Due Diligence Analyst Resume Sample
Clare West
886 King Square,
San Francisco,
CA
+1 (555) 707 5851
Work Experience
Senior Due Diligence Analyst
12/2017
-
PRESENT
Detroit, MI
- Interact with internal teams as appropriate, including Investment Due Diligence, Product Management, Legal, Operations, Risk, Investor Relations, and Sales as needed
- Support a team atmosphere including idea sharing, learning, and back-up
- Remain abreast of industry trends, regulatory matters, and market events affecting funds, managers, clients, and the industry
- Perform project work or other responsibilities as directed by the Head of Operational Due Diligence, including financial statements review, media monitoring, and oversight of vendor relationships
- Analyze managers in relation to their investment process, portfolio construction and risk management capabilities
- Assess manager’s historical return profile based on their performance history and attribution
- Prepare written research reports and commentaries on fund managers and market trends impacting alternative investment strategies
Due Diligence Analyst
09/2012
-
06/2017
Boston, MA
- Provide advice to financial advisors, clients and internal Sales teams regarding manager and strategy recommendations
- Adhere to policies and procedures for ongoing due diligence including onsite reviews, quarterly calls, written research notes and updating reports
- Interact with internal teams as appropriate, including Operational Due Diligence, Product Management, Sales, Legal, and Compliance as needed
- Remain abreast of industry trends, regulatory matters, and market events impacting funds, managers, clients, and the industry
- Perform financial crime client risk assessment and Enhanced Due Diligence (EDD) on high risk prospects and existing clients
- Act as point of escalation for high risk client referrals from covered lines of business and Financial Crime Compliance advisory colleagues
- Liaise with external firms that specialize in due diligence investigations and manage assignments
Client Due Diligence Analyst
10/2005
-
04/2012
Los Angeles, CA
- Develop and maintain a record of EDD investigations and recommendations given to the business
- Assist in the development and implementation of MI strategy designed to identify and track the RBC’s financial crime risk profile and help prepare reports for senior management
- Review and amend applicable policies, procedures and processes within the unit relevant to EDD and financial crime client risk appetite and assessment
- Support local and other Financial Intelligence Unit (FIU) teams in the investigative process as required
- Ensures that all required documentation for account opening, as required by the Bank’s CDD/EDD procedures is received and imaged
- Achieves and maintains appropriate professional certifications by attending required training for CPE’s
- Complete data integrity reviews of origination information provided by various sources using loan images, external websites, and other provided resources
- Input data into various applications including but not limited to: SBO2000, Microsoft Access and Excel, and/or third party vendor websites
Education
University of Northern Virginia
1999 - 2004
Bachelor's Degree in Business Administration
Professional Skills
- Previous branch, BSA/AML, fraud, loss prevention or corporate security investigative experience, or experience analyzing customer financial activity for unusual behavior
- Experience conducting Operational Due Diligence reviews of investment advisors in the alternative investments space including Hedge Funds, Private Equity and Real Estate
- Strong analytical research and investigative skills including experience with background checks/intelligence/customer research/transactional analysis
- Strong analytical and creative problem solving skills to identify suspicious activity and perform research
- Strong interpersonal communication skills and clear and articulate writing ability
- Systematic thinking, strong analytical skills
- Balance numerous priorities, operate independently to complete tasks, and meet time-sensitive deadlines effectively
How to write Due Diligence Analyst Resume
Due Diligence Analyst role is responsible for analytical, interpersonal, research, reporting, finance, retail, credit, securities, training, integration.
