Governance Officer Resume Sample
Petra Mills
233 Dahlia Ramp,
Philadelphia,
PA
+1 (555) 575 6159
Work Experience
Senior Controls & Governance Officer
01/2016
-
PRESENT
Dallas, TX
- Focusing appropriate attention on third parties/relationships posing highest risk
- Improving senior management’s visibility into all risks from the use of third parties
- Maintaining procedural material and tracking training
- Creating and distributing communication for all involved parties, informing them of pertinent TPRM information within EI
- Selecting and implementing metrics/KPIs/KRIs to measure compliance and risk within EI’s Third Party space
- Ensure training and awareness of current policies and standards, and providing consistent interpretation of policies to the applicable stakeholders
- Liaising with the Third Party Officers and TPU, ensuring appropriate risk mitigation activities are performed
- Assisting with the development of approaches for fourth parties and supplier level risk management
- Collecting and implementing stakeholder feedback to continuously improve EI’s Third Party Risk Management governance and implementing post-MRA related project work in EI
Governance Officer
09/2010
-
08/2015
Detroit, MI
- Provide professional and substantive support to the Governance structures, supporting their efficient functioning and management
- Maintain, update, and assist the Governance & Board Relations Manager in the the preparation and development of Governance documents for Board meetings and also on the common platform (share point site)
- Prepare Board related correspondence (to the Board members/Secretariat) on the basis of instructions or on own initiative; coordinate, research and screen all governance-related requests with tact and discretion, and obtain background information on the purpose of appointments and meetings
- Upon delegation, represent Unitaid at events, stakeholder working groups, and selected initiatives, as required by ER Unit
- Assist the Governance & Board Relations Manager in the financial, budgetary and planning process by using appropriate tools
- Using the appropriate system, prepare travel authorizations, checking timetables and costs with Travel Agency, making flight and hotel reservations, and dealing with other related matters as requested for the ER Unit
- Be responsible for implementation of all governance-related contractual obligations (APWs, Purchase Authorizations and Letters of Agreement), and monitor their completion through the GSM work flow
- Organize team and departmental meetings, workshops, and seminars
- Act as focal point for maintenance and update of contacts of the Executive Board members, as required
Assistant Subsidiary Governance Officer
07/2005
-
07/2010
Detroit, MI
- To contribute to any Compliance, Internal Control and Operational Risk statement/reporting
- Advises and leads in the planning and due diligence for onboarding a new vendor and/or expanding services of an existing vendor for the Business Unit/Department
- Leads the periodic reviews, due diligence all lifecycle activities including resolving any assessment issues of an existing Vendor
- Drives business unit relationship manager’s team members to define business needs and manage vendor performance to meet SLAs
- Responsible for effective communication to all business partners and users to ensure that critical strategic decisions are vetted and well thought out while vendor is active
- Responsible for ensuring that vendors dependencies are clearly defined and appropriately communicated in terms of time required to complete
- Primary liaison with business partners, Third Party Risk Management team, technology and external vendors to coordinate activities
- To work with the assigned Business Group affected by changing laws, regulations or policies to ensure that appropriate changes are implemented
- Facilitate the maintenance of excellent communication channels between Board and Secretariat by scrutinizing the flow of information to ensure Board concerns are communicated effectively to relevant teams for response
Education
University of Maine at Farmington
2000 - 2004
Bachelor's Degree in Mathematics
Professional Skills
- Demonstrated communication skills including presentation, report writing and negotiation skills
- Demonstrated analytical skills/problem solving skills
- Excellent decision making skills -- ability to negotiate and balance decisions and priorities across needs of several functional departments
- Strong communication skills, both written and verbal with the ability to persuade at all levels
- Strong operational skills with ability to identify and lead improvement initiatives
- Teaching and presentation skills
- Experience managing processes, detail oriented, with proven ability to question and identify opportunities for process improvements
How to write Governance Officer Resume
Governance Officer role is responsible for insurance, database, finance, credit, training, procurement, auditing, security, reporting, research.
