Internal Controls Analyst Resume Sample
Tod Wintheiser
1109 Jerad Loaf,
Detroit,
MI
+1 (555) 457 1234
Work Experience
Senior Internal Controls Analyst
08/2017
-
PRESENT
San Francisco, CA
- Three(3) to five (5)years of Sarbanes Oxley professional experience in a risk & control organization or public accounting firm
- Understanding of the Sarbanes Oxley Act and COSO framework, including identifying and evaluating key risks; developing and conducting audit testing; documenting work performed; and presenting findings identified
- Big 4/public accounting and industry experience
- Strong analytical, technical and problem solving skills, with strong attention to detail
- Adapt to various work environments, industries, and project schedules and to work effectively in a team environment with all levels of personnel
- Six (6) to eight (8) years of progressive experience in a public accounting or financial services firm in an organization that is under strong regulatory oversight and scrutiny required
- Provide guidance and support to peers
Internal Controls Analyst
07/2014
-
03/2017
Chicago, IL
- Strong analytical, decision making and time management skills. Mature planning, organizing and directing skills
- Relevant Federal accounting or auditing experience is required
- Experience performing financial statement audits of Federal entities is required
- Subject matter expert for IT relating to internal controls, SOX / PCAOB regulations
- Strong analytical, technical and problem solving skills, with strong attention to detail and the ability to work independently
- Take charge and work in a professional team
- Strong organizational skills with attention to detail to meet deadlines and manage multiple deliverables
- Strong and well-developed verbal and written communication, collaboration, and time management skills
Internal Controls Analyst Ap
09/2007
-
06/2014
Los Angeles, CA
- Present ideas and concepts clearly to peers and management
- Experience with reviewing and reporting using SSAE 16 SOC reports
- Prepares audit workpapers and files that are accurate, complete, and consistent with auditing standards and record retention requirements
- Assists in formulating recommendations for corrective actions and/or process improvements which are cost beneficial and consistent with internal control considerations
- Assists in closing audits including finalizing workpapers, briefing management on the results of the examination, and following up on the remediation of audit findings
- Assists in writing reports to senior management summarizing the overall results of the audit, the work performed, any significant findings, and recommended corrective actions and/or process improvements
- Performs special projects and analyses upon request from management
- Travel up to: 30%
- Works with the Director of Accounting & Internal Controls to assess the controls environment ensuring sufficient documentation of processes and controls. Assists the Corporate Internal Audit group to aggregate, evaluate and remediate identified control deficiencies
Education
Upper Iowa University - Madison Center
2002 - 2007
Bachelor's Degree in Accounting
Professional Skills
- Perform audits of the various cycles and processes in the business based on the Risk Assessment output and the audit activity plan for the year, including any audit requests from local Management
- Identify weaknesses in the business process and control deficiencies relative to the PMI Chart of Controls and adding value to the business by making recommendations where required on the introduction of new business processes which achieve greater efficiency and enhance the controls environment
- Support IC team in preparing reports for local management on the internal control reviews performed and draw accurate conclusions on the efficiency of controls, ensuring that exceptions are highlighted to the Internal Controls Manager timeously
- Perform SOX related activities which are in scope for the Affiliate, ensure compliance with SOX methodology as defined by PMI IC, including controls documentation (process flows), walkthrough, testing controls and reporting
- As part of the Integrated Risks Assessment process, strive to increase governance and continuously look for opportunities to enhance business processes by identifying redundant controls and manage their elimination
- Support IC team in establishing and delivering training programs to ensure that the local affiliate Philip Morris Misr understand, implement and comply with the requirements of both SOX and FCP
- Knowledge of processes, frameworks and techniques for assessing and controlling an organization`s financial and technology processes and related risks. Knowledge of Sarbanes-Oxley Act, Auditing Standard #5, COSO, COBIT, NIST, FISMA, and other control regulations and Frameworks
How to write Internal Controls Analyst Resume
Internal Controls Analyst role is responsible for organization, analytical, interpersonal, languages, excel, payroll, compensation, trading, accounting, security.
