Director, Internal Audit Resume Sample
Lindsay Ziemann
27590 Eulalia Port,
Phoenix,
AZ
+1 (555) 120 8559
Work Experience
Director, Internal Audit
10/2015
-
PRESENT
Phoenix, AZ
- Develop strategy, design and lead the development of new internal audit processes and ongoing process improvements that include robust frameworks, methodologies, processes, deliverables and quality assurance mechanisms for all team work streams
- Manage the team resources and work plans to ensure that they are effectively and efficiently utilized
- Play a strong leadership role in managing the overall team budget
- Collaborate with the business to drive actions that are pragmatic and achievable
- Provide meaningful insights about our work that consistently demonstrates an understanding and appreciation for our business
- Ensure the delivery of high quality, timely audit projects and reporting
- Be a great partner, establish and maintain excellent relationships within the team, external partners and with leaders across the business
Director Internal Audit
10/2010
-
07/2015
Boston, MA
- Marketing integrates the Firm’s marketing, brand management, advertising, customer insights, enterprise communications and digital strategy functions to ensure a consistent client experience, engage employees and help the company best position itself in the marketplace
- Monitor changes in business process documentation, evaluate design, and test to ensure compliance with Sarbanes-Oxley as well as providing quality work papers to support external audit reliance strategies
- Operate as a thought leader and champion of the Internal Audit vision and strategy by supporting and actively communicating with the team and the business
- Collaborate with department management team and execute strategy, design, and development of new internal audit processes and ongoing process improvements that include robust frameworks, methodologies, processes, deliverables and quality assurance mechanisms for all team workstreams
- Set a high work standard and clear expectation for the team; challenge, encourage and motivate individuals to maximize their potential
- Manage the team resources and workplans to ensure that they are effectively and efficiently utilized to meet department objectives
- Oversee and manage the delivery of high quality, timely audit projects and performance reporting
- Lead Myriad resources in the implementation of ERM process
- Report to Audit Committee and Management on the status of ERM implementation
Director / Internal Audit
04/2005
-
09/2010
Boston, MA
- Facilitate annual enterprise wide risk assessment and formulate annual and long-term audit plan
- Determine and monitor key risk indicators and trends to support risk assessment and the application of appropriate risk mitigation strategies, and maintain dialogue with team members and peers both internally and externally, to provide perspective, influence and guidance
- Facilitate ERM activities across all functions including ongoing and consistent strategic business processes, and emerging risk identification and assessment, and ensure the successful implementation of a uniform and standardized methodology for risk assessment to the audit plan
- Maintain a current university-wide audit universe and audit risk assessment through ongoing monitoring of business processes and activities so as to evaluate risks and identify potential risk responses and audit activities
- Direct, lead, supervise and perform procedures to validate implementation of management’s actions to remediate significant issues and recommendations
- Conduct, coordinate and oversee investigations of potential fraudulent activities and matters referred through the commonwealth of Virginia hotline process
- Coordinate with other control and monitoring functions (e.g., risk management, compliance, security, legal, ethics, environmental and/or external audit)
Education
Globe University / Minnesota School of Business
2001 - 2005
Bachelor's Degree in Accounting
Professional Skills
- Excellent analytical skills and problem-solving skills with attention to detail
- Demonstrated strong knowledge of internal auditing, control standards and internal consulting skills
- Excellent communication skills including ability to write/speak/listen effectively to people across all levels of the organization
- Strong skills in negotiating, relationship building, problem solving and timely problem escalation
- Experience in Finance and Accounting, including prior experience in External or Internal Audit
- Demonstrated skills in leading the IT internal audit activity preferably as a part of a rapidly growing company
- Skills and experience in the use of Computer Assisted Auditing Techniques (CAAT’s), such as IDEA and ACL
How to write Director, Internal Audit Resume
Director, Internal Audit role is responsible for audit, leadership, interpersonal, analytical, business, advanced, presentation, organization, organizational, communications.
