Internal Auditor, Senior Resume Sample
Gerardo Friesen
45316 Murphy Oval,
Dallas,
TX
+1 (555) 362 6844
Work Experience
Internal Auditor, Senior
03/2017
-
PRESENT
New York, NY
- Conduct complex internal audits under the general direction of management and consistent with auditing standards, professional practices, schedules and any related statutes
- Produce a quality end-product that clearly documents the audit work performed, which meets or exceeds the division standards while adhering to schedules and due dates
- Demonstrate good judgment in evaluating the results of audits and in developing and presenting remediation solutions where control weaknesses have been identified
- Work collaboratively and independently on unique or special assign
- Comply with Company, Division, and Professional ethical standards
- Network with senior personnel within the business unit and across groups to resolve issues and maintain strong working relationship
- Previous experience in managing a team would also be beneficial
- Ability and flexibility to travel globally on a regular basis
- Participate in large or multiple audit projects with significant scope and impact
Senior Internal Auditor, IT
10/2010
-
01/2017
Chicago, IL
- Work independently on difficult assignments that are broad in nature requiring originality and ingenuity with appreciable latitude for un-reviewed actions or decisions
- Recommend process improvements for internal audit processes and procedures to improve internal controls. Results are evaluated at agreed upon milestones for effectiveness in achieving specified results
- Have extensive contact with internal customers and management is required to identify, research, analyze and resolve complex issues
- Monitors project plans to ensure delivery in accordance with agreed timelines
- Leads staff auditors in the execution of audit activities to ensure objectives are met and quality is assured
- Develops work papers reflecting audit activities performed and obtains reliable and sufficient evidence supporting audit conclusions
- Identifies improvement opportunities for the business based on understanding and analysis of the process flows for business operations
- Follows up with management to ensure that management actions have been effectively implemented
- Demonstrates efficiency and persistence, managing own time and ensuring engagement deadlines and objectives are met
Senior Internal Auditor IT
11/2007
-
07/2010
San Francisco, CA
- Maintains industry specific knowledge appropriate to the organization, assigned audit engagements, and advisory projects
- Years Financial Services Industry Experience or Company Experience
- Years Supervisory or Project Lead Experience
- CIA, CPA or CISA in progress
- Advanced knowledge of MS Office Tools (Word, Excel, Powerpoint, Access) including application in a business environment
- Knowledge of accounting cycles (revenue, expenditure, payroll, and treasury) with their typical functions, common accounting entries, relationship with financial statements, and critical accounting records
- Plan financial, operational and SOX related audits and determine the extent of audit testing and audit work paper content
- Review transactions, documents, records, reports, and procedures and prepare prescribed audit work papers that record and summarize the data resulting from the assigned audit
- Provide consulting services to management to improve the efficiency and effectiveness of the Company’s processes
Education
Robert Morris University - Peoria Campus
2001 - 2006
Bachelor's Degree in Accounting
Professional Skills
- Prepare the assignment with the support of the team. Get familiar with the audited organization, the audit environment and processes. Identify main risks and define priorities for the assignment, set the audit strategy and customize the audit program, allocate auditors work
- Excellent written and oral communication skills, including interpersonal, presentation, conflict management, facilitation, interviewing, and diplomacy skills
- Possession of excellent auditing, problem–solving, and analytical skills
- Strong planning and communication skills to manage audit and other stakeholder expectations with diplomacy
- Strong interpersonal and teamwork skills – the ability to interact positively with all levels of management
- Excellent verbal & written communication & presentation skills. Ability to persuade, articulate & defend positions
- More than 5 years of related experience, including 2 years of public accounting experience
How to write Internal Auditor, Senior Resume
Internal Auditor, Senior role is responsible for microsoft, visio, audit, business, research, analytical, compliance, sharepoint, leadership, technology.
