Market Risk Officer Resume Sample
Alfonzo Nader
81984 Nikolaus Lock,
San Francisco,
CA
+1 (555) 183 6917
Work Experience
Senior Market Risk Officer
08/2017
-
PRESENT
Los Angeles, CA
- Strong Derivatives knowledge and experience in structured products / exotics, preferably with a market risk (or related) background in Equities (cross asset class coverage beneficial)
- Understanding of key risk sensitivities and metrics (Greeks; VaR, Stress testing, etc)
- Skills: Quantitative / Mathematical; Confident with Strong Communication; Excellent interpersonal skills; Organised; Detail-oriented; Self-motivated; Efficient; Strong team player; Ability to prioritise well, adhere to tight deadlines and deliver under pressure
- A deep understanding of Trading systems and risk management infrastructure would also be very helpful, whilst a good working understanding of Excel / VBA would be beneficial
- Keen interest in current affairs and economics combined with experience with financial markets
- Good banking knowledge and experience with broad product knowledge
- Excellent academics with mathematical knowledge to allow suitable analysis of financial data and stress test results
- Good interpersonal skills to facilitate good collaboration between all the stakeholders and enhance a strong team dynamic
- Work independently with strong problem solving and analytical skills
Market Risk Officer
07/2011
-
07/2017
San Francisco, CA
- Strong Derivatives knowledge and experience with a market risk (or related) background in Equities (cross asset class coverage beneficial)
- Have ability to use various quantitative models in support of the departments’ quantitative analysis efforts
- Working with the Banks’ model risk management personnel, ensure that risks inherent in model development and usage are properly identified and managed. Review and update model documentation as necessary
- Function also requires certain oversight responsibilities for liquidity risk management oversight for the company’s broker dealer operation
- Interaction with Regulators related to the Operational and Market Risk management Frameworks
- Good understanding of the different markets and the key market risk measures and methodologies
- Team-orientated, while pro-active and self-motivated with ability to complete tasks independently
Non-market Risk Officer
12/2007
-
03/2011
Chicago, IL
- Good at handling a diverse workload of longer-term projects and short-terms asks
- Ensuring a close Monitoring of the SGIL Market Risk Exposure,
- Performing client portfolio monitoring and ad hoc in depth analysis,
- Ensure that the models used by SGIL are accurate and appropriate
- Help providing a framework of limits/thresholds for the market risk according to the delegation set-up and appropriate for SGUS operations
- Help contributing of elements to regional RISQ Appetite statements
- Preparing risk reports for SGUS senior management and external regulators
- Monitoring exposures and activity of trading desks based on data produced and certified by MACC department
Education
University of Mount Union
2001 - 2006
Bachelor's Degree in Finance
Professional Skills
- Proven analytical skills as well as excellent verbal communications skills
- Excel, Access, SQL skills
- Prior working risk management experience with a market risk (or related) background in Equities
- Good presentation skills and willingness to build relationships across businesses and divisions
- Team player with first-rate people management skills and the enthusiasm to mentor and develop more junior team members
- Demonstrate proactivity, transparency and accountability for identifying and managing conduct risks
- Experience managing and supervising a team
How to write Market Risk Officer Resume
Market Risk Officer role is responsible for quantitative, interpersonal, trading, modeling, pressure, confident, design, reporting, equities, credit.
