Manager, Audit Resume Sample
Ariel Reynolds
1996 Ollie Cliffs,
Houston,
TX
+1 (555) 506 5176
Work Experience
Senior Manager, Audit
11/2015
-
PRESENT
Philadelphia, PA
- Strong analytical, leadership, and organizational skills are needed
- Strong report writing and workpaper documentation skills
- Execution and timely delivery of a suite of audits on technical financial topics in alignment with Audit Services’ standards and methodology, including but not limited to financial/corporate accounting, financial statement and general ledger activities, regulatory reporting, accounts servicing, defined benefit/contribution plans, and executive compensation
- Managing a team of audit professionals, including engagement staffing/recruiting, performance management, professional development, employee engagement and salary administration
- Collaborating with other audit teams to ensure coordination of efforts and proper coverage of risks
- Cultivating and maintaining relationships with senior and executive management to understand their operations and processes, the risks within the business, business changes and other events that could significantly affect the business and/or the audit plan
- Participating in senior-level committees and client meetings
Manager, Audit
05/2009
-
07/2015
Chicago, IL
- Communicating with regulators, external auditors, and various risk management committees as required
- Performing special projects as assigned to improve and enhance the businesses understanding of controls or the efficiency and effectiveness of Audit Services
- Execution and timely delivery of a suite of audits supporting the Corporation’s asset management related activities including registered investment advisors, broker dealer, transfer agent, and private banking activities in alignment with Audit Services’ standards and methodology,
- Managing a team of technically proficient audit professionals with subject matter expertise in asset management (fund services),asset servicing(trust and custody), and private banking including staffing/recruiting, performance management, and professional development
- Cultivating and maintaining relationships with senior and executive management to understand the related asset management and asset servicing activities along with the inherent operational, credit, fiduciary, and compliance risks (among others) within the business, business changes and other events that could significantly affect the business and/or the audit plan
- Collaborating with other audit teams to ensure appropriate audit coverage of risks and coordination of efforts
- Preparing relevant affiliate board and audit committee related materials
- Assisting in development of the Annual Audit Plan and dynamic planning exercises
Manager, Audit Services
04/2006
-
04/2009
Houston, TX
- Preparing communications and updates for auditees, such as initial audit plan presentation and quarterly updates
- Prepare quarterly updates for regulators on audit status and respond to regulator requests for information
- Proficient in Microsoft Office (Word, Excel, Outlook, PowerPoint, and VISIO)
- Effectively manages project teams and performs/leads and documents project activities in accordance with professional standards (e.g., IIA, ISACA, GAAS, GAAP, SEC, etc.) and department methodology
- Effectively plans, organizes, directs and facilitates multiple, concurrent projects of moderate to high complexity; Performs preliminary project review and sign-offs, manages project scope and provides project feedback to IAD project team
- Works with business area management and department staff/management to facilitate open communication, issue resolution and delivery of quality services
- Manages project resource needs, identifies and communicates resource/administrative gaps, and works with department management to secure necessary resources to meet project objectives; Manages time and expense budgets as well as project risks / barriers
Education
Buena Vista University - Mason City Campus
2000 - 2005
Bachelor's Degree in Accounting
Professional Skills
- Oversees and manages all audit activities within assigned areas of responsibility. Establishes an effective risk based audit program. Ensures support provided by other audit teams (e.g., information systems auditing) is coordinated and properly covers the associated higher risk areas
- Responsible for the audit team’s adherence to the Corporation’s/Department’s Policies and Standards and ensures work is performed within established timeframes
- Responsible for the issuance of audit reports for responsible areas to ensure clear, concise, and timely communication of risks and audit issues to Senior and Executive Management. Also, performs peer reviews of other Audit Team’s reports when necessary
- Strong verbal and written communication skills, demonstrated in both day to day work and in formal meetings and improvement
- PC Skills (experience in word processing, spreadsheet applications, and flow charting)
- Excellent verbal and written communication skills. Ability to interact with various levels of management, including senior management
- Experience in information systems auditing, at least 5 years of experience in information systems risk management, or a combination
How to write Manager, Audit Resume
Manager, Audit role is responsible for audit, auditing, reporting, presentation, training, advanced, articulate, documentation, excel, security.
