Investment Research Resume Sample
Chris Larson
64302 Blaze Cove,
Houston,
TX
+1 (555) 852 1070
Work Experience
Investment Research Associate
11/2015
-
PRESENT
Detroit, MI
- Helps create and maintain client performance presentations not less than quarterly, client/prospect presentations for PM, conference slide decks including but not limited to economic presentations, capital market reviews and Board presentations/slides
- Creates reports and charts with market/economic data via various sources, and produces accompanying commentary to portfolio management team
- Assists Portfolio Management team with investment research and ad hoc requests
- Identifies and researches securities that meet CLS’s investment criteria; evaluates performance and summarizes key takeaways related to CLS’s investment criteria
- Conducts in-depth data analyses of assigned market sector offerings and makes investment recommendations to Portfolio Manager; produces detailed fundamental analysis and opinions supported by quantitative analytics
- Inputs, validates, analyzes and reports on data relevant to all separate account and total return portfolios
- Researches and prepares reports on economic data for integration into quarterly economic outlook
Investment Research Analyst
09/2013
-
10/2015
Phoenix, AZ
- Affinity to dealing with and structuring large amounts of data. Fluency with presentation software (Powerpoint)
- Specific programming abilities would be welcome as would be fluency in a regional language
- Handle requests from regulatory affairs regarding SEC, FINRA, and state regulatory agencies, as well as litigation requests. Research applicable laws and regulations, analyze their effect on business practices, and work with Legal Department partners as needed to clarify requirements and address related issues. Identify and take action
- Maintain current knowledge of industry practices and developments. Escalate issues and maintain records as required or appropriate. Take action within authority or review with leader prior to taking action
- Experience leading a broker-dealer product or research compliance function
- Experience crafting written supervisory procedures (WSPs) and desk procedures
- Experience maintaining business continuity plans
Ameriprise Investment Research Group Intern
12/2008
-
06/2013
Houston, TX
- Identifies and produces analysis on global research topics that support thought leadership at the firm
- Focuses efforts on important priorities
- Accomplishes more tasks and assignments in less time
- Can attend to several priorities at a time
- Eliminates roadblocks and stays focused
- Plans daily tasks so important work is accomplished
- Uses workplace tools, technology or personal methods to keep track of priorities and assignments
- Perform investment manager research that supports new business opportunities at Schwab RPS
- Ideally a finance related background with a good understanding of macroeconomics, financial markets and econometrics
Education
University of Connecticut School of Business
2003 - 2007
Bachelor's Degree in Finance
Professional Skills
- Demonstrated writing, presentation and project management skills
- Open-minded, logical, determined, and highly ethical along with creativity, intellectual curiosity, and strong fundamental skills
- Strong investment research and analysis skills are required
- Outstanding communication skills - oral, written and presentation
- Highly collaborative mindset, able to operate within a team construct effectively
- Experienced in building and enhancing financial models
- Experienced at building and enhancing financial models
How to write Investment Research Resume
Investment Research role is responsible for research, securities, security, finance, credit, training, database, litigation, trading, equities.
To write great resume for investment research job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Investment Research Resume
The section contact information is important in your investment research resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Investment Research Resume
The section work experience is an essential part of your investment research resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous investment research responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular investment research position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Investment Research resume experience can include:
- Proactive, creative individual able to communicate clearly and effectively in written and verbal forms
- Self-motivated and possessing strong drive and resourcefulness and a commitment to achieving agreed goals
- Extensive experience in researching private assets investment managers within their previous role is required
- Some experience in researching investment managers within their previous role is required
- Represent regional business requirements, project prioritization & defining the technology strategy
- Evaluation of the Salesforce information management tool’s potential effectiveness in a research environment
Education on an Investment Research Resume
Make sure to make education a priority on your investment research resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your investment research experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Investment Research Resume
When listing skills on your investment research resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical investment research skills:
- Strong written and presentational skills are required, and we would seek previous examples where such skills have been used
- Excellent organizational, communication, and interpersonal skills with a strong client focus
- Strong analytical, conceptual and critical thinking skills; ability to develop creative solutions
- Strong quantitative analytical skills related to manager performance, asset allocation and portfolio construction
- Superior communication skills - oral, written and presentation
- Self-motivated and possessing strong drive and resourcefulness and a commitment to achieving agreed objectives
List of Typical Experience For an Investment Research Resume
1