To write great resume for due diligence analyst job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Due Diligence Analyst Resume
The section contact information is important in your due diligence analyst resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Due Diligence Analyst Resume
The section work experience is an essential part of your due diligence analyst resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous due diligence analyst responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular due diligence analyst position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Due Diligence Analyst resume experience can include:
- Superior analytical, problem solving, organizational, and communication skills
- Previous SAR experience- Including alert generation, working cases, writing narratives & filing reports with FINCEN
- Ensures effective compliance with the IST AML Policy & Procedure in reviewing and approving new and existing counterparties
- Experience using World Check, DnB, Seaweb or any 3rd party screening tool
- Experience managing and/or supporting relationships between financial institutions and Visa and/or MasterCard, particularly related to Bin# and file management
- Experience evaluating transactional risk and providing analysis to executive leadership and board of directors
Education on a Due Diligence Analyst Resume
Make sure to make education a priority on your due diligence analyst resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your due diligence analyst experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Due Diligence Analyst Resume
When listing skills on your due diligence analyst resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical due diligence analyst skills:
- Team player with strong communication and interpersonal skills to manage relationships with internal and external stakeholders
- Excellent PC skills required. Ability to learn specific applications as needed
- Excellent research, written and oral communication skills and the ability to analyze information
- Strong communication (verbal and written) and technical skills
- Demonstrated sense of urgency, attention to detail and organizational skills
- Strong investigative and analytical skills are required
List of Typical Experience For a Due Diligence Analyst Resume
1
Experience For Enhanced Due Diligence Analyst Resume
- Superior organization, attention to detail, strong oral and written communication skills, and superb analytical skills
- Strong communication and interpersonal skills and attention to details
- Strong computer skills (Microsoft Office, Word, Excel, PowerPoint) and ability to learn to use various internal company systems
- Strong analytical, organizational, written/verbal communication skills
- Solid communication and client relationship management skills
- Critical, organized with the ability to articulate concerns/issues effectively to senior investment management professionals (i.e. CFO,
- Mid to high levels of analytical and decision make skills
- Proficiency in Windows based applications (e.g., Word, Excel and PowerPoint) skills
- Analytical skills in respect of a wide variety client types, financial institutions, quoted companies and private companies
2
Experience For Client Due Diligence Analyst Resume
- Experience with transaction monitoring software (Bankers Toolbox, Patriot Officer, JHA Yellow Hammer, Verafin or similar monitoring solution)
- Experience with intelligence analysis, including CI, counter–threat, all source, and law enforcement missions
- Communicate and establish good working relationships with senior business personnel of hedge funds
- Assess materiality of findings based on a strong understanding of U.S. regulatory framework and potential reputational risk
- Experience of working in a Client Due Diligence role within Financial Services
3
Experience For Operational Due Diligence Analyst Resume
- Good knowledge of global MiFID/DFSA client categorisation requirements including MiFID II/DFSA
- Conduct, validate and rule out Citi Screening searches or escalate to Cluster Lead
- Working experience in KYC, AML, DD, Compliance, Fraud or related field
- Demonstrable experience in banking with a finance or law background
- Regularly exercises discretion and good judgement in the performance of all job functions
- Multi-task, prioritize work projects, and meet deadlines
- Establishes and maintains effective relationships with business partners with RBC
- Demonstrated ability to write at an academic or commercial quality level
- Expertise in Microsoft Office products - Word, Excel, Outlook, PowerPoint, & SharePoint - demonstrated creativity in use of these products
4
Experience For Senior Due Diligence Analyst Resume
- Influence and initiate improvements to CDD processes to drive efficiency and effectiveness across all CDD procedures
- Develop and maintain effective interaction and communication with business and functional stakeholders across multiple locations
- Experience in research related discipline
- Understand and Operate the Standardized Downstream CDD process
- Demonstrate understanding of beneficial ownership and control within the company structure and impact on the risk assessment of the counterparty
- More than 2 years of experience with CDD/AML/KYC or related compliance areas
- Experience gained preferably in a multinational environment
- One or more years related experience in investment management, research, or financial analysis role
- Experience in financial services or consumer finance
5
Experience For Counterparty Due Diligence Analyst Resume
- Self- starter with the ability to shift work and priorities as needed
- A strong command of spoken and written English
