Capital Management Resume Sample
Miles Witting
25848 Heller Shore,
Dallas,
TX
+1 (555) 832 5236
Work Experience
Director Capital Management
11/2017
-
PRESENT
San Francisco, CA
- Coordinating – interact with various groups across the bank, including executives and senior level resources as required
- Monitoring – ask questions of and gather information from various groups across the bank to perform monitoring activities
- Coordinating – interact with and manage the support of various groups across the Bank in the implementation of capital management initiatives. Influence outcomes based on requirements
- Monitoring – assist direct report in ensuring strategies are being implemented with the support of the line of business
- Eight years of securities’ analysis/investment management experience
- Regularly review, assess and recommend changes to CIT's Capital Management Policy for the Holding Company and the Bank
- Evaluate CIT's capital stack in the context of peer banks and market developments
- Work closely with Risk Management and the businesses to regularly review economic capital models
- Responsible for the business unit capital allocation process and capital-related due diligence for new business opportunities
Capital Management
01/2015
-
05/2017
New York, NY
- Presentation materials (Seismic, client meeting support, slide maintenance & development)
- Capital & Leverage Management is one of the 5 functional disciplines of Barclays Treasury. It is broken down into Regional, Cluster and Central teams, of which the Regional US team is a key component. The teams collectively focus on three broad areas
- Responsible for providing high-quality quantitative and qualitative analysis of RBC’s regulatory capital position, actual and forecasted, and its compliance with regulatory requirements- providing recommendations to facilitate decision-making by senior management
- Assists in the development of annual Capital Plan, forming part of RBC’s annual Operating Plan
- No direct reports, but requires proven ability to work well with other senior professionals within Finance, Treasury, Investor Relations, Law, Group Risk Management and Tax
- Assist in the development of annual Capital Plan, forming part of RBC’s annual Operating Plan
- Collaborating with Laurie Goodman and Sean Dobson (ACaM’s CEO) to set the group’s research priorities
- Leading all aspects of Amherst Capital’s Single Family Equity Fund
Treasury Capital Management
09/2009
-
11/2014
Boston, MA
- Driving and overseeing the underwriting process of SFE transactions, including cash flow modeling, asset valuation, debt structuring & pricing, etc.
- Managing the requirement of the Fund’s Board and/or Limited Partner Advisory Committee
- On a daily basis, review, analyze and process Requests for Authorization (RFAs) in the RFA System in accordance with the Company’s Delegation of Authority for one or more assigned Groups and/or Corporate Functions
- Provide advice and counsel to Field and Corporate Functions regarding business transactions, project requirements and RFA approval conditions and status
- Review RFAs and capital budget requests to ensure compliance of submitted information (i.e., financial returns, assumptions, and support) with Company policies, procedures, and/or regulatory guidelines
- Research RFAs to determine proper transaction structure and accounting treatment through discussions with Legal, Tax, Treasury, Real Estate, Accounting, M&A and other Corporate Functions
- Evaluate and assess completed analyses requiring application of financial concepts and/or tools (e.g., NPV, IRR, Discounted Cash Flow, economic analysis, etc.)
- Prepare summary write-ups for transactions requiring Board of Directors approval
- Ensure that Board resolutions accurately reflect the intent and structure of proposed transactions by working with the Office of the Secretary, legal, other functional areas, and/or management
Education
Strayer University - Center City Campus
2004 - 2008
Bachelor's Degree in Accounting
Professional Skills
- Advanced analytics skills, ideally advanced SAS programming skills
- Proven leadership skills and strong decision making capabilities
- Exercise superior reasoning skills and sound business judgment to influence decision making and effectively interface with executive management
- Strong collaborative skills and ability to work in a dynamic fast pace environment
- Experience of leading and operating effectively in a matrix organization
- Organization and trouble shooting skills
- Relevant experience in the banking sector. Experience in capital management and / or bank corporate centre would be an advantage
How to write Capital Management Resume
Capital Management role is responsible for research, design, database, security, finance, credit, securities, training, trading, analysis.