To write great resume for manager, audit job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Manager, Audit Resume
The section contact information is important in your manager, audit resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Manager, Audit Resume
The section work experience is an essential part of your manager, audit resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous manager, audit responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular manager, audit position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Manager, Audit resume experience can include:
- Good time management skills, self-motivated and compete tasks on time
- Superior analytical skills and a strong sense of ownership
- Experience leading audit projects or at least 4 years of experience in audit training delivery
- Proficient in Microsoft Office Suite applications including Word, Excel, and Outlook; Advanced Excel skills required
- Min 8 years of relevant experience in sizable companies, preferably in Big 4 with internal audit experience
- Good command of English – both spoken and written. Good command of Mandarin is an advantage
Education on a Manager, Audit Resume
Make sure to make education a priority on your manager, audit resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your manager, audit experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Manager, Audit Resume
When listing skills on your manager, audit resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical manager, audit skills:
- Strong project management skills with the ability to manage multiple priorities, deadlines and budgets
- Strong interpersonal skills, with sensitivity to working in a multi-cultural environment
- Strong presentation skills ? small/medium audiences (2-10 people)
- Exceptional project management skills with the ability to organize and manage multiple priorities
- Experience in Banking or 2+ years of experience in financial services industry
- Experience in leading audit engagements or at least 3 years of experience in project management
List of Typical Experience For a Manager, Audit Resume
1
Experience For Senior Manager, Audit Resume
- Excellent interpersonal, oral and written communication skills with proven ability to effectively present to senior management level
- Proven capacity to understand, analyze, identify and mitigate risk effectively
- Prepare draft audit reports and coach staff in professional written communication skills
- Key member of audit leadership team who contributes to and effectively influences decisions to achieve desired results
- Work with leadership to identify and risk rank elements in the audit universe and effectively use the outcome to propose a risk-based audit plan
2
Experience For Manager Audit Resume
- Strong background and experience with audit methodologies and techniques
- Strong Microsoft Office experience, especially Excel and Word
- Strong overall understanding of Participations, including ability to read, understand, digest and abstract legal agreements
- Demonstrates an in-depth and current knowledge of relevant industry, accounting, operational and/or technology/infrastructure
- Experience in accounting, finance, audit or rel
3
Experience For Manager, Audit Services Resume
- Perform IT Audit procedures to evaluate internal controls and their operational effectiveness, helping to preserve the integrity of our information assets
- Evaluate whether practices are being followed to enhance operational efficiency and effectiveness and report the results to management
- Develop and maintain operational efficiency and effectiveness within the Internal Audit department
- Validate audit findings with process and control owners
- Knowledge and experience in agile development methods
- Knowledge in security / control design assessment, application release functionalities validation
- Establish effective relationships with line management
- Experience and deep understanding of general IT controls and application controls
- Demonstrate/ draw on control expertise to design pragmatic and relevant audit recommendations that are implemented
4
Experience For Deloitte, L&D Manager, Audit, Month SEC / FTC Resume
- Produce excellent results in audit projects across multiple business areas and for different team leaders
- Develop and implement an effective Model Audit Rule (MAR) audit plan
- CIA and/or CISA designation is a strong asset
- Demonstrated project or engagement management ability to plan and execute projects/engagements to a successful conclusion
- Previous audit experience preferably in a professional services environment
- CPA or CIA (Certified Internal Auditor) or international equivalent with 7+ years post qualification experience
- Supporting settlement discussions and perform ad hoc analyses and special projects as assigned
- Keep up to date with developments in governance, risk, control and auditing, networking with other audit SMs / heads of audit
5
Experience For Manager, Audit Operations Resume