- 2+ yrs experience in Microsoft applications
- KYC experience
- In an BSA/AML Compliance role or equivalent experience in the financial services industry in a regulated financial institution related to EDD
- Four (4) + years financial service industry experience
- Monitor and collect data to assess accuracy, validity, and integrity
6
Experience For AML / KYC New Business Due Diligence Analyst Resume
- Experience with Counterparty Due Diligence/AML/KYC or related compliance areas
- Understanding of the financial markets and firm grasp of operational aspects of investment companies
- Providing final reports containing relevant findings and recommendations to business units; and
- Review manager and fund documentation including Formation Documents, Offering Memorandums, Service Provider and Financing
- Develop and manage on-going relationships with Servicers specifically related to on-going projects
- Perform regular monitoring of ongoing investments
- Provide internal and external thought leadership regarding partner firms’ research and positioning and prepare firm updates for senior management
- Performs customer enhanced due diligence, investigative, and monitoring reviews utilizing internal and third-party research tools
7
Experience For Rmg-enhanced Due Diligence Analyst Resume
- Undertake sanction and PEP screening on new and existing clients to determine if there are any PEPs/Sanction/AML risks
- Review Client Due Diligence information held on existing clients to identify shortfalls and obtain missing documentation
- Decisions new and existing agent applications based on risk to the organization and complete and document a summary of research and decision-making
- Accountable for understanding and providing a timely response to issues and queries raised by IST business units in North America
- Assist in evaluating external investments focusing on risks associated with fund operations
8
Experience For Assistant VP-operational Due Diligence Analyst Resume
- Ensures timely and accurate dispositioning of OFAC/Sanctions Screening alerts and adverse media
- Review, edit, and research loan level and contract level exceptions based on reporting provided by management
- Work with various departments within Nationstar Servicing, other Servicers, and Fortress
- Ensures that all required documentation for higher risk account opening, as required by the Bank’s CIP/CDD/EDD procedures, is received and imaged
- Verifies client profile requirements and anti-money laundering (AML) guidelines and approves new accounts
- Provides training and guidance to new staff
- Determine necessity of “as-needed” monitoring of current investments that undergo significant change over time
- Investigate and review adverse media pertaining to financial crimes, AML issues, bribery/corruption, OFAC sanctions issues, etc
9
Experience For Gcg-senior Due Diligence Analyst Resume
- Compiles and assesses customer due diligence research, documentation, investigations and monitoring and prepares detailed reports of findings
- Contributes to the information and documentation collection – specifically, the ones being of a public nature
- Ensures all required screenings are being performed and duly addressed where required
- Ensures filing of original client documents
- Ensures all system inputs required for record keeping purposes
10
Experience For Alternative Invesment Due Diligence Analyst Resume
- Undertakes management reporting on CDD related information
- Perform Client Due Diligence on new and existing counterparties and enhanced due diligence where applicable
- Apply MiFID/DFSA categorisation to new counterparties and review existing categorisations
- Liaise with Front Office staff to obtain any outstanding Client Due Diligence documentation and on occasion, directly with clients
- Develop insights helping clients recognize people risks in M&A transactions
- Develop reports / presentations and other client-facing documents to support strategic discussions with the top Mercer’s clients
- Support senior staff in delivering M&A Projects
List of Typical Skills For a Due Diligence Analyst Resume
1
Skills For Enhanced Due Diligence Analyst Resume
- Prior experience providing due diligence training and quality control reviews of work products
- Research experience using databases and other open sources. Experience in conducting research in a commercial context would be an asset
- Proven track record of financing or commercial or risk management experience
- Communicate effectively with Financial Advisors regarding product recommendations
- Works effectively and collaboratively with multiple departments (Regional Teams, Office of General Counsel, senior management) to achieve desired objectives
- Demonstrates a strong sense of responsibility, proactive attitude, and self-motivation
- Prioritize your workload with shifting demands and priorities in a fast paced commercial environment
- Experience required in researching and summarizing investigative reporting for presentation to senior management
- Experience using data mining/analytical tools and KYC automated solutions as an asset such as Banker’s Almanac, World-Check and Lexis-Nexis
2
Skills For Client Due Diligence Analyst Resume
- 3+ experience in Credit Cards, Risk & Control, Compliance, Bank Secrecy Act, Anti-Money Laundering or Lending
- Accounting, audit, operation, compliance or legal experience
- Accounting, audit, operations, compliance, or legal experience
- GoldTier (Being implemented in Q2 2018, previous experience a benefit but not essential))
- Strong working knowledge of Microsoft Office, specifically advanced knowledge in Excel
- Minimal years of direct operational due diligence experience covering private equity / real estate / hedge funds