To write great resume for internal auditor, senior job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Internal Auditor, Senior Resume
The section contact information is important in your internal auditor, senior resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Internal Auditor, Senior Resume
The section work experience is an essential part of your internal auditor, senior resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous internal auditor, senior responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular internal auditor, senior position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Internal Auditor, Senior resume experience can include:
- Strong technical, analytical, communication, interpersonal and judgmental skills required
- Effectively and confidently communicate findings and recommendations, both written and verbal, to business leaders at all levels
- Written, presentation and communication skills
- Negotiation, project and time management skills
- Judgement: Demonstrates professional judgement to operate in gray areas and can make and own difficult decisions
- Experience with GAAP and SEC rules and regulations for financial reporting
Education on an Internal Auditor, Senior Resume
Make sure to make education a priority on your internal auditor, senior resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your internal auditor, senior experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Internal Auditor, Senior Resume
When listing skills on your internal auditor, senior resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical internal auditor, senior skills:
- Strong audit mandate management and execution skills, including: prioritization tasks, balancing workload, anticipating next steps and adapting to change
- Highly effective Internal Audit report writing skills
- Effective negotiation skills, a proactive and 'no surprises' approach in communitating issues and strength in sustaining independent views,
- Demonstrated extensive experience using internal audit techniques and methodologies
- Prior relevant audit experience, preferably including SOX and IT audits (ITGC, network security, DB, etc.)
- Excel VB Programming or Data Analytics skills is an advantage. Approximately 25% travel element to the job
List of Typical Experience For an Internal Auditor, Senior Resume
1
Experience For Senior Internal Auditor, IT Resume
- Public accounting experience in Audit OR Internal Audit
- Savings from improved efficiency of operating department processes, more effective internal controls, & potential revenue recoveries
- Professional auditing or comparable experience required
- Evaluate the adequacy and effectiveness of internal controls, procedures, and operational processes
- Bring forth ideas and opinions to other audit team members to collaborate in a team-based environment while also listening to others’ points of view
- Assist and support the Company's SOX 404 assessment, including assessment and testing of internal controls over financial reporting
2
Experience For Senior Bank Internal Auditor Resume
- Deliver internal audit activities to assure they are conducting according to professional standards with the goal of maximizing value for the company
- Perform all phases of the audit process including planning, fieldwork, closeout, report writing, wrap-up and follow-up with little supervision
- Lead moderate to complex audit engagements including creating draft audit reports for management
- Upon assignment; assign, supervise, direct, counsel and instruct assistants assigned to the audit or consulting engagement
- Perform root cause analysis, exception monitoring, and follow-up
- Occasional travelling (10%) for adhoc projects
3
Experience For Senior Internal Auditor IT Resume
- Individual has to be able to execute at a detailed level, while also demonstrating a high-level
- Enhance Internal Audit’s understanding of the Company’s production data repositories
- Monitor business unit control documentation and testing efforts to ensure test results are properly documented and issues appropriately raised and resolved
- Report the results of internal control testing to Senior Management and; communicate control gaps and weaknesses to process owners
- Evaluate health care risks to the company and consulting with management to identify process improvements and operational efficiencies
- Develop and execute test procedures to ensure that controls are operating as intended
4
Experience For Senior Internal Controls Auditor Resume
- Summarize audit findings and assist in the preparation of formal audit reports
- Design and execute financial internal audit engagements
- Research and recommend process, operations, or compliance enhancements
- Able to define problems, collect data, establish facts, draw conclusions, and recommend solutions
- Participate in department quality assurance and continuous improvement program
- Work with sensitive information and maintain confidentiality at all times
5
Experience For Senior, Internal Auditor Resume
- Compliance with generally accepted account principles (GAAP)
- Compliance with Hallmark policies
- Evaluation of an area's internal controls
- Ways to add value to our clients
- Monitor significant throughput on the area’s corporate credit cards. Report on corporate card activity as needed for delinquency or f other research purposes