- Evaluates compliance with laws, regulations, policy and procedures, coding, and billing standards
- Research and communicate with client and firm personnel regarding complex accounting matters
- Leverage the investment in SAP by continuously improving the operating efficiency so that SAP is fully utilized within the guidelines set by the company
- Lead the work effort to plan, coordinate and document internal controls. Utilize the results of this testing as the basis for making recommendations
- Knowledge of Public Sector Accounting Standards (PSAS) and International Financial Reporting Standards (IFRS)
- Knowledge of Accounting Standards for Private Enterprise (ASPE)and Accounting Standards for Not-For Profit Organizations (ASNPO) would be considered an asset
- Provide the business with early warning of potential control problems and emerging issues
- Contribute to strategic implementation of fraud and corruption prevention control strategies by conducting internal reviews
- Manage a professional ‘assurance report service’ for quarterly reporting to the Audit and Risk Committee(s)
6
Experience For Deloitte, Assistant Manager, Audit Resume
- Contribute to the development of the Annual Audit Plan and Internal Audit function operations planning and management
- Partner with External Auditors and others on a variety of audit assignments and special projects while maintaining an appropriate level of independence
- Provide management with ad-hoc advice and guidance on controls while maintaining an appropriate level of independence
- Maintain an awareness of emerging technologies
- Participate as a key team member on audit projects, having responsibility for more complex areas
- Assist team leaders, senior auditors and staff auditors in accomplishing team objectives
7
Experience For Deloitte, Senior Manager, Audit Resume
- Present audit findings to management through status updates and closing meetings
- Stays current with the BCBS, state and national laws and regulations relating to the healthcare insurance industry
- Review SEC filings and research technical accounting issues as well as understand and utilize KPMGs Audit Methodology
- Develops and oversees annual program of compliance and coding audit work
- Leads and directs Coding Auditors
- Develops and monitors budget for coding audit operations
- Provide training, direction, and supervision to staff and senior accountants
- Develop and attain a comprehensive understanding of services provided by the firm
- Lead multi-disciplined client service teams for account planning
8
Experience For Assistant Manager, Audit Services Resume
- Review, assess, and evaluate the nature of control deficiencies, and adequacy of corrective action, remediation and/or compensating controls
- Conduct internal control and fraud awareness training across organization
- Build relationships while asking tough questions
- Partner with leadership, influence and obtain buy-in on matters pertaining to job responsibilities
- Contribute to Annual and Dynamic Planning as directed
- Present finding and recommendations to senior management, business units and risk management
- Assist in preparing the annual audit plan
- Perform advanced, specialized and/or manage auditing work in multiple disciplines
- Manage and conduct concurrent diverse and complex operational, IT, financial and compliance audits; special projects, and reviews across Service NSW
9
Experience For Senior Manager, Audit Services Resume
- Provide timely, high level and specialist advice to the Director Governance & Risk on strategic audit and corporate issues across the agency regarding governance, risk and compliance aspects
- Coordinate the monitoring and reporting of audits performed, surveying audit activity stakeholders and dashboard reporting of status and trending of audit findings, management actions, control assessments, areas covered and audit activities
- Ensure timely, expert advice and professional support to senior management across Service NSW relating to the application of better practice in internal audit processes, strategic audit plans and compliance with NSW Treasury Policies
- Working with the Chief Audit Executive, manage the Audit and Risk Committee in accordance with Service NSW Audit and Risk Committee Charter and Treasury Policy Paper (TPP) 15-03
- Prepare audit reports detailing recommendations and work completed
- To evaluate and report on the company?s compliance with policies, procedures, industry standards, applicable laws and best practices
- Present to management recommendations to mitigate the risks identified
10
Experience For Deloitte, Manager, Audit Resume
- Participate on projects and special investigations when required
- Lead staff and evaluate their performance
- Support / Train all IA staff in IT Audit techniques and practices
- Define, develop and maintain the financial, operational and certain compliance audit responsibilities of the Mallinckrodt Internal Audit department. Adjust as necessary to align with Mallinckrodt’s business strategies and the Internal Audit charter, as approved by the Audit Committee