To write great resume for governance officer job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Governance Officer Resume
The section contact information is important in your governance officer resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Governance Officer Resume
The section work experience is an essential part of your governance officer resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous governance officer responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular governance officer position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Governance Officer resume experience can include:
- Executes self-assessment programs and centralized reviews to assess effectiveness and efficiency of Business Line internal controls. Includes independent testing, documentation, objective evaluation, verbal discussion and reporting
- To coordinate and support IT in implementing any Operational and Technology Risk and Control assessment or program or initiative. Manage the scope and the calendar, facilitate the assessments/implementation, ensure action plan follow-up
- To provide action plans for FFIEC Cybersecurity Assessment Tool, attend and participate in Cybersecurity meetings and workshops, provide IT metrics, track IT Cybersecurity related findings and declaratives
- Solid relationship management skills, ability to work in a matrix environment and lead others that are not direct reports
- Solid communication skills, written and oral, with all levels of the organization
- Incorporates effective change and risk management controls that are practical and effective
Education on a Governance Officer Resume
Make sure to make education a priority on your governance officer resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your governance officer experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Governance Officer Resume
When listing skills on your governance officer resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical governance officer skills:
- Proven experience in program managing complex projects with strict timeframes
- Demonstrated experience in working individually as well as within a team to meet strict deadlines
- Communication skills, ability to liaise with Senior Management
- Solid experience within corporate superannuation essential
- Incorporate effective change and risk management controls that are practical and effective
- Project Management skills development, performance assessments and improvement plans
List of Typical Experience For a Governance Officer Resume
1
Experience For Senior Controls & Governance Officer Resume
- Governance experience either internal or external (e.g. TPA or Vendor)
- Clearly communicate project management processes to all stakeholders, and routinely socialize and update a prioritized list of improvements and initiatives
- Customer focused in all interactions, with demonstrated ability to understand customer requirements, and then incorporate into business decisions
- Lead and collaborate, cross-organization, to define the approach, tools, processes, structure and governance aligned to strategic business goals and priorities
- Clearly communicates project management processes to all stakeholders and routinely socializes and updates a prioritized list of improvements and initiatives
- Project consulting by providing troubleshooting and recovery strategies
- Impact in facilitating the granting of corporate authorities to attorneys of the designated entities
- Supports the consistent approach to managing projects including methodology, process integration/simplification and capitalization management
2
Experience For UK Portfolio Solutions Governance Officer Resume
- Advanced capabilities in writing briefing notes, minutes and submissions for Local, State and
- Previous auditing / compliance monitoring in a regulated environment
- To contribute to any Operational and Technology Risk and Internal Control and statement/reporting
- Key governance role in reporting to designated Subsidiary boards on corporate governance and companies’ law developments
- Review adherence to Close Brothers Asset Finance & Leasing policies & procedures
- Organize and prepare slides / presentations for senior management as well as external parties (e.g. regulators, rating agencies)
- Manage vetting process through life of program with regards to identification of documentation required to meet regulatory expectations
3
Experience For Audit & Governance Officer Resume
- To coordinate and promote the identification and recording of historical operational risk incidents
- Sound corporate structure understanding, particularly around engagement and delivery mechanisms
- High level of attention to detail with a focus on administering a process with the upmost level of quality
- Competent use of Microsoft Office applications including Project, Excel, Visio, PowerPoint, and Word
- Change Management and Adult Learning Principles exposure
- Exposure to senior management and participation in formal meeting environments
- To identify and report/escalation alerts on issues related to Governance, Compliance, and Operational Risk
- To work in close collaboration / liaise with Operational and Technology Risk and Audit teams (2nd and 3rd lines of Defense, and contribute to 1st LOD governance structure and operational practices
- To support Controls and Governance (C&G) First Line of Defense activities focused on Client Acceptance Committee (CAC), Bank Secrecy Act (BSA) and Corporate Social Responsibility (CSR) Implementation, Reg W, Gifts and Entertainment, and Training
4