To write great resume for internal controls analyst job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Internal Controls Analyst Resume
The section contact information is important in your internal controls analyst resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Internal Controls Analyst Resume
The section work experience is an essential part of your internal controls analyst resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous internal controls analyst responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular internal controls analyst position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Internal Controls Analyst resume experience can include:
- Researches accounting literature from various sources (i.e. FASB, IASB, SEC, PCAOB, etc.) and prepares technical memorandums documenting the segment’s accounting treatment for specific issues in accordance with the appropriate guidance; develops, maintains, and communicates documentation of policies and procedures
- Performs control deficiency analysis and development of remediation plans (including root cause analysis) for key processes. Partners with the business to identify improvement opportunities, implement and standardize key application controls across operating locations
- Proven experience of financial analysis, financial accounting or planning experience in a multi-country, multiple legal entity envy
- Strong numerical skills, thorough understanding of derivative instruments
- Strong computer skills, particularly Excel and PowerPoint
- Extensive experience with public accounting or related public company experience required
Education on an Internal Controls Analyst Resume
Make sure to make education a priority on your internal controls analyst resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your internal controls analyst experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Internal Controls Analyst Resume
When listing skills on your internal controls analyst resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical internal controls analyst skills:
- Strong collaborative skills and ease with building relationships to work effectively across the organization
- Strong analytical and problem solving skills along with verbal, written and presentation skills
- Very strong communication skills demonstrating ability of effective persuasion
- Proven ability to prioritize and respond to problems or issues and communicate effectively with affected parties
- Demonstrated strong verbal and written communication skills with all levels of Management
- Pro-active approach and good planning skills
List of Typical Experience For an Internal Controls Analyst Resume
1
Experience For Senior Internal Controls Analyst Resume
- Perform control assessments, testing and walk-throughs ensuring that key controls are operating effectively based on examination of evidence
- Consistently demonstrate professional verbal and written communication skills
- Excellent organizational and time management skills and ability to meet deadlines
- Experience in auditing, including 1+ years of experience with SOX, internal controls and auditing
- Proven work experience in public accounting, audit, or internal control functions/consulting
- Effectively act as audit liaison between external/internal audit and risk teams and the operational business units
- Work with Office of IT to ensure that appropriate IT controls are in place, operating effectively and tested for SOX compliance
- Drafting of controls, control maintenance, evidence collection
2
Experience For Internal Controls Analyst, NA Resume
- Related auditing experience in Accounting or Auditing, preferable in the Defense Government Contracting Arena
- Expert skill following, interpreting and applying relevant data/instructions to guidelines, procedures, practices and regulations
- Experience reviewing, reporting and organizing regulatory data or business information
- Experience in auditing, accounting, or finance, preferably in the Defense/Government Contracting industry but not required
- Assist in the development and implementation of goals, policies, priorities and procedures relating to internal controls over financial reporting and SOX
- Proficient in identifying and assessing internal control design and operation effectiveness is required
- Evaluate design and operating effectiveness of internal controls over financial reporting and document results of evaluation
- Assist in the implementation of goals, policies, priorities and procedures relating to internal controls over financial reporting and SOX
3
Experience For Senior IT Internal Controls Analyst Resume
- Experience with Generally Accepted Accounting Principles (GAAP), Generally Accepted Auditing Standards (GAAS), and OCC/FDICIA regulations
- Related experience in Auditing, Risk and Compliance or Financial Accounting
- Experience analyzing requests and making recommendations to improve processes and controls
- Support the Duty Free functions and regions in the implementation of effective controls to protect company assets and interests by providing awareness training
- Advise and recommend actions and procedures based on a solid understanding of SOX rules and requirements for Section 404
4
Experience For Internal Controls Analyst Ap Resume
- Extensive experience in leading collaborative work teams
- Demonstrates the ability to build internal and external relationships
- Typically five years of experience in internal controls, audit or risk management within the financial services industry
- Assessing, testing, identifying key controls and documenting testing utilizing the online system
