Risk Specialist Resume Sample
Kelli Maggio
43140 Lang Points,
Detroit,
MI
+1 (555) 764 7184
Work Experience
Risk Specialist
11/2015
-
PRESENT
Houston, TX
- Provide unsecured lending credit risk management support, guidance and counsel to business partners during projects especially as it relates to development of robust operational processes that minimize/avoid any future operational credit risk issues in order to lower the bank’s risk profile
- Measuring the market risk exposure of the firm using a variety of tools including, sensitivity analysis, scenarios, Value at Risk (VaR) and Economic Risk Capital (ERC) CS’s in house capital measure
- Development and validation of the firm’s market and liquidity risk models and methodologies
- Verification of CS’s in house product valuation models
- Identify risks embedded in FINRA regulatory operations and contribute to the definition of both quantitative and qualitative methods for measuring and tracking those risks
- Support the design and develop robust risk and quality management analytics, models, and tools across multiple dimensions of interest to FINRA regulatory operations units
- Contribute to the design, development, and implementation of quality management programs and reviews including the definition of quality standards and the quantitative and qualitative assessment and reporting of quality levels against those standards
- Identify, acquire, and organize the data and analytics required to support risk and quality measurement methods and approaches
Principal Risk Specialist
11/2012
-
08/2015
San Francisco, CA
- Keep current with new industry standard for operational risk and quality monitoring and surveillance techniques. Contribute to the monitoring and tracking of risk and quality levels
- Uses business process improvement frameworks and methodologies (Lean/Six Sigma, ISO, TQM tools) for documentation and analysis of complex business processes
- Support the execution of risk identification and remediation projects to address operational risk exposures surfaced by the risk analyses and to enhance the effectiveness and efficiency of the related business programs and processes
- Engage team members and management to identify issues and problems and to devise solutions
- Demonstrate leadership qualities to motivate self and team members to achieve results. Effectively communicate with team members and other staff. Help develop and maintain a positive and supportive work environment and culture
- Coach and mentor less experienced analysts to enhance development and to ensure consistent achievement of established standards
- Assist in maintaining the Bank’s third party and model inventory management systems and supporting documentation
- Improve current processes in accordance with the department’s needs
Credit Risk Specialist
09/2005
-
05/2012
Phoenix, AZ
- Knowledgeable of the products/services Groupon offers to customers and Groupon’s business model
- Write easy-to-understand user interface text
- Work with Compliance and Service Deliver Management teams to ensure the identification of risks and controls impacted by Regulatory changes and ensure that they are properly tracked and addressed within Technology processes. Provide regulatory and operational expertise and help devise solutions to issues. Identify, assess, communicate and implement regulatory issuances
- Ensure the timely completion of all testing and reporting requirements are within established guidelines. Testing to include SOX, Compliance, SSAE 16, and others as required
- Work with business line to identify key risks and controls and develop effective internal control processes and conduct testing of those controls
- Create Process maps of areas to identify risks and controls within the business line or process under review
- Ensure Audit recommendations are closed in a timely manner and tracked
- Assist the business line in the timely remediation of issues
Education
John Paul the Great Catholic University
2001 - 2005
Bachelor's Degree in Business
Professional Skills
- Outstanding English written and oral communication skills, including clear, concise writing and editorial skills and excellent listening skills
- Problem solving, organizational skills, and prioritizing skills highly desired
- Excellent communication and presentation skills are key, project management skills desirable
- Possess strong business acumen, good team spirit and excellent organizational, communication and interpersonal skills
- Team player with demonstrated relationship management skills and a strong ability to make things happen through the use of positive influence
- Strong organisational planning and implementation skills, and demonstrated ability to apply them in rapidly changing business environments
- Contributes to teams continuous improvement culture by applying critical thinking skills and experiences to make suggestions
How to write Risk Specialist Resume
Risk Specialist role is responsible for analytical, interpersonal, risk, presentation, business, english, excel, organizational, credit, microsoft.
