Group Audit Resume Sample
Jena Rath
9516 Windler Trafficway,
Chicago,
IL
+1 (555) 180 5627
Work Experience
VP, Credit Risk Reviewer, Group Audit
08/2016
-
PRESENT
New York, NY
- The position is defined as IT Auditor reporting into a Principal Audit Manager (PAM) who in turn reports in the Chief Auditor (CA). The CA has global audit responsibility for IT Infrastructure
- Contribute to Business Monitoring/ Continuous Audit Assessment and overall implementation of Group Audit Methodology
- Undertake audit assignments, draft and consolidate audit reports for review by audit management and facilitate finding tracking and validate closure of findings
- A natural role model and reference point for the peer group
- Strong knowledge of HR core processes, controls, regulations and the ability to identify and evaluate risks associated with these processes
- Innovative mindset and ability to develop ideas, which are implemented and have a positive impact
- Natural role model and reference point for the individual’s peer group
- Quality of work undertaken
Group Audit
12/2012
-
02/2016
Los Angeles, CA
- Where necessary, challenge stakeholders (both within GA and across the wider firm) to ensure that GA maintains the highest standard of professional practice, and to ensure that the firm fulfils its regulatory requirements
- Liaise directly with external regulators to provide assurance of DB’s audit coverage relating to the Regulation, Compliance & CEO divisions
- Strong Audit, Finance or business/product line experience gained at a financial institution or at a professional services firm with a key focus on Finance
- Understanding of Finance issues/risks in a global banking environment with a sound knowledge of banking activities, including capital market products, accounting, tax and reporting requirements
- Strong analytical and communication skills, oral and written. Ability to convey complex concepts and ideas on issues requiring interpretation and opinion
- Unquestionable personal integrity and ethics
- Stakeholder relationship management: Acting as GA’s relationship manager and primary point of contact for regional CRM stakeholders, maintaining excellent and value-add working relationships with management, regulators and external auditors
- Minimal 7 years experience in the investment banking arena, either in a financial institution or a professional practice environment, with a key focus on credit risk management
- Preference for candidates with experience in Risk SME audit teams
Internship Within Group Audit
10/2007
-
11/2012
New York, NY
- Timeliness of audit work completed
- Quality of audit planning, fieldwork and issue writing
- Effectiveness of relationships with clients and colleagues
- Audit team morale
- Sharing of information within the audit staff
- Quality of business monitoring activities
- Liaise closely with other PAMs in ‘Front-to-Back’ audit teams to deliver holistic risk-focused coverage of the APAC region
- Appropriately assess and escalate audits that result in Critical Findings and ‘Unsatisfactory’ grades
- Build strategic relationships internally and externally to enhance GA’s performance and maximize stakeholder support for the department
Education
Northwood University - Florida Campus
2002 - 2006
Bachelor's Degree in Economics
Professional Skills
- A solid understanding of internal control risk assessment concepts and strong analytical skills are required
- A solid understanding of internal control risk assessment concepts and audit methodology, and strong analytical skills
- Very strong credit risk evaluation skills
- Strong communicator and effective written & verbal communication skills
- Strong credit risk evaluation skills
- Accustomed to operating in a highly regulated environment, and have a good understanding of the regulatory framework in which DB operates in APAC
- We are seeking a senior audit professional who has had some team leading experience
How to write Group Audit Resume
Group Audit role is responsible for credit, risk, english, analytical, audit, languages, concepts, litigation, finance, training.
