Anti Money Laundering Officer Resume Sample
Arvid Koss
156 Hills Lodge,
Dallas,
TX
+1 (555) 533 1806
Work Experience
Gf-regional Anti-money Laundering Officer CPB Anti-money Laundering Officer
06/2017
-
PRESENT
Houston, TX
- Ensure regulatory reporting’s are in line with the requirement and are submitted on timely basis
- Ensures Citi’s adherence to applicable AML laws and regulations in Singapore with the development and implementation of a business-specific Global/Regional/Country AML Program
- Identify, assess and address emerging risks/trends to value-add to business segments within Citibank N.A. Singapore
- Gain exposure to practices across different AML regions through interaction with APAC AML Compliance team
- Develops project management as well as leadership skills to eventually move on to a supervisory role
- Visibility and accountability to Senior Management
- Produce, review and act on any AML related management information at an APAC level as required from the firm’s MIS reporting framework
- Acquires subject-matter expertise to advice business on AML typologies, issues and trends
Anti-money Laundering Compliance Officer
01/2013
-
03/2017
San Francisco, CA
- Supports and assists GCB/IPB AMLCO in the implementation of the Citi AML/KYC Policy, and the various Global AML Directives in the relevant Citi GCB/IPB business in Singapore
- Building ad-hoc repositories for quantitative and statistical analysis to understand product usage and volume distribution
- Provide advisory to the business on the organisation's AML specific requirements and sustainability of AML Controls
- Manage the Country AML Program and provide oversight of the business execution
- Develop and update the AML program and procedures based on changes to both Citi Global AML policies and the regulatory environment
- Provide targeted AML training to the business and support divisions, as appropriate
- Compliance advisement for the on boarding/ retention of sensitive/ High Risk client relationships
- Develop effective working relationships with business and compliance colleagues to ensure effective operation of the program. Keep abreast with laws, regulations and corporate policies concerning Money Laundering and with any emerging Money Laundering concerns / trends globally. Ensure that the steps necessary for an effective Anti-Money Laundering program are in place for all the booking centres
Anti Money Laundering Officer
10/2007
-
08/2012
Philadelphia, PA
- Support the business in audits (internal and external) as a key interface with regulator/auditors. Pro-actively engage with examiners, review audit findings, evaluate the business’ corrective action plans to deal with issues highlighted and track progress till closure
- Opportunity to work in AML at one of the most diverse global banking groups in the world
- Act as (deputy) AMLCO for German legal vehicles
- Maintain a proper AML framework for German legal vehicles, including systems, guidelines, processes, procedures and employee training
- Supervise and review the AML transaction screening and monitoring process serviced by the AML Hub in Poland
- Act as liaison between the businesses and the AML Hub in Poland and provide guidance on clarification of alerts
- Manage responsibilities in regards to the Payment Transfer Ordinance (Geldtransferverordnung)
- Review and approve CitiKYC records
- Provide training and guidance to the Business Support Unit (BSU) on German KYC laws and regulations
Education
Friends University
2001 - 2006
MBA Degree in Computer Science
Professional Skills
- Manage the function independently and to show strong organizational skills is required
- Show strong organizational skills is required
- Strong analytical skills including the ability to manage, examine and investigate large quantities of information / exhibits / data
- Organizational skills to ensure accurate and complete documentation of decision making
- Fluent French language skills both in writing and orally
- Very good English language skills both in writing and orally
- High flexibility and self-motivation skills
How to write Anti Money Laundering Officer Resume
Anti Money Laundering Officer role is responsible for telecom, reporting, planning, database, training, finance, organizational, languages, documentation, search.