To write great resume for director, internal audit job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Director, Internal Audit Resume
The section contact information is important in your director, internal audit resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Director, Internal Audit Resume
The section work experience is an essential part of your director, internal audit resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous director, internal audit responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular director, internal audit position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Director, Internal Audit resume experience can include:
- Develop Internal Audit talent through recruiting and providing performance management, experiential development and training; and manage co-sourced resources to provide specialized expertise and supplemental resourcing
- Excellent communication skills (written, oral and presentation), excellent interpersonal and management skills
- Excellent interpersonal, communication and writing skills, strong organizational abilities, and attention to detail are a necessity
- Strong, effective verbal and written communication and presentation skills
- Use excellent communication skills to influence a wide range of internal audiences including respective product, function, or executive management partners
- Eager to develop effective teams where individuals apply their diverse skills and perspectives to achieve common goals
Education on a Director, Internal Audit Resume
Make sure to make education a priority on your director, internal audit resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your director, internal audit experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Director, Internal Audit Resume
When listing skills on your director, internal audit resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical director, internal audit skills:
- Strong presentation skills, oral and written communication skills and interpersonal skills
- Strong technical internal audit skills, including IT audit skills and knowledge of SOX 404
- Exceptional customer service and collaboration skills required. Strong influence, analytical and verbal/written communication skills required
- Strong oral and written communication skills, a track record of dependability, leadership skills and a high standard of personal integrity are required
- Excellent interpersonal skills and the ability to lead effectively in a cross-divisional and cross-cultural environment
- Excellent communication skills, both written and oral, and the ability to build effective and long standing partnerships across the organization at all levels
List of Typical Experience For a Director, Internal Audit Resume
1
Experience For Director Internal Audit Resume
- Strong interpersonal skills and has ability to interface effectively with peers and clients
- Strong influencing and negotiation skills; demonstrate credibility
- Solid management skills in building, leading and developing teams and resources
- Clear and effective listening and communication (verbal, written, presentation) skills
- Strong inter-personal, leadership, and team-building required. Need ability to work effectively across functional areas
- Strong analytical, interpersonal, time management, research and delivery skills
- Excellent communication skills with ability to produce and present communications clearly and succinctly for executive leadership
2
Experience For Senior Director, Internal Audit Resume
- Strong interpersonal/collaboration skills
- Strong IT skills, particularly in the area of application and system controls and data analytics
- Experience in accounting and auditing (retail or public accounting) with 5 - 7 years managerial experience
- Strong experience with data modeling, reporting, analysis and presentation for various audiences (including the board of directors)
- Experience with planning audit strategies and assessing audit results or related project management work experience
- Advanced coordination, influencing and negotiation skills
3
Experience For Director / Internal Audit Resume
- Critical-thinking skills and curiosity; ability to foster an environment of continual evaluation of how to best accomplish work and where to apply automation
- Significant experience in internal audit functions and proven track record in auditing of financial services
- Experience in an audit function or exhibiting an exceptionally strong background in some other relevant and applicable area of finance
- Effectively recruit and on-board new IA talent and provide robust development opportunities for audit team
- Superior personal computer skills and knowledge of computer applications required
- Excellent knowledge and experience with auditing tools such Microsoft Access, Word, Excel, PowerPoint, SharePoint and Visio
- Effectively utilizes resources both internal and co-sourced provider to meet audit obligations
- Ensure audit resources are effectively and efficiently employed
4
Experience For District Director Internal Audit Resume
- Working with the legal and finance department to define processes that meet best practices for internal audit with consideration for good governance
- Experience in auditing and operational accounting/finance working for or with publicly traded companies is desired
- Proven track record of implementing or assessing financial, operational and IT controls and evaluating risk associated with those control programs
- Experience auditing companies in consumer-facing industries; preference for food/beverage manufacturing / consumer products
- Progressive audit experience (internal audit, public accounting) including team leadership/supervision
5
Experience For Executive Director, Internal Audit Resume
- Maintain a strong understanding of and influence salesforce.com’s technology and related business models, including
- Coordinate with legal and human resources while define and improving systems for effective ethics reporting and complaint management
- Effective at coaching and developing staff