- Assist the SVP of Internal Audit in developing and executing the Credit Union’s audit plan, and take a lead role in the day to day execution of internal audits
- Complete various audit stops of program to appraise the soundness, adequacy and application of accounting, financial and operating controls
- Computer literate with fluency in Microsoft Office and Excel
- Interface and support UTC Internal Audit and UTC’s external auditors with Sarbanes-Oxley and branch/entity reviews
6
Experience For Senior Internal Auditor T Resume
- Demonstrate initiative, strategic thinking, sound reasoning, business acumen, and analytical skills, especially in relation to professionalism and communication abilities
- Highly developed project management skills with a focus on timely completion of tasks and the ability to identify and assess a changing array of risks through multi-tasking and prioritization
- Participates in the planning and execution of audit work; reviews the work of assigned audit staff to ensure sufficiency of scope and accuracy, and timely completion of audits
- Collaborate with others to efficiently and effectively analyze large amounts of data
- Strong analytical aptitude to analyze complex and often incomplete data gathered in audits
- Evaluate the adequacy and effectiveness of the Company’s systems and related internal controls
- Evaluate the adequacy and effectiveness of the Company’s business systems and related internal controls
7
Experience For Qr-senior Internal Auditor Resume
- Sound GAAP knowledge and experience in audits, reviews, and compilations
- Be a role model for the company’s values and demonstrate the highest ethical standards
- Improve Internal Audit’s use of data analytics and computer assisted auditing techniques (CAATs)
- Evaluate employee compliance with the Company’s policies and procedures
- Research, interpret, and evaluate the Company’s compliance with contractual requirements, including government procurement regulations such as FAR, DFAR, DEAR and cost accounting standards (CAS)
8
Experience For Internal Audit IT Senior Auditor Resume
- Interface with external auditors, including the Defense Contract Audit Agency
- Identify, document, summarize, report and present audit findings to management
- Observe all company procedures, laws, regulations and other applicable obligations wherever and whenever business is conducted on behalf of the Company
- Represent the department or company on projects
- Observes all laws, regulations and other applicable obligations wherever and whenever business is conducted on behalf of the Company
- Perform independent and objective reviews, add value to corporate and operations, and express concrete ideas and opinions
- CPA or CIA or CFE
- Design as well as test Extreme’s manual and IT SOX controls as per the requirement of PCAOB and Company’s external auditors
- Conduct on-site independent evaluations of Zoetis’ financial, operational and systems worldwide to ensure Zoetis’ risks are properly managed
9
Experience For Bank Senior Internal Auditor Resume
- Review and evaluate compliance with the Sarbanes-Oxley Act of 2002, which requires management to maintain adequate controls to prevent a material misstatement of the Company’s financial statements
- Review and evaluate IT systems/operations to ensure compliance with prevailing regulatory laws and requirements and Zoetis policies to support Zoetis’ Information Technology systems.
- Assist and support the Company's external auditor’s quarterly reviews and annual audit procedures, including process walk throughs, controls testing and substantive testing
- Partner with the Industrial Sector segments in identifying best practices and ensuring Eaton policies are being adhered to
- Assess corporate accounting and other functional area processes
- Administration of SOX 404 Compliance efforts for insurance services
- Assist process owners in the preparation and on-going maintenance of control and process documentation (policies, procedures, narratives, control matrices, etc.)
10
Experience For Senior SOX Internal Auditor Resume
- Assist process owners in identifying and resolving internal control issues and in identifying internal control best practices. Provide support, training and coaching of process owners and articulate their role in the SOX process
- Continuously improve global processes to comply with the Sarbanes-Oxley Act by maintaining an understanding of SOX legislation, COSO and PCAOB standards, guidelines, new developments and trends
- Monitor changes to process documentation (narrative, control matrix) including risk monitoring
- Accounting & Audit: Working knowledge of U.S. Generally Accepted Accounting Principles (GAAP), accounting concepts and procedures; familiar with auditing and control practices
- Interpersonal Skills & Ethics: Demonstrates integrity and strong ethical behavior. Builds trust with others through personal authenticity and follow-through on commitments. Actively listens and builds rapport with others. Open and collegial work style with ability to listen and integrate ideas from diverse views and collaborate with others
- Project Management & Organization: Process-oriented, highly organized, and effective with time management, with the ability to prioritize multiple tasks while maintaining critical attention to detail