To write great resume for group audit job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Group Audit Resume
The section contact information is important in your group audit resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Group Audit Resume
The section work experience is an essential part of your group audit resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous group audit responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular group audit position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Group Audit resume experience can include:
- Excellent partnership skills and stakeholder management. The ability to successfully navigate a complex organisation, build relationships and work collaboratively with management teams and with other control functions
- Strong analytical and communication skills, oral and written, together with presentation and interactive skills. Ability to convey complex concepts and ideas on issues requiring interpretation and opinion
- Unquestionable personal integrity and ethics. Independent in judgment, strongly self-motivated, with the ability to challenge and be challenged whilst maintaining the highest levels of professionalism
- Strong business and writing skills – capable of cohesively presenting and organising appropriate information and effectively articulating key points/messages
- English and Mandarin language skills are a pre-requisite, other languages would be of advantage
- Excellent team player, with a can-do attitude
Education on a Group Audit Resume
Make sure to make education a priority on your group audit resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your group audit experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Group Audit Resume
When listing skills on your group audit resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical group audit skills:
- Strong analytical skills, attention to detail, and the ability to maintain balanced risk-reward perspectives
- Prior auditing experience is desirable, but not mandatory
- Relevant credit and business experience in Consumer Banking
- Relevant credit and business experience in Consumer Banking
- Audit professional that is a self-starter and able to operate at senior levels of the company
- Significant audit experience with a major investment bank
List of Typical Skills For a Group Audit Resume
1
Skills For VP, Credit Risk Reviewer, Group Audit Resume
- Experience in managing teams in an international and multi-cultural environment
- Developing our on-line learning portal
- Enhancing staff’s learning paths
- Running methodology refresher courses
- Thorough understanding of banking risk and control environment, regulatory changes and in depth knowledge of the Global Markets business
- The production of baseline competence training material
- Project management for Internal Audit learning
- The launch of a ground-breaking competency framework that supports the development of our people
- Detailed understanding of practical and theoretical aspects of Corporate Finance
2
Skills For Internship Within Group Audit Resume
- An appreciation and understanding of industry trends and their impact on the Corporate Finance and its risk profile
- The launch of inspirational staff induction
- A Principal Auditor within the PW&CC team reports into a Principal Audit Manager (PAM) who in turn reports in the Chief Auditor (CA) in APAC
- Design and disseminate best practice and lessons learned to colleagues and clients
- Proven track record in Audit and particularly Investment Banking, who can work efficiently and effectively on multiple audits and meets key audit project milestones while exercising timely and accurate completion of day-to-day audit work
3
Skills For Manager to Internal Control Enterprise Risk Services Group Audit Department Resume
- Confidence to speak with management about issues, controls failures, etc
- Team player and be able to work well with the Audit team
- A strong analytical thinker, with strong capacity for independent judgment and critical thinking – able to design and implement improvements to GA’s strategy and processes
- Good experience participating and supporting complex audits, including those incorporating vendors in scope, and delivering to a high standard on time and on budget
- Working knowledge of GTB products and KYC/AML processes applicable for GTB products/clients
- Working knowledge of Basel II requirements
- Thorough understanding of the banking risk and control environment, and knowledge of the regulatory environment specific to GTB
- Do note that this role requires traveling from time to time within Asia
- Conduct Compliance & Regulatory risk assessments and business monitoring for the APAC region
4
Skills For SVP / VP Credit Risk Reviewer, Group Audit Resume
- Interact with people at different levels, work in a team context and step up in a lead role in various assignments
- High level of initiative and drive; able to execute audits independently
- Able to travel (40%)
- The position is defined as Principal IT Auditor reporting into a Principal Audit Manager (PAM) who in turn reports in the Chief Auditor (CA). The CA has global audit responsibility for IT Infrastructure
- Audit experience in a major investment bank with Markets Debt / Equity audit experience. Prior experience in Big 4 accounting firm is an important asset
- Willing to travel from time to time within Asia
- Read, write and speak Mandarin Chinese within the PRC, Hong Kong and Taiwan Business Entities of DBS Group is an advantage
- Independent in judgment strongly self-motivated with the ability to challenge and be challenged whilst maintaining the highest levels of professionalism and unquestionable personal integrity and ethics
5
Skills For Group Audit Manager / Assistant Manager Resume
- Executes audit fieldwork in line with the agreed audit approach e.g. documenting Activity Flows, identification of key risks and testing of key controls to determine whether they are properly designed and are operating effectively and documenting work in accordance with Group Audit (GA) standards