- Hands on experience overseeing full cycle Sarbanes-Oxley projects and implementing requirements under Section 404
- Excellent understanding of audit standards, accounting principles and financial analysis
- Excellent knowledge of the legal and regulatory environment as it relates to internal audit, including emerging legislation
- ) of Healthcare-related compliance experience, including consulting, risk management or operational roles
- Prepares and updates a comprehensive risk-based audit plan for evaluating the effectiveness of controls to manage significant risk exposures
- Hands-on experience and knowledge of financial reporting
6
Experience For Senior Director Internal Audit Resume
- Establishes relationships with business leaders, developing strong relationships with audit clients
- Ensures effective communication between all stakeholders in the audit process including the audit teams, senior management and operational leaders
- Relevant public accounting, internal audit, or other financial experience required
- Excellent knowledge and understanding of GAAP principles, regulations, and internal controls, with practical business applications
- Strong knowledge of Homebuilding industry
7
Experience For Associate Director, Internal Audit Resume
- Knowledge and experience in marketing the audit department’s services to other functions
- Ensure the execution of action plans are timely and effective by following up with management
- Experience in public accounting and/or internal audit work in a large multi-national corporation
- Develop detail test plans to assess the effectiveness of the Company’s internal controls over financial reporting pursuant to Sarbanes Oxley Section 404
- Maintains effective working relations with external auditors and various levels of management as a key audit contact for the company
- Build and maintain effective working relationships with Regulators and External Auditors
- Evaluate effectiveness of IT systems in executing integrated audit activities for operational/financial audits
8
Experience For Director Internal Audit, EME Resume
- Establish effective business relationships within the company and assist management in the understanding and adoption of internal control principles
- Strong familiarity with financial and operational auditing procedures
- Proven track record leading cohesive, results-oriented teams
- Hands on internal audit experience direction financial and operational audits, and evaluating internal controls
- Experience working for a global, multi-divisional public corporation
- Advise on the implementation of ServiceNow’s GRC product in support of the company’s NOW on NOW initiative to demonstrate GRC leading practices
9
Experience For Associate Director Internal Audit Resume
- Demonstrated ability to interact closely with Senior Management
- Appraising the efficiency and effectiveness of how resources are employed across multiple projects
- Recruits and develops talent and builds an effective audit / professional team
- Public company experience highly desirable
- Demonstrate high standards of integrity, values, principles, work ethic and professionalism
10
Experience For Director, Internal Audit Data Analytics Resume
- Strong knowledge of typical Internal Audit functions and operations
- Leading, overseeing and providing advisory in the key areas of audit, governance, risk and control
- Providing status of outstanding audit findings from internal and external audit to senior management and the CAE
- Examining and defining the requirements of internal audit
- Defining and delivering annual internal audit plans
List of Typical Skills For a Director, Internal Audit Resume
1
Skills For Director Internal Audit Resume
- Excellent managerial and administrative skills are required, to handle multiple complex audits being simultaneously carried out
- Strong technical skills, including superior knowledge of MS Office, Excel, Word, and Power Point
- Demonstrated ability to communicate effectively with all levels of the organization, particularly senior leadership
- Experience in Finance and Accounting, including some prior experience as an External or Internal Auditor
- Strong leadership skills. Ability to drive change and influence senior leaders and cross-functional partners
- Prior experience attracting, leading and retaining a high performing Audit team
- Experience auditing a manufacturing environment; or experience in manufacturing accounting required
- Or more of working experience including experience in the pharmaceutical industry and in internal audit, preferably within Sanofi
2
Skills For Senior Director, Internal Audit Resume
- Sound background and understanding of both domestic and international operations, including prior financial/operation leadership experience
- Energetic self-starter with proven experience to multi-task in a constantly changing environment
- Commit to continuous skills and knowledge development regarding industry trends, emerging risks, and internal audit tools and techniques
- Successfully lead teams and effectively coach and develop team members
- Effectively problem-solve and make independent decisions
- Knowledge about the theory of budgeting and the experience in calculating and controlling costs
3
Skills For Director / Internal Audit Resume
- Internal controls auditing, operational auditing, financial auditing, and SOX audit knowledge and experience
- Extensive knowledge of and skill in applying internal auditing principles and practices
- Establish strong employee rotational programs with the goal of developing staff and becoming a major feeder organization to the business units
- Develop work programs for assigned audits, including specific steps needed to test the operating effectiveness of key controls
- Experience with conducting value-add operational audits and consulting projects in previous roles
- Experience with managing and developing team members
- Have a demonstrated capacity to identify and implement on-going efficiencies in controls, testing and remediation