Experience For Investment Research Analyst Resume
- Collaborate with broader organization on product positioning, marketing content, and investment insights
- Develop thorough understanding and knowledge of primarily large and mid-cap stocks
- Identify regional opportunities to leverage existing technology and new innovations to enable the business strategy
- Assist the analyst team with building report packages for monthly and quarterly senior management, board and sub advisor meetings
- Regular contact with internal departments regarding communications for daily commentary and correspondence
- Works with other analysts to learn CLS’s method for generating portfolio data and analytics
- Occasional contact with clients at company-sponsored client events or during client phone calls
- Lead and influence across all levels of the organization without direct position power
2
Experience For Investment Research Associate Resume
- Answer complicated queries (which can’t be answered by standard back office support) on corporate actions related to holdings of the clients
- The investment team is small, and therefore it is important that the individual can readily work in a small team and ready to pitch in where necessary. Clearly, being a team player, rather than an individual, is critical for this hire given the small team size
- It important to be able to generate ideas for further consideration themselves, and to proactively engage with asset managers and investment consultants who can provide valuable intellectual capital to assist with their role
- The investment team is small, and therefore it is important that the individual can readily work in a small team and ready to pitch in where necessary
- Help develop an analytical spreadsheet framework that senior analysts can use to help assess company valuations as well as industry groups and investment styles
3
Experience For Manager Investment Research Resume
- Help develop a library of analytical charts for use across the Investment Research Group
- Help develop additional research communication resource
- There is potential for work on environmental, social and governance research
- Help implement a repeatable process around the Brainshark communication tool
- Act as a subject matter resource for assigned group of mutual funds and ETFs within an asset class (Equities), responsible for communicating investment performance, outlook, and strategy to the firm’s clients and sales force
- Working closely with Thought Leadership to publish regular investment commentaries and white papers, including Guggenheim’s quarterly Fixed-Income Outlook and the High Yield and Bank Loan report
- Project management of the entire team’s workflow to ensure that the hire can gather as wide a range of investment experiences as quickly as possible
4
Experience For Investment Research Strategist Resume
- Coordinate and maintain Investment Services software
- Monitor investment performance reporting and portfolio management software, requiring specialized knowledge of Green Hill, Scorecard, Fi360, Investor’s View and others
- Prepare technical reports and maintain various Guidance Lists
- Prepare quarterly Investment updates for Client relationship review meetings
- Assist Investment Management department with weekly, monthly, quarterly and ad hoc communications
- Assist with preparation of reports on potential additions to Guidance Lists
- Prepare required reports for regulators and trust committees
- Provide back up support to the investment team and attend Trust Investment Committee meetings
- Complete assigned Request For Proposal (RFP) and Fund Selection Form analysis within stated deadlines
5
Experience For Manager, Investment Research & Analysis Resume
- Develop and foster relationships with internal partners (Sales/Business Acceptance) and third party advisors
- Responsible for all investment related topics/questions/responses throughout the RFP process
- Support a team of research analysts who produce internal and external investment-related deliverables for plan sponsor clients and their advisors
- Provide direct and/or indirect support of asset category/class research
- Participate/lead due diligence meetings with fund companies
- Assist with the fulfillment of research report requests from the primary research team
- Involvement in projects that align with key business initiatives
6
Experience For Bank Loan Investment Research Analyst Resume
- General support of the primary research team that could include, but is not limited to
- Prepares and delivers investment manager research of each asset class
- Contributes to the research initiative firm wide, in offering improvements to research processes, adding insights or proposals to the discussion during investment committee meetings, or outlining gaps or areas of interest in our current platform offering
- Assists in the education of advisors on an ongoing basis on a broad range of investment topics
- Serves, as needed, as part of prospective client development process with a specific focus on analyzing prospect portfolios, comparing/contrasting guideline portfolios and preparing analytical presentations of such
- Develop internal research content/communications for use by advisors with their clients (such as the Funds in Focus and Quarterly Market Overview) related to manager and asset allocation key drivers of performance
- Act as a support to the entire research, operations and client service teams on all questions related to the research platform
- Act as an adjunct member of the Investment Committee to help with Tamarac-related issues
- Helps design and build out a more extensive suite of socially responsible/ESG solutions for clients
7
Experience For Investment Research Analyst, UIT Resume
- Demonstrated ability and experience with investment portfolio activities, including client implementation, investment policy statements, asset allocations and ongoing portfolio monitoring
- Strong technological knowledge and experience with tools necessary to research, implement and report on investment portfolios (MS Access/Excel, FactSet, Morningstar Direct, Bloomberg, Tamarac, etc.)