To write great resume for anti money laundering officer job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Anti Money Laundering Officer Resume
The section contact information is important in your anti money laundering officer resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Anti Money Laundering Officer Resume
The section work experience is an essential part of your anti money laundering officer resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous anti money laundering officer responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular anti money laundering officer position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Anti Money Laundering Officer resume experience can include:
- Review and validate AML new product
- Regulatory watch related to AML, Sanction Screening and Anti-Bribery and Corruption regulations, keep up to date appropriate inventories laws
- Coordinate and conduct all testing and controls
- Interaction with the Account Documentation unit (ADU) local and outside Germany – advising on AML related documentation and KYC issues
- Coordinate inquiries related to AML issues and questions including
- Account Services Unit (ASU) – advising on documentation and KYC issues
Education on an Anti Money Laundering Officer Resume
Make sure to make education a priority on your anti money laundering officer resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your anti money laundering officer experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Anti Money Laundering Officer Resume
When listing skills on your anti money laundering officer resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical anti money laundering officer skills:
- Build and support strong relationships with other AML functions and support, including AML Enterprise Operations, T&O, and Risk
- Compliance, Legal or Audit experience preferably but not limited to the GTB field
- Good knowledge of products offered to institutional clients, with special emphasis on Markets Business, is considered as a major advantage
- Experience with SQL database query languages is required
- Experience with Business Intelligence Tools such as Spotfire, Tableau, Microstrategy or others a distinct advantage
- Extensive years of experience in financial services or data analytics would be advantageous
List of Typical Experience For an Anti Money Laundering Officer Resume
1
Experience For Anti-money Laundering Compliance Officer Resume
- Develop effective relationship with the business, AML and Compliance colleagues to ensure efficient execution of the AML program
- Comply with Citigroup’s Global Anti-Money Laundering framework and all local applicable legal and regulatory requirements including
- Perform trainings on financial monitoring matters for involved financial institution personnel
- Ensuremanagement is made aware of all pressing issues in a timely fashion
- Review of AML transaction monitoring alerts generated by the FIU-Level One Hub
- Undertake regular MCA testing and analyse results
- Prepare and deliver AML training material as required by local laws, rules and/or regulations
- Manage AML monitoring outcomes, review of metrics
- Develop, implement and conduct general and specific AML Training programs
2
Experience For Anti-money Laundering Officer Resume
- Assist in the approval process of KYC records
- Assist in the review of unusual transactions within specified timeframes and prepare Suspicious Activity Reports (SARs)
- Ensure that the Financial monitoring state regulator and Law enforcement bodies determined by the legislation are informed ofthe financial transactions (their participants) with respect to which there is reason to suspect that they are related to, orintended to finance terrorism or finance proliferation of weapons of mass destruction
- Ensure that the internal documents on financial monitoring are developed, submitted for approval, andregularly updated subject to the requirements of the legislation, as well as check if such documents are fulfilled
- Participate in clients / merchants onboarding and reviewing processes; review client’s transactions to detect and report suspicious transactions in conjunction with other departments, especially the Fraud management department
3
Experience For Commercial Banking Anti-money Laundering Officer Asia Pacific Resume
- Review and assess alerts for money laundering risk through automated transaction monitoring system and liaising with respondent clients/merchants as necessary to investigate the alerts
- Escalate suspicious alerts for further review and investigation
- Contributeto suggestions to enhance systems, methodologies and process simplification
- Support the VEON Group wide AML-related project for TelCo to define and meet Compliance related milestones and timelines
- Be aware of the manner in which his/her respective businesses could be used to launder money or to finance terrorist activity
4
Experience For Anti-money Laundering Compliance Officer Global Markets Resume
- Have knowledge of the Citigroup Global AML Policy and the ICG Global AML Program and Procedures as well as Local Laws and Regulations in the AML domain
- Coordinate and monitor compliance with, and the implementation of, AML Programs and procedures to ensure compliance with the Citigroup Global AML Policy as well as Local Laws and regulations requirements
- Perform the periodic MCA testing, ORI, AML FIU testing, Compliance Monitoring and name search quality assurance review. Escalate to CCCO/AMLCO any exceptions or deficiencies noted
- Ensure the deployment of Sanctions Screening Assessment Tool and KYC Tools as to provide a thorough assessment of sanctions and AML compliance required by the Global AML and Sanctions Compliance Policy, as well as Local Regulations requirements
- Act as a maker and review the L2 potential sanction hits, escalate to the L2 checker for disposition and escalate where and when required to L3
- Review the AML hits, negative news related hits escalated by the Business and dispose accordingly
- Be familiar with relevant U.S., local, and major international laws, regulations and standards
- Serve as Back up of the AMLCO for any liaison with regulatory bodies and local law enforcement
5
Experience For Anti Money Laundering Compliance Officer Resume
- Ensure the names search related to UTRF are performed and responded in a timely manner