- Streamlining the SOX internal control testing program for EMEA by leveraging the centralization of financial reporting processes
- Liaising with internal teams on proper documentation of controls, testing of controls, and results of testing
- Planning, testing and reporting on SOX controls
5
Experience For Senior Fiar / Internal Controls Analyst Resume
- Ensuring that our SOX repository program PolicyIQ remains up to date while initiating and executing enhancements, as needed
- Interfacing with all levels of management, Internal Audit, external consultants and external auditors regarding controls testing and related matters
- Serving as point person for worldwide testing schedules, documentation and periodic reporting to senior management
- Collaborating with the field, finance, business/operations, and corporate process owners to help ensure ongoing compliance
- Establishing and communicating standardized practices with sites and functions throughout the company
- Driving cross functional involvement in ongoing SOX programs to ensure integration of IT controls
- Collaborating with senior team members on internal controls carried out by external auditors
6
Experience For Internal Controls Analyst Role Resume
- Working knowledge of information systems such as JD Edwards, SAP and Pega
- Interacting with internal auditors on test execution and resolution of identified control failures
- Coordinating the expectations of our external auditors
- Understanding of the current COSO internal control framework
- Working knowledge of Windows-based business computers and Microsoft Office programs; specifically, Excel, Word, Outlook, and PowerPoint
- Expert knowledge of data querying, reporting, forecasting, analysis and operations research, including statistical methods and modeling
- Perform detailed reviews of compliance testing performed by management, including SOX IT General Controls testing
7
Experience For Senior Risk & Internal Controls Analyst Resume
- Provide general and specific guidance on control matters achieving consistency and facilitating the sharing of best practices
- Proactive contributor in determining critical internal control risks and developing appropriate audit plans
- Assist in developing and maintaining internal control policies and scorecards
- Commitment to continuous learning and maintaining subject matter expertise on SOX and related regulations methodologies and best practices
- Perform Control testing using ELC review attributes and analytical procedures
8
Experience For BP Internal Controls Analyst Resume
- Partners with the operations in disseminating Best Practices and ensuring Eaton Policies are consistently and completely followed
- Perform general SOX activities in compliance with SOX cycles; reviewing narratives and developing plans with business process owners as necessary
- Assist in documenting financial/accounting/actuarial process flows and risk control matrices, with a focus on internal controls and Sarbanes-Oxley compliance
- Assist with the planning and tracking of action items from In Control weekly meetings
- Assess, test, identify key controls and document testing utilizing the online system
- Proactively working with clients and exercising flexibility
- Assist with managing and using IT Controls management tools such as Quest, CyberArk, and TripWire
- Confirm adherence to Citi policy by performing regular tests, such as desk audits
9
Experience For Senior Internal Controls Analyst, IT Resume
- Assist in created and enhancing controls as well as monitors across the business areas within Prepaid
- Maintain and administer the Company’s SOX assessment tool. Other SOX assessment related support and assessment status reporting responsibilities
- Design test plans and testing approaches based on risk analysis
- Maintain a library of SOX documentation including narratives, test scripts, and risk matrices
- Work directly with IT Control and Process Owners to ensure understanding and knowledge of SOX process and procedures
10
Experience For Internal Controls Analyst Resume
- Assist with the annual SOX scoping and risk assessment process
- Assist with facilitating balance sheet reviews
- Process improvement focused and a thorough understanding of financial controls
- Participate in planning, results, and remediation meetings
- Significant in leading large projects/initiatives which have business risk and impact
- Assess SOX testing results and prepare timely, concise and accurate status reports for executive level presentation
- Identify, accumulate and evaluate design and operating control deficiencies; communicate findings and ensure remediation of deficiencies
- Assist external auditors with substantive testing
- Conducts continuous review of Roles & Permission matrices to identify SoD issues, and recommend appropriate remediation actions
List of Typical Skills For an Internal Controls Analyst Resume
1
Skills For Senior Internal Controls Analyst Resume
- Responsible for updating test plans and testing the operating effectiveness of key
- Assess adequacy of business processes in order to validate compliance with Company's established policy and procedure
- Experience in a finance team in multinational company or an international audit firm
- Knowledge of Sarbanes- Oxley and/ or experience in IT controls environment is an asset
- Very good knowledge of MS Office, especially MS Excel and PowerPoint
- Assist with the coordination and validation of control information received from management for due diligence submissions
- Comprehensive understanding of accounting and internal control and audit testing methodology
