KYC Officer Resume Sample
Kellie Quigley
67374 Henderson Avenue,
Philadelphia,
PA
+1 (555) 927 0821
Work Experience
CIB KYC Officer Associate Shanghai
08/2015
-
PRESENT
Dallas, TX
- Relevant work experience KYC in a client facing environment (in a similar role)
- The primary responsibility of the KYC sopcialist is to complete end to end client onboarding and renewal KYC records to regulatory standards with high quality and while meeting tight deadlines
- This includes engagement and relationship management with Front Office, GFCC, and other external stakeholders in order to satisfy Corporate and Local Due Diligence requirements for various client types
- Primary responsibility also is to oversee a small team of KYC specialists to ensure all client KYC records are compliant with regulatory standards, and to drive high quality and timely completion of all client-level due diligence requirements across client onboarding as well as renewals
- Partner with Bankers to collect, analyze, and validate all appropriate due diligence and onboarding documentation provided by the client; utilize knowledge of AML/KYC policy to independently identify missing or insufficient client due diligence information
- Validate all client data and supporting documentation is appropriately recorded and stored on proprietary systems
- Evaluate client AML/KYC risk, including the identification of key issues and related mitigants, conducting independent research, verifying appropriate risk profile, and making independent risk assessment recommendations; liaise with various groups like legal, compliance, credit, and operations as needed to ensure a robust risk analysis and assessment
- Manage and coordinate the region’s Financial Crimes Risk Reviews of KYC records for both business as usual and remediation exercises
KYC Officer
05/2011
-
03/2015
San Francisco, CA
- Contributing to the design and implementation of Deutsche Bank’s Client risk rating methodology and the firm-wide annual risk assessment
- Ensuring BAU Execution to be best in class. Publishing of metrics and tracking reasons for deviation from
- End to End process responsibility and to be in control of End of day reports, cut-offs and critical intraday reports
- Training of RM’s and SE’s on legal documents and KYC related subjects
- Project management and participation
- Analyze and form an opinion on a) the acceptability of the customer/counterparty, b) completeness of the KYC file and c) compliance with internal policy and external regulatory requirements
- A unique core position within the bank and the possibility to interact with various stakeholders within the bank
KYC Officer Anti-financial Crimes
10/2008
-
04/2011
Phoenix, AZ
- An excellent learning opportunity with one of the leading players
- A dynamic & international working environment
- End to end customer identification position
- Collaborating with the business
- Providing on-boarding advice
- Keeping up to date with any regulatory change impacting KYC functions
- High volume Customer Identification Function
- Monitor team’s capacity, KPI’s, and KRI’s to ensure a smooth and seamless on-boarding process for our clients and front-office
Education
University of Phoenix - Wichita Campus
2003 - 2008
Bachelor's Degree in Business
Professional Skills
- Strong knowledge of China AML / KYC regulatory and compliance issues particularly in the banking and investments sectors, to ensure our KYC standard is compliant with local regulatory requirements
- Planning, scheduling, prioritizing skills
- Knowledge of KYC is essential with at least 5 years’ experience with over all experience – 12+ yrs
- Experience with knowledge of KYC is essential and at least 5-8 years of relevant KYC experience
- Experience with knowledge of KYC is essential and at least 5-8 years of relevant KYC experience
- Experience with knowledge of KYC is essential and at least 8-12 years of relevant KYC experience
- Demonstrated ability to work effectively in a team oriented environment as well as independently
How to write KYC Officer Resume
KYC Officer role is responsible for research, translation, travel, design, reporting, planning, training, kyc, analytics, excel.
