Transaction Monitoring Resume Sample
Roderick Mann
4594 Carroll Villages,
Chicago,
IL
+1 (555) 522 1689
Work Experience
Program Lead-transaction Monitoring
12/2017
-
PRESENT
Detroit, MI
- Proposes creative and pragmatic solutions for risk and control problems. Partners with Directors and Managing Directors to develop approaches for addressing broader corporate emerging issues
- Maintain and enhance the Firm’s automated surveillance programs designed to detect potential money laundering transactions, suspicious money movements, potential insider trading, potentially problematic transactions in unlisted low-priced securities, as well as other areas of potential market manipulation
- Ensure good processes are in place regarding the team’s operating procedures. Ensure the team the timely documents and resolves all alerted transactions
- Respond to information requests regarding the Firm’s BSA/AML/OFAC program, within defined guidelines
- Assist the AML Group’s periodic risk assessments through the analysis of data elements related to potential indicators of customer, product, or geographic risk, evaluating and enhancing the AML Group’s risk rating methodologies, and identifying new quantitative factors that can be incorporated into the risk assessment process
- Demonstrated experience in analytics platforms (SAS, R etc) for data mining and statistical analysis
- Managing and investigating AML/CTF and PEP alerts
Transaction Monitoring
07/2014
-
09/2017
Boston, MA
- Client Screening and reviewing of Sanctions
- Working on ad-hoc projects and providing training
- Strong understanding in AML/CTF and sanctions
- Adheres to HNAH’s Statement of Business Principles and Code of Ethics
- Adheres to the Firm’s Statement of Business Principles and Code of Ethics
- Compliance with relevant AML transaction monitoring policies, procedures and ensure applicable local Asia regulations are followed for the Hong Kong and Shanghai Asia Pacific Investment Banking and Corporate Banking (Correspondent Banking) lines of business
- The Bank meets statutory obligations for monitoring client transactions for any potential suspicion and where necessary, reporting suspicious activity through the Country MLROs/Regional Fincrime I&S head in Asia
- Compliance with the Barclays stated values: Respect, Integrity, Service, Excellence, and Stewardship
- Concise and accurate case management recording
SH Correspondent Banking & Transaction Monitoring
08/2008
-
05/2014
San Francisco, CA
- Experience using the Mantas transaction monitoring application
- Professional Accreditation for instance, ACAMS certification
- Works closely with Fin Crime Tech stakeholders, Transaction Monitoring Business, E2E Solution Designers, Architects & other component teams; keeping stakeholders informed on progress against milestones, risks, issues & dependencies
- Significant experience in managing large, complex projects involving Compliance, Operations, Risk and Technology functions
- Experience with AML transaction monitoring tools like Actimize, Mantas, Norkom etc
- Experience with SQL programming, data mining
- Experience in Compliance or a relevant field, broad second line of defence Financial Crime experience desired with a strong focus on related advisory services
- Experience in due diligence and investigations; knowledge of screening/due diligence tools and data aggregators; research skills
Education
Western New England University
2003 - 2007
Bachelor's Degree in Business
Professional Skills
- Strong computer skills, with knowledge of how to extract and manipulate large volumes of data, typically using Excel, Access and Oracle based applications
- Previous experience in planning, conducting and documenting investigations would be an asset
- Validate the accuracy of all data reports working with AML IT to improve report capabilities
- Developing and optimising automated TM solutions by understanding business risk and existing and emerging typologies
- Delivering optimisation through appropriate segmentation, tuning, rule design / scenario selection and other key technical components
- Leading enhancements in the TM capability in relation to risks mitigation, rules design, segmentation and profiling
- Delivering optimisation through appropriate segmentation, tuning, rule design, scenario selection and other key technical components
How to write Transaction Monitoring Resume
Transaction Monitoring role is responsible for research, design, reporting, recruiting, training, access, oracle, compliance, analysis, general.