- Assists with maintaining supporting documentation including narratives, test scripts, and risk matrices
2
Skills For Internal Controls Analyst, NA Resume
- Responsible for assisting and/or performing assessment of risks and internal controls over financial reporting
- Responsible for drafting written reports stating and supporting the review conclusions in a logical, clear and concise manner
- Knowledge of end to end business, accounting, and information technology processes
- Identifies and assesses the impact and likelihood of risks to achieving business objectives
- Assists with documenting process and control activities via narratives, matrices, and test scripts etc
- Develop and sustain control documentation including flow charts, narratives, and risk and control matrices
- Identifies control deficiencies and recommends control enhancements when necessary
3
Skills For Senior IT Internal Controls Analyst Resume
- Integrates the current COSO framework with control enhancements
- Manage and satisfy multiple customer objectives simultaneously, consult with customers and provide well-thought-out recommendations regarding the control environment
- Maintain composure when discussing control deficiencies or findings with customers and adhere to a high standard of core values and ethics that align with the organization with the highest level of integrity and trust
- Maintain flexibility and adapt to changes in the business environment, complete work assignments with moderate supervision and communicate information timely to management and peers, and comply with internal policies and procedures including checks and balances related to the work unit
- Understanding of the current COSO internal control framework and how the business unit’s risks and controls align, as well as an understanding of effective control or mitigation options to manage specific risks, and the evolving business environment and how changes impact risks and controls
- Think critically and apply calculated judgment in evaluating processes, risks and controls
- Identify possible deficiencies and/or process improvements in ICFR and comprehensively understand mitigating controls and impact and root cause analysis
- Provide clear and well-organized documentation related to control deficiencies and to convey findings to inquiring parties
4
Skills For Internal Controls Analyst Ap Resume
- Coordinate and assist with facilitating design meetings with the business areas to
- Serve as cross functional coordinator on VIK and other projects (including coordination with other LAC markets)
- Ensure prepayments are aligned with procedure requirements, while ensuring business functions practice sound financial stewardship practices
- Amicably manage meetings with business partners and foster a team environment
- Proper classification and program entry/submission in Playbook (Salesforce)
- Project Closure in accordance with contract terms
- Audits and tests controls to ensure that they are performed as required and is in accordance with test scripts/control objectives and within budgeted time allowed. Testing is adequately documented and cross-referenced and adheres with sample size requirements and internal controls methodology
5
Skills For Senior Fiar / Internal Controls Analyst Resume
- Works directly with process owners to ensure understanding and knowledge of internal controls processes and procedures
- Design, develop and implement an ongoing internal control assessment process
- Ensures all work is tracked according to department guidelines, and control assessments are submitted in a complete and timely manner
- Ensures that all reviews supporting work papers are clear and concise
- Works with process owners to ensure internal controls documentation is updated (as needed)
- Develops constructive recommendations to management to improve internal controls and/or efficiency as determined by audit findings
- Performs tasks and functions for professional field of work
- Works in adherence with established departmental procedures and/or protocols
6
Skills For Internal Controls Analyst Role Resume
- Assists on projects and initiatives as needed
- Advise management with recommendations based on independent evaluation of process environments to identify key controls and processes
- Design and implement strategic initiatives and continual process optimization to gain and maintain efficiencies within the process and control environments
- Monitor and provide input to accounting management on the effectiveness of controls, progress and resolution of control deficiencies and adherence to the Internal Control Framework
- Map risks and controls associated to the business processes supporting the financial statements of the companies of Vale Canada Limited
- Identify internal control gaps in process environments and initiate remedial action
- Plan and perform risk assessments to identify high risk business areas for follow-up actions
- Advise process owners in the development, update, publication and interpretation of practices, guidelines and functional standards related to effective control environments
- Serve as a liaison between process owners, accounting management, internal audit and external audit
7
Skills For Senior Risk & Internal Controls Analyst Resume
- Assist in conducting internal control assessments and alignment activities for acquisitions
- Undertake detailed testing of Company’s controls and draw conclusions as to the efficiency of controls,
- Research and maintain up-to-date knowledge of risk management, control frameworks and best practices