To write great resume for market risk officer job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Market Risk Officer Resume
The section contact information is important in your market risk officer resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Market Risk Officer Resume
The section work experience is an essential part of your market risk officer resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous market risk officer responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular market risk officer position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Market Risk Officer resume experience can include:
- Good understanding of the credit and rates markets and the key market risk measures and methodologies
- Coordinate and support the team with remediation of findings issues by regulators, auditors and model validators
- Strong knowledge of the commodity market, especially of the US Energy sector
- Experience in a market risk role
- Analyzing transactions and providing recommendation to delegated Risk Officer
- Help to improve measures and methodologies to assess the market risk while combining market and counterparty expertise, including stress testing
Education on a Market Risk Officer Resume
Make sure to make education a priority on your market risk officer resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your market risk officer experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Market Risk Officer Resume
When listing skills on your market risk officer resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical market risk officer skills:
- Have excellent interpersonal skills to deal with traders and support staff from a wide range of functions within the bank
- Solid previous experience, preferably in a market risk or trading position in a major investment bank
- Experience in a similar role within a financial institution where focusing on Commodities
- Experience in a comparable market risk role covering equities and with exposure to structured product portfolios
- Experience in a Market Risk Control / Hedge Fund / Quantitative capacity covering a broad range of credit, FX and equity products
- Experience, preferably in a market risk or trading position in an investment bank
List of Typical Experience For a Market Risk Officer Resume
1
Experience For Senior Market Risk Officer Resume
- Help to improve measures and methodologies to assess the market risk and counterparty risk while combining market and counterparty expertise, including stress testing
- Daily monitoring of exposures and activity of trading desks based
- Analyse the Credit trading portfolio, provide transparency and keep management and other control functions actively informed of any evolving key risks
- Understand the quantitative implications of pricing, valuation and risk modelling
- Coordinate ad hoc requests from regulators and new regulatory reporting processes
- Understand and control the market risks taken by the EM Asia Credit trading desk
- Work with colleagues around the globe on projects and initiatives such as developing new risk standards and policies
2
Experience For Operational & Market Risk Officer Resume
- Help to contribute to the definition of valuation methods of market transactions
- Help to contribute to the design of regulatory internal models
- Improve processes and methodologies with support of members of the various teams
- Update / maintain documentation (policies, process & control documentation, model documentation)
- Perform periodic reviews of parameters and assumptions
- Be the knowledge center on Sox guidelines, coordinate Sox activities and maintain Sox processes & documentation
- Set up and maintain bcbs239 controls (e.g. data quality dashboards)
- Drive the periodic review of market risk limits to ensure that the risk measures and limits are commensurate with the markets, business strategy and risk/return profile
- Help and support the team in covering the EM Asia Rates business
3
Experience For Non-market Risk Officer Resume
- Review daily trading and market activity, the risk profile and revenues
- Perform risk assessments and approve transactions within the delegated market risk authority and in accordance with the policy
- Analyze market risk associated within the Americas Equity Derivatives desks ranging from reviewing daily trading activity, market activity and resulting risk profiles and P&L on both a portfolio and concentration level.
- Analyze and approve large / complex derivative transactions (extending to New business initiatives), with potential escalation and presentation to senior management accompanied by your approval recommendations
- Analyze and recommend transaction approval decisions pertaining to Corporate transactions (Margin Loans, Collar Financing etc.)
- Assist / Support the analysis and transaction approval decisions pertaining to equity blocks
- Identify deficiencies in risk capture / reporting and enhance processes accordingly, as well as contributing to global initiatives (such as developing new risk framework and policies)
- Analyze market risk associated within the Americas Equity Cash and Derivatives desks ranging from reviewing daily trading activity, market activity and resulting risk profiles and P&L on both a portfolio and concentration level.
- Assist in the analysis and recommend transaction approval decisions pertaining to Corporate transactions (Margin Loans, Collar Financing etc.)
4
Experience For Trading Market Risk Officer Resume
- Lead the analysis and transaction approval decisions pertaining to equity blocks
- Work closely with the business while, as the 2nd line of defense, act independently from the business to identify and escalate issues and concerns
- Analyse the risk profile and P&L on a daily basis to identify and highlight key risks and concentrations
- Provide timely risk and market development comments to management
- Implement enhancements to risk representation and risk standards consistently across business lines
- Assess and/or approve individual transactions and new strategies/products
- Participate in various projects to further enhance market risk controls
5
Experience For Treasury Market Risk Officer Resume
- Recommend amendments to policies, procedures, practices, etc. or the reduction or cessation of risk positions, activities and businesses which lie outside of risk appetite
- Review the appropriateness of limits frameworks and related controls
- Drive the identification, quantification and governance of risks incurred by the business
- Participate in new business initiatives and approval processes
- Advise functional global Market Risk Control leaders, business leaders and regional leadership on the market risks incurred by the businesses
6
Experience For Volcker Market Risk Officer Resume
- Act as a conduit between the global Market Risk Control teams and the local teams and the business providing a point for the escalation of issues, both globally and locally
- Provide regular updates to functional global heads of Market Risk Control on the regional market risk exposures and the adequacy and effectiveness of the market risk control management within the region. Where applicable, make recommendations for improvements
- Undertake portfolio studies of the market risk within a business, perform risk assessments and approve transactions within the delegated market risk authority and in accordance with internal policies and regulations
- Maintain a climate of openness, transparency and accountability for compliance with external regulations and internal risk policies and procedures
- Ensure that policies and procedures for your area(s) of responsibility are clearly documented and kept up to date. That they are effectively communicated and understood by the Business stakeholders
- Excellent product knowledge and understanding of market risk and the Market Risk Control agenda
7
Experience For Market Risk Officer Until June Resume
- Strong technical and analytical skills with the ability to apply quantitative techniques to solve practical problems. Understand the quantitative implications of pricing, valuation and risk modelling on risk measurement and quantification
- Understanding of key risk sensitivities and metrics (Greeks; VaR, Stress testing, etc.)
