Senior Audit Manager Resume Sample
Ernesto Aufderhar
2553 Parker Mountains,
Dallas,
TX
+1 (555) 247 8666
Work Experience
Senior Audit Manager
05/2016
-
PRESENT
Chicago, IL
- Also by addressing any areas of concern in conjunction with entity management and/or the appropriate department
- Coordinating or assist in coordinating the execution, reporting, and follow-up of audits
- Provide leadership in identifying internal control weaknesses, and championing the migration of best practice throughout CIBC
- Provide specific technical expertise in the execution of a program of work that meets professional standards, identifying material risks where controls are not adequate in design or implementation
- Convince stakeholders to implement process and control changes where gaps are identified
- Consult business management on matters of risk, internal control and compliance relating to bank policies and procedures, and all applicable legislation
- Participate in Divisional and Bank initiatives/projects at the request of IA senior management
- Auditing and Execution
IT Senior Audit Manager
08/2010
-
03/2016
Detroit, MI
- Maintains the audit issues tracking database to ensure identified FCC related risks/issues are addressed by business management
- Manages a continuous audit program that monitors FCC risks and ensures results are used in audit planning. Ensures continuous audit programs are carried out effectively and efficiently and are maintained current
- Reviews and submits audit reports or conclusions for each FCC audit conducted or supported, ensuring reports accurately reflect audit findings documented in audit working papers. Ensures related risks, conclusions and recommendations are reasonable and well based and all audit reports are prepared in an efficient, timely and concise manner
- Ensures identification of FCC process improvements for segments audited as appropriate, to enhance operational effectiveness and efficient use of Company resources. Ensures FCC compliance monitoring and internal controls are in place, including processes for management of operational risk, in accordance with Company and regulatory standards
- Contributes to the development of a global, risk based audit methodology for the coverage of data risks across the enterprise, including risk identification, assessment, and monitoring
- Contributes to the development of a global standard audit approach and audit program(s) on data risk and provide comprehensive training to Audit Division on appropriate testing and coverage of data risks
- Responsible for developing tools and techniques to assess data risks and controls, including continuous monitoring tools
Senior Audit Manager, Audit
05/2005
-
06/2010
New York, NY
- Provide subject matter support to the audit division on audit methodology for data risks including data management; data risk identification; and data risk assessment on regulatory and operational audits
- Contributes to the development of a risk based audit plan that ensures the appropriate coverage of data control testing, ensuring audits are conducted according to the GAM standards
- Lead a team to execute audits with higher risk rated data testing (primarily audits driven by regulatory requirements), 1st and 2nd line functions covering data risks and assist other audit groups to deliver on data testing. Provide supervision and assignments to team members as Auditor-In-Charge as well as reviewing work papers completed by staff and drafting audit report
- Lead and develop a diverse team of audit professionals with expertise in data and data analytics
- Keep current on industry, regulatory and business-specific changes in data risk and respond on a timely basis to ensure TDBG and TDB meet expectations
- Leads teams focused on multiple assigned audits and provides support, oversight, direction, expertise, and ensures work is performed within established requirements
- Responsible for oversight of time and staffing budgets for upcoming audits
Education
Florida State University - Panama City Campus
1999 - 2004
Bachelor's Degree in Accounting
Professional Skills
- Specific subject matter expertise regarding technology application control disciplines and a solid understanding of Enterprise Risk Management concepts, especially those associated with the Operational Risk Management and Basel II Frameworks
- Hardware / Operating Systems: Mainframes, Microsoft Windows Servers (NT, 2000, 2003), IBM UNIX/Linux (HP-UX, AIX, Solaris, Red Hat, BSD, True 64, etc.), VAX/VMS, Alpha/VMS, Cisco IOS, MPLS, VPN, VMWare GSX, VMware Infrastructure, AS/400, System Clusters (VMS, Unix, Windows),
- Strong intellect with proven analytical and problem solving skills are required to handle complex business matters
- The ability to work effectively in a group environment including problem-solving and multi-tasking skills
- Proven relationship management skills, with a track record of engaging and influencing key stakeholders
- Effective time management, multi-tasking and organization skills to meet tight deadlines as well as flexibility to adapt to changing priorities
- Excellent PC skills, including Microsoft Office (particularly PowerPoint)
How to write Senior Audit Manager Resume
Senior Audit Manager role is responsible for audit, interpersonal, analytical, business, organizational, articulate, auditing, english, leadership, influencing.