- Promote organizational awareness about the company’s standards, internal controls responsibilities and activities
- Willingness to move within the Company or to other Country/Region is an advantage
8
Skills For BP Internal Controls Analyst Resume
- Achieve SLA/ KPIs on CCM established for the retained IC/ IC COE team members
- Business process meets all control requirements
- Fraud and special investigation reviews are completed and reported to Global/Region, and relevant controls are in place to minimize the fraud exposure
- Presentations at the committee meetings
- Evaluate the effectiveness of the internal controls through regular testing, identifying issues or a breakdown of controls and recommending improvement opportunities, if needed
- Monitor the implementation of action plans for controls that failed testing, helping the business areas in the remediation of deficiencies, including the process of implementing mitigation controls
9
Skills For Senior Internal Controls Analyst, IT Resume
- Support business areas and companies that are part of Vale Canada Limited in the process of implementing and monitoring operational metrics
- Act in a proactive manner in identifying improvement opportunities for the business processes and their respective controls, assisting in the implementation of enhanced controls
- Assist in monitoring and refreshing existing process/business control documentation including Control Evaluation Templates (CETs) and creation of new documents and CETs to ensure Controls evolve with the changes in the business environment
- Provide active support, coaching and guidance towards the Balance Sheet Integrity (BSI) process and coordination activities. Perform testing to BSI compliance where necessary
- Perform selective assurance testing to enable annual confirmation of control effectiveness including identification and remediation of control weaknesses Assist in addressing specific control issues in response to incidents and audit findings
- Act as interface between CET Owners and Internal Control team, and guide and support CET owners in discharging their accountabilities. This includes being the administrator for the deployment of relevant automated software for CET testing
- Decision Making – Recognizes issues, problems, or opportunities and determines whether action is needed
- Assist with the coordination of internal and external audits
- Goal oriented / Edge – Strives toward goals with decisiveness and determination. Demonstrates courage to take risks, demands excellence and drives for results with speed. Faces into conflict, interacts with candor and addresses challenges with urgency
10
Skills For Internal Controls Analyst Resume
- Integrity– Can be trusted to maintain financial integrity to the corporation, employees and shareholders
- Creativity– Strives for continuous and breakthrough improvement in business process and results; sets and encourages others to set continually higher goals; strives to achieve a best-practice approach; and takes and encourages others to take stands
- Elevates Performance – Accepts responsibility for outcomes of one’s work; admits and learns from mistakes; refocuses efforts when appropriate
- Self Knowledge – Continually assesses and appreciates the impact of own behavior upon others and the environment; and adjusts behavior based upon understanding of own impact and desired outcomes. #LI-KJ1
- Preference for accounting experience with public accounting firms or public companies
List of Typical Responsibilities For an Internal Controls Analyst Resume
1
Responsibilities For Senior Internal Controls Analyst Resume
- Strong Interpersonal skills as well as ability to influence and develop business relationships
- Excellent oral and written communication skills with the ability to work with colleagues across various geographies
- Interacting effectively with various levels of senior management
- Experience in auditing, including 2+ years of experience with SOX, internal controls and auditing
- Combination of 5+ years of experience in Audit and Information Technology, including 2+ years of experience with SOX, internal controls and auditing
- Develop and put into practice the specialized knowledge and skills relevant to assessing the Company’s internal controls
- Participated in audits of an organization to determine if internal controls were adequately designed and operating effectively
- Experience developing and assessing controls for IT and Operations
2
Responsibilities For Internal Controls Analyst, NA Resume
- Public accounting experience working with controls within the SOX environment
- Business Expertise: Applies general knowledge of business developed through education or past experience
- Two years of experience in internal controls, audit or risk management
- Experience with Sarbanes-Oxley Act
- Multi-task and adapt to changing priorities without sacrificing attention to detail and quality
3
Responsibilities For Senior IT Internal Controls Analyst Resume
- Strong technical expertise (US GAAP) in accounting and finance along with a knowledge of balance sheet controls and Sarbanes-Oxley compliance requirements
- SOX auditing or compliance experience
- Experience with critical report C&A benchmarking
- Experience with internal controls evaluation, internal audit, public accounting or finance
- Adapts well to changing priorities and environment
- Experience interfacing with auditors (internal and external) and business partners
- Develop strong partnerships/working relationships with all functional areas
4
Responsibilities For Internal Controls Analyst Ap Resume
- Strong knowledge of technical accounting (GAAP, SEC, COSO)