Experience For Cib-control Governance Officer Resume
- In conjunction with the Subsidiary Governance Officers in the EMEA region and the entity boards, determine the governance frameworks for designated subsidiaries
- Validate that all documents have been included based on Sourcing Checklist and sourcing scenario
- Signing Authority for relevant legal entities in capacity as secretary
- Impact in ensuring statutory compliance for RBC legal entities in the EMEA region
- Deals with governance issues, projects and processes
- Supports all activities related to board and legal entity governance for designated subsidiaries in the US
- Coordinate corporate secretarial activities, for regulated and unregulated U.S. subsidiaries, as designated by the Subsidiary Governance Office in the U.S
5
Experience For Senior Information Access & Governance Officer Resume
- Provides corporate secretarial support for designated subsidiaries in the U.S., including planning and preparation of materials for Board and Committee meetings, preparation and drafting of corporate resolutions, and meeting minutes
- Provide support to the directors, officers and business contacts of US subsidiaries on governance issues
- Assist with implementation of structural changes and initiatives affecting U.S. subsidiaries, including preparation and drafting of related filings and associated statutory reviews
- Assist with formations, qualifications, liquidations and dissolutions of legal entities in the U.S
- Provides oversight and governance supporting multiple global TI teams and coordinate the implementation of newly developed strategies for the enterprise, distributed, network environments and for business relationships to ensure the organization meets or exceeds the business defined global strategic goals
- Key impact in managing board governance risks for RBC legal entities in Europe
- Key governance role in reporting to European subsidiary boards on corporate governance and companies’ law developments
- In conjunction with the Head of the Subsidiary Governance Office, the CFO Europe and the entity boards, determine the governance frameworks for European subsidiaries
- Key governance role in reporting to designated subsidiary boards on corporate governance and company law developments
6
Experience For Assistant Subsidiary Governance Officer Resume
- Impact in ensuring statutory compliance for RBC legal entities in the UK
- Manage complex issues, projects and processes
- In conjunction with the Subsidiary Governance Officers in the UK and the entity boards, determine the governance frameworks for designated subsidiaries
- Lead the efforts to deploy, maintain and continually advance the EPCO’s quality control function to ensure adherence and adoption of EPCO policy and standards
- German & English Language skills are essential (fluent and preferably insurance business language skills
- Audit experience preferable with proven record in business reporting
- Experienced in influencing and driving process improvement
- Experienced in influencing and driving cultural change and process improvement
- Demonstrate capacity for strategic thinking, project planning and project management
7
Experience For Business Quality / Governance Officer Resume
- Governance experience either internal or external (e.g. TPA and / or Vendor)
- Liaising with business relationship owners to ensure risk assessments of third parties are accurate and reviews are carried out in line with the framework
- Ongoing oversight of Business Continuity Plans for the business units
- Receive all hardcopy documents from Procurement representatives
- Coordinate requirements for CPO signature
- Support Regional Board and Regional Board Committees, including assisting with scheduling meetings, preparation of agendas, distribution of materials, and tracking escalation points, “effective challenge” and follow-up items
- Support broker/dealer boards, including assisting with scheduling meetings, preparation of agendas, distribution of materials, and tracking escalation points, “effective challenge” and follow-up items
- Support Wholesale management committees, including assisting with scheduling meetings, preparation of agendas, distribution of materials, and tracking escalation points, “effective challenge” and follow-up items
8
Experience For Third Party Risk Management Governance Officer Resume
- Support Head of Corporate Governance in her support of IHC management committees, including assisting with scheduling meetings, distribution of materials, etc
- Work closely with senior management to ensure proper functioning of the above boards and committees; and
- Responsible for the implementation, and operation of CPPIB’s IG Program delivering enterprise wide solutions
- Ensure decisions made are communicated to relevant stakeholders and that there is follow-up to ensure they are implemented
- Take minutes for Wholesale management committees and broker/dealer boards, as necessary, or identify those designated to take minutes for particular committees
- Preparation of support materials to facilitate the practical implementation of procedures management and decision process principles into day-to-day activities (e.g. templates for producing procedures, consultation logs, exception reports, implementation tracking)
- Preparation of support materials for procedure management committee meetings (e.g. presentation slides, status reports, milestone and activity reporting)
9
Experience For Risk Governance Officer Resume
- Preparation of regular (quarterly / monthly / weekly) reporting for “business as usual” activities (e.g. progress reports, team meetings, activity reporting, and dashboard production)
