Business Control Resume Sample
Manuel Dicki
8145 Fritsch Harbors,
Philadelphia,
PA
+1 (555) 310 5665
Work Experience
Head of Global Business Control Function
02/2017
-
PRESENT
Houston, TX
- Work experience of 6+ years in Financial industry
- Work closely with HR in defining driver for people cost budgeting
- Gather relevant information from other business functions for budget planning and forecasting (F1, F2, F3) , focusing on people cost to support FP&A consolidation of PPT overall budget and forecast
- Provide recommendations to the business functions regarding people cost budget planning and forecasting processes (including headcounts and OT planning)
- Coordinate with Plant Controller, HR, and other business functions to oversee PPT people cost
- Act as Business Continuity Planning (BCP) coordinator; review any BCP related matters and coordinate any tests for the branch offices to comply with the firm’s policy and regulatory requirements
- Support the Global BCM in overall Global Trade & Loan Product Risk Control Self Assessment (‘RSCA’) governance within the region
- Ensure Trade’s adherence to and compliance with the Model and Third Party Vendor policies and procedures within the region
Business Control
12/2011
-
11/2016
Philadelphia, PA
- Credit specific derivatives experience is not essential (other asset classes are acceptable), but knowledge of the basic workings of credit markets and products is a requirement
- A broad understanding of the relevant concepts of technical accounting (US GAAP /IFRS)
- Good practical I.T. skills, particularly Excel and Word
- Error documentation – Conduct a mini front-to-back analysis of errors in Capital Markets to determine if an enhancement is needed to a function/process is needed and report this into the Firm’s RECAP error tracking application
- Regulatory monthly report – Keep track of open regulatory inquiries and prepare a deck to senior management on a monthly basis and tying this into the group’s RCSA plan
- Maintaining key relationships and representing the PC agenda in meeting with functions such as Front Office, COO, Market Risk, Credit Risk, Technical Accounting, Financial Modeling, etc.
- Managing a close relationship with on-shore Line Control teams (PC P&L production) to ensure that daily, weekly and monthly hand-offs are efficient and that there is no gap in PC’s overall control model
- Work experience of 3+ years in Financial Services industry
- Accounting qualification desirable.
Junior PC Business Control
02/2006
-
07/2011
Chicago, IL
- Oversee non-technology, non-operations (‘NTNO’) semi annual critical control and annual non-critical control substantiation in region
- Coordinate Regional Business Insurance Committee (Citi’s internal Governance forum on all insurance matters)
- Maintain oversight over emerging and existing key risks, controls, corrective actions and enhancement initiatives on an end-to-end basis
- Promote a strong culture of risk and control awareness and compliance with policies and requirements in the Commercial Bank
- Partner, coordinate and interact with other Control units such as the Branch Oversight Function (BOF), Second Level Control functions such as Enterprise Risk Management (ERM), Operational Risk Management (ORM), Country Legal, Country Compliance, and Country Finance, and Internal Audit on Commercial related risk and control activities
- Lead and assist initiatives for providing training and raising awareness on risks and controls
- Investment Banking experience either through line Product Control experience or relevant Audit background
Education
University of New Mexico Valencia Campus
2001 - 2005
Bachelor's Degree in Business Administration
Professional Skills
- Strong analytical skills, good ability to review documentation / processes / governance, excellent writing and presentation skills
- Combine business and technology skills with strong leadership, communication, negotiation, facilitation, and presentation skills
- Strong interpersonal skills with ability to work different geographies and cross functional partners
- Excellent command of computer skills specifically Microsoft Excel and Power point
- Strong interpersonal and communication skills and high integrity
- Strong analytic skills/aptitude
- Good verbal and written communication skills including Excel and PowerPoint applications
How to write Business Control Resume
Business Control role is responsible for excel, interpersonal, integration, retail, finance, credit, training, reporting, manufacturing, design.