- Fundamental analysis of individual companies includes, but is not limited to: reading company documents, interacting with company management, synthesizing "street" research and building independent company models
- Maintain industry and/or company statistics that supplement the in-house database
- Attend investment conferences and company presentations
8
Experience For Investment Research Manager Resume
- Fundamental ("bottom-up") analysis of individual companies includes, but is not limited to: reading company documents, interacting with company management, synthesizing "street" research and building independent company models
- Support senior teammates in fundamental research
- Define Americas region technology vision, goals, and strategy
- Work closely with Research management to ensure strategic business objectives are met
- Establish stakeholder relationships with the Product Team and Analysts
- Partner with our IT division and external vendors to deliver successful solutions
- Drive technology ideas and experimentation and remain current with technology trends
9
Experience For Ameriprise Investment Research Group Intern Resume
- Facilitate regional communication on project status, issues, and risks
- Self-starter with can-do attitude
- Agile or related project management
- Conduct thorough portfolio analysis using Lipper, Morningstar, Zephyr, Bloomberg, Factset and other tools. The ability to use these tools to build reporting capability and further enhance team efficiency
- Support analyst team in ongoing investment/product related activities including but not limited to annual prospectus updates, 15C process, annual/semi-annual report reviews
10
Experience For Pensions Investment Research Analyst Resume
- Understand and analyze key trends within the various asset classes, and positioning of competitors
- In depth knowledge of investment tools for performance analysis and portfolio analytics (i.e. Zephyr, FactSet, Bloomberg, Morningstar, Lipper, Barclays Live) with a strong willingness to advance these skills
- Mutual fund product related experience
- Experience in mutual fund manager/fund evaluation viewed favorably
- Work independently and a willingness to adapt under time sensitive deadlines are necessary
- Regular contact with representatives from other firms in the ETF industry
- Sample piece of individually written investment oriented research
List of Typical Skills For an Investment Research Resume
1
Skills For Investment Research Analyst Resume
- We would expect any hire to be IT literate with strong Excel skills, and any Bloomberg experience would be desirable
- Strong oral and written communication skills are critical, coupled with ability to champion high conviction ideas and opinions
- An understanding of investment processes and the ability to effectively convey key differentiators to sales teams via both verbal and written communications
- Able to prioritize multiple tasks with tight deadlines, plan, organize and follow-through on assignments while providing consistent high-quality output
- Organize, plan, prioritize and complete tasks and assignments with conflicting deadlines with consistent, high quality output
- Strong understanding of growth-oriented investment concepts and issues
- Asset management, asset allocation, or hedge fund experience
2
Skills For Investment Research Associate Resume
- Experience in broad-based, fundamental "bottom-up" company analysis and equity research with a buy-side institution
- Qualitative and quantitative manager research experience across multiple asset classes and styles, including equity, fixed income and alternatives
- Results oriented with a sense of urgency and a demonstrated ability to produce
- Sound financial services experience, preferably within Wealth Management
- Relevant financial services experience, ideally within Wealth Management
- Over 5 years relevant work experience in the financial industry focused predominantly in the private assets space
- One year of experience in an investment research environment required
- Excellent attention to detail, adherence to deadlines and consideration of follow through
- Exploring the market size and growth potential of the Chinese lodging industry
3
Skills For Manager Investment Research Resume
- Studying the municipal finance market to determine funding vulnerabilities at the state and local level
- Evaluating investment opportunities in the for-profit education industry in light of changing government regulation
- Developing a framework for evaluating valuations of gold miner equities relative to the gold commodity price
- Creating a currency hedging strategy for a multi-asset portfolio
- Willing to internalize and implement American Century's disciplined investment process
- Becoming the team’s lead person on the numerical analysis of investment risk
- Preparing concept papers, investment memoranda, financial models and presentation materials
- Understanding the private sales business model and market for online flash sale and coupon retailers such as Hautelook, RueLaLa, Gilt and Groupon
- Getting to know our firm
4
Skills For Investment Research Strategist Resume
- Something about yourself that is not on your CV (up to 1 page)
- Support the investment diligence process by sourcing, evaluating and executing potential fund and direct investments across illiquid asset classes
- Highly responsive, flexible and oriented toward meeting and exceeding the needs of clients and internal partners
- Manage and execute securities trading for division including stock, bonds and mutual funds
- Organizes and maintains documentation detailing investment decisions and rationale resulting from Investment Committee decisions
- Research individual securities and industry groups for the purpose of recommending purchase, sale, or holding of the securities
- Lead regional operational tasks, data security governance, business continuity planning, IT support improvements, and training
- Work independently, operating as a self-starter without the need for extensive direction
5
Skills For Manager, Investment Research & Analysis Resume
- Acts as a voting member of the Advised Assets Group, LLC Investment Committee and presents the Committee’s recommendations to Great-West Trust
