Operational Risk Officer Resume Sample
Wilton Greenholt
342 Klocko Plains,
Houston,
TX
+1 (555) 465 5695
Work Experience
Senior Operational Risk Officer
12/2017
-
PRESENT
San Francisco, CA
- Corporate Operational Risk Management (CORM)
- Designated senior management
- Corporate Support Areas Heads (across 17 risk categories including AML, Information Security, Legal, Model Risk, Outsourcing, etc
- Mortgage originations experience
- Loan Services, operational risk management, audit or equalivent experience, strongly focused on process design, development, risks and controls
- Actively support local and Group Operational Risk and Internal Control (ORIC) initiatives to implement the next generation of operational risk management
- Meets with Business Management to coordinate and support Strong Enterprise Risk Management (SERM) practices within their lines of business ensuring consistency of approach and dissemination of best practices
- Maintain strong working relationships with business partners to enhance the role of the ORIC Framework
- Proactively partner with business management to provide guidance and support with regard to risk, loss and control identification and mitigation
Operational Risk Officer
01/2013
-
08/2017
Chicago, IL
- Follow up on operational events in collaboration with the units
- Contributing to improving Danske Bank's Operational Risk management approach
- Risk experience focused on mortgage secondary marketing (FNMA, FHLMC, Private Investors)
- Demonstrated knowledge of laws, regulations, regulatory guidance, and rules impacting mortgage sales procedures
- Experience in corporate treasury or finance
- Operational risk management, audit or equivalent experience, strongly focused on process design, development, risks and controls
- Supports the ORM Program Manager to implement and educate on the policies, standards, guidelines, tools, models, and procedures required to support the Bank’s operational risk management programs that address risk and control assessments and operational loss events
- Educates and/or challenges business unit managers and Business Risk Officers on the completeness of risk identification, end-to-end processes, inherent risk ratings, residual risk rating, and control design ratings as part of the review of their risk and control assessments
- Participates in the reporting of normalized event-driven operational loss data for use within the operational loss model as part of stress testing, as well as the Risk Appetite and Key Risk Indicator quarterly measurement and reporting function
Junior Operational Risk Officer
09/2009
-
07/2012
San Francisco, CA
- Assist business partners with Committee presentations, new product reviews, system implementations and other inquiries
- Ensure effective risk based second line oversight of businesses and deliver on agreed oversight plans, including properly evidenced and communicated findings
- Maintain and enhance program materials, training and awareness programs and department policies and procedures; ensuring they are current, comprehensive and well-documented. Assist in contributing and maintaining intranet-related material on Operational Risk
- Challenging risk assessment and decisions in business units and functions
- Participating in risk assessments of change management initiatives
- Developing operational risk expertise and awareness by supporting units with training and expert input
- Analysing risks across units and conducting thematic reviews
- Conducting scenario analysis and stress-testing in collaboration with the units
Education
University of New Hampshire at Manchester
2004 - 2009
Bachelor's Degree in Business
Professional Skills
- Strong interpersonal skills with all levels of staff for influencing and collaborating
- Strong knowledge of the operational risk environment (regulations, processes). Risk management skills
- Excellent written and spoken communication skills (full proficiency in English)
- Experience in facilitating the implementation and roll-out of a risk and/or controls framework, with at least 3-4 years of experience in Risk Management
- Working experience in banking (preferably private banking or wealth management), risk and control, or compliance
- Experience in running risk analysis, including review/challenge of business risk profile and remediation initiatives
- Demonstrated track record in bringing value to the business by being an effective partner and challenger in the right circumstances
How to write Operational Risk Officer Resume
Operational Risk Officer role is responsible for interpersonal, collaboration, software, finance, credit, training, purchasing, security, planning, reporting.