To write great resume for business control job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Business Control Resume
The section contact information is important in your business control resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Business Control Resume
The section work experience is an essential part of your business control resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous business control responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular business control position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Business Control resume experience can include:
- The ability to effectively multitask in a fast paced environment and prioritise workload with minimal supervision
- Highly developed numerical skills
- SAP System Knowledge/Skills
- Effectively communicate relevant project/practice information to superiors and peers
- Experience of working in a controls-based environment and implementing / measuring risks and / or controls e.g. Finance, Risk, Compliance, Bus. Man
- Previous experience in market risk/derivatives trading/structuring (beneficial)
Education on a Business Control Resume
Make sure to make education a priority on your business control resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your business control experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Business Control Resume
When listing skills on your business control resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical business control skills:
- Good interpersonal skills to build an effective working relationship with all stakeholders,
- Good communications skills in English,
- Proficient analyzing skills of operational and financial data in a structured approach,
- Great leadership skill with strong analytical and problem solving capability
- Experience of leading a project team and a proven delivery track record
- Recent Project Management Experience including the ability to prioritize work and meet timelines
List of Typical Experience For a Business Control Resume
1
Experience For Head of Global Business Control Function Resume
- Working with the BUK CCO functional teams to develop, implement and maintain a control and compliance assurance strategy which drives a performance environment which is aligned to business objectives and the BUK Vision and meets the needs and expectations of key stakeholders
- As part of the BUK CCO leadership, contribute effectively to the creation and embedding of a best in class 1st line controls strategy
- Experience interacting with auditors and regulators.
- Professional Domain experience in one or more of the following areas
- Contribute to the medium / short term planning process to ensure that Reg/Man Change initiatives are properly reflected and accounted for in the business
2
Experience For CIB Bacc-business Control Resume
- Maintain expert and up to date knowledge of industry and competitor approaches to risk assessment; governance and control to ensure that business strategy us market leading
- Good understanding of the truck industry, the retail business environment and strong customer focus
- Essential Educational and/or Training Qualifications and Certificates
- Month end reporting of Financial input of the plant to HO for BCS submission
- Analysis of the Operations including AP on a regular basis
- Analysis of BOM and routing in SAP and ensure accuracy of the rolled up cost of the machine in SAP
- Month end closing reports on Operations, Technology, P&SM to HQ
3
Experience For Senior Director, In-business Control Resume
- Communicate & Secure Understanding
- Business Case/Risk Analysis and Scenario Building
- Strategic Understanding and Holistic View
- Project oversight, reporting and routines management
- Develop appropriate strategies for achieving goals
- Develops and maintains the Group’s financial steering mechanism and actively drives Resource Allocation management
- Cash Flow and Working Capital Management
- Commercial mindset and result-oriented
4
Experience For Head of Business Control Resume
- Proficient knowledge of Microsoft Office applications, especially Excel
- Keep BRMs governance, issue log and material
- Work with method to take the best from the time
- Defend Rules and regulation from FPP
- Manage open issues to ensure timely execution and resolution. Assist with building action plans and manage progress to milestones for identified audit issues for the font line unit
- Work with Audit, business SMEs, project teams, LRC partners and others as needed to complete and validate issue resolution for front line unit
5
Experience For Director, Business Control Resume
- Maintain accurate and detailed project plans for each issue and provide updates to key stakeholders and executives on a consistent basis
- Support front line unit High Risk Processes other Operational Excellence activities
- Product Cost calculations of the Bangalore Plant and compliance to FPP C3
- Preparation of Business plan of the Bangalore Plant and its submission in 4C system
- Calculation of the Direct labour cost and Overhead conversion cost of the Plant
- Preparation of Business analysis report and its submission to HO
6
Experience For Director Group Business Control Resume
- Provide Financial support to Technology & CST teams
- Analysis of Cost centre expenses and provide Actual Vs Forecast on a regular basis