- Perform required investment manager research to develop rationale for fund selection when creating investment menus for prospects
- Assist in production of research deliverables used during investment committee meetings
- Serves as a member of the IRM Team to research and assist in the continued build out of our investment service offering
- Works closely with portfolio managers in the implementation and monitoring of investment models and portfolios
- Manage overall portfolio funding and cost management
6
Skills For Bank Loan Investment Research Analyst Resume
- Familiar with technology product lifecycle, from requirements, design, development, deployment, and training & support
- Knowledge of Investment Research, Investment Banking, or related financial services domain
- An investment generalist, supporting all asset class (Equity, Fixed Income, Alternatives and Asset Allocation) analysts
- Provide support for teammates in fundamental research
- High proficiency in Bloomberg, Excel and Adobe
- Able to communicate clearly and concisely, both verbally and in written form with high accuracy and attention to detail
- Proficiency in multiple languages ideal
7
Skills For Investment Research Analyst, UIT Resume
- Customer service orientation, responds to requests in a timely manner. Ability to work in a team environment
- Researches and collects account information for the consulting practice to create various investment monitoring reports, consulting metrics, and account fee invoices to include posting research document results electronically and maintaining research contact information for other internal applications
- Prepares RFI/RFP analysis for predetermined market segment vendors, sync Investment Option information for a specific case with the expense and revenue sharing calculations specific to each custodian and vendor, and posts documents electronically
- Reviews quantitative analysis for investment options failing established monitoring criteria; assembles relevant qualitative analysis from the fund companies and research material from independent sources; prepares written opinions regarding watch list investment options; and presents, defends and/or modifies opinions for clients
- Oversees the fee metrics reporting process by consolidating fee schedules, submitting fee information to the Finance Department, assisting in tracking fee receipts and past due reports, and maintaining various reports and contact information
- Creates, updates, and posts various advisory resources such as attribution worksheets, Forward Net Zero worksheets, Fund Fact sheets, and the like
- Provides support and assistance in the preparation of the Investment Committee for both the consultant practice and Guardian Business Line
- Knowledge of mutual funds and ETF’s, both active and passive, as well as various risk metrics used to evaluate investments including alpha, beta, standard deviation, Sharpe ratio, up/down capture, etc
- Desire to understand and work with mutual funds and etf’s, both active and passive, as well as various risk metrics used to evaluate investments including alpha, beta, standard deviation, sharpe ratio, up/down capture, etc
8
Skills For Investment Research Manager Resume
- Conduct ongoing reviews/analysis of specific investment managers and mandates becoming attuned to the firm’s philosophy, people, process and performance
- Advanced proficiency in Microsoft Excel, and other Office software including Word, PowerPoint and Outlook
- Knowledge of mutual funds and ETF’s, both active and passive
- Knowledge of risk measurement and management techniques within securities markets
- Develop an in-depth knowledge of research systems that support the team’s investment manager research function
- Provide strategic input for the ongoing development of the team’s Financial Planning support activities and in maintaining a comprehensive investment manager research program
- Experience in financial services
9
Skills For Ameriprise Investment Research Group Intern Resume
- Research publication experience in financial research
- Deep knowledge of private investment industry and a network of industry contacts
- Influential, persuasive and stretches for higher levels of performance; effectively delegate’s responsibility and authority; leads by example; manages conflict; administers firm policies uniformly; inspires confidence and respect within practice area and the firm; a mentor to junior team members
- Commitment to professional development, demonstration of ongoing education in the field of Investment Consulting and Manager Research specifically in the Real Estate asset class
- Immersion in the world of investing. Develop and deepen your investment knowledge by attending company management meetings, accessing the firm’s proprietary research and participating in our daily investor meetings
- Open minded, flexible and willing to listen for other people’s opinions
10
Skills For Pensions Investment Research Analyst Resume
- Immersion into the world of investing
- Possess a robust understanding of asset allocation and portfolio construction concepts
- Within a collaborative team environment and under tight deadlines, maintain attention to detail, stay organized and deliver insightful opinions
- Genuine team player with a collaborative style; able to build partnerships and relationships based on trust and credibility, as well as confidence and presence to work with senior executives
- Monitor investments post-execution and conduct ongoing reviews (periodic calls and meetings with managers)
- Support product specialists on marketing roadshows and provide support to the salesforce, when appropriate
- Prepare reviews and meeting notes to communicate investment activities to key WM stakeholders
List of Typical Responsibilities For an Investment Research Resume
1
Responsibilities For Investment Research Analyst Resume
- Mentorship and feedback
- Master’s or JD
- Researches and collects account information for the Guardian Business Line to create investment monitoring reports, search for investment options identified for replacement, process Negative Election Letters, and calculate fee invoices to include posting research document results electronically and maintaining research contact information for other internal applications
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