VP, Audit Resume Sample
Jarod Aufderhar
6332 Marcelina Courts,
Boston,
MA
+1 (555) 242 7332
Work Experience
VP, Audit
05/2016
-
PRESENT
Boston, MA
- Treasury and Trade Solutions
- Corporate and Investment Banking and Capital Markets Origination
- Citi Private Bank
- Citi Capital Advisors
- Recognized as a “guru” or external expert in the function of Auditing and it’s principles; has the business expertise in the field; leadership, problem solving, business impact and interpersonal skills
- Relevant professional or post-graduate qualifications (e.g. CPA, ACCA, CIA, CISA, CFA, FRM) would be considered desirable
- This role directs the timely delivery of complex high quality, value added assurance and audit reports for a portfolio of business activities, which meet the requirements of the Boards of Citigroup and Citibank, their affiliates and of Citi’s respective regulators, globally
- Participate in audit activities including risk assessments, audit planning, audit testing, control evaluation, report drafting, work paper documentation and follow up and verification of issue closure
VP Audit
08/2010
-
11/2015
Boston, MA
- Developing a comprehensive, in-depth understanding of GE Capital's M&A processes on a global basis (the "subject areas")
- Developing a comprehensive, in-depth understanding of GE Capital's Data Governance processes on a global basis (the "subject areas")
- Developing a comprehensive, in-depth understanding of GE Capital's GE Capital Bank risk management processes on a global basis (the "subject areas")
- Identify opportunities to partner with audit teams and utilize analytics to improve risk assessment, audit coverage and execution, and/or identification of issues
- Ensure that audits not utilizing analytics are appropriately justified and documented
- Thoroughly understand the objectives of audit teams to creatively identify/define analytics that can improve the efficiency and effectiveness of audits
- Assist audit teams throughout the planning, data acquisition, analytics execution, and reporting processes to ensure that the requirements for scoped analytics are met within reasonable timeframes
- Lead a team of consultants to execute agreed-upon analytics and ensure that optimal cycle time and high quality standards are maintained
VP Audit Services
09/2007
-
07/2010
Dallas, TX
- Provide insight and guidance on the interpretation of reported exceptions/ analytic output; and
- Act as mentor and coach to less experienced team members and support others to develop. Provide guidance to AVPs during audit assignments
- Participate in audit activities including risk assessments, audit testing, control evaluation, work paper documentation and
- Ongoing continuous monitoring activities that include maintaining professional and constructive relationships with senior
- Leading audit activities including risk assessments, audit testing, control evaluation, work paper documentation and follow up and verification of issue closure
- Partnering with colleagues, clients and control community members to evaluate the control environment and develop recommendations to strengthen internal controls
- Staying up-to-date with evolving regulatory changes and market events impacting the business
Education
Grand Valley State University
2001 - 2006
Bachelor's Degree in Business
Professional Skills
- Demonstrates well-developed communication skills to interface effectively with executive management, operating segment leadership, and the external auditors
- Strong analytical and problem-solving skills, ability to motivate and focus staff
- Exceptional writing skills with the ability to edit and improve the writings of subordinates
- Help team members understand the business objectives and key risks, strengthen their auditing skills and manage their performance
- Demonstrated experience in working with and presenting to executive management
- Audit experience, preferably in the Financial Services sector with Compliance / Regulatory experience
- Demonstrates integrity and ethical standards by producing and demanding high quality work
How to write VP, Audit Resume
VP, Audit role is responsible for auditing, retail, finance, credit, training, reporting, design, insurance, travel, events.
