Risk Analyst, Risk Management Resume Sample
Work Experience
- Commands and maintains a reasonable understanding of Operational Risk Management best practices, laws and regulations
- An intermediate proficiency in use and development of Microsoft Access and SharePoint solutions, data management and analytics required
- Proactively generate and analyze various data sources to form an independent assessment/opinion of op risk
- Op Loss and Near Miss Analysis: understand how losses were incurred or near misses took place, determine lessons learned, identify root causes and use for risk mitigation activities as outlined below
- Manage Exception reporting and resolution, working with the responsible Capital Advisors, engaging the JPM Legal department as needed
- Assess adequacy of internal controls, documentation, backup/redundancy, and disaster recovery procedures intended to ensure continuing and secure operations
- As needed, participate in disaster recovery effort as technical resource
- Experience using systems such as Archer & SharePoint
- Credit Analysis-Perform time sensitive, daily procedures to support accurate representation of customer data and traded credit limits in the risk systems. Responsible for maintaining a large number of credit authorities of varying complexity by updating customer data, credit facilities and trading limits with accuracy and in a timely fashion
- Governanance & Controls-Ensure integrity in all traded credit limit management processes and appropriate controls are in place in satisfaction of internal and regulatory requirements. Ensure proper retention and documentation of relevant correspondence pertaining to credit authorities in hard copy files and/or electronically as per procedures
- Trading Credit Risk-The complexity of trading room products and associated exposure reporting along with the sophistication of limit structure architecture in the Trading Credit Risk systems requires a consistent approach to limit representation and clear communication of exposure reporting concepts
- Manage assigned Annual Facility Reviews submitted from RBC’s Credit Transaction Management group (CTM). Analyze requests and manage the iterative process with CTM. Prepare an accurate and complete eTR write-up including recommendations for the appropriate approval authority within GRM Credit
- Input data into GRMs risk rating and reporting applications (Risk Rating tools, Enterprise Watchlist, Corporate Credit Management System) as required
- Maintains industry team’s peer group comparisons. Includes research with respect to industry developments, regulatory changes and other issues as required
- Compiles initial materials for team’s Quarterly Industry Portfolio Reviews as assigned
- Manages the team’s quarterly discrepancy reporting by validating data entered into multiple RBC applications. Investigate and review discrepancies with risk managers and make or request any necessary changes
- Works with financial models as assigned (including income, balance sheet and cash flow statements, breakeven analysis, enterprise valuation and multivariable sensitivity testing)
- Model companies' financial position to determine appropriate debt structure and accurate debt value using the most appropriate valuation methodology
- Understanding of corporate and debt structuring, with a particular understanding of bank loan documentation
- Strong inter-personal skills and communication skills, both written and verbally
- Work independently, as well make meaningful contributions as part of a team
- Work closely and consult with Disney’s global business units in order to identify, quantify and aggregate the Company’s foreign exchange risk and to assess the related impacts to the company
Education
Professional Skills
- Detailed analytical skills and the ability to generate risk-based reporting for monitoring oversight (including strong quantitative skills)
- Willing to learn new skills and expand knowledge base by demonstrating initiative through taking on new tasks with well-developed time-management skills
- Strong analytical, problem solving, decision-making and interpersonal skills
- Strong IT skillset including MS Office, Excel (Macro, VBA) and SAS
- Decisive and solutions-focused, with strong problem-solving skills
- Excellent influential and teamwork skills
- Communication Skills & Demonstrated Teamwork
How to write Risk Analyst, Risk Management Resume
Risk Analyst, Risk Management role is responsible for reporting, government, finance, credit, securities, integration, security, trading, design, research.