To write great resume for capital management job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Capital Management Resume
The section contact information is important in your capital management resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Capital Management Resume
The section work experience is an essential part of your capital management resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous capital management responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular capital management position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Capital Management resume experience can include:
- Support global finance policy management by reviewing and evaluating policy exemption requests submitted via the RFA System to determine the potential impact of recommendations and propose final action for senior management review and approval
- Experience of building and maintaining relationships with internal stakeholders and business partners
- Coordinating review and challenge workshops
- Coordinating the presentation of results
- Work on building internal controls to ensure compliance with internal policy and accounting standards
- Deploy training & best practices to build field capabilities & drive RFA efficiencies; and
Education on a Capital Management Resume
Make sure to make education a priority on your capital management resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your capital management experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Capital Management Resume
When listing skills on your capital management resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical capital management skills:
- Proactive risk management skills
- Inputting on capital matters/ regulatory change for Treasurer, CFO and CEO communications with the PRA (e.g. PRA prioritisation meetings)
- Experience in Finance, Risk, Accounting or Consulting
- Accounting/Finance experience
- Strong knowledge of the Bank’s structure and accounting systems
- Experience with SQL or other programming language
List of Typical Experience For a Capital Management Resume
1
Experience For Amherst Capital Management Resume
- Partners with senior and executive management on ad hoc analyses, special projects, and Board of Director meeting preparation
- Assists in revenue, expense, and free cash flow projections and expense saving opportunities within all areas of the forecast models
- Assist the Head of Capital Management and the Capital Management Steering Committee to establish foundational guidelines and procedures
- Maintain RFA System master data, security access, etc
- Perform daily and monthly reconciliation of cash, positions and accruals
2
Experience For Director Capital Management Resume
- Process wires and capital calls and record transaction in the system (subscriptions/redemptions)
- Maintain relationship with administrator, provide daily data files and reconcile to admin’s data
- Analyze and review P&L
- Calculate management and incentive fees
- Process Month end/Quarter end close
- In charge of the monthly/quarterly NAV cycles (reconcile and tie out account to admin)
- Work on the yearly audits and review valuations
3
Experience For Treasury Capital Management Resume
- Completion of other ad-hoc projects as required
- Support with coordination of internal and external events and roadshows
- Lead client conference calls and on-site visits for investment or due diligence reviews
- Prepare monthly, quarterly, and annual materials for client reporting, due diligence, and contract renewal requests --- in conjunction with BNY Mellon/Standish reporting teams
- Develop Capital Management Strategy presentations and messaging to inform senior management and other stakeholders on Credit Suisse’s financial position, upcoming risks, and challenges to enable strategic decisions
- 1 Select securities to be held in clients’ portfolios
- Review and provide feedback on other analysts’ investment recommendations
- Building knowledge and raising awareness of Manulife subsidiaries’ local statutory capital regimes, interaction with the MCCSR and new LICAT regime, market exposures, through robust analytical assessment
- Serve as Amherst Capital’s liaison with BNY Mellon’s Finance, Human Resources, Compliance and Risk Management teams
4
Experience For Director, FX & Working Capital Management Resume
- Support with client conference calls and on-site visits for investment or due diligence reviews
- Prepare monthly, quarterly, and annual materials for client reporting, due diligence, and contract renewal requests in conjunction with BNY Mellon/Standish reporting teams
- Assist in the coordination and completion of RFPs and client requests
- Assist with the execution of the Fund’s Board and/or Limited Partner Advisory Committee requirements
- Direct the company’s capital management activities including the preparation of balance sheet and cash flow forecasts/budgets and managing the company’s net debt and working capital positions
5
Experience For Enterprise Capital Management Resume
- Work closely with the company’s internal and external auditors
- Analyzes financial and operational data, draws conclusions and presents recommendations on decisions and actions
- Serves as contact for the treasury department in terms of cross departmental projects as needed
- Works with senior management and business units to determine strategic objectives and identify opportunities to meet these goals