To write great resume for vp, audit job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For VP, Audit Resume
The section contact information is important in your vp, audit resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your VP, Audit Resume
The section work experience is an essential part of your vp, audit resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous vp, audit responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular vp, audit position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative VP, Audit resume experience can include:
- Examines and evaluates the adequacy and effectiveness of the company’s system of internal control and the quality of performance in carrying out assigned responsibilities. Works with management to address issues including the development of remediation plans
- Good communication and writing skills in English and Chinese (including Putonghua)
- Strong ability to build good working relationships with clients and promote the value of IAS
- Manage Audit Services’ resources efficiently, economically and effectively. HR management responsibility for all Asia staff
- Customer Focus - demonstrates an understanding of the customer base and the key current and future challenges they face
- Audit or risk management experience in a global organization
Education on a VP, Audit Resume
Make sure to make education a priority on your vp, audit resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your vp, audit experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in VP, Audit Resume
When listing skills on your vp, audit resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical vp, audit skills:
- Skilled at critical thinking (with clarity, accuracy, precision, consistency, relevance, sound evidence, good reasons, depth, breadth, and fairness)
- Demonstrate effective critical thinking in all written reports and correspondence
- Risk and control experience gained from either auditing or working within first line of defence
- Experience managing or leading in multi-platform, multi-product, multi-market businesses
- Strong decision-making abilities; regularly structures solutions to complex problems
- Specialized property casualty or auditing experience
List of Typical Experience For a VP, Audit Resume
1
Experience For VP Audit Resume
- Monitor and evaluate the effectiveness of the organization’s risk management processes
- Administer SOX Section 404 compliance efforts, including coordination of documentation, testing and results with EVHC’s external auditors
- Evaluate the means of safeguarding assets and, as appropriate, verifying the existence of such assets
- Perform consulting and advisory services related to governance, risk management and control as appropriate for the organization
- Report significant risk exposures and control issues, including fraud risks, governance issues, and other matters needed or requested by the Board
2
Experience For VP Audit Manager Resume
- Issue final audit reports summarizing results of all audits. Present the results to management and the Audit and Compliance Committee of the Board of Directors
- Serves as lead reviewer for all types of reviews, including complex issues
- Reviews and approves Business Monitoring Quarterly Summaries (BMQS)
- Develops and manages the Compliance Audit team’s budget
- Plan, manage, develop and execute EVHC’s annual financial & operational audit plan
3
Experience For VP Audit Services Resume
- Recruit, develop, mentor and manage a professional audit staff, and provide a development platform for the staff to assume other financial or operational roles in the future
- Assist with the management of the enterprise risk management program
- Oversee and conduct operational reviews in all of EVHC’s business segments with a focus on enhancing operating efficiencies resulting in performance improvement across the enterprise and its segments
- Report audit findings and recommend remediation actions to executive management
- Execute follow up activities to ensure audit findings and agreed upon recommendations are corrected in a timely manner;
- Deliver relevant and high quality audit recommendations and findings that drive an improved control environment
4
Experience For VP-audit Generalist Resume
- Analyze findings across audits to develop a product/service view of the control environment
- Develop partnerships with senior leaders across First Data
- Creativity - ability to think outside of the box, which results in innovative or different approaches to a particular task
- Communication - ability to clearly convey the right message to drive results
- Critical Thinking - actively and skillfully conceptualize, apply, analyze, synthesize, and/or evaluate information gathered from, or generated by, observation, experience, reflection, reason, or communication
- Judgment - obtains information, identifies key issues, and commits to a timely course of action relevant to long-range business goals
- Execute follow up activities to ensure audit findings and agreed upon recommendations are corrected in a timely manner
- Hire, train, manage and motivate staff to successfully achieve department goals
- Execute department talent management strategy and manage staff career development
5
Experience For VP, Audit Tools Resume
- Use department metrics to manage staff and projects and achieve strategic vision of department
- Plan and conduct audit engagements in accordance with departmental and professional standards, primarily in risk management areas and/or relevant business processes
