supervisor I
10
Experience For Contract Bank Officer Resume
- Upscale Security Officer - ISOC Security Alarm Monitor
- Security Officer / All Shifts
- Security Officer - Upscale Security
- Upscale Security Officer- FT
- Security - Detention Officer
- Upscale Security Officer BOCA
List of Typical Skills For a Bank Officer Resume
1
Skills For Bank Protection Officer Resume
- Preparing and dispatching customer correspondence and confirmations
- Working knowledge of Key’s commercial credit policy, credit process, products and systems
- Working knowledge of Microsoft excel and word applications
- Processing of trade finance transactions
- Scanning and data entry of documents into the workflow system
2
Skills For Bank Secrecy Act Officer Resume
- Act as the Market Risk manager for MSBIC, responsible for identifying, measuring, monitoring and managing the market risk for the bank L1-SC2
- Analyze data and metrics for management reporting and responding to audit requests for information
- Takes broad perspective in evaluating and providing solutions
- Assist in streamlining and standardizing of credit process for Business and/or CLM and end-to-end process across business, risk and operation teams
- Accurate and timely processing of settlements, including payments through various settlement systems (ie. SWIFT, Exigo and RITS)
- Perform mail opening and sorting of documents
- Security Officer Hiring Event - Open House 4/7 (Riverside, CA)
- Security Officer Hiring Event
3
Skills For Retail Bank & Mortgage Chief Risk Officer Resume
- Assistant Site Manager - Healthcare Setting
- Summarizes results of the risk assessments and create actions plans to remediate risk or document compensating controls to mitigate risk
- Familiar with MS suite of applications, including Word, Excel, Powerpoint
- Team player with a proactive and positive learning attitude
- Operation of a Personal Computer and viewing information on a monitor
- Assist in collateral monitoring related works
- SLA - Ensure that the team complete the processing within agreed SLA/ project timeline
- Error Rate - Achieve zero human error and operating losses
4
Skills For Business Continuity & Bank Security Officer Resume
- Support processing and approval of credit related referrals with Sales and CLM colleagues
- Support development of work flows and procedures to enhance the credit underwriting and fulfillment processes
- To assess and review daily AML/sanction hits in AML Screening system’s exception queue
- Perform testing on OCR system
- Certified Regulatory Compliance Manager, Certified Anti-Money Laundering Specialist, or equivalent current professional or regulatory certification, required
- Consumer Secured Lending
- Be able to work flexible schedule
5
Skills For Private Bank Funds Operations Officer Resume
- Armed Flex Custom Protection Officer (Beaufort, SC)
- Upscale Flex Security Officer (New York, NY)
- Upscale Security Officer (Los Lunas, NM)
- Armed Custom Protection Security Officer (Los Angeles, CA)
- Armed Upscale Security Officer (Westlake Village, CA)
- FT Patient Support Staff Involuntary (Raleigh, NC)
- Bank Protection Officer (West Palm Beach, FL)
- Upscale Security Officer (Phoenix, AZ)
6
Skills For Senior Bank Operations Control Officer Resume
- Custom Protection Security Officer (Williamsburg, VA)
- Custom Protection Security Officer (Richmond, VA)
- Upscale Security Officer / Guard (San Antonio, TX)
- Upscale Security Officer Flex - Various
- Custom Protection Officer (Atlanta, GA)
- Armed Upscale Security Officer - P/T (Moorpark, CA)
- Upscale Security Officer Flex (Washington, DC)
- Custom Protection Officer - Armed (Cleveland, OH)
- Upscale Security Officer (Morganton, NC)
7
Skills For Chief Risk Officer, Morgan Stanley Bank Resume
- Bank Protection Officer (Mesa, AZ)
- Bank Protection Officer (Phoenix, AZ)
- Custom Protection Officer - Flex (Corona, CA)
- Armed Rest Area Security Officer (Tallahassee, FL)
- Security Officer (Apple Valley, CA)
- Upscale Security Officer (Baltimore, MD)
- Custom Protection Security Officer Flex (Tempe, AZ)
- Security Officer (Carteret, NJ)
8
Skills For Bank Operations Control Officer Resume
- Custom Protection Officer (Albuquerque, NM)
- Upscale Security Officer (Portland, Oregon)
- Upscale Security Officer (Atlanta, GA)
- Bank Protection Officer (Baltimore, MD)
- Security Officer / Security Guard (Bridgeport, CT)
9
Skills For Treasury Management Officer Technology & Life Sciences Industry Commercial Bank Middle Market & Specialized Industries Resume
- Upscale Security Officer (Charlottesville, VA)