- Download Financial reports from Essbase and report the actual results for the month
- Work closely with the team to ensure the accuracy and all policies are adhered to per FPP
- Ensure accurate Financial reports are made on a timely basis and made available to the internal customers
- Analyze, Collect & Structure Information
7
Experience For Business Control Function Lead Germany Resume
- Knowledge and Application of Volvo Financial Policies and Procedures
- Region Sales and Finance team
- Anticipate team impacts and propose alternative business solutions
- Assess Program/Project Risk and develop Mitigation Plans
- Develop/maintain the project integration share point content
8
Experience For Business Control Mgr Resume
- Utilize sound business judgment and tailors approach to drive optimal business outcomes
- Work independently with little supervision; self-motivated and results-driven
- MS Office Proficiency (Excel, Power Point, Word, and Visio)
- Overall Financial Knowledge
- Volvo CE Main Processes
- Cost Analysis (E.G. R&D, SCS, SG&A, Warranty)
9
Experience For Latin Currencies & Emerging Markets Business Control Resume
- Overall Business Control
- Head office in India
- Global Technology team
- HR / Administration
- Lead his/hers team
- Global CST team
- Legal Requirements Change Issue & Action Plans: Support the full lifecycle of LRC issues and action plans by capturing details in the Operational Risk System, tracking progress to ensure timely closure, ownership change updates, close action plans after obtaining appropriate evidence to substantiate closure, escalation of potential delays, obtain approval for extensions
List of Typical Skills For a Business Control Resume
1
Skills For Head of Global Business Control Function Resume
- Strong operating risk and controls experience
- Process Management skills/aptitude
- Good understanding of Engineering Bill of Material and Routing
- 3-7 yrs banking / accounting experience
- Consolidation Understanding and IFRS Accounting Knowledge
- Experience in Public Accounting or equivalent internal audit function
2
Skills For CIB Bacc-business Control Resume
- Chair Business Control forums to ensure there is effective reporting, oversight and management of the business control environment
- Experience in information technology either systems development or infrastructure
- Experience in Audit or Risk Management
- Ensure effective interaction with all regulators, ensuring they are kept informed of key risk and issues and provided all relevant details
- Experience with Investment Management Legal, Compliance and regulator issues
- Experience in manufacturing or operations or consultancy background in the above is an advantage,
- Can work well under pressure with the ability to prioritize work and multi-tasking
- Set priorities, follow through with assigned tasks with limited supervision
- Hands on experience in CO module in SAP
3
Skills For Senior Director, In-business Control Resume
- Relevant experience in markets controls/supervisory activities in a relevant trading risk, middle office or control functions
- Multi product experience, e.g. Card, Deposits, CVL, Home Loans
- Strong attention to detail, an inquisitive mind-set and an ability to challenge the status quo
- The confidence and self awareness to work as a single representative in a global team and act as a good ambassador to the team
- The ability to formulate clearly and present information in an effective manner
- Responsible for Sarbanes Oxley compliance and support of management’s assertion over effectiveness of internal controls
- Strong ability to lead major projects, programs or processes involving cross-functional teams
4
Skills For Head of Business Control Resume
- Good knowledge in financial systems
- Concern for Effectiveness
- Manage routines for intake and prioritization
- Build strong partnerships at the senior leader level; can influence outside of direct organizational alignment
- Proven ability to manage multiple, differentiated tasks simultaneously
- Securing financial governance, forecasts and reporting
5
Skills For Director, Business Control Resume
- Preparing material for Steering Group from VBLA, and all core meetings, aligned with stakeholders
- Understanding of Collections Services and Technical Support
- Supporting with Financial analysis for business development
- Assist with Business Control reporting and testing (issue updates and control activity reporting) as needed
- Proactive goal-setting and the structuring of plans, actions and identification of appropriate resources (people and materials) required to achieve objectives
- Budget and Forecasting Process Understanding
- Attend and contribute to the performance boards for your business area ensuring all MBR / Principal Risk, Group and BIA are discussed and acted on accordingly
- Active participation during the identification and tracking of issues/ risks and identification of action plans to resolve issues/ risks maintaining momentum on mitigation plan deliverables
- Competency with Microsoft Office: Outlook, Word, PowerPoint, Excel
6
Skills For Director Group Business Control Resume
- Run the team in control including cost centre management, operating model and strategic goal setting, with a specific focus also on colleague capability to deliver Conduct & Control’s goals