To write great resume for risk analyst, risk management job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Risk Analyst, Risk Management Resume
The section contact information is important in your risk analyst, risk management resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Risk Analyst, Risk Management Resume
The section work experience is an essential part of your risk analyst, risk management resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous risk analyst, risk management responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular risk analyst, risk management position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Risk Analyst, Risk Management resume experience can include:
- Monitor the group’s exposure to financial counterparties and assist in developing models and strategies to mitigate the Company’s risk to those counterparties
- Moderate programming skills (VBA, matlab, C#, etc)
- Experience working throughout a complete IT Security life-cycle supporting a complex System of Systems
- Demonstrated knowledge and understanding of Credit Risk methodologies and Treasury Management including Basel parameter estimation
- Capture ATO artifacts that support independent assessment activities. Consolidate ATO artifacts for input into the USCB Risk Management Processing System
- Experience working as a compliance and security control planner and implementer
Education on a Risk Analyst, Risk Management Resume
Make sure to make education a priority on your risk analyst, risk management resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your risk analyst, risk management experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Risk Analyst, Risk Management Resume
When listing skills on your risk analyst, risk management resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical risk analyst, risk management skills:
- Excellent interpersonal and communication skills, both written and verbal – proficient with Microsoft Office (Word, Excel, PowerPoint)
- Critical thinking skills, proactively identifying potential concerns, and following up to resolve issues
- Problem solving abilities and research skills
- Solid knowledge of financial markets, derivative products, and trading room activities and systems gained through related experience
- Effectively work with both internal and external partners
- Experience in financial modeling, including knowledge of Income Statement and Balance sheet modeling
List of Typical Experience For a Risk Analyst, Risk Management Resume
Experience For Risk Management Framework Analyst Resume
- Experience with IBM’s OpenPages
- Experience in the area of consumer/wealth management credit
- Stand one’s ground when risk is too great to compromise
- Recommend strategies to improve rule parameters and/or processes for mitigating losses. Assist with the planning, development and documentation to facilitate business recovery strategies and participate in testing and deployment, if needed
- Basic/moderate knowledge in financial derivatives and risk management
- Understanding of consumer loan products including product structure/packaging, regulatory requirements, product profitability, performance analysis. Preferably with good all-rounded experience of consumer loan or wealth management products
- Analyse risk/reward dynamics of consumer products with use of data-driven analytics
- Maintain high standards of integrity & business ethics
- Self-driven, independent and also a team player
Experience For Risk Management Systems Analyst Resume
- Assist various departments with system recertification’s
- Understand relevant Key Risk Indicators
- Establish and monitor risk mitigation plans based on risks identified, measured and analyzed
- Support the insurance administration process to include exposure reporting, policy audits, loss history review, and risk analysis by identifying, reviewing and examining exposures
- Complete exposure questionnaires and obtain historical insurance policies, claims history or any other information needed to secure insurance coverage
- Complete monopolistic workers compensation filings and support business units with any questions
Experience For IT Risk Management Senior Analyst Resume
- Ensure the project’s risk management policies and strategies are in compliance with NASA’s NPR 8000.4 Risk Management Procedural Requirements
- Evaluate investment managers’ ownership structure, investment philosophy, valuation procedures, trading and internal controls, disaster recovery procedures, infrastructure, service providers, and compliance environment
- Conduct both on-site due diligence meetings and conference calls with external investment managers’ COOs, CFOs, CCOs and other personnel of operational relevance
- Discuss and report operational due diligence findings and recommendations to the relevant asset class investment teams and to the firm’s operations & risk governance committee
- Maintain operational due diligence policies and procedures consistent with industry best practices and develop future enhancements to the firm’s Operational Due Diligence Program
Experience For Enterprise Risk Management Senior Analyst Resume
- Design, implement and lead internal controls reviews across the firm’s business units and liaise and support corporate internal audit processes and reviews
- Work effectively in a team environment; participate or lead assignment and initiatives within the firm’s operations, enterprise risk, or investment business units
- Highly developed communication skills; presence and confidence to communicate with all levels of senior management; ability to exercise professional skepticism and be able to challenge external investment manager’s “C-suite” professionals
- Supports ongoing risk and control consulting activities for assigned area of responsibility in accordance with internal standards, relevant government statutes and regulations
- Partners with colleagues, clients and control community members to evaluate the control environment and develop recommendations to strengthen internal controls and mitigation strategies
- Develops and maintains an in-depth understanding of the Private Client Group business segment, its products, and supporting functions
- Performs data collection and analysis in compliance with program requirements to assist in identifying, analyzing and recommending changes to core business processes to minimize risk
- Assists in performing design reviews over assigned areas to identify key controls and mitigation strategies
Experience For Risk Analyst, Enterprise Risk Management Resume
- Apply innovative and analytical approaches to quantify risk scenarios. Partner with finance/actuarial/treasury functions on risk modeling
- Assist with developing risk appetite statements and tolerances, monitor risk exposures
- Performs evaluations of key controls or remediation activities