- Analyse data, apply and/or develop programs or data analytics tools for audit purposes
- Escalate all major risk, control and regulatory issues arising during the audits, present the audit findings on a timely basis and manage the audits to completion within established timelines
- Support the audit team heads in preparing the information presented to senior management / Audit Committee and rolling out department’s audit standards and practices and training
6
Experience For VP, Audit Operations Resume
- Involve in ad hoc projects and initiatives
- Knowledge of computer-assisted audit techniques (CAATs), data analytics, risk management, statistical analysis or IT application controls would be preferable
- Attention to details, creative mindset and interest in data analytics
- Able to work independently and under tight timeline
- This role has audit oversight accountability for Business Insurance, Personal Insurance, Claim, and Bond & Specialty in the US and in multiple international jurisdictions
7
Experience For Assistant VP Audit Resume
- Works across business groups within Corporate Audit to develop standards and procedures, level set the audit teams, and other projects as needed
- Manages audit, business monitoring, Sarbanes-Oxley compliance and Assurance Initiatives being completed by each program, ensuring timely and quality deliverables, proper staffing, and coordination with other Corporate Audit resources as necessary
- Evaluate the effectiveness and efficiency with which resources are employed
- Prepares the program's annual audit plan and executes the plan on time and within budget
- Ensures that all communications delivered by the program are of high, professional quality and meet Corporate Audit standards
- Champions continuous improvement of Corporate Audit and Travelers by mentoring and developing Corporate Audit talent, providing constructive feedback to improve individual performance within Corporate Audit and adding value to the business groups by acting as a risk consultant
8
Experience For VP, Audit Americas Resume
- Develops and maintains confidentiality and positive/proactive business relationships with Business Group management, external auditors, Corporate Audit peers, and as appropriate, with business people outside Travelers
- Meets with Business Group Management regularly to discuss the status of the Audit Plan and any other key business and industry issues
- Develop and lead the internal audit activities throughout Allina
- Evaluate the reliability and integrity of information and the means used to identify, measure, classify, and report such information
- Evaluate the systems established to ensure compliance with those policies, plans, procedures, laws, and regulations which could have a significant impact on the organization
- Evaluate operations or programs to ascertain whether results are consistent with established objectives and goals and whether the operations or programs are being carried out as planned
9
Experience For VP, Audit M&a Resume
- Monitor and evaluate governance processes
- Coordinate efforts with the external auditors, as needed
- Report periodically on the internal audit activity’s purpose, authority, responsibility, and performance relative to its plan
- Evaluate specific operations at the request of the Board or management, as appropriate
- Recruit, train, motivate and develop team to fulfill the objectives of the Department
- Analyze the risks and potential exposure and develop an overall plan to ensure reasonable audit coverage of the most significant risks and exposures utilizing the audit resources available
- Review and appraise the soundness, adequacy, and application of accounting, financial and other operating controls, and promote effective control at reasonable costs
- Conduct periodic reviews of Information Services systems, facilities and activities, to evaluate adequacy and effectiveness of controls, to reasonably ensure efficient, accurate, and complete processing and protection of data in accordance with established policies and procedures
10
Experience For VP Audit Manager Consumer Banking Resume
- Recommend improvements in the operations of the organization, including performance of operational reviews within the organization to ensure efficient and effective use of resources
- Contributes to staff recruitment, develops talent, builds effective teams
- Perform special examinations at the request of Management, Legal, Compliance or the Audit and Compliance Committee
- Mentors junior team members and leads the professional development of Internal Audit staff within the team
- Intermediate level experience in the in the development of advanced credit risk capital, stress testing and loss forecasting models for banking products, wholesale credit or retail credit portfolios
- Strong Project Management skills - Is aware of team member status when in-charging and effectively re-aligns resources as needed
List of Typical Skills For a VP, Audit Resume
1
Skills For VP Audit Resume
- Advanced knowledge of Sarbanes-Oxley control validation
- Recognized leader and strong role model
- Excellent ability to evaluate materiality of issues and see the big picture
- For business audit roles – extensive experience in risk based auditing or risk/control activities OR
- Experience with Automated Workpaper systems (i.e. Lotus Notes)
2
Skills For VP Audit Manager Resume
- Participate in department improvement initiatives to increase the overall efficiency and effectiveness of the department
- Auditing subject matter expert