- Responsible for reporting and reviewing performance with Zone Leaders and COO’s on a monthly basis
- Input into new and ongoing projects that impact Data Protection policies and procedures including 2020 and GDPR
- Assist identifying and developing the practices, procedures, policies, work products, templates and tools necessary for enhanced project management techniques
- Support the consistent approach to managing projects including methodology, process integration/simplification, and capitalization management
- Perform investigations to determine the factors that contributed to the incident and how these could be rectified going forward
10
Experience For Assistant VP Corporate Governance Officer Resume
- Management and resolution of all incidents within agreed service standards including preparation of formal response letters to members
- Remediate issues relating to Data Protection for CBMF as well as litigation and other compliance matters
- Confident working in a high pressure, fast pace environment
- Provide support in training and the tools for success
- Identify and agree rectification activities and drive through to implementation
- Act as liaison between Legal Counsel, Client Services, and the Trustee on all incidents in progress
- Carriage of Treasury’s response to calls for the production of documents under Standing Order 52 or any other process authorised under law, advising, coordinating and engaging stakeholders
- Responsible for on-boarding TPA’s, conducting claims operational audits (internal & TPA), continuous improvement for all claims functions within AEL in conjunction with Senior Claims Governance Officer
- Experience working within a claims department with a working knowledge of claims handling across multiple disciplines
List of Typical Skills For a Governance Officer Resume
1
Skills For Senior Controls & Governance Officer Resume
- Understanding of MS Excel (advanced)
- Understanding of key UK regulations would be preferable, namely: FCA handbook particularly, ICOB'S, CCA, TCF and Financial Crime
- To be the main point of contact and interface in CBG for 2LOD, 3LOD and Reg Relations regarding the management of all audits and their related issues/findings
- To work directly with CBG 1LOD Head in assisting him on various regulatory, risk or other projects as needed
- To coordinate and support Business Groups in managing their issues and findings, whether self-identified or assigned by internal or external parties
- Directors and officers of designated subsidiaries
2
Skills For UK Portfolio Solutions Governance Officer Resume
- Senior management across enterprise
- Corporate Secretaries across enterprise
- VP & Corporate Secretary
- Head, Subsidiary Governance Office
- Senior Subsidiary Governance Officer, Europe
- Support board activities for designated subsidiaries including planning and preparation of board and committee meetings, preparation of basic resolutions and minutes, and maintaining the corporate minute books
- Provide assistance to all subsidiaries, responding to enquiries and sourcing solutions to issues on general corporate documents, board protocols, board and committee meetings, directorships, preparation of documentation and other matters pertaining to board activities and corporate governance generally
- Manage the SGO Calendar that tracks board meetings and organize subsidiary board meetings
3
Skills For Audit & Governance Officer Resume
- Manage the records and data integrity of all information pertaining to designated subsidiaries, including data input into the Global Entity Management System (GEMS)
- Provide support on transactions on behalf of the SGO
- Provide assistance on SGO projects as determined from time to time
- ‘Can do’ flexible attitude
- To work with the assigned Business Group affected by audit results to ensure that appropriate responsible parties are identified and that remediation plans are implemented by the agreed upon due dates
- To coordinate and promote the identification and recording of self-identified issues
4
Skills For Cib-control Governance Officer Resume
- To identify and report/escalation alerts early enough on any findings or issues that bear the risk of being remediated late or not being remediated satisfactorily
- To work in close collaboration / Liaise with Compliance, Risk, Audit and Reg Relations teams, and contribute to 1st LOD governance structure, organization and efficiency regarding the management of issues and findings
- Strong knowledge of commercial lending policies and procedures
- Develop global quality system plan. Ensure implementation plans are put in place. Work with compliance managers to define an approach to implementation that ensures global consistency
- Ensure appropriate structures, disciplines and routines are in place for the execution of Santander’s Risk Framework within Human Resources, to ensure program of work is appropriate and drives control improvements to reduce levels of risk and loss
- Build and maintain a library of current policies and procedures working closely with the Chief Compliance Officer, Operation Committee of the broker dealers, BUCO and Business Risk functions
5
Skills For Senior Information Access & Governance Officer Resume
- Collaborate on the development or improvement and implementation of new policies and procedures where required
- Utilize standardized monitoring, testing and validation methods: inquiry, observation, examination, re-performance to demonstrate the monitoring tools and reports maintained within BID; evidence adherence to policies and procedures