To write great resume for operational risk officer job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Operational Risk Officer Resume
The section contact information is important in your operational risk officer resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Operational Risk Officer Resume
The section work experience is an essential part of your operational risk officer resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous operational risk officer responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular operational risk officer position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Operational Risk Officer resume experience can include:
- Performs root cause analysis on risk events and operational losses to recommend process and control improvements to prevent these risk events and losses from occurring in the future
- Coordinates with the GRC Program Manager to maintain risk assessments, operational loss events, and issues within the Bank’s GRC system for management reporting and record keeping
- Participates in the communication to relevant stakeholders (executives, business unit managers, ORM Program Manager, CRO) and tracking of issues identified as part of the risk and control assessment and operational loss events programs
- Supports the ORM Program Manager with maintaining compliance with applicable rules, regulations, and expectations set by regulators (FFIEC, FDIC, Federal Reserve) for operational risk management as the Bank grows and becomes more complex
- Supports the ORM Program Manager with creating and updating Program reports and presentations to management, Executive Risk Council, and the Board Risk Committee, including contributing to the quarterly enterprise risk profiles that aggregate company-wide risk
- Partner effectively with multiple business groups, corporate areas, auditors, and regulators
Education on an Operational Risk Officer Resume
Make sure to make education a priority on your operational risk officer resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your operational risk officer experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Operational Risk Officer Resume
When listing skills on your operational risk officer resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical operational risk officer skills:
- Strong collaboration skills and ability to work across both functional and geographical lines
- Operational risk management, audit or equivalent experience, strongly focused on technology, process design, development, risks and controls
- Strong technical knowledge on the perimeter covered (products, processes, controls, information systems, risks, functions)
- Good knowledge of usual Office tools (Excel, Word, PowerPoint)
- Previous J.P. Morgan IT experience
- Experience in the rollout of an RCSA framework
List of Typical Experience For an Operational Risk Officer Resume
1
Experience For Senior Operational Risk Officer Resume
- Good knowledge and experience of PB business operations and processes
- Self-motivated, disciplined, task focused, able to structure their work and have a proven record of delivering high quality results to strict deadlines
- Perform the risk assessment process for 1st Line of Defense (preparation, interview, formalization in SGMART, validation by manager)
- Prepare and formalize consolidated RCSA on your perimeter (if relevant)
- Outstanding problem solving abilities and results oriented; able to make decisions independently
- Support the managers of your perimeter in adapting their permanent supervision framework on an ongoing basis
2
Experience For VP, Senior Operational Risk Officer Resume
- Supports the development of operational risk education, and delivering education to senior leaders and business unit managers
- General knowledge of FFIEC regulatory guidelines and control frameworks used in the examination of banking operations
- Maintain subject matter expertise on laws, regulations, standards and industry practices impacting supported lines of business
- Aptitude to adapt to change and communicate changing requirements
- Provide advice, guidance and support regarding remediation actions for identified key control deficiencies
3
Experience For Junior Operational Risk Officer Resume
- Assesses the completeness and monitoring the data quality in iRisk, as part of the approval of the local (ERM) Risk & Control Log
- Registers the independent monitoring activities results in iRisk
- Contribute to regulatory-watch liaising with relevant teams, and communicate on changes to relevant business teams
- Assist in the production of the Internal Control Committee presentation and other various reporting
- Contribute to the preparation of the monthly EORM Risk & Control committee – ensuring key risk themes and issues are adequately highlighted and escalated
- Communicates and escalates matters of significant operational risk to the ORM Program Manager, senior leaders, and business unit managers
- Coordinates ORM program activity with other corporate risk management related programs including Compliance, Business Resilience, Information Security, Third Party Risk Management, BSA/AML, Fraud Prevention, SOX, Issues Management, and other groups
- Familiarity with the financial services regulatory environment, especially operational risk management requirements
- Sound judgment and professionalism necessary to challenge business unit managers and senior leaders in their management of risk while maintaining an effective working relationships
4
Experience For Corporate Tech Operational Risk Officer Resume
- Prepare written deliverables and presentations for board and management committees, senior leaders, and business unit managers
- Assist LOBs and other corporate initiatives to reduce operational risk losses. – Assist LOBs to develop relevant and measurable key risk indicators
- Ensure post-mortem is performed and events are analyzed to define corrective action plans