- Strong understanding/working knowledge of general business drivers and processes related to technology companies
- Experience from one of the following: Equity, Fixed Income Rates, Credit, Commodities, FX
4
Skills For District Director Internal Audit Resume
- High professional and work ethic, with strong commitment to constantly importing the Internal audit function’s contribution to the company
- Helps set Internal Audit standards and processes, considering efficiency and effectiveness, and industry best practices
- Maintain effective working relations with external auditors and various levels of management as the key audit contact for the region
- Evaluate the validity of automated financial systems and controls, and develop techniques for auditing same
- Ensure appropriate working paper evidence is developed, reviewed, and filed
5
Skills For Executive Director, Internal Audit Resume
- Strong business acumen and understanding of TIAA’s products and services
- Experience driving both assurance and advisory services
- Experience presenting to the Audit Committee of the Board
- Strong knowledge of generally accepted accounting principles and audit techniques
- Utilize generally accepted accounting principles, best practices and good business practices in the performance of all audit work
- Experience managing teams and deliverables under pressure
- Use of machine-learning techniques a strong positive
- Relevant experience in public accounting or industry
- Public accounting and/or internal audit experience
6
Skills For Senior Director Internal Audit Resume
- Experience from Financial Services IT
- A valid driver’s license and the ability to travel up to 25% of the time are required
- Proven ability to work successfully under tight deadlines
- Strong knowledge of information systems and controls
- Conduct of healthcare compliance program effectiveness reviews
- Anticipate, manage, and formulate effective solutions to obstacles
- Build, develop, and maintain strong business relationships with business and technology partners
- Demonstrated high integrity and ethics
- Partner to identify appropriate resources and relevant skill sets required for each assignment
7
Skills For Associate Director, Internal Audit Resume
- Extensive experience leading internal audit teams in complex, high reliability environments
- Financial services and/or student loan experience
- Demonstrated ability to influence and drive change cross-divisionally for mutually beneficial strategic and operational impact
- Experience in an auditing and accounting environment
- Strong ability to understand complex business processes, including the way systems, work flows, organizational structure, support these processes
8
Skills For Director Internal Audit, EME Resume
- A strong grasp of COBIT and IT general controls (computer operations, information security, change management, business continuity, etc.)
- Certified Public Accountant (CPA) with Big 4 or large regional firm experience
- Operational and financial internal control assessment experience, including use of COSO framework
- CPA or CIA or 10+ years of in-depth energy audit and/or risk assessment experience
- Work on cross-functional activities and form solid business relationships across functions
- Develop strong relationships with leaders and management of the Company's operations, and consult with them on ways to mitigate risks within their functions
- Ensuring employee code of conduct and whistleblower policies is adequate and adequately met through training and testing
- Maintaining the department’s standing and credibility throughout the organization
9
Skills For Associate Director Internal Audit Resume
- Understanding and history of using data analytics
- Understanding of public cloud and infrastructure
- Understanding of organizational interdependencies and cultural nuances
- Developing the annual audit plan and managing the departmental budgets
- Being the main point of contact for the external auditors
- Continuous sitting, typing, writing, vision and hearing (or modified communication)
- Comprehensive understanding of audit practices, accounting policies, including COSO, Sarbanes-Oxley and enterprise risk assessment practices
- Create recommendations to drive change through strengthening internal controls and creating operating efficiencies
- Complete fluency (speaking, reading and writing) in Mandarin Chinese and English is required
10
Skills For Director, Internal Audit Data Analytics Resume
- Collaboration with Audit Managers in developing and maintaining scheduling of resources
- Provide leadership and oversight to all phases of a project (i.e., pre-planning, planning, fieldwork, and reporting)
- Sets strategic direction for audit objectives, methodologies, techniques, and tools. Also includes attracting, developing and retaining top talent
- Highly proficient with technology including proficiency with Excel, Word, PowerPoint and flow charting/process mapping applications
- Lead both initiatives and team in a fast paced environment and comfortable driving and assimilating change
- Comfortable working and managing in a fast-paced dynamic environment
- Assist with preparing reports and communicating the status of internal audit activities and results to the Audit Committee
List of Typical Responsibilities For a Director, Internal Audit Resume
1
Responsibilities For Director Internal Audit Resume
- Develop relationships with key stakeholders and partner with Guggenheim’s Chief Technology Officer and his management team to provide risk-based auditing and consultative services
- Possess strong organizational and time management skills that allow projects and reports to be completed in a timely, accurate and effective manner
- Excellent oral and written communication skills with the ability to communicate with all levels of management
- Strong quantitative skills, intellectual curiosity and healthy skepticism
- Excellent understanding of external and internal auditing standards as well as Generally Accepted Accounting Principles