To write great resume for senior audit manager job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Senior Audit Manager Resume
The section contact information is important in your senior audit manager resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Senior Audit Manager Resume
The section work experience is an essential part of your senior audit manager resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous senior audit manager responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular senior audit manager position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Senior Audit Manager resume experience can include:
- Excellent negotiating, influencing, conflict management skills and project management experience
- Strong analytical skills with ability to understand various operations and assess the effectiveness of controls
- Demonstrated excellent MS Word, Excel, and Visio skills
- Strong technical skills (i.e. accounting, audit, credit risk, technology) depending on the audit portfolio the senior audit manager is working in
- Salary of up to £75,000 depending on skills, experience and qualifications
- Strong communication skills with ability to write clearly and concisely
Education on a Senior Audit Manager Resume
Make sure to make education a priority on your senior audit manager resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your senior audit manager experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Senior Audit Manager Resume
When listing skills on your senior audit manager resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical senior audit manager skills:
- Strong relationship management skills with evidence of working effectively with, and influencing, business executives
- Strong verbal and written communication skills, as well as excellent listening and innovative problem solving skills
- Excellent verbal and written communication skills, relationship building and negotiation skills. Capacity to manage stressful situations
- Experience in internal control frameworks and testing methods and the ability to apply good judgment and problem solving skills in identifying critical risks
- Provide strong leadership on audit engagements, effectively supervising staff to provide quality deliverables within the defined deadlines
- Considerable leadership experience, advanced client service consulting skills and ability
List of Typical Experience For a Senior Audit Manager Resume
1
Experience For IT Senior Audit Manager Resume
- Willing and able to operate effectively in a leadership position or a team player
- Outstanding critical thinking, analytical, facilitation, interpersonal and decision-making skills
- Addressing audit issues timely and ensuring completion of audit fieldwork effectively and efficiently to meet budget and scope requirements
- Accounting/audit experience or other related financial experience
- Some technically relevant skills / knowledge (i.e. accounting, audit, technology) depending on the audit portfolio the Associate Auditor is working in
- Solid understanding in the overall model risk management cycle including model documentation, development, validation, approval and ongoing review
- To effectively contribute to and drive IA departmental initiatives, providing insight on risk management, the business and internal auditing
- 6+years of accounting/audit experience or other related financial experience
2
Experience For Gf-senior Audit Manager Resume
- Accounting/audit experience or other related financial experience
- Strong business focus, and demonstrates a clear understanding of the insurance business
- Exceptional written, verbal, and negotiating skills
- Brilliant project management and consulting skills
- Maintaining effective working relationship with the stakeholders
- Expertise regarding technology application control disciplines and a solid business understanding of U.S. regulatory reporting
3
Experience For Senior Audit Manager, Audit Resume
- Experience leading a team to deliver complex risk and audit projects, while keeping a firm hand on budget, schedule and quality
- Detailed knowledge of the existing regulatory environment and any forthcoming regulatory developments in the jurisdictions RBSI operates within
- Experience in managing / coaching a team
- Audit and accounting experience in a public accounting or government contractor environment
- Experience interacting with government regulators in a leadership capacity
- Current and/or recent Financial Statement Audit experience within a Public Accounting
- BS/BA in Accounting/Finance or equivalent experience
- Insurance or auditing insurance entities experience
- 10 (ten) or more years of audit, compliance or risk management experience serving the financial industry
4
Experience For MCI Senior Audit Manager Resume
- Public Accounting or equivalent experience in a public company’s Internal Audit department
- Good understanding of local business and regulatory requirements
- Influences business and clients across the enterprise in regards to effective internal controls and mitigating risks across the full taxonomy
- Collecting, analyzing, and interpreting information to assess and conclude on each assigned audit area
- Executing the annual planning efforts to assess organizational risks and developing an Internal Audit plan to address key risks
- Understanding of regulatory environment of Banking and Capital Markets
- Providing support to manage the agreed IA Quality Assurance programme regarding the quality performance of their team members
5
Experience For Senior Audit Manager Risk Functions Resume
