Analyst, Internal Audit Resume Sample
Mckayla Russel
217 Brandt Trace,
Dallas,
TX
+1 (555) 966 1225
Work Experience
Senior Analyst, Internal Audit
11/2015
-
PRESENT
Dallas, TX
- Experience working as a Data Analyst/Data Scientist
- Proficient knowledge of SQL and experience in defining and implementing ETL processes
- Familiarity with tools like Tableau, R, SSIS or alternative/similar products
- Experience in working with reference data and/or “Big Data”
- Knowledge of private banking, investment banking and/or asset management is an asset
- Superior written and verbal skills in English and German
- Identifying and evaluating the organization’s risk areas and providing input into the development of the annual audit plan
- Provide strategic insight as we design a risk based audit plan and audit function
- Implement audit testing plan for the global internal control environment including control design assessments
Analyst, Internal Audit
10/2009
-
07/2015
Phoenix, AZ
- Ensure documentation of audit results are in accordance with policy and industry standards
- Research technical matters to develop audit plan and support audit work
- Execute various one-time control-related special projects
- Execute multiple initiatives in parallel, requiring strong detail orientation and intellectual curiosity
- Partner with, and be a resource to process owners across the Firm on operational control matters
- Respond to IA End-User Helpdesk audit management system service assistance across the entire range of Internal Audit’s current and future application tools. ----Audit Information Management System (AIMS), PlanView, Lotus Notes based AutoAudit/IssueTrack Audit Workpaper Management System, IAUPT – Internal Audit Universe Planning Tool - web-browser based Audit Universe planning Tool,
- Conducting financial, technology, operational and other reviews or special projects requested by management or the Audit Committee
- Assessing the design and configuration of controls for new and existing systems and/or processes
Technology Operations Analyst Internal Audit
02/2006
-
06/2009
Detroit, MI
- Performing audits of internal control over financial reporting for management assessment under SOX 404
- Coordinating with and assisting the external auditors in performing SOX, year-end audit and any agreed upon procedures
- Assisting in conducting business and fraud risk assessments, the development of the annual audit plan and input to Audit Committee presentations
- Developing internal audit procedures, tools, schedules, priorities and programs for achieving audit objectives and goals
- Work independently and with the Internal Audit team to provide support on audit engagements to support the execution of the annual audit plan
- Execute audits which includes conducting interviews and reviewing supporting documentation
- Articulate complex information logically, clearly, and factually
- Present and discuss audit findings and recommendations to the Director and relevant parties during the course of the audit
- Ensure that action items are thoughtful, relevant, constructive, and actionable and address the root causes of the issues identified
Education
Morrison University - Reno Campus
2001 - 2006
Bachelor's Degree in Accounting
Professional Skills
- Excellent time management skills / an ability to handle competing priorities and meet deadlines
- Strong skills in resolving problems and negotiating findings
- Strong analytics and reporting skills including tools such as SAS, Oracle SQL, Alteryx, Tableau or equivalents,
- Demonstrated in-depth experience in an internal audit role including experience leading audit assignments
- Self-starter, with strong analytical, risk management and problem solving skills
- Excellent communication skills, including fluent written and conversational English, and the ability to liaise at all levels
- Data mining experience with proven ability to manage large datasets and to work effectively at both detail and big-picture levels
How to write Analyst, Internal Audit Resume
Analyst, Internal Audit role is responsible for interpersonal, software, research, design, reporting, security, auditing, database, training, finance.