- Experience in evaluating IT controls and designing or reviewing IT audit processes
2
Responsibilities For Senior Director, Internal Audit Resume
- Technical accounting and auditing experience
- Demonstrated track record of leading project teams, developing new business, and development of proposals
- Related experience in auditing, with increasing responsibility over time
- ‘Big 4’ Auditing experience is essential
- Adjust the Internal Audit team’s skill mix and diversity according to the organization’s objectives and risks
- Establishes and implements Internal Audit standards and processes, considering efficiency and effectiveness, and industry best practices
3
Responsibilities For Director / Internal Audit Resume
- Establish strong relationships with senior leaders including executive management, and related control groups
- Experience in auditing or accounting; 3 years in a Management role
- Experience in the preparation and analysis of audit data through computer aided audit tools (such as Excel spreadsheets, or other database tools)
- Ensure audit focus is based upon factual evidence to improve overall internal controls
- Build strong relationships with auditees
4
Responsibilities For District Director Internal Audit Resume
- 5+ Internal Audit Leadership experience at a mid-size or larger company
- Collaborating with management, outside of audit projects, to provide recommendations for improving functional initiatives
- Supports Audit and Compliance Committee meetings through developing, gathering and/or coordinating materials for scheduled and ad hoc meetings
- Responsible for managing, mentoring and developing Internal Audit team members
- Maintain ongoing knowledge of current developments relating to Internal Auditing, SOX and control requirements
- Meet regularly with the Audit Committee to report the status of Internal Audit's ongoing monitoring activities
- Ensure timely and accurate reporting and tracking of audit engagements
- Be passionate about internal audit and driven by "doing the right thing",
5
Responsibilities For Executive Director, Internal Audit Resume
- Proficient navigating and curating data from a company’s ERP system(s)
- Familiarity with major business processes including those related to manufacturing
- Lead audit staff providing clear direction, measurable performance expectations, coaching, feedback and recognition/ motivation
- Oversee multiple audit engagements from the planning stages through the reporting stages
- Hold entire team accountable for meeting deliverables, adhering to Quality Assurance criteria. Uses consistent methodology
- Manage expenses in accordance with a budget, solving for department inefficiencies and excess spending
6
Responsibilities For Senior Director Internal Audit Resume
- Maintain an in-depth understating of audit practices and methodologies, including risk assessment
- Make sound decisions while exhibiting initiative and intuitive thinking
- Identify internal reporting opportunities to provide value-added services including more relevant cost control information
- Conducts work in accordance with relevant professional standards, including requirements of the Institute of
- Evaluates business processes to determine if they are performing in compliance with management’s policies, procedures, goals and objectives
- Coordinates with external auditors in audit planning and direct assistance work to support the audit of the Company’s financial statements
- Execute individual audits defined in the audit plan ensuring the highest level of service quality and client satisfaction
7
Responsibilities For Associate Director, Internal Audit Resume
- Responsible for planning and execution of Internal Audit’s financial, operational and compliance reviews and special projects
- Coordinate audit testing with external auditors
- Develop a corporate consciousness about the importance of internal controls by educating employees
- Issue and present audit reports including internal control and process improvement recommendations to middle management and senior management
- Promote internal control practices within the Company by provide internal control expertise as needed to any functions or departments requesting guidance
8
Responsibilities For Director Internal Audit, EME Resume
- Participate in the Finance talent management initiative to identify job opening within the finance organization as well as key talents to fill these positions
- Provide proactive and relevant management reporting of audit portfolio activities and results to Regional Head of Audit
- Continually interface with senior leaders to maintain knowledge of changes in the business and emerging risks which could impact the audit approach
- Confers with Company management on policies, programs, and activities of CAS and makes recommendations regarding specific areas of responsibility
- Interpret COSO, IIA and other leading standards and incorporate into Conagra’s internal audit methodology
9
Responsibilities For Associate Director Internal Audit Resume
- Extensive knowledge of generally accepted accounting principles, COSO Framework and Sarbanes Oxley requirements
- Execute the strategic direction of the internal audit department, including objectives, budgets, and schedules
- Develop, implement, and maintain comprehensive internal audit policies, procedures, and risk assessments in compliance in Internal Auditing Standards
- Conduct follow up reviews of financial, operational, or regulatory compliance deficiencies noted during audits
- Maintains necessary training and professional development/education for the department
10
Responsibilities For Director, Internal Audit Data Analytics Resume
- Directs risk assessment process and drives continuous monitoring efforts across Audit
- Develops staff through timely feedback and coaching
- Assist in driving the recruitment process for the Department
- Provide quality control of financial reporting at AEM divisions
- Implement and ensure compliance/consistency to finance and accounting policies worldwide
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