- Prepare and coordinate annual, quarterly and monthly scheduling / resource allocation of staff across planned audit engagements. Coordinate scheduling with IT Senior Audit Manager for IT and financial integrated audits, where possible
List of Typical Skills For a Manager, Audit Resume
1
Skills For Senior Manager, Audit Resume
- Strong problem solving skills and solid business acumen
- Work effectively both in teams and independently; collaborate effectively with partners across the department at various levels
- Strong people management, project management and professional report writing skills
- Proven skills in managing successful teams
- Demonstrated high level of oral, written and presentation communication and negotiation skills
- Leads and delivers talent and skills training program on behalf of the department, including the identification of training needs
- IT audit experience, with exposure to manufacturing/consumer products and experience in performing SAP implemenation reviews
- Experience in audit professional practices or experience in leading audits and performing in the role of auditor-in-charge
- Experience in a large financial services institution or experience servicing a large financial services institution
2
Skills For Manager Audit Resume
- Ensure effective control over SAP processes (operations) and ensure ongoing effective business activities
- Employee development, mentoring and performance management skills
- Experience leading audit teams and project management experience
- Five or more years of experience that includes either financial and/or forensic auditing or other relevant finance function experience
- Experience in leading audit engagements or at least 5 years of experience in project management
- Experience in banking or at least 5 years of experience in the financial services industry
- Highly motivated, positive attitude and assertive with critical thinking skills
3
Skills For Manager, Audit Services Resume
- Extensive experience in audit or related business experience
- Strong decision making and analytical kills, data analytics experience an asset
- A commitment to excellence in the delivery of audit work and demonstrated experience in improving processes and systems in an audit or non-audit environment
- Previous experience building and managing a world class auditing organization/team or managing audits at a global public accounting firm is desirable
- Experience developing, improving and implementing audit methodologies based to adapt to continuously changing stakeholder requirements
- Good understanding or risk and use of sound commercial judgement as a base for planning and decision making
- Strong current knowledge in the following: Canadian GAAP, IFRS, financial audit and reporting issues, internal auditing principles, standards and practices
- Eight or more years of financial or integrated audit experience in a public accounting or corporate internal audit setting
4
Skills For Deloitte, L&D Manager, Audit, Month SEC / FTC Resume
- Experience leading audits and performing in the role of auditor-in-charge
- Experience auditing commercial banking
- Experience with business applications (including ERP systems), operating systems, databases, networks and PC?s
- Skilled in using / installing CAAT?s and EAM?s as appropriate
- Solid understanding of the audit profession and auditing standards, particularly for multi-national companies
- Leadership experience including supervision of associates and coaching
- Excellent verbal and written communications, including presentation writing and delivery
5
Skills For Manager, Audit Operations Resume
- Strong understanding of banking regulations (e.g. HKMA, SFC and MAS)
- Develop and nurture relationships with key business leaders, demonstrating a solid understanding of the industry and related business requirements
- Prior success conducting/leading external or internal audits
- Experience in internal audit, assurance and risk management functions in a large, complex and challenging facet of the organisation
- Experience working with PSAS clients an asset
- Significant experience managing an audit team in regulatory or compliance environment
- Experience auditing credit card products
6
Skills For Deloitte, Assistant Manager, Audit Resume
- Any equivalent combination of experience, education, and/or training approved
- Experience with a top 20 public accounting firm
- Provides mentoring in regards to associate development plans and advancement/skill-enhancement opportunities
- Understand and be able to create or assess the effectiveness of existing internal audit functions
- Strong understanding of Information System control environments and appropriate controls, risks and mitigation
- Develop procedures, schedules, priorities and programs for achieving audit objectives and goals
- Experience at the “Big Four” accounting firms
- Maintain good working relationships with management and staff throughout the company