- Client Service: Customer-service oriented and track record of positive feedback and demonstrated ability to provide excellent service to stakeholders
- Travel: Ability and willingness to travel. Travel could be anywhere between 0 to 10 percent of the year depending on projects
List of Typical Skills For an Internal Auditor, Senior Resume
1
Skills For Senior Internal Auditor, IT Resume
- Excellent planning, leadership, and supervisory skills and the ability to build effective relationships in several areas of the business
- Demonstrated analytical and creative problem solving skills and abilities with high-level of accuracy and attention to detail
- Demonstrates judgment and listening skills and has the ability to analyze complex processes and strategies
- Demonstrated ability to effectively utilize general audit software such as ACL, TeamMate, etc
- Demonstrated experience in data analysis and outcome measurement
- Self-management skills to ensure audits are executed as planned, on time and within budget
- Demonstrate a strong understanding of technology infrastructure, processes, and organization
- Experience: 3+ years of experience in providing IT audit and assessment services
2
Skills For Senior Bank Internal Auditor Resume
- Effectively organize and manage tasks and projects
- Experience performing SOX internal control testing in cooperation with external accounting firm
- Experience in auditing with a Big 4 or large regional public accounting firm
- Experience leading audits and performing in the role of auditor-in-charge required
- (Senior) Demonstrated progress toward a professional certification related to Auditing, Accounting, or Information Technology, e.g., CPA, CIA, CISA, PMP, CISSP
- Experience in large Enterprise Resource Planning (ERP) and reporting systems
- Perform issue validation work to ensure appropriate testing supports closure of issues
3
Skills For Senior Internal Auditor IT Resume
- Experience with government contracting rules and regulations
- Experience consulting on strategic project and process improvement initiatives
- Internal control maturity modeling and gap analysis experience
- Experience working in an integrated internal audit department
- Professional auditing or comparable experience required
- Experience in using data analytics tools (ACL or IDEA)
- Typically less than 5 years of professional auditing or comparable experience required
4
Skills For Senior Internal Controls Auditor Resume
- Public accounting experience
- Previous experience in the Insurance and/or Financial Services industry
- Experience in quality assurance/auditing in an electric or gas utility industry
- Demonstrates a clear understanding of industry regulations and business/operational aspects of the industry and PG&E
- Audit experience
- Relevant experience in Financial Institution internal audit or in a consumer compliance role
5
Skills For Senior, Internal Auditor Resume
- Internal control documentation and risk assessment experience
- Design and execution of risk based internal audits experience
- 5 – 7 years at the Lead Internal Auditor level) of Audit or related experience
- Proficient skill in Microsoft Office (Word, Excel, PowerPoint & Access), Lotus Notes
- IT audit experience gained in a multinational organisation environment, or a Big 4 audit firm essential
- Strong knowledge of Internal Controls Over Financial Reporting / Sarbanes-Oxley, SOC reports, COSO, PCAOB and IIA Standards is required
6
Skills For Senior Internal Auditor T Resume
- Experience with integrated process-based audits where financial, operational and IT auditors work together to audit an end-to-end process is an advantage
- Previous experience in the Internal Audit Department and/or Sarbanes Oxley Compliance at a financial institution
- Demonstrated ability to adapt quickly to changing demands & environment, & rapidly develop in-depth knowledge of new audit areas
- Demonstrates an in-depth understanding of complex and judgmental ethical areas/issues
- Demonstrated ability to understand & document business processes & related internal controls in narrative &/or flowchart formats
- Identifies ethical issues and discusses them in a timely and constructive manner to obtain a rapid and effective resolution
- Understanding of internal auditing standards, ICFR, COSO and risk assessment practices
7
Skills For Qr-senior Internal Auditor Resume
- Working knowledge of network technology, one or more operating systems or databases
- Working knowledge of Sarbanes-Oxley Act requirements (in particular S404)
- Working knowledge of SAP, TeamMate, and/or ACL
- Reviewing reconciliation of accounts
- Understanding of SOX, International Professional Practices Framework, and the Foreign Corrupt Practice Act required
- Working knowledge of SOC 1 & 2 audits, SOX and COSO
- Working knowledge of industry best practice and standards such as COBIT, ITIL, ISO 20000 and ISO 27000 series
- Working knowledge of one or more ERP applications
- Understanding of Control Objectives for Information and Related Technologies (COBIT) and/or cybersecurity compliance practices
8
Skills For Internal Audit IT Senior Auditor Resume
- Thorough knowledge of analyzing and developing risk assessments and assessing risk within a process or business function