- Inform the management of your perimeter about the losses and events that occurred
- Risk and Control Self Assessment (RCSA)
5
Experience For Icg-ibd-operational Risk-officer Resume
- Develop a critical view on the permanent supervision framework in place on your perimeter. Ensure that this framework is adequate and effective given the risks identified
- Monitor and analyze on a regular basis the key indicators related to permanent supervision controls. Review the anomalies identified and ensure that they are addressed
- Ensure a proactive follow-up of audit recommendations on your perimeter (audit recommendations include recommendations issued by Internal Audit, Inspection, Regulators and External Auditors)
- Cybersecurity experience
- Perform periodic process reviews on various processes or controls within the assigned perimeter
- Report to senior management the results of the process review and work with the teams to establish any remediation actions necessary
6
Experience For Risk-operational Risk Officer Resume
- Established ability to work as a team
- Manage follow ups and ensure closure of Internal Audit recommendations and Regulatory Exams
- Organise and prepare presentation materials for the unit’s operational risk committee or equivalent forum
- Analyse and report Unit’s operational risk profile with proposed action plans to address the issues
- Provide balanced perspective between business expediency and risk and control
- Work as a member of the team to manage operational risk in accordance with the Firm’s Operational Risk Management framework including top operational risk reporting and other risk metrics and analytics
- Supports business groups with processes that are generally diverse in nature and fairly complex
7
Experience For Senior Operational Risk Officer for Group Operational Risk Resume
- Operates in a lead capacity managing risk activities such as Process-level Risk and Control Self-Assessments (pRCSAs), Quality Control (QC) Testing, Key Indicators (KIs), etc
- Product and model risk
- Front-to-back process covers the process of establishing and maintaining a relationship with corporate client until its termination under respective business domains. It typically includes client origination, on-boarding, product structuring and marketing, credit process control and risk monitoring, transaction capturing and maintenance
- Operational Risk as defined by Basle II and follows internal governance of collaboration and articulation with other transversal Risk ORC teams (anti-fraud, control testing, third party) and other Independent Functions
- Minimise exposures to operational losses and incidents
8
Experience For Consumer Banking Operational Risk Officer Resume
- Satisfies relevant legal and regulatory operational risk obligations
- Complies with Group Policies in respect of operational risks
- Challenge and monitor the setup, execution and quality of Controls and Key Control Testing (KCT) throughout the year, Examining the test documentation and, if the case, Independently test controls,
- Challenges and approves the 1st Line of Defence evaluation and sign off
- Adapt materials and procedures on permanent control to suit new organisation
- Proactively suggest improvement to the permanent control and operational risk measurement & management framework and processes
- Impulsion/revision of generic control plan in discussion with the 1st Line of Defence when needed, and calibrate to manage key risk areas
9
Experience For Compliance & Operational Risk Officer Resume
- Coordinate and gather control results into quarterly reports
- Supervision of the 1st line of Defence (LoD1)
- Assist and advise the LoD1 on the implementation of the OR framework in their business lines/activities, and ensure its compliance with Group and BNPP RE guidelines
- Proactively disseminate OR culture through relationship building, communication, and gaining business commitment
- Support LoD1 on OR matters in liaison with relevant RISK ORC or other teams
- Challenge the 1st line of Defence (LoD1)
- Collect Historical Incidents (HI), analyse/investigate them and follow up on related action plan
- Challenge LoD1 controls and remediation action plans
10
Experience For Internal Control & Operational Risk Officer Resume
- Impulsion/revision in Potential Incident (PI) identification and quantification with the LoD1 when due
- Suggest and co-ordinate thematic controls, local assessments and oversights
- Participate to relevant Committees and community meetings as requested (OPC community group, Internal Control Committee, etc)
- Communicate on incidents as soon as they occur
- Assist LOBs and other corporate initiatives to reduce operational risk exposures and losses relative to the supported LOBs
- Actively participate in a robust review and challenge process
List of Typical Skills For an Operational Risk Officer Resume
1
Skills For Senior Operational Risk Officer Resume
- Good level Office (Word/Excel/Powerpoint) & Office 365 (Power BI, Sway…) skills
- Excellent oral, written, Interpersonal and organizational skills
- Effectively identify, assess, manage and monitor operational risks
- Develops and executes a process for ongoing monitoring and periodic status reporting on the effectiveness of the business unit’s compliance program
- Good knowledge of private banking products
2
Skills For VP, Senior Operational Risk Officer Resume
- Risk management experience in Financial Services
- Experience in performing review & challenge role
- Ideally experience in the property industry advantageous
- Proven ability to earn trust and respect with colleagues and senior management
- Operational risk management, audit or equivalent experience, robustly focused on process design, development, risks and controls
3
Skills For Junior Operational Risk Officer Resume
- Good knowledge of Enterprise Risk topics (Operational Risk, Technology/Cyber Risk, Model Risk etc.)