- Skills: Quantitative / Mathematical; Confident with Strong Communication; Excellent interpersonal skills; Organized; Detail-oriented; Self-motivated; Efficient; Strong team player; Ability to prioritize well, adhere to tight deadlines and deliver under pressure
- A deep understanding of Trading systems and risk a good working understanding of Excel / VBA would be beneficial.management infrastructure would also be very helpful, whilst
- Skills: Confident with Strong Communication; Excellent interpersonal skills; Organized; Detail-oriented; Self-motivated; Efficient; Strong team player; Ability to prioritize well, adhere to tight deadlines and deliver under pressure
8
Experience For Gwim Market Risk Officer Resume
- A deep understanding of Trading systems and risk a good working understanding of Excel / VBA would be beneficial.management infrastructure would also be very helpful
- Excellent product knowledge and understanding of market risks and the Market Risk Control agenda
- Previous experience, preferably in a market risk or trading position in an investment bank
- Good understanding of the rates financial markets and the key market risk measures and methodologies
- Strong technical and analytical skills with the ability to apply quantitative techniques to solve practical problems. Understand the quantitative implications of pricing, valuation and risk modeling on risk measurement and quantification
- Excellent understanding of the equity funding and synthetic equity markets and the key market risk measures and methodologies
9
Experience For Market Risk Officer Resume
- Dedicated market risk experience covering specific asset classes within fixed income or equities
- Expert knowledge of equities / financing / funding products and of market risk measures / methodologies
- Strong technical and analytical skills with the ability to apply quantitative techniques to solve practical problems and understand the quantitative implications of pricing, valuation and risk modeling on risk measurement and quantification
- 2) Exposure/Market monitoring
- Self-motivated with the ability to drive an agenda independently
- 3) Analyze transactions
List of Typical Skills For a Market Risk Officer Resume
1
Skills For Senior Market Risk Officer Resume
- Improve efficiency of primary risk reporting through automation and leveraging the broader organization's resources
- Serve as key point of contact with the traders in discussing trading strategies etc
- Manage risk reporting and escalation of issues for a $40bn hedge fund business
- Provide input for periodic client, consultant and marketing presentations
- Approve new business requests, modeling changes and fund strategy guidelines
- Track and understand market activity and the resultant impact on the risk profile and P&L evolution of the trading business
- Provide detailed traded market risk analysis on IG, HY and EM trading portfolios
- Play a key role in the CCAR Market Risk program involving, but not limited to, risk identification and scenario design
2
Skills For Operational & Market Risk Officer Resume
- Analyze the market risk profile, provide transparency and keep management and other control functions actively informed of any evolving key risks
- Keep up to date with the regulatory developments and new regulatory issuances. Liaise and work with external regulators including external audits
- [For managers only] Take responsibility for your team’s conduct and conduct risks
- Analyze portfolio exposures and make recommendations to the Chief Investment Officer
- Support regional Head of Risk Control in providing regular and ad hoc risk updates to Asset Management divisional governance committees and to U.S., Swiss or other regulators
- Participate in senior governance and valuation committees
3
Skills For Non-market Risk Officer Resume
- Participate in local, regional and global ad-hoc risk investigations / projects / initiatives
- Manage the front to back process to ensure proper calculation of key market risk metrics. Ensure the process is "complete" and that all relevant trading activity is properly reflected in market risk systems
- Leverage knowledge from Desk Analysts and Credit Officers to understand an Issuer's risk profile
- Review, understand and control the market risks for the Combined US Operations across all the asset classes
- The periodic review of market risk limits to ensure that the risk measures and limits are commensurate with the markets, business strategy and risk/return profile
- Proactively review and, when warranted, approve business/trade requests while upholding our risk principles and standards
4
Skills For Trading Market Risk Officer Resume
- Analyze risk/reward profile of a derivatives portfolio and articulate this to trading and senior management
- Continually look to identify and implement new solutions, aimed at improved processes, controls and decision making
- Monitor compliance with risk control policies
- Work with colleagues in the region on projects and initiatives
- Proficiency in VBA or script
- Participate in portfolio reviews to identify risk developments or concentrations
- Work closely with Quantitative Risk Control, Credit, Legal, Compliance and Product Control to ensure best practice control environment
