Chief Auditor Resume Sample
Maryam Rath
69905 Littel Throughway,
Detroit,
MI
+1 (555) 804 1993
Work Experience
Chief Auditor
08/2017
-
PRESENT
Philadelphia, PA
- Maintain department inventories and records by the use of department internal SharePoint site.
- Gives support to their line manager and team at all times
- Works collaboratively with their immediate and wider team members
- Focuses on the end user – the HSBC customers at all times\Owns and resolves issues with all stakeholders or customers and understands how and when to escalate
- Deal effectively and efficiently with external Suppliers
- Fully understands the media policy and how this applies to their role
- Attends key Technology Infrastructure and Information Security committees to inform and to provide feedback on IA’s opinion on the controls over risk in technology in the organization
Chief Internal Auditor
02/2015
-
05/2017
Detroit, MI
- Ensures IA meets/exceeds the requirements and expectations of Citibank’s and Citigroup's regulators
- Actively supports and drives the Internal Audit Transformation Program and IA’s and management’s efforts for Citi to have a “Strong” internal audit function and for Citi to have “Strong” control functions
- Ensure compliance with internal audit requirements in ASEAN (also specifically for Singapore as HoA/CAE)
- Deliver the ASEAN (and specifically for Singapore as HoA/CAE) audit plan (risk based, regulatory and branch audits) to the time commitments and ensure quality in the work performed and reports produced. This includes both meeting quarterly delivery commitments and the annual delivery commitments to the Citigroup Inc. and Citibank, N.A. Board Audit Committees and their subsidiary audit committees
- Ensure the ASEAN CEO and all ASEAN CCOs, and region/in-country Management supporting the CCOs, all receive prompt, timely and complete information relating to the activities of Internal Audit
- Ensure that the CSL Audit Committee receive prompt, timely and complete information relating to the activities of Internal Audit
- Maintain an appropriate, pro-active, constructive, solutions-driven relationship as the independent auditor for ASEAN (and Singapore) with the Citi ASEAN CCO and Citi Country Officer (CCO) for Singapore and CEO of CSL
- Ensure appropriate delivery against the agreed audit plan for ASEAN (and Singapore)
- Ensure adoption and implementation of the Internal Audit Transformation program for all teams across all teams in the countries
VP & Chief Auditor
03/2012
-
12/2014
San Francisco, CA
- Ensure prompt and informative communications for Internal Audit personnel working in or in respect of the countries
- Ensure adoption of the appropriate portions of the Citigroup Audit Committee Charter and the Internal Audit Charter for the countries
- Communicates proactively and on a regular basis with various regulators, external auditors and other stakeholders to ensure timely updates on internal audit activities and clear understanding of priorities, emerging trends and focus areas
- Attends the Citi Program Management Council Executive Committee along with product Program Management Office committees, to inform and to provide feedback on IA’s opinion on the controls over risk in programs and projects in the organization
- Drives thestrategic direction of Citi’s Internal Audit (IA) function in the establishmentof risk based auditing and branch examinations, which include reportingmethodologies, organizational design and effective positioning of the functionto ensure provision of independent assurance. This is to be consistent andaligned with Citigroup and Citibank business objectives
- Ensures IA anticipates/meets/exceedsthe requirements and expectations of Citibank’s and Citigroup's regulators
- Activelysupports and drives the Internal Audit Transformation Program and IA’s andmanagement’s efforts for Citi to have a “Strong” internal audit function andfor Citi to have “Strong” control functions
- Influence and effect change in a complex, global and dynamic operating environment, partnering with management without compromising independence
- Direct an audit team that enables continued, high-quality coverage during times of change or adversity; requires ongoing knowledge of changing business and regulatory risk profiles and concurrent adjustment of audit priorities to address emerging risks
Education
Morrison University - Reno Campus
2006 - 2011
Bachelor's Degree in Accounting
Professional Skills
- Strong communication skills required to present complex issues and alternatives to Management and to the Audit Committee of the Board of Directors
- Solid technical skills and knowledge in the areas of finance, accounting, financial reporting, and auditing
- Oversight / interaction w/ CO Validation Teams including new OCC requirement to review/approve Testing Approaches before completing fieldwork
- Specific subject matter expertise regarding technology application control disciplines and a strong business understanding of the Financial Services industry
- Proven leadership success in organizations of comparable complexity and an interest to work in a major research university
- Experience related to enterprise risk management and compliance programs
- Prepares internal/external correspondence in addition to maintaining, answering and routing correspondence not requiring the manager’s attention
How to write Chief Auditor Resume
Chief Auditor role is responsible for auditing, security, finance, credit, securities, training, integration, trading, reporting, design.