- Experience working in a matrix Organization and Team
- Strong understanding of regulatory requirements (e.g., SOX, Basel II, IDA, FDICIA)
- Experience in the Coca-Cola system preferably in the audit or accounting area
- Develop conclusions based on objective evidence and formulate recommendations to address control weaknesses
- SOX/MAR experience required
- Experience in risk, audit and/or compliance
- Experience in financial institutions preferably with knowledge of internal controls, policies, procedures and audit
- Experience with Momentum Financials® and Infor Approva software OR Federal Financial
5
Responsibilities For Senior Fiar / Internal Controls Analyst Resume
- Experience with SOX requirements and the COSO 2013 framework
- Home Depot Finance Experience
- Three years or more of Audit Experience, preferably with the Big 4
- Computer experience and usage of MS Office suite
- Experience with SOX Compliance Tools, SAP, Hyperion and other BSC systems
- Experience with relevant finance/business internship/related work
- Experience audit related post B.Com
- Strong sense of personal ownership and accountability
6
Responsibilities For Internal Controls Analyst Role Resume
- Focusing on continuous improvement of the processes and procedures to ensure maximum efficiency and ongoing compliance
- Communicating status to leadership
- Ensuring the SOX 404 program management has visibility to downstream processes and results
- Completing walkthroughs, as needed
- Working with other business and finance department on a global basis to ensure that documentation of processes/controls are accurate and current
- Working on various special projects as assigned by management
- Working knowledge of the Sarbanes-Oxley (SOX) Act
- Auditing, internal controls, or financial reporting
7
Responsibilities For Senior Risk & Internal Controls Analyst Resume
- 20%- Supervise and/or lead the Annual/Quarterly SOX Scoping (identify legal entities/business units and accounts that are material for the company)
- Ensure understanding of transaction level controls within financial processes and assist with trainings related to Internal Control areas
- Internal Control and/ or Internal/External Auditing background is essential
- Performs inquiries and testing to provide documentation that SOX audit objectives are met and risk and controls are appropriately identified
- Analyze and review assigned processes, risks and controls to ensure key risks and
8
Responsibilities For BP Internal Controls Analyst Resume
- Responsible for identifying control deficiencies and communicating the deficiency to the Finance Control Director and/or Manager and the business areas. This includes drafting the issue document
- Controls audit expertise - ISAE 3402, SAS 70 or Internal Audit
- Knowledge of regulatory and legal topics related to the fund management industry
- Record losses due to Fraud and Operational Write-offs, ensuring those losses are reported to Prepaid management (Dashboards) and corporate management on a regular basis, ensure proper back up is received to perform the write off according to the policy
- Perform Departmental reporting of loss events along with any control related events to management
- Establish, test and maintain business practices and procedures such as: Clean Desk Program; Access Control; technology entitlement reviews and vendor management
- Experience with Sarbanes-Oxley is required
9
Responsibilities For Senior Internal Controls Analyst, IT Resume
- Perform desktop audits on a quarterly basis and provide reporting to management
- Develop corrective actions based on events such as Fraud, Losses, Suspicious Incidents and ensure additional controls are added and post mortem's developed
- Proficient with Microsoft Office (Word, Excel, PowerPoint) or similar productivity tools
- CPA, CISA, CIA and other professional certifications are a merit
- Review and test Client’s audit management action plans to ensure compliance
- Work independently with SOX Process Owners, SOX Coordinators and Accounting Representatives to prioritize critical business areas for conducting management’s assessment
- Experience in a finance or public accounting role
- Work with the external auditors to facilitate management’s assessment in accordance with the SOX Act of 2002
10
Responsibilities For Internal Controls Analyst Resume
- Plan, facilitate, and provide guidance with management’s execution and verification that the SOX assessment of internal controls over financial reporting is performed in accordance with the Company’s control assessment approach
- Maintain SOX documentation in the Company’s SOX assessment tool
- Coordinate quarterly management reviews of internal controls, reviewing outcomes and identifying risks based on management’s results. Develop recommendations to Senior Management in designing appropriate controls for risks identified
- Communicate (verbal and written) with all levels of the organization
- Self-starter (ability to work alone)
- Interface and coordinate SOX Information Technology General Controls
- Planning and leading internal controls reviews and assessments to determine effectiveness and efficiency of operations, specifically compliance with Office of Management and Budget (OMB) A-123 and/or Sarbanes-Oxley (Management’s Responsibility for Internal Controls); and
- Conducting internal controls reviews and assessments to determine effectiveness and efficiency of operations, specifically compliance with Office of Management and Budget (OMB) A-123 and/or Sarbanes-Oxley (Management’s Responsibility for Internal Controls); and
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