- Demonstrates flexible, objective, lateral thinking
7
Skills For Deloitte, Senior Manager, Audit Resume
- Is able to operate comfortably in an environment that is subject to frequent change
- Overview, analysis and coordination of SOX scoping to ensure optimised being both balanced and effective
- Experience operating within a Model Risk Management Governance and Oversight framework
- Experience in capital management with a firm required to comply with Basel II, ICAAP, CCAR and DFAST regulatory requirements
- Experience leading audits and performing in the role of auditor-in-charge
- Prioritization and time management in a multi-tasking environment
- IT Audit experience working with large organizations
- Experience in performing risk analyses
8
Skills For Assistant Manager, Audit Services Resume
- Experience in managing staff (preferable)
- Experience with OCC and FRB regulatory expectations
- Experience managing audit engagements
- Experience in one or more areas of compliance, such as consumer, Anti-Money Laundering (AML), brokerage, wealth management, or trust
- Experience in lending services processing environment is an asset
- Experience in compliance/regulatory in a healthcare setting
9
Skills For Senior Manager, Audit Services Resume
- Demonstrated ability to critically analyse, conceptual think and problem solve
- Broad experience in fraud and corruption investigation techniques and procedures
- Demonstrated ability to engage and communicate with influence to internal audit colleagues and business stakeholders
- Extensive Internal Audit experience
- Experience in CSAE 3416, CAS 805, CIBC HB 5815 audit
- Experience in Marketing, sales and distributions or related portfolio
- Experience in Customer Lifecycle reviews
- Prioritize a significant volume of work and requests with multiple or simultaneous deadlines
- Assisting business units, where appropriate, in developing prioritized action plans to address control weaknesses
10
Skills For Deloitte, Manager, Audit Resume
- Financial auditing experience in public accounting or corporate internal audit
- Demonstrates flexibility in responding to changes in assignment and job responsibility
- Audit experience
- Manager experience
- Provides solid leadership that exemplifies the company core values and leadership expectations
List of Typical Responsibilities For a Manager, Audit Resume
1
Responsibilities For Senior Manager, Audit Resume
- Experience in financial audit, internal control reviews, or relevant field
- Proven ability to critically assess, drive action, and deliver meaningful results in a high-paced environment
- Develops and monitors goals for staff and provides ongoing feedback and coaching
- Supports updates and enhancements for departmental methodologies and practices by coordinating activities with leaders across CAS
- Supports special initiatives and projects, including the external quality assessment review, peer surveys and analysis, and regulatory examinations
- Recruits, trains and assembles teams competent and capable of accomplishing the audit plan
2
Responsibilities For Manager Audit Resume
- In depth understanding of the Enterprise, Enterprise products, the external business and industry environment and its impact on business results
- Ensure that all audits are accurately and completely documented in the department’s audit repository
- Formulate, benchmark, and monitor achievement of the objectives, strategies, and goals of the audit department. Monitor the audit department’s annual budget. Identify, organize and/or perform administrative functions required to efficiently & effectively run the audit department
- Serve on committees or teams for projects which affect Tribune Media’s internal control environment
- Keep informed of Company activities and external economic or industry events which affect Tribune’s internal control environment, and develop audit plans accordingly
3
Responsibilities For Manager, Audit Services Resume
- Professional qualifications (e.g. HKICPA, CPA, ACCA)
- Monitors emerging technologies and associated risks. Networks with peers from other organizations to stay in front of emerging cyber and information security risks and associated trends
- Establishes and maintains good auditee relations during engagements. Identifies the expectations of the auditee and takes actions to support the auditee experience
- For major components of audits, assesses relevancy of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrates awareness of big picture issues. Interprets business priorities, anticipates issues and obstacles, and applies to scope of role. Identifies and implements efficiencies in executing test work
- Manages timely and quality delivery of multiple tasks, including audits, projects, special assignments, and administrative tasks. Self-prioritizes and independently completes multiple tasks across the team and department. Demonstrates the ability to successfully meet deadlines for the audit engagement