- Communicates openly with GA management and the internal stakeholders; keeps them informed of potential issues and escalate problems/delays accordingly
- Knowledge and experience of financial services particularly Investment Banking products including interest rate, fx, equity, Corporate Finance and structured products, coupled with familiarisation of working within the operational requirements and regulatory environment of a global Bank
- Continuing development of technical expertise
- Executes day-to-day operational audit work and contributes to the delivery of audits (including the updating of Risk Assessment Profiles and the Continuous Audit Assessment (CAA) process)
- Effective writing and verbal communication skills. Good interpersonal skills for interfacing with all levels of line and credit risk management teams, review team members and supervisors, as well as cross cultural colleagues
6
Skills For Group Audit Resume
- Intermediate or advanced skills at handling MS Office applications
- Willing to travel within Asia
- Willing to travel from time to time
- Ongoing functional support for management of audit database issues, administrative practices and communication to audit team members
- Communicates the Bank/Division’s strategy, plans and values within their team, ensuring understanding and alignment
- Interest in process analysis, monitoring and controlling, and statistics
- Assist Director in preparation to liaise with external regulators to provide assurance of DB’s audit coverage relating to Sanctions & Embargoes
- Team player, with a can-do attitude
7
Skills For VP, Credit Risk Reviewer, Group Audit Resume
- Develop and maintain broad regulatory knowledge & experience. Stay abreast of business/industry changes and their effect on the department’s audit plan, methodology and risk assessments
- Knowledge of business risks and best market control practices in some, but not necessarily all of Deutsche Bank’s core products (which include Global Markets, Corporate and Investment Banking and Asset Management)
- Executes day-to-day operational audit work and contributes to the delivery of audits, with opportunities to travel and assist on AM coverage in other APAC countries
- Manage and conduct credit risk reviews of the various consumer and small business portfolios in the bank, in accordance with Group Audit's standards and key performance indicators
- Review cross border risk issues of the IBG business including marketing, regulatory and accounting
- Conduct periodic risk rating assessment and perform continuous monitoring of the assigned portfolios
- Participate in operational audits and ad-hoc audit projects
8
Skills For Internship Within Group Audit Resume
- Work with a team of auditors to ensure that assigned audit engagements are completed and delivered on time, on budget and meet the required standards
- Review and assess the appropriateness of audit observations, recommendations and management responses
- Lead / manage or participate in credit risk review (CRR) projects of DBS Institutional Banking Group (IBG) 1 to 5 globally and credit quality audit & review of Private Bank, inclusive of audit plan preparation / execution, fieldwork participation / management, and audit report input / preparation
- Work closely with the Credit Process and Global Transaction Services audit teams to ensure thorough end to end audits, including linking CRR reviews with specific aspects of trade finance (particularly structured trade and treasury & markets)
- Help foster high quality credit risk management culture Bank-wide and maintain high standard for credit risk process management and controls within the Bank
- Support the Regional Audit Specialist (RAS) and Deputy RASes of the CRR function
- Administrative and organisational work in relation with the management of audit results data
9
Skills For Manager to Internal Control Enterprise Risk Services Group Audit Department Resume
- Quality assurance of data in the central audit tool
- Preparation of periodic and ad-hoc reporting, i.e. audit data extraction, statistics generation, audit data analysis for presentation to management and other stakeholders (at various steps during the life cycle of an audit report/finding)
- Coordination & release management process in respect to the IT maintenance, design, testing and implementation of new and existing central audit tool(s) used within the area of Group Audit
- Excellent communication skills and ability to work well with international teams based in different locations
- An excellent command of English (both written and spoken) is essential, while German language skills are considered an asset
10
Skills For SVP / VP Credit Risk Reviewer, Group Audit Resume
- Preferably experience with audit (software) or equivalent
- Initiative, independent and goal-oriented approach to work
- Proficiency in written and oral English and German
- Confidence, drive, enthusiasm and team spirit are equally important, together with the ability to take on responsibility and follow specified procedures
- Support the RAS & DRAS in this function for providing the Audit Committee, the Board of Directors and Senior Management an objective and independent assessment and monitoring of portfolio wide credit risk management processes, especially in the area of judgmental credit risk review processes in each of the Group’s branches and / or subsidiaries
- Establishes and maintains a client service/relationship approach with clients in order to understand their business needs. Interprets stakeholder feedback on key business developments/risks and understands the clients’ marketplace in order to address their needs and expectations while delivering ‘one voice’ to the client in all communications and correspondence
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