- Be part of a team to develop, implement and maintain the ERM program across BSC
- Maintain strong and effective relationships with stakeholders across the company, cross-functionally and collaboratively, to ensure effective risk identification, assessment and mitigation
- Support process to complete annual ORSA summary report (‘Own Risk and Solvency Assessment’)
Experience For Senior Analyst, STO Risk Management Resume
- Work on clear, accurate and timely reports for regulatory entities, senior management and the Audit Committee/Board of Directors. Document policies, procedures, processes and internal controls
- Consult with relevant stakeholders such as AML Advisory, Anti Bribery and Corruption (AB and C), Sanctions team, Legal etc. for their expertise in related topics
- Actively coordinate with the infrastructure teams to plan, develop, implement and test security controls that meet Federal regulations, program objectives, operational needs and user experience required for the 2020 Census SoS, particularly data collection components. Support the integration of security across the SoS lifecycle
- Lead the development and maintenance of security documentation such as the System Security Plan, Privacy Impact Assessment, Configuration Management Plan, Contingency Plan, Contingency Plan Test Report, POA&M, annual FISMA assessment, and incident reports
- Assess vulnerabilities to ascertain if additional safeguards are needed and ensure systems are patched and security hardened at all levels of the “stack,” and monitor to ensure vulnerabilities are remediated as appropriate. Actively manage vulnerabilities mitigation commitments from the integration team
Experience For Senior Operational Due Diligence Risk Analyst Enterprise Risk Management Resume
- Assist in establishing rules for program/project vulnerability scans, risk analyses and security assessments which includes addressing controls defined by OMB A130 Appendix III, FIPS 199, NIST SP800-37, NIST SP800-53, NIST SP500-299 (Draft) for both business operations and technical implementation throughout the eSDLC for the SoS
- Analyze and define security requirements for information protection. Analyze Decennial change requests for security impacts and provide recommendations to the 2020 Census GPMO
- Consistent use of project templates including agendas, meeting minutes, and project plans
- Analyze change requests for security risk, monitor and track security-related defects and resolutions, and make recommendations to the 2020 Census GPMO
- Assist in establishing a continuous monitoring strategy to proactively survey, monitor, and track security-related defects and the status of their resolutions to report to the 2020 US Census GPMO
- Review program/project vulnerability scan results and report findings to the 2020 US Census GPMO and monitor and track their assessment and subsequent resolution using automated scripts where necessary
Experience For Analyst, Operational Risk Management Resume
- Monitor for security breaches and participate in incident response activities and investigation of security breaches. Specifically, traditional ISSO audit responsibilities
- Communicate effectively project progress, risks, and issues to key stakeholder on a consistent basis
- Present status of RMF efforts to Government customer and program meetings as required
- Identify key project members and coordinate project team meetings
- Develop and maintain full scale project plan documentation to ensure milestones and deliverables are tracked successfully to closure
- Track project budget and resource needs
Experience For Risk Analyst, Limit Management Resume
- Analyze data to help STO develop a more proactive and anticipatory approach to risk management
- Industry experience (preferably financial services) in several disciplines (project management, business analyst, operations, internal audit, compliance, risk management, other internal controls)
- Aggregate, analyze, and interpret operational data
- Provide advice, including an indication of the potential for significant risk, from AML for all higher risk clients, or where required by certain high risk triggers in the KYC Record to the Business in an appropriate timeframe
- Provide advice from an AML perspective on issues escalated by the Business
Experience For KYC Risk Evaluation Management Analyst Resume
- Confirm all reputational risk information,
- Help evaluate reputational risk searches
- Consult with relevant stakeholders such for their expertise in related topics Escalate AML concerns or any significant suspicious activities to senior management, remembering to consider reporting obligations, where appropriate
- Deliver effective communication of project progress and issues to key stakeholder on a consistent basis
- Identify key project members and facilitate project team meetings
- Develop and maintain full scale project plans to ensure milestones and deliverables are tracked to closure
- Use data analysis to help STO develop a more proactive and anticipatory approach to risk management
List of Typical Skills For a Risk Analyst, Risk Management Resume
Skills For Risk Management Framework Analyst Resume
- Leverage others’ expertise and experience in identifying, evaluating and mitigating risks within Service, Trading and Operations
- Solid working knowledge of MS SQL Query Analyzer
- Solid understanding of contingent credit risk principles and measurement
- Professional experience in risk management, business consulting, finance, compliance or audit functions, or other areas with exposure to risk management
- Demonstrated willingness and enthusiasm to be a team-player and to embrace the challenge of working in a lean and fast-paced deadline-oriented environment
- Relevant working/research experience
- Good understanding of Basel and MAS Notices
- Good understanding of the mechanics and usage of statistical models/scorecards for consumer products
- Tools/Technology Experience: Functional knowledge of security tools for both Cloud environments and Data Center, including commercial and open source
Skills For Risk Management Systems Analyst Resume
- Assisting with the preparation of periodic ERM reporting including monitoring of the Bank’s risk profile against established risk limits
- Supporting creation of continuous monitoring strategy, identification of requirements, selection and implementation of future continuous monitoring solutions
- Identifying, assessing and monitoring liquidity risks related to the Firm’s business activities
- Working knowledge of NIST SP800-53 Rev 4 controls, and implementation methodology with the ability to oversee traceability to the controls
- Adept at managing change control and technical working group
Skills For IT Risk Management Senior Analyst Resume
- Perform risk reporting on outstanding credit exposure, warrant exercise, corporate finance positions, and treasury asset allocation, etc.
