Collateral Management Resume Sample
Emmitt Wolff
973 Kunde Throughway,
New York,
NY
+1 (555) 629 1605
Work Experience
Global Collateral Management Specialist
03/2017
-
PRESENT
Boston, MA
- Dispute reporting to senior management, risk and the business and ability to explain issues to all levels
- Accountability around both break and dispute ownership / resolution across functions
- Booking collateral and understanding of the cost associated with optimisation of any outflow, based on the eligibility criteria
- High level of client service around incoming query management
- Communicate or check communication of margin calls on a timely basis to counterparties associated with sales, purchases or loans for which collateral has been pledged
- Ensure team adherence to all cut-off times and quality of processing as maintained in SLA
- Keep Management informed of the exceptional occurrences, to enable appropriate action
- Ensure healthy and harmonious relationship with the sending locations as well as within the team
- Distribution of valuations of derivative trades to the bank’s most sensitive clients
Collateral Management
07/2012
-
10/2016
New York, NY
- Contributing to our company’s clients service strategy
- Knowledge of collateral, it's usage within financial services industries and infrastructure in place to support it globally
- Awareness of relevant regulations which are impacting Financial & Corporate client usage of collateral
- Experience working in large-scale, transformational programmes
- Proven ability to build strong working relationships at senior management level in a global, multi-cultural organization
- Relevant experience ideal
- Good understanding of financial markets and derivative products, financial markets documentation (ISDA Master Agreements, ISDA Credit Support Annexes, Master Securities Lending Agreements, Global Master Repurchase Agreements)
- Good command of spoken and written English and Chinese, including fluency in Putonghua
- Managing day to day activities of the Collateral, posted both to the Bank’s bilateral counterparts and Central Counterparty Clearing Houses (CCPs) within the Collateral Optimisation team in the Derivatives Funding Group
Collateral Management Operator
09/2007
-
06/2012
Phoenix, AZ
- Driving efficiency to ensure the client and counterparty’s ability to meet required Collateral calls
- Making a positive impact on the Bank’s PnL and balance sheet by working with Trading, Sales, Strats, Operations and Information Technology to improve delivery of a more efficient Collateral solution for the Bank
- Knowledge of products such as OTC and Listed Derivatives across Rates, Credit and Equities
- An understanding of yields and cheapest to deliver to optimise securities pledged/received
- Knowledge of CCP clearing flows
- Knowledge of asset classes/market conventions for Collateral types
- An understanding of Repo, Reverse Repo and Money Markets (Loan/Deposits) trading
- The ability to work strategically to solve problems in a complex Global environment
Education
Lindenwood University - Belleville Campus
2002 - 2006
Bachelor's Degree in Finance
Professional Skills
- Language skills: English skills. Knowledge of Nordic languages is meriting
- Excellent interpersonal skills including stakeholder management, communication, teamwork and partnership
- Computer skills: Very skilled in Excel, VBA is meriting
- Have a strong technical skills and/or an interest and knowledge in Excel and VBA
- Strong organizational skills; detail- and accuracy-oriented
- Intermediate computer skills, including Microsoft Office
- Problem-solving skills, identify issues and concerns and participate in solutions
How to write Collateral Management Resume
Collateral Management role is responsible for languages, securities, retail, credit, training, integration, shipping, trading, equities, government.
To write great resume for collateral management job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Collateral Management Resume
The section contact information is important in your collateral management resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Collateral Management Resume
The section work experience is an essential part of your collateral management resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous collateral management responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular collateral management position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Collateral Management resume experience can include:
- Thorough understanding of the importance of deadlines, and ability to prioritize tasks according to urgency
- Collateral management and margining experience reporting
- Management experience within the loan servicing industry, including the ability to drive performance results within a large team
- Experience creating and analyzing departmental metrics
- Provide feedback on monitoring possibilities and operational experience of the clients in credit proposals and reviews
- Develop and maintain excellent relationships with internal business partners, external customers and LOB senior management
Education on a Collateral Management Resume
Make sure to make education a priority on your collateral management resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your collateral management experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Collateral Management Resume
When listing skills on your collateral management resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical collateral management skills:
- Strong organizational and time management skills, with the ability to manage multiple tasks and stakeholders simultaneously
- Good/Solid understanding of Operational flow
- Extensive experience in Collateral Management, Cash Management and Clearing Relevant Experiences
- Prior experience in Collateral, Middle Office, Finance, Capital, Risk and / or Optimization functions preferable
- Fluency in Microsoft Office skills
- Strong working knowledge of all federal, state, and local laws related to mortgage servicing, including Government Sponsored Enterprises
List of Typical Experience For a Collateral Management Resume
1
Experience For Global Collateral Management Specialist Resume
- Monitor the development of transactions through communication/information flows internally with GCF-Trade Ops and externally with clients, warehouses, forwarders, brokers and other relevant third parties
- Monitor movement of collateral and control release of goods financed by the bank to third parties such as warehouses, forwarders, shipping companies