To write great resume for risk specialist job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Risk Specialist Resume
The section contact information is important in your risk specialist resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Risk Specialist Resume
The section work experience is an essential part of your risk specialist resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous risk specialist responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular risk specialist position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Risk Specialist resume experience can include:
- Strong communication, both written and verbal, and influencing skills
- Strong planning and execution skills
- Excellent analytical, problem-solving, interpersonal and communication skills (both oral and written)
- Supporting clear, demonstrable and risk-based challenge. Measuring evidence of effective challenge and resolution
- Proven experience in creating and implementing monitoring & reporting activity
- Effectively summarize and communicate origination trends, underwriting execution, and credit performance to senior management
Education on a Risk Specialist Resume
Make sure to make education a priority on your risk specialist resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your risk specialist experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Risk Specialist Resume
When listing skills on your risk specialist resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical risk specialist skills:
- Excellent verbal and written communication skills including report writing and presentation skills
- Solid analytical skills with a solid understanding of financial statements
- Solid analytical skills, including Leveraged Loan and High Yield structuring, financial modelling/forecasting and understanding of derivative structures
- Good writing and visual presentation skills sufficient to articulate the results of analysis performed
- Well developed communication skills to facilitate development of good working relationships within CIBC
- Strong organisation, problem solving skills and ablility to interpretate data
List of Typical Experience For a Risk Specialist Resume
1
Experience For Principal Risk Specialist Resume
- Very strong analytic and quantitative skills Superior written and verbal communication skills
- Has discretion on how to accomplish deliverables. Demonstrates ability to learn and apply new skills both self taught and through OJT
- Strong communication skills with ability to facilitate targeted communication between variety of stakeholders to drive decisions
- Excellent interpersonal skills; interacting with clients, peers, and other groups within NGX with a high level of professionalism
- Strong leadership, organizational, communication, and presentation skills
- Excellent computer skills (Excel, Word, Project, Visio)
- Business negotiation and influencing skills
- Validate that artifacts provided by the business sufficiently evidence remediation activity
- Effectively set expectations of the audit process while preparing business partners for upcoming reviews
2
Experience For IT Risk Specialist Resume
- Analyzing risk management practices that guide IT activities to ensure risks are consistently and effectively identified, measured, controlled, and monitored
- Highly developed statistical and computer skills particularly using Excel, SQL and R
- Strong experience in a similar role within Financial Services
- Effectively work with a small team of peers focused on mutual support to complete projects
- Strong operational experience. Able to create a complex process and teach others how to maintain it
- Effectively communicate / liaison with business and technology stakeholders
- Validate evidence from supplier, before Action Plans are closed
- Prior work experience
- Supporting model development, validation, and ongoing monitoring
3
Experience For Credit Risk Specialist Resume
- Experience working in a business facing role, delivering risk solutions and leading problem solving initiatives
- Experience working in a highly regulated industry within a call centre or investigating complaints or disputes, or in regulatory compliance
- Monitor Workers’ Compensation claim files for a number of states including CA for effective claim handling by TPA
- Assist in establishing the local annual control agenda ensuring both local and global priorities are addressed
- Good understanding of private, public and institutional donors, as well as other partners, and their expectations and needs for information during a crisis
- Develops and maintains strong working relationships with business line management through continuous and proactive communications
- Design testing to validate adherence to methodology of compliance controls
- Strong familiarity with regulatory landscape facing EU banks
4
Experience For LOB Risk Specialist Senior Resume
- Experience and Knowledge of Mortgage Servicing, Default and Attorney Network
- Experience of running broad scale projects across locations and/or products
- On a regular basis (daily, weekly, monthly) generate and validate the automated risk reports using the implemented risk system
- Load Market prices (or modelled prices) into the risk system and their validation and reporting
- Develop and maintains strong working relationships with business line management through continuous and proactive communications
- Support the successful execution of operational risk and quality projects and programs in an efficient and effective manner
- Experience in audit
5
Experience For Treasury Risk Specialist Resume
- Related operations management, procurement, vendor, or risk management experience
- Risk Management Experience
- Compliance or Risk Management Experience