- Handle requests received from Bank Al Maghrib (Central Bank of Morocco), Market Authority (AMMC) or Moroccan FIU (UTRF) and respond in a timely manner. Ensure that the CCCO is kept informed/copied on the responses
- Keep abreast of changes in local regulatory requirements and the Citigroup Global AML Policy, and shall disseminate any changes to affected businesses, in coordination with the CCCO/AMLCO
- Input any new regulation in RCP, completing the impact analysis and action plan accordingly
- Participate in training programs related to AML, follow up with staff for outstanding trainings and escalate accordingly, provide targeted trainings to the business in areas agreed with the CCCO/AMLCO and support department training needs as appropriate
- Performing Level 1 Country reviews in CitiKYC
6
Experience For Anti-money Laundering Discovery Analytics Analyst Officer Resume
- Performing CIP advisory on country requirements when escalated to Country AML team for review
- Ensure timely resolution of cases and filing of suspicious activity report to the regulator
- Ensure that there is timely action/resolution/quality on disposition of AML alerts
- Support and assist the AMLCO on various Global AML directives and projects and any cluster or regional queries
- Escalate any conduct risk, unethical, business practice concerns to CCCO/AMLCO
7
Experience For Anti-money Laundering Sanction Compliance Officer Resume
- Perform any additional task required and agreed with CCCO/AMLCO
- Review of customer records in the CitiKYC system
- Prepare Suspicious Activity Reports to local authorities as applicable
- Ensure the country AML Programme is kept up-to-date as well as the French KYC Country Appendix
- Evaluate any new or amended French AML laws, rules and/or regulations and prepare gap analysis, as applicable, to assess any impact on the Citi Paris office
- Provide input to various documents required departments such as the Business Support Unit (BSU) and Account Services Unit (ASU)/Account Documentation Unit (ADU) to stipulate local laws and regulations
- Raise Corrective Action Plans, as applicable, to ensure compliance with local laws, rules and regulations
8
Experience For Gf-anti-money Laundering Officer Resume
- Act as FIU and KYC Risk Evaluation Management Designee
- Undertake sanctions responsibilities to ensure compliance with local and US laws and regulations
- Report on AML and Sanctions matters to local, regional and global governance forums and ensure timely escalation of significant and material matters
- Assist in the preparation for external audit reviews as well as Internal Audit and Compliance Assurance Risk Reviews
- Act as a point of contact on AML issues for the French staff as well as regional and global AML
9
Experience For Treasury Services Anti-money Laundering Officer Singapore Resume
- Respond to inquiries from the French Financial Regulator and other Regulatory Authorities, when required
- Complete AML Risk Assessments and other ad-hoc global and regional analyses
- Report to local BRCC on AML matters
- Share knowledge with peer AMLCOs in the Continental Europe cluster and beyond
- Complete AML annual reports for local/US regulators
10
Experience For Global Transaction Banking Anti-money Laundering Officer Resume
- Handle records management related to AML
- Customer KYC, renewal of customer KYC, AML calls report
- Sanction screening: keep up to date the French local list, manage and/or escalate issues related to any potential match identified from SDN/EU/French local list. Sanction screening reporting to AML Regional team
- Records management related to AML
- Handle internal and external audits
List of Typical Skills For an Anti Money Laundering Officer Resume
1
Skills For Anti-money Laundering Compliance Officer Resume
- Strong working knowledge of Ukrainian financial monitoring legislation, relevant EU Directives on AML policies, FATF Recommendations
- Experience with AML monitoring and screening automated systems
- Experience working in finance, compliance or legal
- Not less than 3 years of practical experience as a responsible officer of a Ukrainian primary financial monitoring entity
- Operates to the very highest levels of integrity at all times
- Producing AML metrics reporting for internal and regulatory purposes
2
Skills For Anti-money Laundering Officer Resume
- Commitment to a co-operative and collaborative working environment, requiring an innovative approach to meeting sometimes challenging demands
- Provide assistance in preparing for impending regulatory changes or revisions to licensing structure
- Develop and ensure delivery and tracking of AML Training Programs, in liaising with the Country Compliance Officer
- Monitor and govern AML risk management activities, providing Operating Group decision-makers with AML risk management information, advice and counsel
- Develop and maintain an understanding of the business, ensuring that support being provided meets needs, and keeping informed of changes or initiatives that have AML risk implications
- Familiarity with or an interest in Money Laundering typologies and financial crime risks associated with the banking industry
- Point of escalation for reviewing and approving all Politically Exposed Person’s (PEPs)
3
Skills For Commercial Banking Anti-money Laundering Officer Asia Pacific Resume
- Conduct all testing and controls, incl. outsourcing
- Supportroutine communication with Financial monitoring state regulator, supportof financial monitoring audits performed by the state regulator
- Formulates recommendations related to parametrization of AML automated monitoring systems and perform User Acceptance Testing as needed
- Assist in the development of compliance initiatives and programs to comply with the respective legal, licensing, and regulatory obligations
- Identify and inform of any changes to legislation and other regulatory requirements relating to AML/CTF
- Preferably ACAMS Certified Anti-Money Laundering Specialist (“CAMS”)
- Deep knowledge of Banking Products and Processes
- Familiarity with AML systems such as Actimize and MANTAS is preferable although training can be provided to those not familiar with the systems
- Sound practical knowledge of specialized systems in transaction monitoring, ability to provide
4
Skills For Anti-money Laundering Compliance Officer Global Markets Resume