- Custom Protection Office (Anaheim, CA)
- Upscale Security Officer / Security Guard (Phoenix, AZ)
- Upscale Security Officer / Security Guard (San Tan, AZ)
- Security Operations Center Operator (Forest City, NC)
10
Skills For Contract Bank Officer Resume
- Upscale Security Officer - Flex (San Diego, CA)
- Bank Protection Security Officer (Atlanta, GA)
- Security Officer / Security Guard (Kansas City, MO)
- Armed Custom Protection Security Officer (Washington, DC)
- Custom Protection Officer (Virginia Beach, VA)
- Bank Protection Security Officer
- Site Supervisor (Norcross, GA)
- Armed Custom Protection Security Officer (Phoenix, AZ)
List of Typical Responsibilities For a Bank Officer Resume
1
Responsibilities For Bank Protection Officer Resume
- Meticulous, accurate and possesses good sense of urgency
- Keen to work in a legal and compliance environment
- Pleasant personality and able to work independently as well as with all levels of staff
- Highly responsible/reliable, meticulous, organized individual
- Keen interest to learn and develop individual’s capabilities
- Lift or carry up to 20 pounds
2
Responsibilities For Bank Secrecy Act Officer Resume
- Speak English and express ideas and have difficult conversation in person and over the telephone
- Eye for detail and meticulous
- Preferably 1 to 2 years of knowledge on AML/sanction screening and conversant in SWIFT knowledge and provisions, regulations and guidelines governing wire transfers
- Resourceful and eager to be part of the team to deliver service excellence and possesses quality mindset
- Able to work staggered hours or shift on rotation basis, whenever required
3
Responsibilities For Retail Bank & Mortgage Chief Risk Officer Resume
- Preferably possesses a Diploma in Business Administration
- Mature, meticulous and possess a high level of discretion and integrity
- Proficient in Microsoft applications/ IT savvy would be an advantage
- Diploma in any field; fresh polytechnic graduates are welcome to apply
- Meticulous and detailed in their work
- Understand regulatory requirements and relevant government regulations
4
Responsibilities For Business Continuity & Bank Security Officer Resume
- Support with application and server inventory management and infrastructure and application control evergreen processes
- Support technology control toll-gate processes
- Analysis and implementation of oversight processes in compliance with Luxembourg legislation and Bank’s policies
- Custom Protection Security Officer FT Flex
- Multiple Site Security Officer, CPO
- Uniformed Security Specialist - Facebook Data Center
- Upscale Security Officer - Overnights
5
Responsibilities For Private Bank Funds Operations Officer Resume
- Upscale Security Officer - PT
- Bank Protection Officer -Armed
- Bank Protection Security Officer - Armed
- Upscale Security Officer - Flex
- Critical Facility Security Officer - CFO
6
Responsibilities For Senior Bank Operations Control Officer Resume
- Multiple Site - Upscale Security Officer
- Multiple Site - Traditional Security Officer
- Drives the loan documentation closing process by ordering loan documents, identifying items and conditions to be satisfied, the party responsible, and obtaining and reviewing due diligence required for the transaction
- Works closely with multiple parties including outside counsel, RM and support staff, borrowers, borrower’s counsel, title companies, escrow officers and other lenders to achieve a well-coordinated and timely loan closing
- Adheres to bank compliance procedures. Knowledgeable concerning applicable federal, state and compliance regulations, including the BSA/AML program, USA Patriot ACT, OFAC, and related due diligence
- Upscale Security Officer/Rover
- Upscale Security Officer Armed
7
Responsibilities For Chief Risk Officer, Morgan Stanley Bank Resume
- Deployment Response Officer
- Consumer Loan Operations
- Patient Support Staff-FT
- Bank Officer / Armed
- Bank Custom Protection Security Officer
- Critical Facility Officer
- Inmate Transport Officer
8
Responsibilities For Bank Operations Control Officer Resume
- Systems Engineer III
- Site Supervisor CPO
- Perform routine monitoring to determine the extent of compliance with regulations, laws, policies and procedures. Work with branches and operational units to investigate transactions or trends that are suspicious in nature, communicate the results of reviews to the appropriate levels of management, and follow-up to ensure issues are addressed and/or escalated for resolution
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