- Execute with limited direction or conceptual direction, anticipating customer needs and proactively supporting those needs
- Assist in establishing and implementing a Continuous Diagnostics and Mitigation (CDM) capability with integrated security controls for the 2020 Census SoS
- Update the KYC REM procedures and ensure their alignment and compliance to Citi Policies and Standards including Global Operating Procedure as required
- Help evaluate reputational risk searches that were conducted by the BSU using Citi Screening, Factiva, and other platforms
Skills For Enterprise Risk Management Senior Analyst Resume
- Escalate AML concerns or any significant suspicious activities to senior management, remembering to consider reporting obligations (NCA) where appropriate
- Consistent use of project templates including, agendas, meeting minutes, and project plans
- Results orientation with ability to handle multiple projects concurrently with varying work-loads
- Contingency Plan (ITCP/ISCP) development and testing
- Knowledge of credit agreements, compliance reporting and CIBC's credit processes is an asset
- Working within customer service department
- Develop an understanding of business processes, functions and internal control designs
Skills For Risk Analyst, Enterprise Risk Management Resume
- Survey locations around the world to understand the exposures such as building, personnel, fleet, and other operational risks
- Knowledge of and ability to use applicable compliance and accreditation reporting environments (e.g., eMASS, CMRS) to document the progress of C&A (A&A)
- Knowledge of risk management principles and tools
- In-depth technical experience and security exposure with core technologies, including Cloud, Digital, Data Protection, User Management, Digital Mobility, Compliance, Application Security, Event Management, CDM
- Knowledge of FedRAMP and FISMA regulatory compliance requirements
Skills For Senior Analyst, STO Risk Management Resume
- Thorough understanding of the security concepts and intricacies associated with Cloud Computing, Infrastructure, Data Protection, Digital Mobility, Application Security, and Regulatory Compliance
- Define and manage reporting and measurement systems for IT Security
- Organizational Skills: Proven ability to plan and prioritize work, both their own and that of the project team. Ability to follows tasks to their logical conclusion and ensure that tasks and activities have been done to the right standard. Strong attention to detail
- Team Work: Ability to enthuse and maintain team interest. Comfortable working both individually and as part of a team. Prepared to challenge ideas within a group in a constructive way. Ability to influence others and move a team toward a common vision or goal. Be recognized by customers as a key contributor. Friendly demeanor. Honest teammate
- Leadership: Acute business acumen and understanding of organizational issues and challenges. Able to work effectively at all levels in an organization. Able to lead efforts and mentor junior staff
- Communications: Ability to communicate clearly and effectively to team members and clients, verbally and in writing. Able to present ideas in a variety of ways depending upon audience and context. Excellent active listening skills. Willing to use alternate means of communication in order to keep their project moving when bottlenecks are present
- Working knowledge of data analytics, metrics and measurement (such as KPI’s and KRI’s)
- Fundamental concepts, practices and procedures risk management (including Operational Risk Management and Enterprise Risk Management)
Skills For Senior Operational Due Diligence Risk Analyst Enterprise Risk Management Resume
- This is a temporary 6-month position ( which can be extended)
- Demonstrable use of Microsoft Office applications to a proficient level
- Commitment to the principles of the EMEA AML regime
- Fundamental concepts, practices and procedures of risk management
- Implement and evaluate DISA STIGs
- Develop DIACAP C&A packages or RMF, A&A packages
- Categorize the system, select and implement security controls
- Perform Assured Compliance Assessment Solution (ACAS) vulnerability scans to assess security controls
- Perform C&A and A&A functions in e-MASS (Enterprise Mission Assurance Support Service)
Skills For Analyst, Operational Risk Management Resume
- Support systems through the certification and assessment functions
- Provide support for the accreditation and authorization portion of the processes
- Supporting the Bank’s Risk Appetite Framework quantification process including the aggregation and allocation of limits across lines of business and by risk type, preparation of reporting materials and presentations and maintenance of documentation