- Business operating improvements by ensuring effective initiatives and projects that minimize impact on business operations
- Assess the adequacy and effectiveness of the control framework
- Working knowledge of the Consumer business and applicable rules, regulations and control processes
- Execute controls and conduct monitoring activities in the Global Trading and Pre-Clearance system, including Preclearance and holding period controls
4
Skills For Corporate Tech Operational Risk Officer Resume
- Work with business areas including Purchasing and VMRG to facilitate the completion of vendor engagement process and management of risk
- Create training aids and deliver training to LoD1
- Monitor quarterly control testing results to deadlines and perform more complex risk monitoring activities as assigned
- Monitor quarterly testing results to deadlines and perform more complex risk monitoring activities as allocated
- Active involvement in development and delivery of requirements and training, including risk and event management
- Knowledge and understanding of BMO’s Initiative Assessment and Approval Process (IAAP)
- Expert knowledge and understanding of the designated LOB unit’s key products and services, processes, controls and organization Expert understanding of operational risk and related control frameworks and practices from end-to-end Expert understanding of the designated LOB unit’s end-to-end risk and regulatory requirements
- Normal working conditions with irregular hours
- Ensure that the assigned business area’s Risk profile is alignedwith strategic business objectives and Operating Groups’ stated risk appetite
5
Skills For Icg-ibd-operational Risk-officer Resume
- Ensure Risk Mitigation Action Plans are in place and being followed
- Grasp complex processes quickly and identify risks and compensating controls
- Follow-up on identified issues, define actions and track the timely resolution as well as close out of corresponding escalations
- Prepare memos and reports for management regarding the outcomes of reviews and investigations and escalate concerns timely
- Direct over-sight and management to ensure appropriate handling of all relationships with a emphasis on moderate to high risk vendors
6
Skills For Risk-operational Risk Officer Resume
- Lead high risk remediation projects to ensure controls are in place and on-going management occurs as required
- Prepare research material, including the quantitative and large qualitative analysis from different systems of CIB transactions
- Risk reporting, preferably in an organisation with multiple business lines and geographies
- Support first line with training, tools and general support based on their specific needs
- Stress levels are moderate to high
7
Skills For Senior Operational Risk Officer for Group Operational Risk Resume
- Make sound judgment on operational risk issues in the region and to provide recommendations to business lines in a positive and proactive manne
- Proactively communicates information to colleagues up, down and across the organization, provides updates on projects, tasks and potential roadblocks
- Make sound judgment on operational risk issues in the region and to provide recommendations to business lines in a positive and proactive manner
- Ensure that the enterprise’s ORMF (identification, measurement, mitigation, monitoring and reporting of operational risk) is in place and operating effectively in their respective Operating Group
- Recommendations made by the ORO shall be founded on a risk-based analysis of the Operating Group’s activities and/or choices with respect to risk acceptance and/or mitigation strategies
- Ensuring that the Operating Groups risk profile is consistent with BMOFG’s objectives, risk appetite, and that appropriate capital for operational risk is maintained
- Implement end-to-end operational risk programs and frameworks that ensure designated LOB unit compliance with internal and external guidelines, policies and regulations; interpret implications, requirements and potential issues for appropriate executive and senior management decision-making
8
Skills For Consumer Banking Operational Risk Officer Resume
- Implement reporting that is sufficient to demonstrate designated LOB state of compliance, satisfy Corporate governance and external testing requirements by such bodies as Shareholders’ Auditors and Regulators, and ensure effective due diligence in support of required attestations
- Consult to the development and maintenance of operational risk programs to ensure that new initiatives and and/or significant changes to business conduct/ operations are governed in accordance with the Bank’s Initiative Assessment and Approval Process (IAAP) and new standards and policies
- Regulators / External Auditors / Government Officials
- Peers in other organizations
- Professional and industry organizations
9
Skills For Compliance & Operational Risk Officer Resume
- Provide guidance on the Bank’s Operational Risk framework to ensure that I&CB management is aware 1) of the Bank’s operational risk-taking philosophy, policy, authority structure, procedures and processes 2) their own role and accountabilities in supporting these processes
- Awareness of TI&CB area’s risk taking philosophy, risk appetite, policy, authority structure, procedures and processes and incorporation of Operational Risk elements therein
- Ensure that I&CB’s Risk profile for the US is aligned with strategic business objectives and Operating Groups’ stated risk appetite