- Capacity for adaptation to a rapidly changing environment, strong personal initiative and an ability to innovate
- Experience with a legal practice or other business servicing the financial sector is an advantage
3
Skills For Operational Due Diligence Analyst Resume
- Experience in handling EDD reviews independently
- Specific experience managing complex investigations or reviews within a financial institution, law firm, insurance company, or governmental entity
- Min. of 5 years of direct operational due diligence experience covering private equity / real estate / hedge funds
- Demonstrate an understanding of GDPR regulations, its relation to the Customer Due Diligence process and potential impact for an organisation like Shell
- Analyze and verify evidence collated during the customer due diligence process to ensure authenticity
- Understanding the risks of dealing with Politically Exposed Persons
- Supporting across ongoing, planned and new projects within the Due Diligence team
4
Skills For Senior Due Diligence Analyst Resume
- Ongoing account reviews for existing high risk customers
- Understanding of OECD FATCA, CRS and other AML regulatory framework would be an asset
- Understanding of regulatory requirements (such as MAS Notice 626)
- Working knowledge in AML and Sanctions regulations
- Understanding of various financial instruments
5
Skills For Counterparty Due Diligence Analyst Resume
- Entering case records within CSIS’ case management system in accordance with CSIS Global Due Diligence Procedures and guidelines
- Completing end to end internal investigative due diligence reports for global business partners
- Understanding of research methodologies used in open source investigations and research databases
- Driving the ownership of due diligence checks on China market
- Understanding of regional risks and mitigations appropriate to ensure Compliance with the Trading & Supply financial crime systems and controls
6
Skills For AML / KYC New Business Due Diligence Analyst Resume
- Working to tight deadlines under pressure
- Understanding of mortgage servicing and underwriting
- Providing sufficient analysis to write suspicious activity reports (SARs)
- Achieves and maintains appropriate professional certifications by attending required training for continuing education credits
- Comfortable asking hard questions and working under pressure
- Conduct on demand CDD screening for new counterparties in accordance with the risk based CDD process. Monitor the continuous monitoring reports for new matches
7
Skills For Rmg-enhanced Due Diligence Analyst Resume
- Follow-up with appropriate department for missing or outstanding documents whenever necessary
- Conduct media, legal, compliance, and regulatory research using specified tools, including proprietary databases and public domain sources
- Communicate with AML Compliance Manager any customer activities and trends that could indicate potential money laundering or terrorist financing
- Assist on-going projects or functions with other Master Servicing departments through project plans, meetings, and progress updates
- Identify trends in money laundering and terrorist financing activity and report to management
- Knowledge of Corporate & Commercial Banking customers and products/services
- Internet for access to Companies House/equivalent, Global regulators, news screening
- Self starter: work independently demonstrating personal drive and own initiative
8
Skills For Assistant VP-operational Due Diligence Analyst Resume
- Analyse, evaluate and mitigate the financial crime risks of the customer to provide a recommendation for on-boarding
- Securely store all information in accordance with the requirements of the CDD Practice and HRAGCP ensuring compliance with any data privacy requirements
- Conduct on demand CDD screening (on either Simplified, Standard or Enhanced level) for new counterparties in accordance with the risk based CDD process
- Monitor and evaluate the continuous monitoring reports for new matches
- Team player willing to accept challenges large and small
- Knowledge of the wide-ranging and complex variety of fund/corporate structures (e.g. UBO) is an advantage
- Professional certification with an organization, such as the Association of Certified Anti-Money Laundering Specialists (ACAMS), is an advantage
- Previous OFAC monitoring responsibilities & compliance
- Previous USA PATRIOT Act monitoring responsibilities & compliance
9
Skills For Gcg-senior Due Diligence Analyst Resume
- Conduct and maintain a due diligence program with a span of coverage including model providers and certain Separately Managed Account Managers
- Anticipates and identifies changes and leads the team to build solutions that address the clients emerging needs
- Qualifications such as CAMS, CFE or similar professional membership or training desirable
- Knowledge of the Bank Secrecy Act, Anti-Money Laundering, OFAC, and USA Patriot Act regulations
- Assist in managing the Merrill DataSite (external third party dataroom)
- This primarily involves undertaking open source and database research for integrity and compliance due diligence
- Able to interact successfully with peers and seniors across functional departments and even across different countries
10
Skills For Alternative Invesment Due Diligence Analyst Resume
- Detailed and purposeful in work flow
- Linguistic abilities (Asian languages) would be an advantage
- Direct Operational Due Diligence experience or experience working in related areas of Hedge Fund / Mutual Fund Accounting, Audit, Legal and Compliance. or broader Back Office Operations (trade reconciliation, asset pricing, NAV calculation, credit agreements etc.)