- Supporting the development and implementation of IA's audit methodology and quality assurance strategy by supporting engagement with stakeholders
- Driving continuous improvement in the business area, championing change
- Building credibility and trust with business stakeholders in order to enhance Internal Audit's reputation as an objective and trustworthy business partner
- Ensuring clear and concise documentation to adequately support all audit area conclusions and findings
- Planning audit engagements
- Understanding of card association rules
- Understanding of regulatory compliance requirements for the card business in the United States, Canada, and Europe
- Working knowledge of the RBC Financial Group Policies/Procedures
- Providing quantitative support for other Corporate Audit teams as necessary
6
Experience For Senior Audit Manager, AML Resume
- Identifying the conditions and issues preventing the client from maintaining generating financial statements in accordance with GAAP
- Proposing new or revised accounting policies and procedures as well as implementation strategies to address audit findings
- Performing risk assessments in accordance with OMB Circular A-123 and the FIAR Guidance
- Performing studies to determine a comprehensive and technical status of current financial improvement and audit readiness capabilities
- Designing corrective action plans to address the root causes of audit findings
- Owning the client relationships with a variety of clients within our Government, Higher Education and Non-profit practice
- Keeping abreast of latest developments and the firm's standards and policies
- Keeping abreast of industry developments and their effects on client's competitive position
7
Experience For Audit Manager / Senior Audit Manager Resume
- Setting the Audit Plan / Knows the Business
- Scoping & Audit Project Oversight
- Monitoring the results, risk profile and developments within C&ORC and provide input to the annual planning and anticipatory auditing processes
- Building and maintaining relationships with key stakeholders within IB GM in the APAC region and related global functions
- Leading interactions with the Bank’s regulators with respect to Internal Audit activities in the area of IB GM
- Oversee the full audit process, providing support in all areas of the audit including planning, improvements, and reporting
- Assists with the designing, promoting, and implementing process changes and strategic initiatives
- Manage scheduling, budgeting, and Audit Committee reporting
8
Experience For Senior Audit Manager, IT DA Resume
- A wide-ranging understanding of banking and financial services
- Direct the establishment of rolling audit plan and adjust the plan on an ongoing basis considering business change
- To drive assurance through driving the delivery of a section of the entity plan, including leading high profile strategic engagements as required
- Evaluates, on an ongoing basis, internal and external risks to assigned business lines and designing audit plan to ensure proper coverage of significant risks
- As the primary relationship manager, partnering with regional and senior leadership on targeted audits to determine timing and scope of fieldwork
- Other Responsibilities – In addition to executing audits, Corporate Audit team members are responsible for the following items
- Identify and assess materiality of control weaknesses ensuring facts are gathered and their full meaning is understood for moderate to highly complex projects
- Draft audit findings, reports and correspondence to management, ensuring writing is clear, concise and accurate
9
Experience For Senior Audit Manager AML Resume
- Knowledge of current accounting principles and practices, including internal control concepts
- A lot of flexibility in terms of international travelling and working with different time zones around the world
- Lead, plan and perform a variety of challenging and rewarding work
- Expert understanding of enterprise risk management including regulatory requirements and implementation
- Responsible for planning of audits
10
Experience For Audit Senior / Audit Manager Resume
- Responsible for primary contact with management regarding audit scope, status, and findings
- Provides on-the-job training for staff
- Updates, revises, and improves existing audit procedures and programs
- Proficient use of applicable software programs, including Microsoft Office programs (specifically Excel and Word)
- Best-in-class practices and a culture of team-led learning
- Knowledge of the financial sector including perspective on the regulatory and competitive landscape
- Expert knowledge of auditing and fraud investigations
List of Typical Skills For a Senior Audit Manager Resume
1
Skills For IT Senior Audit Manager Resume
- Strong interpersonal skills for interfacing with internal and external senior stakeholders
- Strong auditing and team management skills acquired within an audit function, as an Audit Manager or Senior Audit Manager
- Demonstrates experience in managing teams and managing integrated internal audit and assurance delivery within a matrix-reporting environment
- Demonstrates experience in managing teams and managing integrated internal audit and assurance delivery preferably within a matrix reporting environment
- Promote and facilitate a culture of continuous learning and development within audit, encompassing both technical and non-technical skills and capabilities
- Solid Experience in Compliance Audit Activities – Regulatory compliance and applicable banking regulations
- Robust critical thinking and analytical skills
2
Skills For Gf-senior Audit Manager Resume