- Interpret situations, providing direction and recommending the authorization where guidelines are unclear or require interpretation
- Identify and investigate any systematic issues and trends, determining solutions, preparing recommendations to Senior Management
- Adhere to stringent Operational risk management targets (KRI/KPI), working to resolve and escalate aged or high value collateral or margin exceptions
- Follow up on transaction exception or excess and the regularisation or rectification of these matters with RMs
- Maintain, as well as initiate changes to develop and implement enhancements related to real estate Collateral Management policies and procedures, ensuring they are accurate, current and meet compliance requirements
- Identify and analyze emerging internal, industry and competitive market trends, business needs and legislative/Appraisal institute requirements, making recommendations to the AVP Policy
- Develop and maintain national network of external contacts for market intelligence/research of regional market conditions, standards, real estate policy and Collateral Management issues
2
Experience For Senior Manager, Collateral Management Resume
- Research, design, develop and introduce new risk policies/procedures to address real estate property valuations ensuring they adequately reflect the maximum trade-off between risk and return
- Regularly review and evaluate Appraisal policies and procedures to ensure they continue to adequately mitigate risks and recommend revisions though formulating written proposals to be resented to Senior Management
- Liaise with support functions and channels to obtain support on proposed changes to policies and procedures
- Provide direction and expertise to various channels and centralized units on Collateral Management related policies/procedures/systems and issues
- Provide on-going support to Customer Assistance relating to properties in collections or in which there is a significant anticipated loss. Review historical Appraisal reports and current market information to aid in the disposal and recovery process
- Department lead and point of contact with Appraisal management service vendors, Appraisal companies and institutions overseeing appraiser designations, internal fraud committee etc
3
Experience For Clearing & Collateral Management Specialist Resume
- Review escalations regarding the quality of Appraisals and, if below TD Bank standards taking corrective action with the appraiser and Appraisal Management firms
- Review services provided by Appraisal Management Companies including process and quality issues. Work with Vendor Management and team to identify service gaps or issues, and implement corrective measures that positively impact customer experience
- A professional accreditation with the Appraisal Institute (AIC) is a pre-requisite. Other qualifications include
- Assist management with the seamless integration of Collateral Management, Exchange Traded Derivative and Cleared OTC functions into a core BlackRock location
- Act as a technical expert by actively participating in weekly Technology / Operations meetings, collating and presenting BAU issues requiring remediation and helping ensure strategic projects remain on track
- Develop strong relationships with external providers, ensuring BlackRock’s value proposition, technology roadmap, industry position is effectively communicated and supported. Participate in regular reviews to ensure BlackRock and our clients receives outstanding levels of service from all third party providers
- Assist in business development activities by acting as a subject matter expert, attending prospect meetings and providing Operational demos to support Aladdin implementation to external clients
4
Experience For Senior Mgr, Collateral Management Resume
- Participate in the seamless integration of Collateral Management, Exchange Traded Derivative and Cleared OTC functions into a core BlackRock location
- Adhere to stringent Operational risk management targets (KRI/KPI), working with your manage to resolve and escalate aged or high value collateral or margin exceptions
- Assist in ad hoc business development activities by acting as a subject matter expert, attending prospect meetings and providing Operational demos to support Aladdin implementation to external clients
- Managing departmental strategies and goals in support of the Collateral team and in alignment with business objectives
- Assist in maintaining and updating department policies, job aids, control points, and procedural functions
5
Experience For Collateral Management Operator Cleared Collateral Management Resume
- Manage the day to day activities performed by Collateral Management, including all personnel and related functions
- Ensure the team is able to maintain general document processing objectives, as measured by departmental key performance indicators.
- Review all month-end reports, exception reports, and internal control testing
- Report on and analyze departmental trends for process improvement initiatives
- Maintain custodian relationships and information
- Act as a liaison with other departments and coordinate inter-departmental workflow
List of Typical Skills For a Collateral Management Resume
1
Skills For Global Collateral Management Specialist Resume
- Experience in researching files for compliance, according to internal and/or external standards and procedures
- Ensure timely reporting to clients and counterparties and effective management of queries
- Experience in business-facing functions with knowledge of execution, control and risk
- Good with numbers & logical reasoning
- Has experience from CSDs
- Minimal experience in OTC, Hedge Funds (Prime Brokerage) or settlements role
- Understanding of design, development approaches, agile and Lean preferable
- Multitasking with a high level of accuracy and attention to detail
2
Skills For Senior Manager, Collateral Management Resume
- Contributing to our company's clients service strategy
- Process reengineering (operating models and process flows) desirable in vendor systems Additional VBA and SQL queries desirable
- Maintain and enhance the Terms of Reference and investigate and recommend alternate means of managing real estate lending valuation functions
- Organize a demanding workload and work within deadlines and SLAs
- Investigate and resolve all errors in the various queues in internal margining system,
3
Skills For Clearing & Collateral Management Specialist Resume
- Accurate and detail-oriented, and proactive in resolving problems
- In Investment Banking