- Researches, analyzes, and synthesizes data from multiple sources into business information as directed and by self-identification of business information needs
- Delivers presentations to executive and senior management teams about various projects including free cash flows, major capital projects returns, surgical robot acquisition, and other projects as needed
- Performs work on special projects in cost savings, revenue analysis, and other projects as assigned by management
- Research and review the client profitability model for the CCB
- Investigate several aspects of the CCB’s business operations in depth, such as revenue generation, cost structure, assessment of cost of credit, the quantitative components of risk capital, and the calculation of client returns
6
Experience For Treasury Director Focusing on Working Capital Management Resume
- Support the implementation of the client Red Zone Management Process in the CCB
- Produce presentations and reports for CCB senior management and segment heads for discussion and analysis
- To perform ad-hoc quantitative impact analysis on the firm’s RWA under Basel rules and regulations based on input parameters or infrastructure changes – specific to Derivatives risk stripe
- To lead key initiatives related to infrastructure build out and improvements – which includes project management aspects as well as writing and reviewing Business Requirements Documents (in partnership with Policy and Technology)
- Lead discussions with multiple stakeholders to achieve target state objectives specifically to improve data quality, reduce adjustments, and reduce User Tools used in the production process
- Articulate complex concepts/results in simple language. Excellent communication skills, both written and verbal
- Experience in Finance, Risk Management, or related field
- Monitoring progress projections
- Strong analytical, critical thinking, and problem solving skills with a track record of execution against deliverables; including the ability to take ownership and work independently while contributing to the broader team
7
Experience For Manager, Capital Management Resume
- Support AIB’s capital planning, ensuring that accurate and timely forecasts are prepared for financial planning and stress testing purposes
- Support preparation of the Group ICAAP Report, assessing AIB’s material risks, determining the capital position, under various economic scenarios, and any determining if appropriate management actions in the event unexpected events occur
- Preparation of the monthly Capital Management pack for ALCo
- Development of enhanced risk-adjusted performance (RAROC) analysis, in cooperation with Capital Management Manager
- Support AIB’s strategic relationship with credit rating agencies, providing detailed analysis as required, and working actively to ensure desired outcomes are achieved
- Knowledge and understanding of financial models and an appreciation of mathematical concepts
- Support initiatives to continually improve processes and enhance efficiency, both within the CMU and beyond
8
Experience For Capital Management AVP Resume
- Execution of capital projections
- Enhance trigger frameworks for liquidity and capital
- Participate in legal entity strategy projects and workshops
- Participate in strategic legal entity programs
- Unique overview of how a bank’s treasury department functions
9
Experience For Director of Capital Management Resume
- Creation and implementation of a suitable policy framework for local entities
- This role straddles multiple business lines and functions and requires an understanding of both the external regulatory environment in which the bank operates (US & PRA) as well as of the structures and operations of the bank, i.e. how we originate and structure our assets and how we report and account for them internally
- This is an analysis, consulting and execution role in a business activity identified as needing improvement by the Group Management Board, the Holdings Board and the HNAH Board. It is therefore strategically important and requires visible and early success in executing required actions
- Knowledge of Basel III regulatory rules
- Understand and explain Traded, Market Risk or Asset Securitization products and their representation in data
- Data management and analysis experience, preferably supporting production, data governance, model support, data project and reviewing functions for capital management processes
- Access data from Teradata, Netezza, SQL Server and other data sources to independently research problems, analyze data, determine root causes, and propose, as well as, document solutions
10
Experience For Senior Manager, Capital Management Resume
- Use SQL and perform complex data profiling functions of multiple, large datasets for analysis, testing and other efforts. Ability to do multiple/multi-type table joins, multiple keys, nested queries and other complex SQL function for advanced data analysis
- Use advanced Excel functions such as pivot tables, VLookup, macros, Visual Basic and more to supplement advanced SQL skills in data analysis exercises
- Subject Matter Expertise knowledge and experience with application of Basel regulatory capital rules in data projects
- Subject Matter Expertise knowledge and experience with General Ledger data and reconciliation