To write great resume for transaction monitoring job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Transaction Monitoring Resume
The section contact information is important in your transaction monitoring resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Transaction Monitoring Resume
The section work experience is an essential part of your transaction monitoring resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous transaction monitoring responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular transaction monitoring position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Transaction Monitoring resume experience can include:
- Excellent knowledge and understanding of the local regulatory framework and related best practice and a familiarity in dealing with law enforcement and regulators, an existing network would be an asset
- Project management skills and ability to operate under time pressure would be an asset
- Providing TM SME support to key stakeholders including Assurance and Audit teams on more technical TM aspects
- Providing TM subject matter expert support to key stakeholders including Assurance and Audit teams on more technical TM aspects
- Proactive and common sense approach to dealing with Financial Crime topics and related challenges
- Prepare structured reports and deliver complex messages in clear terms
Education on a Transaction Monitoring Resume
Make sure to make education a priority on your transaction monitoring resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your transaction monitoring experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Transaction Monitoring Resume
When listing skills on your transaction monitoring resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical transaction monitoring skills:
- Prepare MIS statistics of Onshore and Offshore work queues for various reporting requirements
- Prepare regular and periodic MIS reports for AML Advisory Management Team
- Prepare monthly MIS reports for senior management
- Conduct productivity analytics and establish operational metrics
- Provide guidance to the Onshore and Offshore team managers within the various workflows as required
- Work directly with the analytics team to identify and escalate open issues that represent risk
List of Typical Skills For a Transaction Monitoring Resume
1
Skills For Program Lead-transaction Monitoring Resume
- Recommend changes for the Onshore and Offshore procedures to improve processes and identify potential gaps
- An awareness of core financial products, risk management, controls and assurance processes
- Maintaining an oversight of the adequacy and effectiveness of controls against agreed tolerances on components impacting system performance, including but not limited to data quality and completeness, data mapping, extract controls, assurance testing and the remediation of any identified issues
Related to Transaction Monitoring Resume Samples
Monitoring Analyst Resume Sample
Work Experience
• Enhances external business-relationships with third party professionals, Developer’s, Owner’s, External Partners, and General Contractors by delivering exceptional customer service
• Provide Anti Money Laundering (AML) subject matter expertise to investigations/operational staff to help them unders...
Professional Skills
• Proven analytical/problem solving skills w...
• Good analytical, logical and interpersonal...
• Strong written and oral communication skil...
Monitoring Engineer Resume Sample
Work Experience
• Experience with NetworkOC tools incident including ticket systems- and monitoring systems and strong understanding of SLA’s
• Experience in the IT industry focusing in the finance industry would be desirable
• Is highly functional on large, matrixed project teams. Interfaces ...
Professional Skills
• ITIL awareness with project management ski...
• Strong programming skills and experience i...
• Strong scripting skills, some application ...
Senior Monitoring Resume Sample
Work Experience
• Lead Project’s M&E, knowledge management and capacity building objectives. This includes the design and implementation of a robust results, PMEP, and knowledge management framework to aggregate and disseminate useful and actionable information based on sound evidence generated from activities
• ...
Professional Skills
• Design level understanding of asset monito...
• Demonstrated experience with evaluating in...
• Demonstrated understanding of the program ...
Pool & Beach Resume Sample
Work Experience
• Confirm guest orders including any special needs or requests from the lounge server using the hotel’s point-of-sales system; check completed orders with the guest’s original order
• Service and take orders from guests seated at the bar area offering interesting, and vivid descriptions of the each i...
Professional Skills
• Competent in communication, creativity, in...
• Learning and Development – excellent train...
• Set up area prior to opening each day
Assistant Lab Resume Sample
Work Experience
• Gather information and documents to support the patient visit
• Be responsible for adhering to all policies, procedures and practice guidelines
• Promote teamwork with all members of the health care team
• Maintain complete, timely and accurate clinical...
Professional Skills
• Proven experience processing lab specimens...
• Demonstrated experience processing lab spe...
• Analytical skills necessary for any phlebo...
Associate, Facilities Resume Sample
Work Experience
• Records and reports all needed repairs; repairs as directed
• Adapt to company growth and new direction
• Availability to work O.T. hours particularly in support of employee churn moves
• Provide oversight for facilities maintenance programs
...
Professional Skills
• Good PC skills including Microsoft Excel, ...
• Experience in facility planning or facilit...
• Experience: 5 years of project and facilit...