- Experience in analysis
- Experience in the mortgage industry
- Experience with automated work paper software
- Experience with UAT of systemic controls and profile maintenance
6
Experience For Market Risk Specialist Resume
- Validate risk mitigation and acceptance, control points, KRI’s, breech triggers and escalation processes
- Experience in credit, underwriting, finance, or related
- Strong sense of accountability for helping our team achieve its collective goals and best-serve our customers
- Self prioritize activities and tasks based on importance to drive completion of department goals
- Execute daily risk reports, perform analysis, and consolidate results for distribution to internal stakeholders
- Provide support to the 1st LOD in the development of operational risk scenarios providing guidance and effective challenges throughout the process
7
Experience For Cybersecurity Risk Specialist Resume
- Experience of working in cross-cultural environments, sensitivity to multicultural social, religious and gender issues
- Perform a validation of implemented actions by the 1st LOD to close issues identified by internal audit, internal control or state and federal regulators
- Ideally possess a strong understanding of procurement and/or third party [vendor] management and/or supply chain processes and principles
- Facilitate development, prioritization and rationalization of risk mitigation including audit action plans
- Operate, contribute and collaborate with ERM peers
- IT Risk Management experience or equivalent
- Identifying, assessing and managing risk, including emerging risks and regulatory focus areas, providing appropriate documentation of such risks
8
Experience For Quality / Risk Specialist Resume
- Monitoring and consulting on open risk items pertaining to IT, including any open regulatory or internal/external audit findings
- Closing any gaps in controls and correcting control deficiencies and issues in a timely manner to help maintain a secure and compliant operating environment
- Designing, implementing and executing on an adequate combination of preventive and detective controls
- Developing and implementing MIS systems to enhance risk monitoring and management
- Ensuring accuracy of Management Information and driving improvements and consistency in reporting
- Providing credit recommendations and presenting to the Underwriting Committee for larger transactions
- Determining required credit terms and assisting in the structuring of new and amended derivative legal documentation to achieve optimal risk/return outcomes
- Providing on-going quarterly portfolio monitoring of 30-40 sub-investment grade credits across a variety of industries
9
Experience For Liquidity Risk Specialist Resume
- Training and educating prospects on MSCI portfolio management analytics applications and underlying models and methodologies
- Drafting baseline monitoring key take away memos that communicate insights gained from recurring meetings with the firm to key System stakeholders
- Presenting examination findings to the Liquidity Steering Committee (SC) for vetting
- Monitoring and Reviewing client interactions e.g. call listening and written/electronic correspondence checks, to identify and mitigate risks
- Sampling a variety of risk based checks across the digital & client services business, including call listening and written/electronic correspondence checks
10
Experience For LOB Risk Specialist Resume
- Assisting the Senior Stream Manager with tracking project tasks, dependencies, and requirement gaps (ensuring traction and resolution on all items)
- Monitoring and Reporting of key risk metrics
- Creating and maintaining appropriate processes and procedures to self-identify, assess, document, control and manage risks
- Sourcing and analyzing internal data to support risk management
- Assisting in the oversight and implementation of NFRM for the UKI (United Kingdom and Ireland) region e.g. performing relevant Level 2 controls
- Monitoring the NFR Profile e.g. reviewing E2E process risk assessments and material non-financial risk information
List of Typical Skills For a Risk Specialist Resume
1
Skills For Principal Risk Specialist Resume
- Detail oriented with exceptional organizational skills; Ability to work effectively on multiple projects under tight deadlines
- Strong analytical and reporting skills, including presentation and data processing
- Strong problem solving and innovative thinking skills
- The position requires a fast-learner who has strong analytical and problem solving skills
- Possess good interactive skills required to explain and interpret facts and concepts
- Excellent computer skills with knowledge of Oracle, MS Word and MS Excel desired
- Strong IT skills, particularly excel / databases / query languages and PowerPoint
2
Skills For IT Risk Specialist Resume
- Excellent presentation and communication skills
- Excellent supervisory and analytical skills
- Strong analytical and financial modeling skills and knowledge of corporate finance; familiarity with structured finance transactions and legal documentation
- Detail-focused with strong writing and verbal communication skills. Ability to present information in a structured, clear and concise way
- Good analytical, writing, oral communication, research, investigatory, presentation, and interpersonal skills
- Outstanding English written and oral communication skills
- Experience of working on projects where Primavera P6 was the main planning tool and experience of integrating risk analysis using the P6 output
3
Skills For Credit Risk Specialist Resume
- Proficient influencing skills and ability to make compelling business cases
- Prior experience with delivering major regulatory programs and/or infrastructure implementations