- Reconcile work stream data to the General Ledger and other definitive sources
- Develop and execute test plans, cases, and scripts, as well as, perform root-cause and resolution analysis
- Provide clear oral and written communication to a variety of business and technical audiences
List of Typical Skills For a Capital Management Resume
1
Skills For Amherst Capital Management Resume
- Planning and priority setting – getting things done effectively and efficiently – (Level 2)
- Professional/demonstrated work experience within financial services industry
- Ideally, a good understanding of Basel III rules and the regulatory landscape
- Experience with wholesale products and credit risk
- Work experience in banking/financial services industry, ideally in regulatory capital, risk management, regulatory law or accounting policy functions
- Experience working with complex Financial Products
- Providing information and analysis on liquidity and capital underpinning the bank’s current and planned activities
- Assisting with the firm’s capital permissions (Treasury owned permissions only)
- Driving sound and fair pricing of assets and liabilities through funds transfer pricing and risk adjusted return on capital (RaRoC)
2
Skills For Director Capital Management Resume
- Understand a broad range of topics including risk identification, scenario design, forecasting, modeling, and capital management
- Problem solving and decision making – making timely, quality decisions – (Level 3)
- Direct the company’s financial planning and analysis including reporting to board and key constituents
- Works with business users to refine and improve current reporting and analysis often performing ad hoc reporting to satisfy end users
- Strategic thinking and commercial acumen – designing the future to achieve commercial success – (Level 2)
- Manage accounting for all insurance related transactions including analysis on the company’s insurance reserve position
- Oversight for various ad hoc analysis on accounting and business issues, as well as technical accounting research that support the company’s policies
- Finance or Quantitative related Undergraduate with 2+ years working in financial services
- Understand the regulatory policies, principles and objectives for stress testing
3
Skills For Treasury Capital Management Resume
- Provide guidance for the development and enhancement of capital plan documents that govern the processes, procedures and results of the stress testing process
- Communication and influencing – genuine two-way communication to achieve consensus and progress – (Level 3)
- Medical, dental and travel insurance including optional annual wellness check
- Maintain relationship with investors, provide reporting and support
- Provide reporting to internal and external counterparties
- Update materials, track meeting schedules
- Create and maintain presentations and marketing collateral
- Coordinate with sales, client relations and investment teams to capture and input new contact information, meeting details, etc
- Assist with the day-to-day running of Amherst Capital’s Single Family Rental Fund
4
Skills For Director, FX & Working Capital Management Resume
- Completes debt compliance on a quarterly basis communicating with lenders as needed
- Leads various analyses including, but not limited, to ROI/NPV/IRR
- Analyzes projections with respect to various operating strategies, shareholder value measures, and other metrics or objectives
- Knowledge of how RWAs are measured and managed, including concepts of EAD, LGD, PD and EL; understanding of external regulatory environment, especially as it impacts banks’ capital requirements
- Develop, or participate in the development of, information technology enhancements required to support the development of the capital plan
- With the Director, oversee the development and monitoring and manage the execution of the Bank’s capital management framework and strategy, ensuring capital is managed in an optimal fashion
- Assisting with the annual Internal Capital Adequacy Assessment Process and ongoing capital planning to ensure the bank maintains a robust capital position. Includes modelling the bank’s multi-year capital position under various scenarios and assessing the quantum and timing of capital issuance requirements
- Interpreting ongoing regulatory capital rule changes and assessing the impact of such changes
- Developing and executing strategies and initiatives to ensure efficient utilisation of capital. Includes preparation of Capital Committee and Board materials
5
Skills For Enterprise Capital Management Resume
- Working with businesses to ensure ensuring capital metrics are in-use and result in efficient utilisation of capital for both organic and inorganic initiatives
- Working with subsidiaries to ensure robust capital management processes and capital positions
- Partner with various business and functional stakeholders including CMB and GBM Corporate teams, Lending and Transactional Management / Wholesale Portfolio Management, Finance, Risk etc. to drive clear actions to optimise capital allocation and improve returns in both businesses
- Lead the regional execution of commercial and technical optimisation. Partner with regional teams from the front line, PM, Risk, Regulatory Risk Analytics, Regulatory Reporting, Finance, IT and Legal to deliver key commercial and technical priorities