- Accounting, Audit, Operations, Compliance or Legal experience
- Use utmost discretion when handling sensitive and confidential material
List of Typical Responsibilities For a Due Diligence Analyst Resume
1
Responsibilities For Enhanced Due Diligence Analyst Resume
- Strong combination of quantitative and qualitative skills
- Work independently and committed to working effectively in a team
- Knowledge of business entity documentation (e.g. Articles of Incorporation, Certificate of Good Standing, LLC Agreement, PC’s and Partnerships)
- Actively participates in developing, testing and implementing new or enhanced processes and other process improvement initiatives
- Master our entry level reports while working to strict deadlines
2
Responsibilities For Client Due Diligence Analyst Resume
- Follow the protocols of Guggenheim’s operational risk management effort
- Maintain qualitative and quantitative information for prospective and approved hedge fund managers within the firm’s proprietary databases
- Review hedge funds’ legal documentation
- Completes due diligence on new accounts to ensure compliance with requirements of the Bank Secrecy Act (BSA) and RBC’s policies
- Escalate all High Risk clients to AML Compliance in line with current policy
- Regularly reviews, maintains and updates Client On-boarding documentation, policies and procedures to ensure seamless correlation with AML and Client Due Diligence policies established by RBC Compliance
- Complies and provides guidance as to compliance with controls and procedures of Client Due Diligence policy covering all aspects of account opening and maintenance process
- Liaise with and provides advice to front office and documentation staff in compliance issues related to other RBC affiliated businesses
- Performs periodic reviews of accounts as required by policy
3
Responsibilities For Operational Due Diligence Analyst Resume
- Proactively resolves queries received from front office and documentation unit, or highlights and escalates issues on a timely manner
- Maintains highest standards of audit and compliance requirements
- Proactively seeks out process improvements
- Provides the senior management team with accurate and informative data and reports on account opening metrics, current workloads, quality of client profiles and new account documentation, as well as comments on issues that have impacted the account opening process (quality controls)
- Complete due diligence on new accounts to ensure compliance with requirements of the BSA and bank’s policies
- Prepares and maintains documents and reports to assist management in determining policies and procedures. Ensures compliance with BSA/AML related laws and regulations and identifies matters of non-compliance and escalates them as necessary for resolution
4
Responsibilities For Senior Due Diligence Analyst Resume
- Assists in the investment manager approval process for the firm’s dual contract platform. Responds to requests for immediate projects and also detailed commentary in response to investment performance questions from the AMS Sales Team and Financial Advisors
- Conduct comprehensive enhanced due diligence reviews of both new and existing clients including analyzing corporate structures and other documentation as necessary
- Engage various third-party and internal databases to assist with due diligence searches
- Assist with the review of client accounts for potential matches to designated sanctions targets and prohibited persons lists
- Participate in team meetings lead by the Head of WM AML Enhanced Due Diligence or designee
- Conduct AML trainings of targeted coverage areas within the Firm as needed
- Respond to questions from the field when escalated
5
Responsibilities For Counterparty Due Diligence Analyst Resume
- Work with the client information team on ad hoc projects as required
- Establish and maintain a network of contacts in the industry
- Evaluate of the adequacy and efficacy of the processes and systems used by hedge funds and private equity funds to monitor and manage the risks associated with the operations of hedge funds and private equity funds (e.g., the overall design of such hedge fund manager’s internal control environment)
- Read current periodicals to identify any current hedge fund and private equity fund frauds, failures or regulatory proceedings and perform ‘root cause’ analysis
- Review the timeliness and accuracy of investment performance and valuations as reported by the Investment Manager, while staying abreast of current developments affecting the Investment Manager’s personnel, infrastructure, operations, and third-party service providers
- Support Global Due Diligence Standards of Practice for CPB and across segments of Citi’s Global Consumer Bank business in the Americas (North America and Latin America)
6
Responsibilities For AML / KYC New Business Due Diligence Analyst Resume
- Perform initial and periodic due diligence monitoring of IMC’s and their investment strategies
- Manage statistical database to perform various analytical tasks such as CPB’s proprietary performance scorecard, performance outlier analysis, dispersion analysis, performance attribution analysis and other required analytical reporting