- Experience executing issue resolution, root cause analytics, development of action plans and controls to mitigate risks
- Experience assisting delivery of both Agile and Waterfall projects
- Financial services industry experience
6
Skills For Assistant Subsidiary Governance Officer Resume
- Experience in product and process management, implementation of governance and controls, risk management oversight
- Impeccable attention to detail and strong organization
- Provide input and reporting for governance of investment in the execution of the ORMF processes and tools including
- Liaise with central compliance group on licensing changes, additions, terminations and disclosures of registered employees
- Track record in delivering strategic initiatives, preferably in Compliance of an investment bank or similar institution
- (iii) A collaborative working style that promotes inclusiveness, trust and teamwork
7
Skills For Business Quality / Governance Officer Resume
- Financial Services, including asset management products and services
- Maintain books and records of the Broker dealer in accordance with applicable policies, rule and Regulations
- Stay abreast and maintain strong working relationships with stakeholders and stay current on applicable FINRA rules, guidance and procedures to provide thought leadership on what “good regulatory discipline” requires
- Manage multiple, concurrent priorities
- Drive and implement improvements to strengthen BID governance risk management and mitigation of regulation, BUCO and Business Risk functions
- Establish and drive relationships across 1st, 2nd and 3rd Lines to consider governance risks broadly across GAM
- To identify and report/escalation alerts on issues related to Compliance, Operational Risk and Permanent Control
- Support the work of the External Relations Unit, and specifically, the Governance & Board Relations Manager, in facilitating efficient functioning of Unitaid's governance structures
- Develop a fundamental understanding of the Bank’s Governance and Risk framework
8
Skills For Third Party Risk Management Governance Officer Resume
- (i) Flexibility and an ability to adapt to change,
- (ii) Ability to positively manage stressful situations,
- Relevant professional experience in risk management, internal controls, auditing, credit management, relevant line of business experience and/or legal or regulatory experience
- Work independently and effectively in a large, fast-paced global corporate environment
- FINRA 24, 7 & 63 licenses
- FINRA and Broker Dealer compliance & regulation
- Investment governance risk management
- Strategy execution and implementation
9
Skills For Risk Governance Officer Resume
- Basic knowledge of Program and Project Management methodologies and full project lifecycle including documentation standards, risk, issue, assumption, and dependency management and change controls process
- Experience in identifying and delivering process improvement opportunities within an Operations Business
- Proven success managing end-to-end delivery to time, cost and quality
- Strong knowledge of Banking Services policies and procedures
- Strong knowledge of Bank products, including loans, deposits, capital markets, etc
- Strong knowledge of operational risk assessment and monitoring
10
Skills For Assistant VP Corporate Governance Officer Resume
- Experience in delivering analytical work under tight deadlines
- Strong knowledge of commercial loan operations
- Understanding of regulatory and internal control aspects
- Understanding the bank organisation and governance
- Understanding of Citi’s global Incident Management practices and procedures
- Understanding of Payroll, Pension and Recruitment Functions
- Responsible for managing the records and data integrity of all information pertaining to designated subsidiaries
List of Typical Responsibilities For a Governance Officer Resume
1
Responsibilities For Senior Controls & Governance Officer Resume
- Responsible for on-boarding TPA’s, conducting claims operational audits (internal & TPA), continuous improvement for all claims functions within zone in conjunction with Claims Governance Officer
- Responsible for ensuring all TPA’s and internal offices are reviewed applying a risk based approach in alignment with strategic plans set by Senior Manager
- Experience working within a claims department with a working knowledge of claims handling across multiple disciplines
- Demonstrated ability to exercise a professional level of diplomacy and discretion is essential
- Strong knowledge of superannuation legislative and operational requirements
2
Responsibilities For UK Portfolio Solutions Governance Officer Resume
- Intermediate to advanced experience of Microsoft Office applications, Microsoft Excel, workflow tools and administration systems
- Experience in a corporate environment
- Able to build strong relationships with both internal and external stakeholders
- Provides support in training and the tools for success
- Focus on new colleague and strategic partners on-boarding and compliance
3
Responsibilities For Audit & Governance Officer Resume
- Identify and agree rectification activities and drive through to implementation including preparation of formal response letters to members
- Communicate succinctly to all levels of stakeholders throughout the organisation
- Manage communication and relationships with regulators as needed
- Carry out your accountabilities and objectives within the framework of AIG UK’s Conduct Risk Policy