- Supervise assigned staff in accordance with Human Resources Policies, including performance evaluations and training
- (Lead) Professional certification related to Auditing, Accounting, or Information Technology, e.g., CPA, CISA, CIA, CISSP is required
- Financial auditing background & understanding of internal control theory
- Produce quality audit working papers that could stand up to challenge i.e. complete and support audit opinions and conclusions
- The safeguarding of assets and the verification of those assets
- Work with senior management on status updates for outstanding issues related to regulatory and audit findings
- Establish and maintain contact with officers and staff as needed within the assigned business lines regarding audit activities
- SOX 404 testing
9
Skills For Bank Senior Internal Auditor Resume
- Facilitate discussions yielding positive outcomes
- Bachelors of Business Administration in Accounting or related field required
- Handle multiple and competing tasks simultaneously and work closely with various departments and team members
- Financial risks and controls mitigating these risks
- Security and Exchange Commission rules and reporting requirements
10
Skills For Senior SOX Internal Auditor Resume
- Good research techniques and resourceful in preparing the audit risk and control matrix and test procedures to identify control risks and provide practical value-added recommendations
- Write high quality audit reports with focused audit recommendations, and positively address feedback
- Demonstration of initiative and judgement in all aspects of work. Professionally competent and projects a positive image of Internal Audit
- Values team-work, promotes trust and respect of colleagues at all levels
- Ability for having the high level helicopter view combined with the ability to drill down in the technical details. Opportunity for career progression outside the department
- Knowledge of utility finance, accounting, and operations
- One or more of the following certifications: Certified Public Accountant (CPA), Certified Internal Auditor (CIA), American Society for Quality (ASQ)
List of Typical Responsibilities For an Internal Auditor, Senior Resume
1
Responsibilities For Senior Internal Auditor, IT Resume
- Three years of experience in accounting, internal auditing or assessment function, with some exposure to the health care field, and/or equivalent combination of education and experience is required
- Contribute to the audit planning process; assist in the development of audit objectives and detailed test procedures that effectively address key controls and risks
- Strong presentation abilities underpinned by excellent verbal communication and report writing skills
- Demonstrated general accounting, financial & business skills, knowledge, & experience
- Solid project management, teamwork and relationship skills
- Demonstrated skills in the identification & resolution of business problems within a team setting. Ability to research & identify best practices
- Strong analytical skills particularly in the assessment of the occurrence probability and impact of an internal control weakness
- Collaborate and share skill with other staff when appropriate
2
Responsibilities For Senior Bank Internal Auditor Resume
- Some exposure to the health care field, and/or equivalent combination of education and experience required
- Understand IT processes to identify risks and perform IT audit procedures to evaluate the design and operating effectiveness of controls
- Supports, coaches and mentors less experienced team members, guest auditors, etc
- Enthusiastic, self-motivated, autonomous, reliable, effective under pressure and willing to take personal responsibility/accountability
- Demonstrated ability and desire to learn quickly, be flexible and think strategically
- Lead and perform information technology audit engagements including planning, and development of programs for audit testing and evaluation
- Assess business systems/processes to identify key control points and risks. Document using narrative and/or flowcharting techniques
3
Responsibilities For Senior Internal Auditor IT Resume
- Exercise judgment and tact in dealing with others
- Works collaboratively with key stakeholders across the organization, including external auditors, business process owners, and management
- Develops an understanding of organization’s business, processes, goals and strategies
- Identifies opportunities to leverage data analytics and computer assisted audit techniques to achieve efficiencies during audits
- Plan and manage testing of SOX controls by service providers
- Provide guidance in the development and adoption of SOX best practices and training to internal controls owners
4
Responsibilities For Senior Internal Controls Auditor Resume
- Test the Company's business processes internal controls including walkthroughs required for periodic management evaluations
- Draft audit conclusions, discuss potential issues with clients, and prepare and deliver other summary communication documents as required
- With supervision, successfully execute all phases of the audit process for moderately complex projects
- Contribute to the development of the assigned practice area by participating in risk assessment activities, creation of audit tools, establishing client relationships, and identifying and sharing relevant information