- Prior experience managing leaders/managers
- Experience providing attest services in a professional services firm including 4+ of years supervisory experience
- Financial Services industry experience with demonstrated technical expertise in this industry
- Relevant work experience in a comparable Financial Services advisory firm with experience in relevant financial services industries
- Good working knowledge of PC applications (e.g. Microsoft Office Suite). Previous experience working with an
- Monitoring financial reporting controls and validating the corrective actions of the organization
- Previous experience with Budgeting / Forecasting / Planning, Modeling, and Regulatory Reporting (Bank)
- Experience with and understanding of emerging technologies in financial reporting, banking, and finance
- Combined risk management, consulting, internal audit, public accounting, or relevant banking industry experience
3
Skills For Senior Audit Manager, Audit Resume
- Experience of work planning, monitoring and reviewing of performance
- Canadian banking experience in corporate and commercial lending, credit portfolio management, or risk adjudication. Trading credit expertise would be an asset
- Wholesale Credit Underwriting and Monitoring Experience
- Strong understanding of front to back investment banking operations
- Experience of undertaking and managing audit reviews within a financial services context
- Experience of managing and developing the performance of individuals / teams
- A proven aptitude in introducing and operating best internal audit practices
- Solid understanding of Generally Accepted Government Auditing Standards
- Previous management experience leading and supervising professionals involved in related internal audit activities
4
Skills For MCI Senior Audit Manager Resume
- Experience with accounting and auditing theories and principles
- Five years or more of management experience (including managing other managers)
- Internal / external audit experience ideally covering fiannce/accounting, asset management, brokerage, and/or Insurance
- Detailed knowledge of the existing regulatory environment and any forthcoming regulatory developments in the jurisdictions RBSi operates
- Previous CCAR and Basel Capital (including FFIEC 101), Call Reports or FR-Y9C experience
- Current or recent CPA firm experience Auditing financial services clients
5
Skills For Senior Audit Manager Risk Functions Resume
- Current and/or recent Financial Statement Audit experience within a Public Accounting firm
- Experience managing audit teams
- Current or recent CPA firm experience Auditing clients in the Financial Services industry
- Experience with International Financial Reporting Standards (IFRS) & US GAAP
- Previous Audit (Financial), GAAP, GAAS, and Hedge Fund Accounting experience
- Knowledge of internal audit best practices, and an excellent understanding of risk and controls
- Direct experience working with AML compliance and expert in-depth knowledge with relevant regulations and regulatory expectations
- Experience working with federal regulators such as the FRB or OCC
6
Skills For Senior Audit Manager, AML Resume
- Direct experience working with AML compliance and expert in-depth knowledge with relevant regulations and regulatory expectations
- Experience working with federal regulators such as the FCA and other local regulators
- Experience in Auditing core elements of a financial services company’s AML and Sanctions Compliance Program
- Strong understanding of compliance practices
- Strong understanding of audit methodology and exam management processes
- Constantly improves the controls and operating effectiveness of the Audit Analytics group
- Work in conjunction with the other Senior Audit Managers and Head, IT Audit to provide the most effective working practices for IT Audit
- Strong business acumen and knowledge of an operating environment
- Adapt to changing business conditions and demands and prioritize accordingly
7
Skills For Audit Manager / Senior Audit Manager Resume
- Strong working knowledge of SAP ERP and Business Information platforms, Microsoft Office
- A strong understanding of risk management principles
- Strong technical and procedure proficiency in knowledge and use of major technologies employed in Company/Group computing environments
- Relevant 10+ years’ of work experience in ‘Big 4’ consulting firms, technology systems audit, information security and privacy audits
- Demonstrates knowledge of Owens Corning business and internal control standards, policies and procedures, and other laws and regulations
- Audit work experience, preferably in public accounting, internal audit or a related field
- Experience with mergers and acquisitions, including due diligence and integration
- .Promote and assist in facilitating a strong risk management and risk awareness culture amongst internal stakeholders
8
Skills For Senior Audit Manager, IT DA Resume
- Experience working in a financial services firm greater than $250 Billion in assets
- Experience interacting with government regulatory agencies in a leadership capacity
- Audit experience with a public accounting firm
- Experience working with government, higher education and non-profit clients required
- Experience managing high impact relationships with executive level stakeholders
- Experience in finance/accounting, asset/investment management, and/or insurance business in 1st or 2nd line
- Thoroughness of approach, with the ability to prioritise competing demands
- Model Vetting/Validation Model documentation
9
Skills For Senior Audit Manager AML Resume