- On audit engagements, facilitates teamwork, coordinates and leverages available resources to complete engagements on time. Builds and utilizes relationships outside immediate Corporate Audit Services team to improve overall quality
- Effectively communicates audit process scope, protocol, issues, risks and recommendations to clients during kick-off, periodic status updates, and exit meetings
4
Responsibilities For Deloitte, L&D Manager, Audit, Month SEC / FTC Resume
- Annual planning, risk assessment, and scheduling of Audit universe relative to Capital Management related functions
- Develop engagement planning documentation to communicate rationale for scoping decisions, develop audit program to ensure adequate coverage of risk
- Coordinate with and support Line of Business Audit teams in the planning and execution of audit assessments
- Direct or lead business process and project audits, primarily within the Capital Management related audit universe
- Communicate audit scope, issues, risks, and recommendations to management in written reports and oral presentations
- Develop and maintain effective working relationship with key business partners within their assigned area, developing and functioning as a Subject Matter Expert relative to Capital Management
- On audit engagements facilitate teamwork, coordinate and leverage available resources to complete engagements on time. Build and utilize relationships outside immediate CASS team to improve overall quality
5
Responsibilities For Manager, Audit Operations Resume
- Demonstrate flexibility in responding to changes in assignment and job responsibility
- Plan, perform, and lead BSA / AML Compliance audits at the enterprise level as well as other diverse lines of business and specialty areas
- Perform AML risk assessments of business activities, potential risks exposures, and materiality of loss
- Leads quality assurance improvement process for CAS which includes a comprehensive range of quality assurance assessments (e.g., full file audit reviews, targeted reviews, emerging risk reviews)
- Experience in audit services, at least 6 years of experience in audit professional practices, at least 6 years of experience in audit quality assurance, or a combination
- Working knowledge of Institute of Internal Audit standards
- Participate in annual and on-going risk assessment process to identify auditable entities and key risks, and to develop and schedule the annual audit plan
- Conduct or supervise audits and/or special reviews of controls and procedures over company’s processes and controls in accordance with risk-based audit plan for design and effectiveness of internal controls
6
Responsibilities For Deloitte, Assistant Manager, Audit Resume
- Perform audit testing and document and maintain work papers and files in accordance with departmental guidelines
- Collaboratively develop value-added recommendations to improve internal controls and operating efficiency
- Draft audit reports for manager review
- Perform follow up reviews to ensure audit recommendations are implemented
- Complete required internal audit departmental tasks needed to ensure department’s compliance with professional industry standards and plan for next assignment
- If applicable, manage audit staff (including ‘loaned’ resources or external providers) assisting on assigned components of the audit and review completed files to ensure quality of work completed
- Annual planning, risk assessment, and scheduling of Audit universe relative to Credit Risk Management related functions
- Data analytics and predictive modelling is an advantage
- Direct or lead business process and project audits, primarily within the Credit Risk Management related audit universe
7
Responsibilities For Deloitte, Senior Manager, Audit Resume
- Communicates audit scope, issues, risks, and recommendations to management in written reports and oral presentations
- Develop and maintain effective working relationship with key business partners within their assigned area, developing and functioning as a Subject Matter Expert relative to Credit Risk Management
- On audit engagements facilitates teamwork, coordinates and leverages available resources to complete engagements on time. Builds and utilizes relationships outside immediate CAS team to improve overall quality
- Knowledgeable in the International Standards for the Professional Practice of Internal Auditing and can apply major control frameworks (e.g. COSO)
- Performance of specific risk assessment to determine proper areas of focus
- Review and customization of audit work programs
- Execution of audit steps and preparation/review of audit work papers
8
Responsibilities For Assistant Manager, Audit Services Resume
- Identification of internal control weaknesses and practical recommendations for remediation
- Follow-up on remediation efforts
- Build knowledge of Concur’s products and services within team
- Inspecting places of work, focusing on provision of safe systems of work, safe places of work and attitudes towards SHEQ. Issue formal reports, recommending corrective action to agreed audit plan. Continue to develop Audit tools ad protocols