- Support the development and implementation and ongoing execution of a CSA governance program including program strategy, standards and tools to support achievement of 2nd Line of Defense responsibilities under the Operational Risk Management Framework
- Provide consultative approach to execution of CSA activities (i.e. maturity of CSA Frameworks; KRI maturity)
- Foster a US portfolio view of operational risk via integration and analysis of various information inputs from OROs, CSAs, Audit, Regulators and other sources, analyze and produce timely reports for executives, senior management and key stakeholders, play a key role in developing risk appetite and provide guidance as needed
- Support the development of agendas and meeting packages for various governance committees or meetings with regulators. Advise on appropriate and timely content. Coordinate meeting scheduling
10
Skills For Internal Control & Operational Risk Officer Resume
- Manage special governance projects. Includes objective development, setting timelines, managing resources, status reporting and final disposition, presentations, follow-up
- Assist as needed, on any special US required reporting, by working with the central risk reporting group
- Operate and perform Operational Risk Management Framework components to include: Risk and Control Self-Assessment, Key Risk Indicators, Loss Event Data, Scenario Analysis, and reporting
- Maintain and manage relationships with Senior Management, Departments, and outsourced providers
- Update and maintain all management systems, tools, and models
List of Typical Responsibilities For an Operational Risk Officer Resume
1
Responsibilities For Senior Operational Risk Officer Resume
- In accordance with the Operational Risk Policies, support and provide feedback to LOBs around development/monitoring of risks, controls, testing, remediation and reporting of significant risk and control issues
- Operational Risk management experience (within GEM or outside GEM) would facilitate your on-boarding
- Knowledge working/managing projects across multiple functional areas and dealing with multiple business partners
- Acquires an understanding of the regulatory landscape and requirements, ensuring they are identified and articulated to business management as applicable
- Lead or participate in various Operational Risk Committees covering Agency Clearing, Operations and Finance
- Establishes and provides regular risk analysis and reporting on operational loss performance of the business
- Mitigation of audit exposures and maintaining awareness of change initiative impacts
- Support LOBs and other corporate initiatives to reduce operational risk losses
2
Responsibilities For VP, Senior Operational Risk Officer Resume
- Support LOBs to develop relevant and measurable key risk indicators
- Provide specialized authoritative advice and consultation on current and emerging legal and regulatory compliance requirements including proactively anticipating and responding to regulatory changes, assessing the impact to the LOBs, and supporting the LOB in responding to the change
- Advance corporate control standards for certain high risk transactions/products
- Interface with regulators; respond to internal/external audits/examinations requests for information, support in the evaluation of audit/examination findings and implementation of corrective action, and/or support in responses to regulatory and legal inquiry/investigations
- Develop department procedures to support governance monitoring processes and support in the review, update and enhancement of operational and/or compliance risk management policies and procedure standards
3
Responsibilities For Junior Operational Risk Officer Resume
- Participate in (and in certain situations lead operational risk related projects, initiatives, working groups or other tasks as allocated to meet team objectives
- Active involvement in development and delivery of requirements and training, including risk and event management, and develop and strengthen operational risk people and skills to meet ongoing business needs and plans
- Deliver further critical priorities for Group Operational Risk in alignment with the Group Risk Strategy where required, including participation in large projects, risk governance committees and other initiatives
- Experienced in change environments requiring strong abilities to challenge and influence others
- Provide strong analytical support for the team, including risk analysis, event management and external event bench-marking
- Very adaptable and agile
- Act as operational risk second line of defence for C&I business area and take appropriate risk decisions and actions
- Ensure the installation and use of the Group Operational Risk Framework and standards in the business area in order to support the business area conducting effective operational risk management
4
Responsibilities For Corporate Tech Operational Risk Officer Resume
- Monitor how the first line is adhering to operational risk standards and controlling their operational risks
- Participate in further critical priorities for Group Operational Risk in alignment with the Group Risk Strategy where required, including participation in large projects
- Very adaptable and agile, and able to perform in changing environments
- Prepares the annual monitoring plan
- Highly responsible, organised, result-oriented
5
Responsibilities For Icg-ibd-operational Risk-officer Resume