- Act as a first point of contact for all Data Protection queries for the Motor business and as a liaison with the Group Data Protection Officer
- Firmwide and CIB Governance
- Summarize large amounts of information, and synthesize key messages to a senior audience
- Influence people at all levels within the organization
4
Responsibilities For Cib-control Governance Officer Resume
- Assist with the creation of project delivery best practices and processes
- Support the policies, regulations, functions, processes, procedures, management and control of projects and programs
- Collaborate in partnership with the Governance Officer and Head of Governance and Standards, cross-organization, to define the approach, tools, processes, structure and governance aligned to strategic business goals and priorities
- Support the adherence to Citizens Bank quality procedures to insure compliance with regulatory and established Enterprise controls
- Supports the policies, regulations, functions, processes, procedures, management and control of projects and programs
- Assists with the creation of project delivery best practices and processes
5
Responsibilities For Senior Information Access & Governance Officer Resume
- Ensures governance processes are flexible to accommodate large programs and agile methodologies
- Set standards for project delivery, in conjunction with Strategic Portfolio Management, ensuring the projects and initiatives in the plan are delivered to the agreed standards and quality
- Identifies and develops the practices, procedures, policies, work products, templates and tools deemed necessary for enhanced project management techniques
- Process improvement, estimation, financial management
- Assess the current state of tools & processes within the organization by examining existing strategies, processes, procedures, systems and assets; learning about what has and has not worked to-date; and surfacing perceptions, misconceptions, and potential challenges
- Develop, track and report on Key Performance Indicators and projects milestone status
6
Responsibilities For Assistant Subsidiary Governance Officer Resume
- Supports the adherence to Citizens Bank quality procedures to insure compliance with regulatory and established Enterprise controls
- Act as liaison between Legal Counsel, Client Services, Risk and Compliance, and the Trustee on incident rectification progress
- Review documents of a high calibre
- Communication with Executive Management, senior management and team members
- CCA requirements for regulated agreements
7
Responsibilities For Business Quality / Governance Officer Resume
- Conduct financial crime, Peps & Sanctions and know your customer checks
- Reviews on 3rd parties and unregulated business
- Support the team lead and US CRO
- Support with regional Risk events and communications (eg. Town halls, regional communications)
- Perform other ad hoc support activities for regional CRO
- Support the adherence of the program to local and global relevant regulations
- Support the development of metrics for the IRRBB program and integrate into the local Risk Management Framework with clear governance structures and escalation paths
8
Responsibilities For Third Party Risk Management Governance Officer Resume
- Competent use of Portfolio Management tools and other tools such as JIRA or comparable Agile tools
- Successful delivery of both Agile and Waterfall projects
- Competent use of Portfolio Management tools and others tools such as JIRA (or comparable Agile tool)
- Certification (CPA, CIA, CBA, and/or CFE)helpful
- Analyse and synthetize data
- Knowledge of Compliance, Operational Risk and Permanent Control
- Capacity to report and inform
9
Responsibilities For Risk Governance Officer Resume
- Work with the Manager Professional Standards in the processing of complaints, allegations and related disclosures, including investigation management processes into serious misconduct and fraud and corruption concerns
- Promote a culture of quality governance to aid sound decision making, manage risk and continuously improve business processes
- Undertake reviews and prepare drafts of the suite of ethical conduct policies and procedures and other governance policies
- Maintain and record strategic information and data and prepare reports on compliance and fraud and corruption issues
- CISA, CRISC, CIA, CPA, CISM, CISSP or other related risk and control certification is an asset
- Provide support to the corporate secretary of designated subsidiaries in Canada supporting board activities including preparation of board and committee meetings, preparation of resolutions and minutes, and maintaining the corporate minute books
10
Responsibilities For Assistant VP Corporate Governance Officer Resume
- To coordinate and support Business Groups in implementing any Compliance, Operational Risk and Permanent Control assessment (RCRA, RCSA …) or program or initiative. Manage the scope and the calendar, facilitate the assessments/implementation, ensure action plan follow-up
- To support the assigned Business Group to respond to Regulatory / Audit inquiries and coordinate evidence gathering
- To coordinate the risks identification and action plan follow-up
- To coordinate the production and distribution of processes, procedures/policies and make sure of their compliance with 2LOD requirements and BNPP as well
- Fundamental knowledge of compliance, governance as well as legislated obligations and the role it plays within an Operations Business
- Tertiary Qualified in similar discipline
- Able to produce concise, written output
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