- Top 3 Personal objectives
- Partner with audit clients to identify constructive and value-added solutions to address risks identified
9
Responsibilities For Senior Manager, Audit Services Resume
- Partner with audit clients to assist in research and other information dissemination processes
- Identify opportunities for and participate in approved special projects, investigations or other significant business issues
- Manage the work schedule for the Audit team to ensure full coverage at all times during hours of operation over multiple shifts, including overnight shift as necessary
- Supervise and/or perform the audit of complex projects, functions, and operational activities in assigned areas to determine the effectiveness and efficiency of the systems of internal control and adequacy of operating activities
- Manage the audit plan and related schedule, timetable and budget to ensure that all audits for assigned area are completed in a timely manner
10
Responsibilities For Deloitte, Manager, Audit Resume
- Assists in developing a strategy for the efficient and effective completion of projects via a well-defined scope, drives fieldwork approach and preliminary work program
- Manage audit projects to ensure that professional standards are maintained in the planning, execution, and reporting of audit projects; supervises the progress and quality of work
- Present audit issues to business leaders and functional management, while consulting with them on possible solutions for the issues identified
- Engages in consulting projects and provides advisory services to management on process redesign, major system initiatives, control framework, etc
- Review and approve the purpose, scope, and approach of audit projects for assigned areas
- Perform manager-level review of workpapers to ensure audit report is supported by the work performed
- Works with registered public accountant to ensure audit execution is coordinated to the extent possible
Related to Manager, Audit Resume Samples
Audit Analyst Resume Sample
Work Experience
• Asset management/mutual fund industry experience desired
• Professional audit certifications (e.g., CPA, CIA, CISA) and registration/licensing desired
• External and internal audit or audit-related experience, preferably Financial Services
• Implement a...
Professional Skills
• Strong problem-solving skills and oral and...
• Strong communication skills including pres...
• Strong interpersonal skills, proficient ve...
Manager, Internal Audit Resume Sample
Work Experience
• Participate in the development of new internal audit processes and ongoing process improvements
• Participate in the scoping, risk assessment and planning of internal audit activity
• Coordinate and manage audit team resources to ensure that they are effectively and efficient...
Professional Skills
• Skill in: Strong interpersonal skills Stro...
• Managing multiple priorities simultaneousl...
• Strong interpersonal skills including infl...
Technology Audit Resume Sample
Work Experience
• Strong technical understanding of e-commerce, cloud computing, operating systems, applications, data repositories
• Advanced knowledge of information security frameworks and controls programs, such as COSO, COBIT, ITIL, ISO 27000 and NIST is desired
• Knowledge and technical ...
Professional Skills
• Demonstrates strong interpersonal and comm...
• Excellent communication skills (written an...
• Proven skills to work “out of the box” for...
Senior / Audit Associate Resume Sample
Work Experience
• Demonstrate ability to recognize problems and propose sensible solutions, with appropriate balance between clients’ needs and the firm’s risk
• Perform the month end close process for clients including preparing various general ledger account reconciliations and maintaining the client’s fixed asset...
Professional Skills
• Strong skills in auditing and preparation ...
• Professional level accounting experience r...
• External audit and/or internal audit exper...
Auditor Associate Resume Sample
Work Experience
• Legal Human Resources
• Researches audit findings utilizing ESI systems
• Works with the cross functional departments to ensure issues are resolved and deadlines are met
• Assists with troubleshooting issues and questions arising from audits
...
Professional Skills
• Knowledge of one or more IS/IT areas: gove...
• Demonstrates a good understanding of Gener...
• Experience with auditing, specifically in ...
Auditor Internal Audit Resume Sample
Work Experience
• Networking opportunities, direct contacts with the bank’s senior management and a platform for career progression
• Experience in audit or in the financial industry with business expertise in a specific area (e.g., Anti-Money Laundering, Private Banking, Risk Management, Corporate Finance including...
Professional Skills
• Demonstrate strong professional judgment, ...
• Excellent written and verbal skills with d...
• Strong judgement and decision making skills,