- Well-structured process and project oriented working style
- Maintain oversight over the sanctions screening processes owned by the businesses and advise on possible matches
- Coordinate and/or give training on applicable sanctions regulations
- Interaction with the Account Documentation unit (ADU)– assist in advising on AML related documentation and KYC issues
- Assist in responding to inquiries of local enforcement authorities
- Advise the business on regular questions regarding Anti-Bribery and Corruption, Gifts and Entertainment, Charitable Contribution
- Assist in the oversight on the sanctions screening processes and advise on possible matches
- Timely escalation of AML, Sanctions and ABandC matters to the Country Anti-Money Laundering Officer and proper documentation of issues
5
Skills For Anti Money Laundering Compliance Officer Resume
- Assist with the development and management of a compliance sign-off process for each department or function
- Improve and maintain AML/CTF policies and procedures
- Ensure compliance with regulatory framework put in place by local and Group stakeholders
- High proficiency in written and oral communication
- Enthusiastic and flexible with ability to use own initiative and work independently
- High accountability and ownership
6
Skills For Anti-money Laundering Discovery Analytics Analyst Officer Resume
- Learn and develop to take on exceptional tasks
- Fluent English (written & spoken) is essential
- Fluent German (written & spoken) is essential
- Advice the business
- Be interactive and team oriented
- Fluent English (written and spoken) is essential
- Fluent German (written and spoken) is essential
- Payments product knowledge is considered as a major advantage
- Familiar with AML typologies and risks associated with the relevant Citi business
7
Skills For Anti-money Laundering Sanction Compliance Officer Resume
- Develop and maintain product relationships with key internal and clients across all levels but particularly with senior management
- Manage a team across APAC
- Able to drive and manage productive and professional regulatory relationships
- Experience in Compliance and/or Sanctions/ AML Compliance and/or legal, audit, risk roles is desirable, or a demonstrable interest in financial crime related themes
- Solid knowledge of the individual business lines, with special emphasis on Treasury and Trade Solutions (TTS), is considered as a major advantage
- Interface and partner with Compliance/AML/Control/Technology/Operations and Business across multiple countries
- Positive business reputation (absence of criminal records, absence of rupture of work contact from the employer’s initiative under certain cases defined by country legislation)
- Very good verbal and written French and English communication skills
- Experience with US AML system and knowledge of US AML legislation is an advantage
8
Skills For Gf-anti-money Laundering Officer Resume
- Strong individual initiative, high level commitment and motivation
- Results-driven, pro-active and hands-on mentality
- Work independently and also to liaise with other departments
- Sense of responsibility and accuracy
- Pro-active and hands-on attitude
- Disseminate AML regulations and reminders to the appropriate business units
- Draft AML policies and keep them up to date
9
Skills For Treasury Services Anti-money Laundering Officer Singapore Resume
- Assist the different business lines to comply with French, UK and US AML regulations
- Answer to AML business queries
- Create and complete internal AML control tasks and ensure corrective actions plans are tracked
- Complete AML annual reports for local regulators and US/UK regulators
- AML hubs in Tampa,
- Internal and external reviewers
10
Skills For Global Transaction Banking Anti-money Laundering Officer Resume
- Response to inquiries of local authorities
- Advise the business on Anti-Bribery and Corruption Policy, Gifts & Entertainment Policy, Charitable Contribution Policy
- Identify applicable sanctions laws and provide advice in relation to those
- Perform all Outsourcing Manager responsibilities according to the Citi Germany’s Outsourcing Policy for the respective affiliate and third party Outsourcings in AML Compliance area
- Support of global and regional initiatives
- Timely escalation of issues to the AML Cluster Head and proper documentation of issues and respective corrective actions in the system (I CAPS)
- Contribute to the team effort in maintaining a proper AML framework for German legal vehicles, including systems, guidelines, processes, procedures and employee training
- Assist in reviewing the AML transaction screening and monitoring process and provide guidance on clarification of alerts
- Advise on recurring inquiries regarding AML and Sanctions on local legal and regulatory requirements
List of Typical Responsibilities For an Anti Money Laundering Officer Resume
1
Responsibilities For Anti-money Laundering Compliance Officer Resume
- Attend French management committees to report AML issues/items
- Coverage of AML Data Protection issues within the firm and from a client perspective
- Draft AML policies
- Ensure that the Financial monitoring state regulator is informed of the financial transactions which are subject tomandatory and/or internal financial monitoring, the financial transactions of persons provided there is sufficient reason tobelieve that their activities or assets are associated with committing an offence defined by the Criminal Code of Ukraine
- Participate in development of new customer/merchant on-boarding, regular or ad-hoc customer/merchant review procedures, off-boarding or changes of the risk categorization, comprising a risk based customer/merchant analysis and adhering to the AML/KYC Policies and Procedures in place; customer/merchant evaluation, covering for the preparation of a sound decision paper and documentation
- Frequent communication with and advise to stakeholders involved in KYC-related processes throughout VEON group entities, comprising the proposal of comprehensive countermeasures to mitigate risks related to KYC processes;Contribute to define criteria to detect suspicious transactions and other relevant controls specific to the Telecom and Mobile financial services activities
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