- Interprets and analyzes situations and information based on established concepts and general guidelines
- Makes decisions in conjunction with the AIC on less defined issues and selects methods
5
Responsibilities For Senior, Internal Auditor Resume
- Interacts regularly with various Regional management, Internal Audit management & staff, & external auditors & consultants
- Conducts assigned audit projects independently &/or with team members
- In conjunction with AIC determines & identifies potential risks & opportunities to the organization, & develops appropriate corrective action plans
- Perform wide range of activities, including, audit engagements throughout the system, data analytics, process improvement projects, and special projects, as requested by management
- Allocate time to multiple projects and assignments concurrently and complete planning, fieldwork execution, report writing, work paper completion, and follow-up monitoring
6
Responsibilities For Senior Internal Auditor T Resume
- Present audit conclusions and value added recommendations to management that reflect an understanding of company objectives and capabilities, control requirements, and industry best practices to facilitate change in a constructive and collaborative manner
- Experience in implementing and maintaining compliance with the requirements of SOX 404
- Strong technical skills, including superior knowledge in Access, Excel, Power Point, Visio and SharePoint Knowledge of industry standard project management tools, methods and reports
- Experience with internal audit, accounting, or financial reporting
- Good understanding of risk analysis and process improvement
- Perform financial and IT SOX audits in accordance with the annual Internal Audit Plan
- Plan and execute risk-based audit procedures in accordance with the IIA's International Standards for the Professional Practice of Internal Auditing and in compliance with the ethical standards of the internal audit profession
- Evaluate and document the strengths and weaknesses of internal controls and automated systems across the organization
- Communicate findings and recommendations; collaborate with business process owners to facilitate solutions to address weaknesses including exposure to senior management
7
Responsibilities For Qr-senior Internal Auditor Resume
- Independently manage multiple projects at one time
- Under supervision, performs audit assignments of moderate (Senior) to high (Lead) complexity in accordance with the IIA Standards and Audit departmental policies and procedures. Assists in assessing financial, operational, project, and IT controls, including COSO/Sarbanes-Oxley
- Provide an objective, independent, risk-based evaluation of the adequacy and effectiveness of the company's technology, operational and financial controls
- Interface with department personnel to ensure Sarbanes-Oxley 404 objectives, deliverables and timelines are met
- Support the Head of Internal Audit for IT in delivering an annual audit plan to achieve departmental objectives, working closely with IT stakeholders, the business and Internal Audit colleagues
- Lead and deliver audit assignments, taking end-to-end ownership of the audit process including planning, fieldwork, audit work paper documentation and reporting
- Follow up on audit recommendations to establish that IT and the businesses achieve corrective actions within agreed timescales
- Work with the Head of Internal Audit for IT to provide assurance on relevant technology centric aspects of transformation programs
8
Responsibilities For Internal Audit IT Senior Auditor Resume
- Contribute the latest thinking on ‘best practice’ IT audit techniques, via benchmarking and market contacts, for inclusion into the Travelex IT audit approach as appropriate
- Identify process improvement and automation opportunities, cost savings, controls optimizations, and other value-added recommendations through active engagement in departmental projects and other initiatives
- Execute IT General Controls walkthrough and test of control procedures over the Company’s Sarbanes Oxley 404 internal control over financial reporting (ICFR) by reviewing process documentation, performing test procedures, documenting conclusions reached, and performing remediation procedures over identified control deficiencies
- Review control documentation and staff prepared audit workpapers providing engaging and meaningful commentary
- Analyze process flow, risk and control matrices and narratives to prepare and manage administration and planning of SOX and operation audits
- Interact, build relationships with others outside the IA department, coordinate audit requests, testing strategy, scoping considerations and other aspects of the audit with Internal Audit management, external auditors and internal customers
- Analyze data within audit areas using Oracle, Spotfire, Excel, or other tools to understand trends, risk patterns, and to drive audit procedures
- Assist in the development and continuous improvement of the Internal Audit Department’s procedures, practices, and training of new team members
- Determine the root cause of exceptions and identify practical recommendations to strengthen data security, IT and business processes and processing integrity
9
Responsibilities For Bank Senior Internal Auditor Resume