To write great resume for analyst, internal audit job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Analyst, Internal Audit Resume
The section contact information is important in your analyst, internal audit resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Analyst, Internal Audit Resume
The section work experience is an essential part of your analyst, internal audit resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous analyst, internal audit responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular analyst, internal audit position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Analyst, Internal Audit resume experience can include:
- Experience with relevant business or auditing background in financial institutions, external audit firms or consulting firms
- Develop effective working relationships with staff in various areas throughout CPPIB business units
- Experience using data analytics to identify patterns and trends using data
- Following-up of the implementation of audit recommendations
- Advise and apprise promptly the Head of Internal Audit/SVP/VP of the team of all major risk, control and regulatory issues arising during the audit
- Conduct research as required to identify benchmarks and/or industry best practices for assessing risks across the organization
Education on an Analyst, Internal Audit Resume
Make sure to make education a priority on your analyst, internal audit resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your analyst, internal audit experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Analyst, Internal Audit Resume
When listing skills on your analyst, internal audit resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical analyst, internal audit skills:
- Effectively manage work load as well as excellent time management skills
- Excellent time management skills / an ability to handle multiple assignments and meet deadlines
- Strong project management skills, with the ability to work on multiple projects
- Excellent project management skills, with the ability to manage multiple / concurrent projects,
- An excellent verbal and written command of English with the ability to effectively communicate with different stakeholders
- Excellent communication skills (verbal and written) and the ability to liaise and influence at all levels
List of Typical Experience For an Analyst, Internal Audit Resume
1
Experience For Senior Analyst, Internal Audit Resume
- Efficient verification of audit raised issues once the business indicate they are resolved, supported by quality workpapers
- Plan and project manage delivery of audits within agreed resource and time budgets
- Draft audit assignment plans that reflect agreed scope
- Draft audit reports and socialise findings with business contacts
- Form effective working relationships with business contacts during audits so information can be gathered and facts verified, and escalate delivery problems where they cannot be directly solved
2
Experience For Data Analyst Internal Audit Resume
- Provide feedback and coaching to colleagues to promote a performance and development culture
- Partner with IT Architects and the business to understand applications and complex data sets to create data flow maps, dictionaries and other technical documentation to facilitate the identification of data tables and fields on a variety of data sources. (30% of time)
- Create SQL queries to support data extracts, including procedures to verify accuracy and completeness of data obtained. (30% of time)
- Analyze detailed datasets, transforming them into meaningful information to address complex inquiries and present findings to support audit objectives. (20% of time)
- Advanced computer skills and SQL proficiency required
- Provide training and “tech support” to Auditors regarding data analysis, Excel, SQL and other applications. (10% of time)
- Identify financial, operational, compliance, and reputational risks through risk assessment, audit and consulting activity
3
Experience For Senior Analyst Internal Audit Resume
- Execution and documentation of the assigned work within budgeted time
- Self-starter and deadline-driven
- Team administrative tasks
- Drafts audit observations
- Compose audit reports
List of Typical Skills For an Analyst, Internal Audit Resume
1
Skills For Senior Analyst, Internal Audit Resume
- Proven technical and analytical skills, backed by attention to detail and sound judgment
- Strong communication skills with ability to interact with various levels of management
- Experience in working at a financial services company including experience in Investment Banking, Asset Management or Wealth Management,
- Demonstrated experience and ability in gaining an understanding of the business' risk and control environment
- Experience utilizing auditing software (e.g., TeamMate, IDEA, etc.)
- Professional experience within Accounting or Finance
- SOX controls testing experience in an internal/external audit or business unit capacity
2
Skills For Data Analyst Internal Audit Resume
- Experience with information systems, external or internal auditing, or IT controls
- Experience in audit (internal or external), preferably within a financial services environment
- Experience within a financial services environment
- Previous experience with the regulatory frameworks across Asia is highly regarded
- Collaborate across business units with stakeholders, providing thought leadership, and driving day-to-day implementation of our analytics strategy,
- Assists project lead in completing planning and wrap up activities
- Intellectual curiosity and proactivity in researching business concepts
- Conducts testing and completes analysis within designated timeframes and schedules
- Critical thinker with intellectual curiosity and proactivity in researching business concepts
3
Skills For Senior Analyst Internal Audit Resume
- Familiarity and understanding of professional audit frameworks and standards (NIST, ITIL, ISO 27001, PCI-DSS, etc.)