To write great resume for chief auditor job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Chief Auditor Resume
The section contact information is important in your chief auditor resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Chief Auditor Resume
The section work experience is an essential part of your chief auditor resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous chief auditor responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular chief auditor position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Chief Auditor resume experience can include:
- Proven team leadership skills and comfort with task-oriented deadline management
- Superior organization, project management, and work prioritization skills
- Ten (10) years of related audit experience
- Five (5) years progressive management experience
- Reporting periodically on the internal audit activity’s purpose, authority, responsibility, and performance relative to its plan
- Oversees the auditing and accounting functions for Contra Costa County in compliance with generally accepted accounting principles and standards
Education on a Chief Auditor Resume
Make sure to make education a priority on your chief auditor resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your chief auditor experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Chief Auditor Resume
When listing skills on your chief auditor resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical chief auditor skills:
- Effectively communicate accounting information, policies, and/or procedures
- CPA or equivalent experience, with previous internal audit and operational finance experience within technology or financial services firms
- Thorough understanding of U.S. GAAP, PCAOB and IIA Standards for the Professional Practice of Internal Auditing
- Extensive Unclaimed Property legal advocacy or auditing/accounting expertise
- Professional accounting or similar Risk-based designation
- Quickly size issues and trouble spots, and influence related remediation activities, including timely closure of action plans
List of Typical Experience For a Chief Auditor Resume
1
Experience For Chief Internal Auditor Resume
- Participates in interviewing and selecting professional and auditing staff
- Reviews and studies changes in legal and procedural requirements for auditing and accounting operations
- Directs or performs a variety of complex financial, statistical, and accounting analyses and reports
- Consults with and advises County departments, special districts, and other agencies on financial and accounting issues
- Plans, organizes, directs, and manages the overall operations of the Internal Audit division within the Auditor-Controller's Office
- Manages the preparation of the County's Comprehensive Financial Report
- Works with other key members of the management team to establish and coordinate the activities of the Auditor-Controller's Office
2
Experience For Senior Executive Assistant to Chief Auditor Resume
- Represents the department and the County in contacts with representatives from other County departments, outside agencies, external auditors, and the public
- Prepares and presents both written and oral performance evaluations
- Applies internal auditing standards and techniques and demonstrate project management skills. Knowledge of and compliance with the Institute of Internal Auditor’s Code of Ethics
- Manages and/or conducts special investigations as assigned by the President
- Implements strategic initiatives and direction as provided by the President or designee, and Board of Trustee Committee on Finance & Audit, and Compliance
- Works directly with institution senior leadership to communicate audit findings and investigate conflicts
- Evaluates audit results from management’s perspective, even when defined criteria or standards do not exist
List of Typical Skills For a Chief Auditor Resume
1
Skills For Chief Internal Auditor Resume
- Perform consulting and advisory services related to governance, risk management, and control as appropriate
- Complete the application in full (1. Position Title is: Chief Internal Auditor – DOR 17799)
- Directs day-to-day activities in a manner consistent with the Bank’s risk culture and the relevant risk appetite statement and limits. Communicates the Bank’s risk culture and risk appetite statement throughout their teams
- The Certification Regime is one element of the Individual Accountability Regime which has come into effect on 7 March 2016
- Advanced level experience in a related role with extensive knowledge and experience of financial services Compliance programs, regulations, standards and policies
- Provide guidance in the development of fiscal policies, procedures, programs, and systems in a complex environment
2
Skills For Senior Executive Assistant to Chief Auditor Resume
- Distinct appreciation for the mission, traditions, and culture of the university
- A strong and confident listener and communicator who brings a calm presence, establishes credibility with many and varied constituencies, builds consensus and engenders trust in ambiguous situations based on integrity, critical thinking, and excellent interpersonal skills
- A manager who mentors and leads by example
- Experience leading internal audit teams within a large organization, preferably public company experience, covering relevant financial, operational, compliance and technology risks
- Commitment to high ethical and professional standards
- Creates and maintains files of manager’s correspondence, records, etc
- Prepares and reviews materials for manager’s use in discussions and meetings
- Ensures IA anticipates/meets/exceeds the requirements and expectations of Citibank’s and Citigroup's regulators
