Bank Auditor Resume Sample
Work Experience
- Participate in department-wide initiatives aimed at continually improving IA’s processes and supporting infrastructure
- Experience auditing online banking, deposit operations, electronic payments processing, or ACH processes
- Assist in evaluating the adequacy, effectiveness and efficiency of the systems of internal control within Sunrise Banks and the overall quality of ongoing operations
- Conducts periodic reviews of compliance with regulatory requirements and compliance with policy, based on the bank's risk assessment according to the approved audit schedule
- Prepares drafts of audit findings, including recommendations, for review with Audit Manager
- Update assigned audit programs (compliance and internal audit) for regulatory and procedural changes
- Participates in the review and evaluation of management responses to audit findings, opinions and recommendations
- Pursues an aggressive program of professional development to refine auditing and compliance knowledge to prepare for more diverse and complex internal and compliance audits
- Ensures monthly, quarterly and special reports are completed in an accurate and timely manner as requested by Audit Manager
- Audit engagements covering Commercial Banking including risk assessments, audit planning, audit testing, directing audit staff, control evaluation, audit report drafting, and follow-up and verification of issue closure
- Stay up-to-date with evolving industry changes and market events impacting Commercial Banking
- Assists with special reviews and investigations, monitoring activities, and completion of work for external auditors and/or regulators. Works with the Auditor-in-Charge (AIC) to ensure compliance with corporate and industry audit standards
- Reviews, prepares, analyzes, and interprets data to complete assigned tasks
- Identifies control weaknesses and opportunities for improvement in the current operating environment and assists in the development of recommendations for corrective action. Supports drafting of the related observations (business issues) and audit reports for issuance to respective client leadership. Supports follow-up activities as defined in the observations
- Fundamental concepts of finance and accounting
- Credit/Market/Operational/Liquidity Risk Management
- Regulation W – Transactions with Affiliates (23A and 23B)
- Regulation O – Loans to Executive Officers, Directors, and Principal Shareholders of Member Banks
- Experience with relevant regulatory agencies (e.g., FRB, NY State Department of Financial Services, FDIC, CFPB)
- Previous banking and/or auditing experience required
- Knowledge or experience with data analytics
- Knowledge or experience with risk and compliance in a banking environment
- Strong listening, oral and communication skills
- Apply independent judgment on complex issues
- Interact with a wide range of internal and external constituents
- Strong analytical skills
- Proficient in Microsoft Office applications (i.e.. Word, Excel, Visio, PowerPoint, Outlook)
Education
Professional Skills
- Excellent customer service skills
- Solid phone and communications skills
- One (1) year of related bank auditing experience,
- Experience with audit engagement support tools including electronic workpapers
- Experience in finance and accounting credit and risk management
- Large Bank experience
- Advanced knowledge of the regulatory environment for for Banking Industry, specifically Consumer Compliance Regulations
How to write Bank Auditor Resume
Bank Auditor role is responsible for events, finance, credit, auditing, basic, compliance, planning, accounting, supervision, commercial.
To write great resume for bank auditor job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Bank Auditor Resume
The section contact information is important in your bank auditor resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Bank Auditor Resume
The section work experience is an essential part of your bank auditor resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous bank auditor responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular bank auditor position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Education on a Bank Auditor Resume
Make sure to make education a priority on your bank auditor resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your bank auditor experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Bank Auditor Resume
When listing skills on your bank auditor resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical bank auditor skills:
- Keen attention to detail
- Audit experience in a financial services or an external audit firm Experience planning and executing audits and documenting audit work-papers in accordance with professional standards
- Advanced knowledge of internal controls, business and information technology risks and/or audit techniques in a Large Bank environment