- Undertake audit engagements as assigned by the Head of Internal Audit/SVP/VP of the team according to audit plan
- Manage the coverage of audits including the relevant key regulations
- Update and maintain audit risk matrices, including audit work papers for each audit engagements
- CA or similar finance certification
- Establish relationships with business stakeholders within GIA to meet the operational and analytics needs of the organization,
- Advise GIA stakeholders on analytical options to address their specific needs, including discussing potential analytical approaches to problems, associated costs and trade-offs, and recommendations, and providing technical mentorship to auditors across all levels,
- Design, coordinate and implement analytical business and technology solutions to support audit and innovation initiatives,
4
Skills For Senior Data Analyst, Internal Audit Resume
- Display strong communication, interpersonal and leadership ability coupled with effective problem solving, conceptual thinking, quantitative and analytical skills
- Assist in planning, execution and reporting of multiple audits and work closely with financial teams, operations teams, as well as the risk management team
- Basic knowledge of IT technologies and concepts with a strong understanding of IT infrastructure including network, databases, and the ability to evaluate systems, and security governance
- Coordinate with IT personnel to understand IT systems management processes, and obtain information required for IT control assessments. Focus areas include, but are not limited to: access, data security, change development and implementation, system support, and system availability
- Communicate effectively across various business units verbally and written to ensure data is accurate and detailed
- Prior industry experience in Financial Markets; and knowledge of derivatives products would be ideal
- Previous experience in Internal Audit and / or Risk Management
- In-depth experience within Internal Audit and / or Risk Management
- Extensive in-depth experience in Internal audit and / or Risk Management
5
Skills For Technology Operations Analyst Internal Audit Resume
- Planning and executing audits all the while reviewing results to determine issues and risks
- Assisting with the transition of controls/processes of new acquisitions and business transformations
- Audit activities include looking at IT systems and related processes to ensure proper controls are implemented
- Document IT control assessment activities and annotate supporting documentation
- Perform IT audits in accordance to various standards and SOX compliance standards
- Plan and execute IT audit projects
6
Skills For Systems Analyst Internal Audit Resume
- Supervise and develop junior auditors in the execution of IT control assessments
- Assist in leading efforts of managing and executing the SOX program including identifying, performing testing, and review of SOX controls, while working with and maintaining relationships with business
- Also, working directly with and performing substantive audit procedures on the behalf of our external auditors EY
- Self-initiated and a self-starter
- Flexible and team-oriented; and
- Presents findings at status update meetings
7
Skills For Analyst, Internal Audit Resume
- Partners with the business to identify remediation activities
- Technically proficient in areas such as ERP, cybersecurity, infrastructure, GITC
- Review of business processes to identify control gaps
- The ability to manage multiple projects in a high pressure environment
- Relevant post graduate qualification (e.g. CA / CPA / CISA / CISM/ CIA)
- CA and other tertiary qualifications in a relevant discipline
8
Skills For Senior Analyst, Internal Audit Resume
- 3 – 5 years sound experience in audit (non IT or IT) and/or operational risk preferably within an accounting or financial services environment at an audit senior to manager level
- High attention to detail and eye for identifying operational risk issues with material significance
- Follow-up on management responses to findings on a timely basis
- Demonstrate solid knowledge of governance, risk management, processes and controls and how Internal Audit intersects with other risk management areas within CPPIB
- Consistently demonstrate the Guiding Principles of Integrity, Partnership and High Performance and on-brand behaviour
- Protect the interests of CPPIB by maintaining awareness of emerging risks and issues and regulatory requirements and assess potential impacts on the business
- Function as critical point of contact with business unit process and control owners, and other stakeholders to ensure that process and assessment documentation is current and accurate
- Prepare assessment reporting, including testing status and results
- Coordinate/lead/help walkthroughs of coverage areas with business units and external audit staff, including monitoring of required follow-up
9
Skills For Data Analyst Internal Audit Resume
- Perform controls testing and review, as necessary
- Consult in development of remediation test plans, and monitor completion of test plans
- Support the FRA team through effective administration of the controls database model containing risk & control matrices, work papers, and reporting functionality
- Establish effective business relationships with all constituents of the FRA team
- Assist FRA management with ad hoc projects across organizational and functional boundaries
10
Skills For Senior Analyst Internal Audit Resume
- Independently own and manage multiple concurrent tasks
- Complete audit assurance work to support independent opinion to the Board and Executive Management on the overall control environment of the Bank
- Complete audit assignments in accordance with Audit methodology and Institute of Internal Auditors (IIA) standards
- Promote and improve the organisation’s risk management, control, and governance processes
- Execute and complete all audits in accordance with departmental and professional standards
- Efficient delivery of quality audit workpapers, including walkthroughs, control identification, control design assessments and control operating effectiveness testing
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