- Act as the key interface with line of business (LOB) partners for processing services for their area of specialty
- Wholesale trading and structured transactions with exposure to retail
- Tertiary qualification in Accounting, Finance, Commerce, or Business
- Understand the working of Derivative Products & related concepts
- An understanding of balance sheet ratios
4
Skills For Senior Mgr, Collateral Management Resume
- Raise outstanding documentation and/or transaction exception request for approvals
- Provide leadership and strategic direction to the collateral management team, ensuring that the terms of collateral agreements between the Bank and its global counterparties are met in an efficient and effective manner, and that the Bank’s exposures to such counterparties are mitigated in accordance with such terms
- Work closely with colleagues across the extended leadership team to build an enterprise Collateral, Margin and Valuations service appropriate to the new and emerging regulatory landscape
- Strong input to the successful integration of regulatory change – eg, Structural Reform, FINRA 4210, Uncleared Swap Margin
- Maintain a strong focus on risk management and process improvement
5
Skills For Collateral Management Operator Cleared Collateral Management Resume
- Partner with technology colleagues to help oversee performance both on key production measures and investment delivery
- Stay abreast of market, industry and regulatory changes
- Proactive partnership with key stakeholders across business and infrastructure teams
- Support wider Middle Office and/or Operations as required
- Provide support to wider Barclays citizenship, community and diversity initiatives
- Oversight and operational support for Collateral Management functions
- Investigation and reconciliation for discrepancies with counterparties valuations/positions and collateral records
6
Skills For Transaction & Collateral Management Manager Resume
- Ensure margin exposure calls and collateral movements are managed and processed in a timely and accurate manner
- Work with Open Collateral Operations teams to assist with on-boarding new clients and incremental business and strategic initiatives for the Open Collateral platform along with day to day collateral management for our clients
- Self-motivated and ability to operate independently - proactive and positive attitude and desire to make a difference
- In Collateral Margin Services
- Confidence and desire to build knowledge across a wide range of disciplines
- Design, reengineer and/or future proof critical processes and capabilities
- Knowledge and understanding of chain of title and mortgage documents, including but not limited to Mortgage and Note chains, CEMAs, Co-Ops, Bailee letters, and alternate resolution documents
- Experience with Fiserv, Aspect, or similar systems
- Advanced Microsoft Excel knowledge (VLookups, Pivot Tables, etc
7
Skills For Collateral Management Operator Resume
- Has a deep interest in data, metrics, analysis and trends but also an ability to think strategically and keep sight of the bigger picture
- Possess an entrepreneurial drive and technical insight to identify control gaps and drive process improvement initiatives
- Develop and implement proactive strategies that maximize the efficient use of the business unit’s resources
- Ensure the availability, delivery, timeliness and accuracy of all supported services
- Provide leadership with other members of the senior management team to deliver effective execution of all services to meet productivity, quality service and business plan goals
- Graduates / Post graduates with 1- 2 years of experience in relevant domain
8
Skills For Collateral Management VP-warsaw Resume
- Multitask with an appreciation for a fast paced environment
- Relentless pursuit of “world class service”, both internally and externally
- Highly adaptable, and comfortable with change
- Contract Negotiation- Credit provisions and customized terms for new transactions
- Need to be a self-starter with significant ability to undertake initiatives and multitask
- Settlements – Settle all securities and cash movements. Rectify all market positions and balance anomies. Improve settlement rates
- Make a positive impact on the Bank’s profit and Loss (PnL) and balance sheet by working with Trading, Sales, Strats, and Information Technology to improve delivery of a more efficient Collateral solution for the Bank
- In depth knowledge of collateral
9
Skills For VP OTC Collateral Management Resume
- Sound knowledge about the settlement process as well as how the market works
- Knowledge about the reconciliation and Dispute management process
- Implementation of data control standards across all LOB’s and centralization of functions into control team
- Provide dispute notification and portfolio reconciliations, leveraging TriOptima’s TriResolve service, which can assist in identifying the cause of disputes and facilitate their resolution
- Proven track record in collateral management operations and /or financial services experience from either the buy or sell institutions
- Interacting with and supporting the enhancement of Birmingham’s Collateral management reputation globally
- Working with a range of Operational and Front office management/ stakeholders to adapt Deutsche Bank’s Cleared Margin offering to meet client/ business needs
- Perform the calculations for OBL transactions, review and monitor via liaison with customers / warehouses / brokers and insurance agent on both pricing and logistic arrangement
- Ensure the OBL transactions were within the approved structure
10
Skills For Specialist, Collateral Management Resume
- Manage both the hedge and storage of the stocks
- Perform daily checks and reconciliation on the position of OBL transactions. Comparing end of the day P&L with broker statements, highlighting differences and taking necessary corrective action to remediate
- Reporting on the outstanding to internal stakeholder
- For bilateral transactions, to ensure that they fall within the credit parameters specified in the facility
- Assess the quality and value of collateral provided by the borrower and ensure that this is maintained on an on-going basis within the parameters as approved and at a sufficient value to support the exposure under the facility
- Track the development of the transaction from procurement to sales (i.e. sales contract and/or export L/Cs, in case of ftb)
- Perform AML/CFT checks on all the transactions
- Perform mark-to-market valuation of collateral where applicable
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