- Ensure consistency of approach across region, sharing best practice with other regions and tailoring regional solutions where appropriate
- Point of contact for regional management and other business and group stakeholders in the region
- Driving RWA transparency including training, tools and delivering MI to the front line). Act as a subject matter expert for originators, offering concise and simple explanations to aid origination / RWA optimisation decisions
6
Skills For Treasury Director Focusing on Working Capital Management Resume
- Exceptional PowerPoint and presentation skills to enable internal/external deliverables
- Demonstrated strong academic achievement and intellectual curiosity
- Experience in institutional investment management or financial services experience
- Strong financial analysis experience
- Related experience required
- Manage and coordinate multiple competing priorities and requests
- Strong command of CCB risk policies and commercial lending practices
- Professional experience with banking, credit and/or risk
- Experienced with SQL and working with large datasets
7
Skills For Manager, Capital Management Resume
- Relevant experience, across loan origination and transaction management is required
- Successfully oversee and execute multiple large, complex projects, priorities and deadlines concurrently, often under tight time constraints
- High individual productivity, excellent attention to detail, and an efficient approach to project management
- Experience of capital markets knowledge in the areas of derivatives, repos, margin loans and central counterparties (CCPs)
- Regional representation on risk committees, MOC, country management meetings etc as appropriate
- Supporting and controlling the activities of Treasury through risk identification and transfer, valuations support, market risk information, credit exposure monitoring, collateral management, rates collection and FX position reconciliation
- Provision of quantitative modelling and management of the technical architecture to support the above activities
- General Technical – (Level 3)
- Results Focus (Level 3) – Maintains absolute focus, provides clarity and energy, compares and contrasts individual and team performance to drive business goals
8
Skills For Capital Management AVP Resume
- Group personal pension scheme
- Possess an inquisitive mindset, with the ability to structure complex analytics and discussions with limited guidance
- Familiarity with the functions, businesses and products of Investment Banks and/or Wealth and Asset Management
- Analyze and interpret proposed capital regulations, both US and BCBS related to advise on their impact on the bank and / or specific businesses
- Interpret regulatory capital regulations, both US and Basel Committee related, where regulation is not adequately specific for effective implementation, with a focus on CVA, market risk and counterparty credit risk related issues
- Basic understanding of trading products (e.g. derivatives, repos, margin loans) and the associated risks
- Familiarity with traded products including rates and credit derivatives, listed derivatives, repos, OTC clearing
- Assist in quantitative analysis to support the bank’s capital and liquidity related interpretations
9
Skills For Director of Capital Management Resume
- Provide transaction-specific regulatory capital advice under the US prudential regulatory regime, partnering with Regulatory Reporting and LOB Capital Delivery teams; and
- Capital Management experience
- Be responsible for investigating and explaining period-over-period capital and balance sheet movements
- MBA, CFA or CPA very desirable
- Strategic dexterity and analytical capability
- Dedication to learn capital analysis and portfolio management concepts
10
Skills For Senior Manager, Capital Management Resume
- Proficiency with Microsoft Office product suite (Word, Excel, Powerpoint)
- Familiarity/experience with financial instruments and products traded within the Global Markets business and/or experience with Credit Risk/Market Risk, Traded Products from a capital perspective
- Working knowledge of or experience with U.S. Basel 3 regulatory capital rules
- Experience with SQL and working with large data sets
- Results oriented with the ability to remain flexible in the face of changing priorities
- Self-starter with ability to work independently and desire for continuous learning
- Work collaboratively with various teams and interface credibly with support partners at both junior and senior levels
List of Typical Responsibilities For a Capital Management Resume
1
Responsibilities For Amherst Capital Management Resume
- Subject Matter Expertise knowledge and experience with data projects in Bank system of records and authorized data sources for Traded, Market Risk and Asset Securitization products
- Provide clear oral and written communication to a variety of business and technical audiences.
- People/ stakeholder management
- Partner with Risk, Finance and other departments in the region to drive actions around data management and model enhancements to ensure data accuracy and consistent application of models. Deliver RWA efficiencies through new modelling approaches. Influencing & participating in business cases and collaborating across the wholesale business. Sourcing funding and resources
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