- Actively supports and drives the IA’s and management’s efforts for Citi to have a “Strong” internal audit function and for Citi to have “Strong” control functions
3
Skills For VP & Chief Auditor Resume
- Determine that the University’s overall system of internal control and the controls in each departmental unit or activities under audit are adequate, effective, efficient and functioning by conducting audits on a periodic basis so that all major systems are reviewed
- Review the reliability and integrity of the accounting, financial, and operating information, and the means used to identify, measure, classify, and report such information
- Review the design and major new electronic data processing systems and major modifications of those systems before their installation to ensure the systems provide for adequate audit trails and accountability
- Review management’s processes for identifying and managing risks
- Review management’s approach to promote an appropriate governance atmosphere
- Report to the University President and Board of Trustees any inappropriate scope or resource limitations in the performance of internal audit function
4
Skills For Gf-asean Regional Chief Auditor Resume
- Report significant risk exposures and control issues, including fraud risks, governance issues, and other matters needed or requested by the University Board of Trustees
- Evaluate specific operations at the request of University management or Board of Trustees, as appropriate
- Assist in the University President’s evaluation of the University’s compliance with the required internal control systems and the related certification provided to the Office of the Auditor General in accordance with the Fiscal Control and Internal Auditing Act (FCIAA) (30 ILCS 10/Article 3)
- Special audit of operations, procedures, programs, electronic data processing systems, and activities as directed by University management or by the University Board of Trustees, as applicable
- Actively supports and drives the Internal Audit continuous improvement program and IA’s and management’s efforts for Citi to maintain a “Strong” internal audit function and for Citi to have “Strong” control functions
- Expertise in examining and analyzing accounting records to determine financial status of establishment and preparing financial reports concerning operating procedures
5
Skills For Supervisory Auditor Branch Chief Audit Resume
- Experience in managing an Internal Audit unit/division
- Significant interaction with regulatory agencies (FRB, OCC, FDIC, State of California) including preparation of required meeting materials and decks
- Performed a variety of complex financial, statistical, and accounting analyses and reports
- Advanced experience in collecting and analyzing data to detect deficient controls, duplicated efforts, and non-compliance with laws, regulations, and management polices
- Excellent interpersonal skills when working with various customers, peers, and stakeholders to accomplish departmental goals
- Business Monitoring and Risk Assessment
- Establish direction and provide oversight of the internal audit department to ensure stakeholder alignment and organizational goals and objectives are achieved
6
Skills For Chief Auditor ICG Technology Resume
- Conducts risk based audits, both scheduled and unscheduled, with concentration on policies, procedures, and practices that relate to the control, safeguarding, and accountability for funds and assets
- Prepares and distributes reports on the results of reviews and audits including recommendations for modification of management practices, fiscal policies, and accounting procedures as justified by audit findings
- Review and appraise the soundness, adequacy and application of accounting, financial and operational controls
- Oversee the preparation of an annual audit risk assessment
- Ensure that internal audit methodology is consistently applied and documented
- Coordinate with the appropriate departments on acquisition due diligence and integration reviews
- Active certification as a Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or other internal audit related certifications
7
Skills For EVP, Chief Auditor Resume
- Periodic presentations to Compliance and Audit Committees
- SME interaction with Product and Function teams
- Takes responsibility and accountability of audit's coverage and reporting on common high risks areas such as whistleblower framework and processes, provision of gifts and entertainment to government officials, Consent Order and other enforcement action compliance
- Proactively advances integrated auditing concepts. Leverages Internal Audit's subject matter expertise to improve audit processes and coverage
- Specific subject matter expertise regarding technology application control disciplines and a strong business understanding of financial and management accounting, financial reporting for listed US corporations, especially those associated with the financial services, and in particular, investment banking businesses, including valuation, product control and profit attribution analysis
- Influence the governance and oversight processes, including the control framework and control sustainability measures; help to ensure the accountabilities and responsibilities of the businesses, corporate sector functions and internal audit (i.e., the first, second and third lines of defense) in protecting the company from control failures are clarified and operating as intended
- Drives the strategic direction of Citi’s Internal Audit (IA) function in the establishment of risk based auditing and branch examinations, which include reporting methodologies, organizational design and effective positioning of the function to ensure provision of independent assurance. This is to be consistent and aligned with Citigroup and Citibank business objectives
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