- Senior-level experience in Internal or External Audit and Business, Functional and People Management
- Audit experience as a Regulator, Internal Auditor, etc
- Previous experience with Credit Derivatives
- Recent CPA firm experience
- Experience with Internal Controls and Application Controls
- Previous Supervisory experience in the Financial Services Sector
- Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of ICG products
- Planning, scoping and delivering local and global audits of increasing complexity as the Audit Lead or as a team member, in compliance with GIA audit standards
- Analyzing and assessing risks (financial and regulatory reporting) assumed by the Group Finance function
10
Skills For Audit Senior / Audit Manager Resume
- Building audit strategies, including developing risks assessments to ensure appropriate coverage of annual requirements
- Analyzing and assessing risks (operational, legal, compliance market and credit) assumed by the business
- Performing or participating in control related ad-hoc projects and investigations
- Performing a “Risk Assessment”, process (involves risk discussions with Level 1 executives) Completing audits
- Drafting and presenting impactful reports to senior management
- Working knowledge of primary Bank business areas (e.g. retail banking, wealth management) would be an asset
List of Typical Responsibilities For a Senior Audit Manager Resume
1
Responsibilities For IT Senior Audit Manager Resume
- QA of the Finance CoE audit team’s completed risk assessments, Quarterly Refresh as part of Quarterly Business Monitoring. Take the lead on this for the C15 QA Director for Global Consumer Banking and Finance
- Develop an approach, methodology and tool kits including reporting formats for monitoring compliance with IA methodology and IA’s adherence to regulation in the respective jurisdictions in which Citi and IA operate
- Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of [Cards] products, especially those associated with the [Global Consumer] business
- Senior level experience in the development of advanced credit risk capital, stress testing and loss forecasting models for banking products, and wholesale and retail credit portfolios
- Building and maintaining strong relationship with key stakeholder and being "an agent of change", particularly in relation to the issue assurance framework; Engaging with internal and external stakeholders on issues related to individual items as well as remediation themes identified in different areas
- Develop key stakeholder relationships in Singapore and along with other GIA members in Hong Kong, Australia and Japan to update risk profiles and obtain/share relevant business information
- Strong analytical skills, including working on data bases (Excel, VBA, Access)
- Very good interpersonal skills and ability to interact with audit teams and stakeholders on a consultative approach
2
Responsibilities For Gf-senior Audit Manager Resume
- Very good communication (verbal & written) skills to provide balanced perspectives in well articulated audit reports and presentations
- Oversee the staffing provision to utilise resource effectively and ensure contractual compliance through MSL
- Monitors business performance to check that outstanding issues are effectively monitored and resolved in a reasonable timeframe
- Exercises critical thinking and judgment to effectively influence management to improve the control environment
- Knowledge of MS Office functions with advanced Excel, Access and Viseo skills to perform data analysis/test automated controls
3
Responsibilities For Senior Audit Manager, Audit Resume
- Transfer knowledge and assist others to expand audit skills and business knowledge
- Building and maintaining strong relationship with key stakeholder and being "an agent of change" particularly in relation to the issue assurance framework
- Encourage and facilitate acting as "One GIA", including cross-functional / cross divisional cooperation such as applying best practice in integrated audits and eliminating any form of silo mentality
- Proactively contribute towards developing detailed procedures, guidance and FAQs for the issue assurance process and identify, assess and prioritize process improvements / system enhancements
- Oversee the management of the delivery of thematic auditing to maintain excellent practice, highlighting areas of deficiency to relevant senior managers
- Maintain effective working relationship with key stakeholders ensuring they get maximum value from our engagement work
- Deliver data and reports for trading reviews and effective practice meetings to maximise continuous improvement
4
Responsibilities For MCI Senior Audit Manager Resume
- Six or more years of audit, financial, insurance, banking, information technology or related business experience
- Direct/supervise/implement the execution of audit plan and ensure effective audit practices for traditional and continuous audits
- Good working knowledge of Microsoft office packages (Word, Excel, PowerPoint); and
- Good knowledge of financial instruments especially financial derivatives
- SOX/FDICIA experience is an asset
- Proven ability to manage and lead a diverse group of professionals
- Related experience working in public accounting or gained while working on an audit team for a mid-sized to large corporation
- Demonstrates critical thinking, strategic mindset and leads and supports change
- Provides effective and frequent coaching and development to assigned audit team
5
Responsibilities For Senior Audit Manager Risk Functions Resume
- Demonstrate a professional approach to auditing and a sound knowledge of governance, risk management and control