- Building credibility with business owners through professional communication, work product, etc
- Oversee existing corporate and business unit IT service level agreements (SLAs), including monitoring SLA metrics and following-up on gaps in service delivery
- Write quality assurance test scripts for evaluating new features and identifying regression bug from system changes or upgrades
- Coordinate the activities of business users from Audit performing quality assurance testing
- Establish and maintain ongoing relationships with key stakeholders, including project leaders and individual team members; AND,
3
Skills For VP Audit Services Resume
- Write quality assurance test scripts for evaluating new features and identifying regression bug from system changes or upgrade
- Perform continuous monitoring and auditing of the business and support units to keep abreast of the development of the units and identify any areas of concerns
- Reviews work papers and other documentation using electronic tools (TeamMate, ARCHER)
- Provides coaching on career development
- Adept at generating innovative ideas for audit process improvement and efficiencies
- Provide results of quality assurance testing to IT and ensure defects and other problems raised are addressed
- Actively acquire knowledge of current regulatory, industry, auditing and business practices
- Assess risk across global lines of business to keep the audit plan relevant and focused on key risks to meeting business objectives
4
Skills For VP-audit Generalist Resume
- Assist with the completion of Audit Committee reporting and from time to time, attend and present at Audit Committee meetings
- Challenge norms and standard operating processes in a professional and persuasive manner to influence positive change
- Accountability - taking personal ownership for actions and decisions
- Work with department training resources to meet staff development needs
- Assist in building relationships with middle level management and stakeholders
- Travelers' Corporate Audit methodology expert
- Property casualty insurance business subject matter expert
5
Skills For VP, Audit Tools Resume
- Regularly works on multiple, diverse, concurrent projects
- Develops and supports internal improvement initiatives
- Often consulted by others for advice and opinions
- Presents oneself in a confident and professional manner
- Builds relationships with peers and management in the business, senior management, external auditors and peers in other departments and professional groups
- Trains and mentor staff on the audit methodology
- Recruits, mentors, and develops talent for the team
- Make recommendations for SLA improvements
6
Skills For VP, Audit Operations Resume
- Develop system expertise and business knowledge sufficient to recommend solutions for Audit's technology requirements
- Analyze department's needs and requests and document in the form of business requirements, use cases and process maps sufficiently detailed for the development of system design documentation
- Provide advisory services to segment leadership on risks and controls directly related to assigned segment(s) or functional areas
- Seek to gain exposure to the business to understand its risk profile through an understanding of the business development, strategic directions and execution plans of the business
- Provide expertise of assigned business segment(s) to staff members
- Participate in business or functional leadership counsels, enterprise risk councils, M&A, deal reviews, etc. to coordinate audit efforts and better understand business needs
- Exemplifies a strong work ethic with a proven track record of projects delivered timely with exceptional quality
7
Skills For Assistant VP Audit Resume
- Experience working in an Insurance related industry
- Audit and risk management experience with product lines supporting third-party administrators or distribution
- BA/BS in Accounting or Finance or equivalent work experience
- Demonstrate unquestionable integrity, objectivity and independence
- Substantial experience in a technology function, such as application support or system administration
8
Skills For VP, Audit Americas Resume
- Demonstrated knowledge of U.S. GAAP, internal controls, business processes, COSO, COBIT and IIA standards
- Develop trust in IAS through demonstrations of competency with character while marketing value of internal audit to stake holders
- Develop additional enterprise wide specialty functional expertise (i.e. the mitigation of material fraud risk.)
- Work closely with leaders from legal, compliance, risk management, actuarial and gain an understanding of their contribution to the execution of business strategic plans
- Complete controls testing and evaluate the design and operating effectiveness of controls. Also, oversee and review controls testing and provide feedback to other team members
9
Skills For VP, Audit M&a Resume
- Lead discussions with stakeholders regarding audit observations, consulting with the Director where necessary
- Build independent and respected relationships with stakeholders on each audit and develop on-going relationships with key stakeholders in aligned business area
- Desire to continuously improve process and product and operating with positive outlook in the midst of critics with ability to lead others through cultural transformations
- Building trust through demonstrating an understanding of risk, competency and character
- Realize outcomes through influence, coaching and mentoring
- One or more related professional certifications in accounting or auditing (CPA, CIA, CISA etc.)