- Ensure audit conclusions are based on a complete understanding of the process, circumstances and risk
- Execute all aspects of the IT audit process, including planning, risk assessment, audit programs, coordination with the auditee, fieldwork, data analysis, workpaper documentation and reporting
- Write audit results and conclusions in audit reports in a concise and precise manner, including practical recommendations to improve processes, systems and controls
- Maintain previous mandates recommendations database and coordinate follow-ups with internal audit personnel as well as auditees in order to validate deficiency remediation
- Refine and test IT SOX-related general controls and applications controls
- Supervise and review work performed by other staff and interact with the Senior IT Internal Audit Manager, fellow team members and members of the IT department
- Review and assess risk assessments and remediation plans developed by IT
10
Responsibilities For Senior SOX Internal Auditor Resume
- Coordinate IT audit activities with IA management and external auditors
- Collaboratively work with management to improve internal controls and processes
- Support Manager in facilitating various aspects of the Sarbanes Oxley certification program, including process documentation, testing, and other evaluations as necessary
- Work effectively with the Company’s external auditors regarding Sarbanes Oxley results and work performed on behalf of external auditors, such as process walkthroughs and substantive testing procedures
- Experience with Generally Accepted Auditing Standards (GAAS) and Generally Accepted Accounting Principles (GAAP), Sarbanes-Oxley Act of 2002, Section 404, Internal Controls over Financial Reporting and Rules (SEC and PCAOB) and COSO 2013
- Perform Sarbanes-Oxley (SOX) audit planning: review & update narratives, risk matrices, and test matrices as assigned. This duty is performed annually
- Perform audit tests for SOX processes as assigned. Report findings to appropriate parties, obtain management responses and prepare audit reports. This duty is performed as needed
- Perform branch audits as assigned including unannounced on-site visits. Report findings to appropriate parties, obtain management responses and prepare audit reports. This duty is performed annually
Related to Internal Auditor, Senior Resume Samples
Senior Auditor, Internal Resume Sample
Work Experience
• Works closely with Audit Manager and Protiviti during internal audits. Assists with documentation and testing of UCDP’s risks and controls in connection with Sarbanes-Oxley
• Knowledge and adherence of the Standards of the Professional Practice of Internal Auditing, the Institute of Internal Audito...
Professional Skills
• Contributes to department initiatives to i...
• Gather data relating to the entity or proc...
Senior Auditor, IT Resume Sample
Work Experience
• Privacy Guidelines (signed annually), as well as the Royal Bank’s Code of Conduct (e-test conducted bi-annually)
• Utilize internal audit skills to perform procedures related to the company’s Sarbanes Oxley compliance program, which is managed by Audit Services
• Assist exter...
Professional Skills
• Demonstrated interviewing and negotiation ...
• Data analysis software skills using tools ...
• Automated audit work paper software skills
Senior Internal Auditor Resume Sample
Work Experience
• Assists in coordinating business area activities or act as the lead expert in the group
• Influences others utilizing a variety of techniques to gain cooperation and commitment to take action from staff, peers, managers and directors. Develops ways to improve processes, products and/or service to i...
Professional Skills
• Someone who has excellent listening skills...
• Strong analytical, interpersonal, and orga...
• Strong organizational, interpersonal, and ...
Senior / Audit Associate Resume Sample
Work Experience
• Demonstrate ability to recognize problems and propose sensible solutions, with appropriate balance between clients’ needs and the firm’s risk
• Perform the month end close process for clients including preparing various general ledger account reconciliations and maintaining the client’s fixed asset...
Professional Skills
• Strong skills in auditing and preparation ...
• Professional level accounting experience r...
• External audit and/or internal audit exper...
Auditor Associate Resume Sample
Work Experience
• Legal Human Resources
• Researches audit findings utilizing ESI systems
• Works with the cross functional departments to ensure issues are resolved and deadlines are met
• Assists with troubleshooting issues and questions arising from audits
...
Professional Skills
• Knowledge of one or more IS/IT areas: gove...
• Demonstrates a good understanding of Gener...
• Experience with auditing, specifically in ...
Auditor Internal Audit Resume Sample
Work Experience
• Networking opportunities, direct contacts with the bank’s senior management and a platform for career progression
• Experience in audit or in the financial industry with business expertise in a specific area (e.g., Anti-Money Laundering, Private Banking, Risk Management, Corporate Finance including...
Professional Skills
• Demonstrate strong professional judgment, ...
• Excellent written and verbal skills with d...
• Strong judgement and decision making skills,