5
Skills For Treasury Market Risk Officer Resume
- Create transparency for stakeholders through the preparation and provision of meaningful and timely risk information and relevant advice
- Undertake portfolio studies of the market risks within a business, perform risk assessments and approve transactions within the delegated market risk authority and in accordance with internal policies and regulations
- Enhance the risk control framework and participation in corresponding projects in order to accommodate product innovation and regulatory developments
- Work closely with the business while also act independently to identify and escalate issues and concerns
- Maintain a climate of openness, transparency and accountability in the team
- Oversee activity and exposures to market risk for the framed activities of SG Asia, and provide the local and global management with sound analysis and reporting
- Take decision when identifying; monitoring and measuring any risk that could negatively impact the franchise’s control environment
- Provide a framework of limits/thresholds for the market risk according to the delegation set-up; according to the local and global delegation framework
- Participate to the Internal models Backtesting and Analysis according to the policies and procedure
6
Skills For Volcker Market Risk Officer Resume
- Analyze transactions and provide authorization according to the local and global framework
- Contribute to the definition of internal regulatory model, including the analysis of the model outcomes
- Follow-up of the positions, the market and execute market intelligence (including regulatory changes)
- Alert about key event simultaneously ASIA and global management, including regional CRO and/or RISQ/MAR/DIR and/or RISQ/MAR/BMC
- Assess the transaction and provide the assessment memo according to Market Risk standard
- Contribute to the regular comments of the ASIA Market Risk Committee and participate or lead specific focuses for management reporting when requested
- Participate to the Income Attribution process according to the policies and procedure
7
Skills For Market Risk Officer Until June Resume
- Familiarity with MSBNA’s businesses, lending, and how and why businesses are booked to the Bank
- A quantitative academic background, ideally to have studied Mathematics, Applied Finance or Engineering
- Collaborate with the global projects or the global governance leads by BMC, CAR, GFR, CME
- Define, in collaboration with the global team, measures and methodologies to assess market risks and counterparty risks while combining market and counterparty expertise
- Proven knowledge of and keen interest in financial markets and financial instruments
- 1) Provide a framework of limits/thresholds for the market risks on the framed perimeter
8
Skills For Gwim Market Risk Officer Resume
- Define the appropriate metric to frame the activity
- Propose limits/thresholds coherent with SG group and SG Asia risk appetite
- Assess FO requests on limits/thresholds increase / decrease
- Review the framework on a regular basis
- Define measures and methodologies in coordination with Paris
9
Skills For Market Risk Officer Resume
- Discuss with FO at both desk level and FO management at region level
- Contributes to key reports and instructs Management requests
- Set up relationships with local partners (MACC, DFIN teams for example)
- Analyze transactions outside of FO delegation, in cooperation with the other RISQ/ASI department and/or with the global teams when necessary
- Inform the global and local management when the transaction is in your delegation
- Present the assessment to the global and local management when the transaction is outside your delegation
- 4) Collaborate with the global projects or the global governance
- Collaborate to any other ASIA or global projects lead when requested
10
Skills For Senior Market Risk Officer Resume
- Flexible, able to adjust quickly to new circumstances
- Fluency in an Asian language ideally in Chinese with written proficiency beneficial in the role
- Previous experience in Market Risk Control and/or a trading desk with a familiarity with a wide range fixed income traded products (including but not limited to Municipal Bonds)
- Desire to work efficiently and to recommend and implement process improvements where necessary
- Manage the overall market risk control agenda for the UBS APAC business operations, including but not limited to the FX, Rates and Credit trading business as well as the Equity and CCS business
- Ensure that the APAC Market Risk Control framework and risk appetite is in line with the Group Risk policies and strategy as well as local regulatory requirements
- Establish and oversee the Market Risk Control framework in APAC. Ensure that the governance, policies and procedures are aligned with both global guidance and local regulatory requirements. Monitor compliance with the established risk control framework and policies
- Work closely with the business while, as the 2nd line of defence, act independently from the business to identify and escalate issues and concerns
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