- Supporting the Bank’s annual Internal Capital Adequacy Assessment Process (“ICAAP”) submission through the execution of the Economic Capital forecasting
- Supporting the execution of the Bank’s stress testing program including but not limited to participation in the design of event driven scenarios, design and execution of analytics to support the stress testing and preparation of reporting materials and maintenance of documentation
- Providing support in the monitoring and oversight of the Bank’s first line of defense risk management and business activities to assure that current practices fall within established Bank policies, procedures and operating parameters
- Regularly participate in meetings with business partners to stay well-informed of new regulations, guidelines, business processes and best practices for risk management and risk oversight activities
- Entry level to 1 year experience related to Operational Risk e.g., Internal Audit, Enterprise Risk Management, Compliance, SOX
- Strong proficiency in SAS
Skills For Risk Analyst, Limit Management Resume
- Perform other responsibilities and assist with special projects, as required
- Detail-oriented and consistently accurate
- Mature, professional and assertive with a proactive nature
- Analytical mind set and ability to work with large amounts of financial data in spreadsheets
- Influence and work with all levels of staff (direct reports, peers, colleagues and members of management)
- Opportunity to work and develop in an international environment in one of the greatest financial institutions worldwide
Skills For KYC Risk Evaluation Management Analyst Resume
- Competitive salary and social benefits (medical care, Benefit System, life insurance and other)
- All Microsoft applications, particularly, VISIO, WORD, PowerPoint and Excel
- Capable of providing thought leadership to the ISSM in his/her efforts to maintain an organizational or system-level cybersecurity program, consistent with DoD appointment memorandum focal points (e.g., cybersecurity architecture, compliance requirements, objectives and policies, personnel, and processes and procedures)
- Identify, interpret and evaluate major applications, infrastructure, enclaves, and Enterprise system environments based on proposed accreditation boundaries
- Think critically, comprehend detailed business, technology and risk concepts and develop and defend an independent position that’s based on a pragmatic and balanced assessment
- Experience with health plans, other insurance, or related financial industries
- Working with Insurance and claims companies
List of Typical Responsibilities For a Risk Analyst, Risk Management Resume
Responsibilities For Risk Management Framework Analyst Resume
- Industry experience (preferably financial services) in several disciplines (project management, operations, internal audit, compliance, risk management, other internal controls)
- Strong project management, communications, and presentation skills
- Knowledge and experience identifying, assessing, and documenting compliance against applicable DoD IA security controls (technical, management, operational), Service (e.g., Army) regulations, etc., within the DIACAP (and/or RMF) package
- Familiarity with the use of vulnerability scanning and assessment tools (e.g., ACAS/Nessus) necessary to identify and document compliance
- Analytical skills in a discipline relevant to risk management (for example, financial planning and analysis, risk capital modeling, underwriting and pricing, corporate finance, or product management, or other)
Responsibilities For Risk Management Systems Analyst Resume
- Provide detailed counterparty positions as needed to Senior Management, Relationship Managers and credit adjudicators and address any questions regarding limits and exposure
- Provide assistance and information to other regions (Europe, Asia, NY) to facilitate their limit management processes
- MS Office literate
- Consult with relevant stakeholders such as AML Compliance Risk Management (ACRM), Anti Bribery and Corruption (ABandC), Sanctions team, Legal etc. for their expertise in related topics and refer the case to AML Investigation teams including Corporate Security and Investigative Services (CSIS), Global Investigation Unit (GIU) for complex investigations
- Identify, develop (either directly, or in coordination with applicable experts), and incorporate common artifacts found in a DIACAP (or RMF) accreditation package, e.g., system architecture and boundaries, hardware and software inventories, risk assessment reports, POA&Ms, data flows, PPSM accounting, and other necessary system, network, and application documentation