- Advises on field representatives’ requests for new investment products, applying product knowledge and evaluating level of risk to the organization
- FINRA Series 7 required within 180 days of employment
- Collect and corroborate all datapoints relevant to an applicant’s candidacy
- Provide competitive analysis on the company’s peer group
- Establish strong relationships with home office due diligence/research teams to become a solutions specialist for our mutual funds and ETFs and point person for meetings and information about funds
- Continually evaluate shelf space at partner firms, matching products against the evaluation criteria of research groups. Proactively position and market our solutions to research gatekeepers and partner due diligence teams where opportunities exist
7
Responsibilities For Rmg-enhanced Due Diligence Analyst Resume
- Prepare, analyze and create risk and performance reports from various portfolio risk and performance attribution systems, working closely with a closely aligned portfolio analytics team
- Provide and present comprehensive due-diligence information and analysis to our partners
- Work closely with portfolio management and analytics teams to maintain deep knowledge of portfolios
- Analyze high-risk customer transaction activity to ascertain legitimacy of the business and the business transactions ensuring that the transaction activity is commensurate with the nature of the business entity
- Analyze AML policies, procedures, and third party audits of entities required to maintain an AML program to ascertain the entities overall level of compliance and make recommendations regarding the entity based on analyzed level of AML risk the entity poses to the bank
- Prepare written analyses for all assigned high risk customers
- Responsible for completion of all assigned high risk alerts generated from AML systems
8
Responsibilities For Assistant VP-operational Due Diligence Analyst Resume
- Maintain EDD periodic reviews in an organized fashion within the shared drive folders to ensure easy access to EDD periodic review records
- Be a point of contact for prospective partners in order to assist in managing the Bank’s in-depth due diligence and implementation processes through program launch
- Act as the Due Diligence & Implementation team’s interface and project manager with Visa, MasterCard, and any related 3rd party processing companies required to support Bank Programs
- Support the VP DD&I and SVP Business Development in managing the submission and presentment of proposed new partners and partner programs to senior management, the Bank’s internal approval committee, and Board of Directors
- Identify and risk rate Politically Exposed Persons (PEPs) based on guidelines provided by Global Compliance
- Liaise with Business Officers, Compliance and Legal to obtain necessary information and follow-up
- Escalate negative news findings to senior IAG staff for investigation
- Alert senior IAG staff if documentation or identification appears to be fraudulent or suspicious
9
Responsibilities For Gcg-senior Due Diligence Analyst Resume
- Respond to inquiries from business partners, Client Acceptance Review Department ("CARD"), and Client On-boarding ("COB"), and Global Due Diligence Teams regarding appropriate KYC/CIP documentation from clients
- Related experience in AML, Audit, Enhanced Due Diligence and/or OFAC/sanctions; specific experience managing complex investigations or reviews within a financial institution or governmental entity
- Knowledge of external compliance screening databases (World-Check, Lexis/Nexis, Dow Jones Watchlist, Accuity, PRIME)
- Knowledge of the USA PATRIOT Act, Bank Secrecy Act, 3rd European Directive, FCPA, OFAC and related AML regulations
- Demonstrate awareness of various types of corporate entities - hedge funds, asset managers, pension funds, limited, private and public companies, holding companies, trusts etc
- Comprehend and parse and/or interpret complex organizational and corporate structures for ownership percentage, subsidiary breakdown or merger activity
- Work effectively and collaboratively with business partners and senior staff and management in a global organization to achieve desired objectives
10
Responsibilities For Alternative Invesment Due Diligence Analyst Resume
- Conducts necessary consumer reviews of interview’s (PEP, Consumer Outreach (fraud prevention), and AML performed by Transaction Due Diligence in order to gain necessary Compliance intelligence for proper disposition and applicable actions
- Provide support and guidance to bank’s operational areas and assist with implementation of KYC related programs for the bank
- Independently lead and manage secondary source research / due diligence projects
- Prepare /review due diligence reports and provide quality assurance / guidance to other analysts
- Perform in-depth analysis of foreign entities and U.S. companies and their beneficial owners, including enhanced due diligence, synthesize findings and report to client for effective assessment of viability and risk
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