- Coordination, support of the scenario analysis process and challenge of the results for ING BeLux
- Challenge and monitor the setup, execution and quality of Controls and Key Control Testing (KCT) throughout the year (Generic and SOX controls), Examining the test documentation and, if the case, Independently test controls,
- Client-focused with the ability to communicate effectively with senior stakeholders and with a diverse range of audiences
- Reinforce and build strong relationships across all three lines of defense
- Contributes and ensures the IGOC alignment to the initiatives driven by SLM4SOX Center of Excellence
6
Responsibilities For Risk-operational Risk Officer Resume
- Facilitate the performance of the annual Risk & Control Self-Assessment (RSCA); working with various teams within EORM to identify and assess the respective risk and control profiles, and ensuring appropriate mitigating actions are defined and monitored
- Ensure that operational risk issues/events across EORM are assessed and escalated in a timely manner and captured in the MyIncidents system
- Facilitate and ensure timely closure and internal Quality Assurance process of EORM commitments (internal, external, regulatory actions) and performance of MICOS supervisory controls
- Track metrics of EORM Top Remediation Plans to remediate CRO Top ERCF Risks
- Collaborate with other FRCOs across CRO when required to deliver a division-wide compliant control framework by ensuring that processes, risk control and risk hand-offs are properly communicated, managed and executed in line with CRO Operational Risk mandate
- Contributes to the effective management of financial results and budgeting activities
- Experience in Operational Risk Management especially with the risk and control identification and assessment
- Supporting Business Continuity Plan framework and recovery solutions implementation in close collaboration with IT
- Supports ongoing operational risk measurement activities by acquiring, analyzing, and reporting business operational or relevant loss data
7
Responsibilities For Senior Operational Risk Officer for Group Operational Risk Resume
- Vendor Oversight & Monitoring
- Risk-mindset, curious and ability to firmly but practically challenge the status quo and escalate issues
- Keen interest in operational risk & control topics, specifically the implementation/adaption of a bankwide framework
- Under the guidance of the North America CBORC Operations Leader, partner across the Consumer Business Operational Risk & Control Organization (CBORC) to identify, document and deploy control disciplines and routines that drive risk out of North America Operations
- Partner with the Global CBORC team to stay abreast of organizational changes and ensure effective execution of those changes within North America Operations CBORC
- Leverage available tools and processes to support the design and development of effective controls and monitoring methods, with a focus on automation and efficiency
8
Responsibilities For Consumer Banking Operational Risk Officer Resume
- Support business identification, development and tracking of Identify key risk indicators
- Partner with peers across North America and globally to drive consistent execution and learn from incidents that did not occur within direct operational area
- Work with Operations teams, and across North America CBORC Operations, to ensure adequate preparation for audits and reviews
- To strengthen the implementation of `Operational Risk Framework' for NA Cards, specifically related to governance of KI (Key Indicators)
- To support Monthly Key Indicator Forum, Contact KI data provider and KI owner to collect KI data and KI breach details when necessary
9
Responsibilities For Compliance & Operational Risk Officer Resume
- To ensure data integrity and maintain data tracker for all KIs. Consolidate data between KI tracking systems (KRICIT and CitiRisk) to ensure data integrity and consistency
- Compile critical data elements and conduct in-depth analysis that leads to the recommendation of what the key risks are for the business. Prepare presentations that clearly illustrate the findings that the analysis and data supports
- Work cross functionally across businesses and functional organizations at senior levels to adopt and champion best practices related to control design and oversight within In-Business Controls
- Performing Operational Risk Event analysis with the objective to arrive at clear action points for improvement and making the GEM organization more efficient and less subject to Operational Risks
- Coordinating, challenging and monitoring actions reducing operational risk and improving processes
- Actively contributing to implementation of a unified methodology for operational risk and process management on GEM perimeter, based on major risks
10
Responsibilities For Internal Control & Operational Risk Officer Resume
- Follow up status Audit RISK recommendations
- Facilitate Operational Risk Management programs within the business line
- Analyzes potential operational risks and ensures key risks are aggregated/escalated to appropriate areas
- Supports established enterprise-wide risk escalation, review, and approval processes, data management, policies, and risk assessment processes
- Develops and maintains knowledge of existing and emerging risks across the business, and represents the business/function on TD Bank Risk Officer Committees or related working group/project teams
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