- Analyzing and assessing risks (market, credit, operational, legal and compliance) assumed by the business
- Monitoring the results, risk profile and developments within Finance, Treasury, Group Data Services and Group Operations IT and provide input for planning sessions
- Monitoring the results, risk profile and developments within Group Operations in the region and provide input for planning sessions
- Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of the Global Functions technology and applications, as well as data and COB risks and controls, especially those associated with the ASPAC region
- Supporting the development and implementation of Internal Audit's auditing methodology and quality assurance strategy
- Monitoring progress of audit engagements in contrast to plan and making required adjustments
- Cooperating across the three lines of defense concerning business processes, risks, and controls
- Coordinating audit activities by integrating other internal audit subject matter teams
6
Responsibilities For Senior Audit Manager, AML Resume
- Developing the audit scope and approach to address the most significant risks inherent in the organization and/or process
- Performing enough reviews to safeguard work contains pertinent facts to support audit scope and conclusions and obey to internal audit policies and procedures
- Reviewing audit reports which communicate audit opinions and audit questions in a clear and succinct manner
- Evaluating work completed by the audit team
- Providing complete and accurate audit MIS to Bank’s management, regulators and external auditors
- Monitoring progress of audit engagements against plan and schedule and making necessary adjustments
7
Responsibilities For Audit Manager / Senior Audit Manager Resume
- Delivering high quality, value-added multiple concurrent audits on time and to specification
- Ensuring the delivery of audit reports and (where appropriate) branch examinations, that are complete, insightful, timely, error free and concise
- Offer leadership in development of team members. Take an energetic role in the training and mentoring of new team members
- Bold strategic thinker with a keen eye for improving and transforming processes
- Manages a complex and critical unit within Internal Audit, including a medium sized team of Internal Audit
- Coordinate with product and function leadership to identify emerging risks
- Provide direct line management to Quality Assurance, Deployment and Training Managers
- Oversee the training provision to ensure high standards of delivery and material in line with current procedures and legislation
8
Responsibilities For Senior Audit Manager, IT DA Resume
- Assist in the promotion of creating a positive Health & Safety culture to maintain appropriate best practice standards and relevant external accreditation
- Prepare quarterly reporting for the Audit Committee of the Board
- Inputs into the Plan for assigned business area(s) on an ongoing basis
- Oversees a portfolio of engagements at any one point in time ensuring that engagements are delivered to budget and on time
- Lead a team of senior managers and professional auditors responsible for complex and large engagements in terms of product, location or client relation
- Raise the technical knowledge of the group through various courses, seminars and in-house training in the areas of Alternative Assets, Municipal & Libor Derivatives and Structured Rates & Credit businesses, and related risk management framework, compliance and audit techniques
- Monitoring the results, risk profile and developments within Group Finance and provide input for planning sessions
9
Responsibilities For Senior Audit Manager AML Resume
- Monitoring the results, risk profile and developments within IT and provide input
- Primary Senior Relationship Manager
- In concert with the Director, IAS, Capital Markets, GRM &Treasury develops the annual Audit Plan for the CM&T audit universe, as well as with other audit groups as required, ensuring that audits conform to regulatory and internal audit requirements
- Provide input and participate in the IAS strategic planning process
- Plan and execute complex and confidential/special audit projects enterprise wide as requested by senior management of the Bank
- Through in-depth understanding of the business including changes to the regulatory and business environments, develops audit programs to ensure effective control solutions are implemented
- Responsible for the generation of continuous audit techniques
- Execute quarterly continuous audit and review plans for each entity, as required
10
Responsibilities For Audit Senior / Audit Manager Resume
- Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of ICG products, especially those associated with the Treasury and Trade Solutions businesses (i.e. Trade finance & Services, Liquidity & Cash Management, Payment Services, Commercial Cards)
- Travel requirements can be between 30% and 50%
- Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of banking products and processes, especially those associated with the Global Consumer business
- Take appropriate responsibility for the quality of your team’s work meeting compliance and risk
- Identify, anticipate and resolve technical issues within the context of the client’s business
- Specific subject matter expertise regarding business management and operations control disciplines and a solid business understanding of cash management and trade finance products, ideally with a good local market perspective
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