- Clear, concise writing and editorial skills
- VBA and SQL programming skills
- Process Mapping & Excel skills desirable
- Demonstrate effective reporting of key project metrics and status
- Risk management experience in servicing or at least least 3 years of risk management experience in default
- Prior experience in Compliance or Risk Management and/or working with databases and SQL in a business environment
4
Skills For LOB Risk Specialist Senior Resume
- Work effectively with internal partners including Fraud and Compliance, as well as multiple levels of management
- Experience or demonstrated understanding in financial statement analysis
- Strong credit analysis experience in non-investment grade credit lending
- Prior Collection or monitoring experience in a call center environment
- Effectively lead/support Bemis personnel in specific areas of expertise and responsibility to improve Risk Management practices into the organization
- Solid knowledge and experience of External finance trade, International Letters of Credit & Export Payment Terms
- Prior experience managing projects end-to-end
5
Skills For Treasury Risk Specialist Resume
- Advanced Excel skills with VBA on a basic level
- Work directly with audit/compliance assessments to ensure ongoing evaluation and validation of IT control effectiveness
- Project management experience or at least 1 year of process management experience
- Meet aggressive deadlines and pivot effectively between multiple projects
- Highly motivated and ability to problem solve effectively
- Exceptional written and oral communication skills and being to adapt the message to resonate with a variety of stakeholders
- Delivering high quality customer service interactions to our internal and external customers to exceed their expectations and create a positive experience
6
Skills For Market Risk Specialist Resume
- Experience creating training materials and facilitating training sessions
- Some experience in one of the following; secured funding, collateral monitoring, prime brokerage, intraday liquidity or derivatives
- Experience supporting, partnering and interacting with internal business clients
- Experience in researching existing processes and monitoring risks associated with business processes
- Participate in investigation and rules process improvement, identifying and implementing best practices in effective and innovative ways using data
- Experience gathering, documenting and analyzing business processes an asset
7
Skills For Cybersecurity Risk Specialist Resume
- Experience setting direction, managing expectations and leading cross-functional teams
- Financial Services experience executing audits including 1 year of acting as Auditor In Charge (AIC)
- Risk management or front line/operations experience in servicing and default, particularly leading customer-facing functions
- Experience performing first line testing or call monitoring, either as an operations leader or risk professional
- Contribute to improving the effectiveness of data analysis and reporting tools
- Experience with data-mining and reporting
- Practical experience in the use of risk analysis software including Oracle Primavera Risk Analysis and Crystal Ball. Working knowledge of Primavera P6
- Experience working with Business Intelligence reporting tools (i.e. Tableau and Business Objects, for example)
8
Skills For Quality / Risk Specialist Resume
- Experience in performing or managing Regulatory Exams or Internal Audits
- Experience with calculating trading positions and profit and loss reports
- Previous experience in handling stakeholder objections in a professional manner including a confident and professional approach in all interactions
- Proven understanding of IT risks that affect information systems design, modification, and processing activities
- Deliver on the WM Client Promise by focusing on client experience by improving efficiency in the day-to-day operations for markets
9
Skills For Liquidity Risk Specialist Resume
- Relevant credit risk experience in a commodity trading environment
- Previous experience with an accounting firm
- Prepare supervisory plans for relevant and effective risk based supervision factoring in the size and complexity of the target firm(s)
- Experience with the planning and development of assessment tools and techniques
- Demonstrated ability to provide training, guidance, and/or support to IDT
- Experience with Python or other programming languages would be considered an asset
- Some automobile knowledge an asset, including dealership operations or auto body and/or mechanical experience
- Experience working in the Legal field or at least 1 year with Corporate Risk requirements
10
Skills For LOB Risk Specialist Resume
- Demonstrated ability to proficiently communicate both verbally and in writing
- Relevant experience leading Risk Management initiatives
- Experience in Risk, Operations, Banking, Finance
- Professional experience in consulting or professional services, public policy, regulation, legal, external relations or risk management
List of Typical Responsibilities For a Risk Specialist Resume
1
Responsibilities For Principal Risk Specialist Resume
- Very strong commuication skills, interpersonal and organization skills with an ability to effectively execute tactial plans
- Proven ability to with proven ability to effectively apply risk principles to technology related processes supporting the business
- Leadership skills and experience, teachign experience
- Strong analytical skills to understand risk processes and identify appropriate controls
- Effective communication skills to present, negotiate, and influence
2
Responsibilities For IT Risk Specialist Resume
- Self-motivator and team player who brings a can-do approach: Strong relationship building skills