- Be the CEO’s trusted advisor on all 1st line of defence matters and, leveraging the functional teams, ensure the CEO discharges the SMR responsibilities where these are held
- Ensure effective interaction with Group and BUK CCO functional teams, CEO and leadership teams of relevant business unit and the second and third lines of defence, keeping them informed of key risks and issues at all times and to ensure that services provided are in accordance with risk and control frameworks
- Participate in external forums as a means to establish and maintain networks in banking/financial services and identify developments and trends related to risk and control
- Build, coach and lead a high-performing team, being responsible for their performance and development as their line manager and functional leader
7
Skills For Business Control Function Lead Germany Resume
- Trade (and Loan) product knowledge necessary
- Work in cross functional teams across the organisation
- Analyzing: Assessing information using a focused analysis and evaluation, gaining insight into cause and effect relations whilst using a critical and rational manner and differentiating the essential from the non-essential
- Knowledge of Costing and Audit procedures to maintain fool proof Accounting system
- Change management: ability to endure and drive change organizationally and operationally, both internally and externally
- Proficient with Microsoft Excel and Power point,
- Able to interpret operational and financial data and present results in a clear and concise format,
- Able to work independently in a dynamic work environment,
8
Skills For Business Control Mgr Resume
- Can work as a team as well as individual contribution
- Through knowledge of Accounts with ability to guide and maintain accuracy in day today work
- Collaborate with the internal divisions and process owners to identify, document and assess process risk control elements, identify and remediate control gaps or weaknesses, and manage control performance essential to managing operational standards and compliance to applicable policies, laws and regulations
- Assist business and process owners with assessing compliance to policies and standards, understanding policy impacts, self-assessing control design and performance, and inspecting evidence of control design and operation
- Assess the adequacy of controls and their ongoing effectiveness; proactively find areas of improvements and efficiencies that can be performed within existing business control processes
- Provide guidance and coaching to associates with the usage of risk tools and processes; with good understanding of GBS CRM SDD
- An understanding of one of the Investor Services product areas and associated processes i.e. custody, clearing, settlements, securities lending, fund services
- An appreciation of some of the key regulations and themes impacting global transaction banking
9
Skills For Latin Currencies & Emerging Markets Business Control Resume
- Certified in ONE of the following: CIA, CISA, CISM, CISSP, CFE, CPA
- Independently generate testing universe unless it’s provided by non-STS organization
- A broad asset class/product knowledge preferably including Foreign Exchange and Fixed Income derivatives
- The ability to maintain attention to detail whilst working under pressure
- Quality Control: run the quality control process for Sworn Documents across CIB, complying with COR standards and CIB defined standards
- Establish and mange relationships with the various stake holders in ASEAN and AP
- Coordinate or collaborate on weekly and monthly meetings, reports and monitoring of control performance, policy compliance, and related risk management routines
- Work with stakeholders to ensure that required reviews, SOX and local measurement testing are scheduled and completed on timely manner and are being carried out in accordance to the business control process that has already been established
- Support GBS ASEAN on the quarterly certification and Management Self-Assessment process at each quarter close
10
Skills For Business Control Professional Resume
- Conduct or support peer review and audit when required; minimal travel
- Knowledge of Issues Management requirements
- Provide executive support to Head-Business Control
- The ability to work under pressure and handle multiple deliveries at the same time
- RCSA (Risk and Control Self Assessment): Maintain structural and related data of CIB Sworn Documents self assessment, including, PARCs (Process Activity, Risk and Control), Inherent Risk Weightings, Control Ratings, and issue/action plan linkages
- Other: Adhoc risk / control data management requests
- Oversight of BCF contributions to the Company’s third-party risk management program (i.e., distributors, contract sales organizations)
- Leads a large team (20-25) of dedicated control professionals across BMS’ global operations and manages a large network of business liaisons (30-40) supporting the control function
- Monitoring and reporting on channel inventory level compliance, including local, regional and corporate inventory working group requirements to provide oversight, governance and reporting for days’ on-hand inventory management
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