10
Skills For VP Audit Manager Consumer Banking Resume
- Comprehensive knowledge of risk assessment, accounting and auditing principles
- Exhibits the traits of a high-energy, hands-on, results-oriented professional who is well organized, while possessing a mature business demeanor
- Likeable and approachable, but with a commitment to meeting the Internal Audit Plans and objectives of EVHC
- In-depth understanding of the property casualty business
- Executive presence with the ability to communicate clearly and professionally in all mediums (written, verbal, presentations, etc.)
List of Typical Responsibilities For a VP, Audit Resume
1
Responsibilities For VP Audit Resume
- Strong analytical skills - asks good questions and probes multiple resources for answer
- In a manager role, with experience in coaching, mentoring and managing multiple teams of auditors or similar business support service teams
- Experience in M&A activities, Fraud investigations, control self-assessment
- 10-years of healthcare, financial or operational experience with at least 5-years in a formal leadership role
- Highly reliable and dependable - successfully manages/initiates projects including seeing a large number of task through to completion
- Ensure consistency and quality of work product by following department process, methodologies and reporting standards
- Collaborate with the external auditors regarding the execution of the annual financial audit and manage the resulting work done on their behalf
2
Responsibilities For VP Audit Manager Resume
- Participates in the annual Enterprise-wide BSA/AML and Sanctions Audit, with opportunities to assist in leading some aspects of the audit
- Potentially leads and/or participates in other audits within Corporate Compliance. Organizes and effectively plans for the audits (including effective audit test steps and programs), ensuring all audit work performed in accordance with department and professional standards, and meets regulatory expectations
- Demonstrates very good knowledge of BSA/AML and Sanctions and associated risks and related impacts to the organization, and participates in the development of the audit scope
- Assist in providing clearly defined business rules and suggested courses of action to develop new analytics
- Performance management responsibilities for assigned direct reports, providing professional development guidance
- Participates in the annual risk assessment process
- Prior work experience auditing BSA/AML and Sanctions Programs in a Holding Company / Bank institution and / or experience working in the regulatory compliance function with a BHC / Bank institution
3
Responsibilities For VP Audit Services Resume
- Knowledge of Holding Company /Bank regulations (e.g. Federal Reserve, State, etc.) and the risks and adequate controls
- Lead the development and implementation of a comprehensive risk-based audit plan reflecting a thorough understanding of risks facing assigned business segment(s) and with consideration of all Assurant businesses
- Execute the risk-based audit plan within budgeted time and resources using department metrics and reports to manage projects
- Provide relevant, factual, clear and timely reports of the control environment to senior business leaders
- Analyze concerns and opportunities across all lines of business for the segment, and provide advisory services to enhance the efficiency or effectiveness of governance and business practices
- Participate in the reporting requirements to Audit Committee, Executive Management Committees as required
- Lead staff and coordinate efforts of external auditor and SOX compliance teams
4
Responsibilities For VP-audit Generalist Resume
- Determine and execute the appropriate staffing model required to effectively and efficiently support the requirements for audits of the assigned Assurant businesses, whether it be through use of local audit staff, co-sourcing or outsourcing
- Perform audit work in accordance with department and professional standards and complete assignments in an efficient
- Ten to fifteen years of related progressive audit experience in a public company with multiple operating divisions, or comparable experience in a national accounting firm
- Strong oral, written and interpersonal skills, with a demonstrated ability to listen, interpret, provide feedback, and recommend and evaluate corrective actions
- Possess confidence, credibility, tact and diplomacy
- Professional audit experience, or specific business segment or Assurant enterprise management experience, with increasing scope of responsibilities and a proven track record of building effective teams to deliver value to the business
5
Responsibilities For VP, Audit Tools Resume
- Audit or executive level report writing, editing
- Willingness to travel 10-20% of the time, on average
- Healthcare operating knowledge or experience performing audits or management consulting work for hospitals, clinics and other related health organizations is required
- Comprehensive knowledge of auditing practices, procedures and principles, with the ability to interpret and analyze complex concepts and apply these in innovative ways. Strong knowledge of generally accepted auditing standards and Sarbanes-Oxley
- Proven flexibility to adapt to a changing industry/landscape
- Able to articulate a vision
- Knowledge of Computer Aided Audit Tools (e.g. ACL)I-CG1
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