- Excellent subject matter expertise and relevant experience in third party selection, negotiation, communication, and third party management
- Strong attention to detail and ability to manage multiple tasks and priorities
- Develops and maintains fundamental network to collaborate effectively within DD team and with other contact persons (in other business units)
- Advance skills with microsoft applications e.g. office, excel, powerpoint, visio, outlook as there is an expectation to produce reports and presentations
- Work in the development, improvement and validation of input assumption models with the Model Validation and Model Governance departments
- Demonstrated project or process management experience
- Able to effectively communicate control requirements
- Experience in a quality assurance or 3 years of experience in an audit role
3
Responsibilities For Credit Risk Specialist Resume
- Experience in financial services Risk Management or At Least 5 years of experience in Compliance Management
- Proven experience in execution of analytical projects
- Demonstrated experience with large scale data bases and data warehouses
- Demonstrate ability to work independently, prioritize and manage multiple projects with aggressive deadlines
- Proven and progressive IT Security, Internal Control, Fraud Risk, and/or IT Audit experience
- Experience of maintaining working relationships across workgroups
- Strong interest in capital markets and knowledge of US structured credit (ABS, RMBS, CMBS, CLOs) and corporate lending markets
- Min 3 yrs of risk-based experience or the successful completion of Huntington's Technical Youth training program
- Underwriting experience with in-depth knowledge of Investor/Regulator guidelines
4
Responsibilities For LOB Risk Specialist Senior Resume
- Good working knowledge of credit card portfolio performance drivers
- Experience working with cross-functional teams to accomplish complex time-sensitive projects
- Experience in managing risk and internal controls in Financial industry
- Experience in a scripting language
- Experience in querying
- Experience working with data languages and platforms
5
Responsibilities For Treasury Risk Specialist Resume
- Experience working within process management and improvement methodologies (i.e.-Lean Six Sigma)
- Experience working with Analytics and/or Business Intelligence
- Professional experience, whether in consulting or professional services, public policy, regulation, legal, external relations or risk management
- Relevant experience performing Risk Assessments / Analysis initiatives
- Assess design and operating effectiveness of controls. Assist business units to identify risk and ensure appropriate mitigation
- Practical experience in the use of risk analysis software including Oracle Primavera Risk Analysis
- Work experience gathered on the financial related positions - preferably in Financial Reporting or Treasury
6
Responsibilities For Market Risk Specialist Resume
- Experience managing the technical delivery of projects/packages of work
- Previous experience undertaking quality assurance reviews and audits of technical works undertaken by others
- Strong understanding and support of change management, continuous improvement and lean principles
- Strong understanding of Information Security Governance Control Structure
- Strong understanding of Information Security Risk
7
Responsibilities For Cybersecurity Risk Specialist Resume
- Solid understanding of industry regulatory requirements around data privacy and data protection
- Demonstrated ability to assist in managing multiple or concurrent projects
- Good understanding of fund manager operational practices
- Experience working with lawyers for legal advice and counsel
- UK/International bid experience- ideally in a defence or engineering based support services environment
- Effective relationship with CRM colleagues, other divisions and clients
8
Responsibilities For Quality / Risk Specialist Resume
- Three (3) years' experience
- Practical and technical industry experience gained in a financial services organisation
- Extension experience in working with ICAAP
- Own the potential client relationship and experience through frequent on-site visits and interaction
- Financial risk management experience, preferably in the energy industry (oil, natural gas, power), or at a financial institution
- Audit, Compliance, or Risk experience
- Technology related process mapping and process improvement experience
9
Responsibilities For Liquidity Risk Specialist Resume
- Good knowledge of internal/external legislation, including data protection, anti money laundering, cross border, complaint handling and client due diligence
- Experience with borrowers in the Oil and Gas industry/RBL structures
- This role requires strong, collaborative, and cross functional partnerships to ensure credit risk strategies and broader business line objectives are achieved
- Experience in the financial service industry
- Demonstrated knowledge of credit risk concepts, portfolio performance drivers and strategies
- Prioritize and independently execute assigned work
10
Responsibilities For LOB Risk Specialist Resume
- Participate in the preparation of supervisory plans for relevant and effective risk based supervision factoring the complexity of the target systemic firm(s)
- Develop and implement processes to assess and/or monitor the effectiveness of risk governance frameworks / adherence to policies and procedures as appropriate
- Project Management / Risk experience
- Demonstrated knowledge of databases
- Demonstrated ability to conceptualize, research, compile and present relevant statistics for decision support
- Professional business experience
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