To write great resume for kyc officer job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For KYC Officer Resume
The section contact information is important in your kyc officer resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your KYC Officer Resume
The section work experience is an essential part of your kyc officer resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous kyc officer responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular kyc officer position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative KYC Officer resume experience can include:
- Coordinate with DB’s global KYC management and counterparts to implement U.S. policy and procedural enhancements, ensuring consistency and completeness across business divisions
- A strong conceptual and practical understanding of Client On boarding
- Preparing translation of the annual (online) training course
- Handling and coordinating related documents and contracts
- Applying and ensuring current classification of clients in the areas of MiFID, ESR, FATCA, CRS
- Managing customers and contracts in DAX Internal
Education on a KYC Officer Resume
Make sure to make education a priority on your kyc officer resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your kyc officer experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in KYC Officer Resume
When listing skills on your kyc officer resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical kyc officer skills:
- Highly professional demeanor with excellent communication skills (verbal and written)
- Excellent Hungarian and English written and verbal communication skills
- Experience in implementing KYC related change, e.g. KYC system migration, exposure to risk rating
- Work experience of 7+ years in conducting institutional KYC
- Significant experience in providing AML advice in connection with program modifications and enhancements
- Strong knowledge of applicable AML laws and regulations, including Bank Secrecy Act
List of Typical Skills For a KYC Officer Resume
1
Skills For Cib-kyc Officer Resume
- Experience in Financial Services, Risk Management, Project Management or AML/KYC functions
- Knowledge of KYC is essential with at least 2-4 years’ experience
- Knowledge of KYC is essential with at least 5 years’ experience
- Experience in KYC documentation and processing
- AML or relevant experience
2
Skills For CIB KYC Officer Associate Shanghai Resume
- Experience of over 5 years as a corporate secretarial officer in a multinational environment
- Supporting to the ISO 27001 and Business Continuity Plan projects
- Setting up the administration of new clients
- Maintaining the SEO system and the internal record on KYC related matters
- Assisting in connection with the registration at the Tax Authority
- Capable of delivering various briefings and trainings to the BLs re: KYC policy / regulations and client onboarding process
- Detail oriented and organized, as well as proactive in following upon pending deliverables
- General assistance to the managing directors on a need to basis
- Accountable for timely KYC portfolio management while maintaining quality expectations
3
Skills For KYC Officer Anti-financial Crimes Resume
- Work both independently and as a team in a fast paaced production environment
- High level Knowledge of multiple client / entity , product types
- Risk orientation and awareness to risk management principles
- Excellent communication skills (verbal and written). - Ability to draft case summary & able to interact with Front Office representatives in order to facilitate KYC record completion
- Attention to detail including accuracy and consistency of terminology and form
- Continually support process improvement in line with ANZ’s Policies and country Regulatory requirements
- Work under stress and monotony
- Assess current-state controls to identify opportunities and develop plan for execution
4
Skills For Cib-kyc-officer Resume
- Provide input and be active part of KYC-related projects (e.g. KYC Lifecycle programs, global KYC systems, KYC utilities such as ‘SWIFT Registry’ and ‘KYC.com’)
- Participate in gathering, presenting and tracking action items related to internal audits and external regulatory examinations
- Make, support and defend difficult and complex regulatory/compliance decisions in a fast-paced and high-pressured environment
- Flexibility to work extended hours to meet deadlines when necessary
- Act decisively and manage multiple projects simultaneously
5
Skills For PW & Cc-kyc Officer Resume
- KYC Risk Management including active client research, evaluating prospects before on-boarding, KYC-related discussions and AML interviews for periodic review and new adoptions, assisting with presentation of clients to our Client Screening Councils and completion of country overviews for annual reviews
- Liaise with the CSO team for review of the quality of client AML responses, coordinate with local compliance and other GTB / BCU/ AFC colleagues on client KYC issues as required
- Request submission of documents from clients according to periodic review timelines and follow up to ensure complete and timely delivery, completion of relevant KYC files while keeping tab of other ongoing issues such as name change requests, mergers, event driven reviews, etc
- Collecting intake documents for new clients
- Assist with documentation and required templates (e.g. negative media, PEPs etc.) in support of submissions to Client On-Boarding team
6
Skills For Wealth Management KYC Officer AVP Resume
- Acountable for timely portfolio management while maintaining quality expectations
- KYC training for new joiners
- Preparation of exit sheets on the basis of information collected (hand-over protocols, termination letters, court’s rulings, etc.)
- Certification in Legal assistance/Legal/Economics field
- Computer literacy on a highly proficient level
- Client communication to explain the purpose, process and to gather required information
- Be aware of the operational risk scenario associated with the role and act in a manner that takes account of operational risk considerations
7
Skills For Corp-latam Regional KYC Officer Resume
- Usage of CRM tools (Vantage)
- Partner with Bankers to collect, analyze, and validate all appropriate due diligence, client types including unconventional and onboarding documentation provided by the client; utilize knowledge of AML/KYC policy to independently identify missing or insufficient client due diligence information
- Author and prepare well thought out and concise due diligence commentary that demonstrates a fulsome analysis and assessment of AML/KYC risk and outlines sound recommendations to the Banker and other functional areas within the process
- Experience in operations in financial services industry
- Identify the customers and other relevant third parties for a proposed relationship; establish the nature of the customer’s business, risk profile, understand the context of the proposed transaction and services
- Determine appropriate methodology and due diligence approach and information required to verify the identity of the customer and relevant third parties based on global policy and local regulatory requirements
8
Skills For Global KYC Officer Resume
- Assess the relevance and completeness of information supplied by the Front Office upon the take on of new customers and provide guidance to Business Lines on KYC requirements
- Carry out due diligence checks and information searches per standards of client take on and categorization rules, and undertake additional reputation checks and enhanced due diligence when necessary by screening various public sources
- Analyze and form an opinion on a) the acceptability of the customer / counterparty, b) completeness of the KYC file and c) compliance with internal policy and external regulatory requirements
- Validate the customer / counterparty on the client referential system in accordance with the KYC assessment, indicating appropriate roles and restrictions, as necessary
- Present the file and KYC analysis to Compliance for review/approval when required or necessary, highlighting material risks or concerns as well as any exceptions or missing information based on internal policy or external regulatory requirements
- For ongoing reviews or local validations, verify the relevance of client information and data and when required, review the analysis of the risks related to the business activity and products traded with the client and the related classifications and roles in the client referential system
- Proper documentation and record keeping of KYC / Customer Risk Scoring / CDD / EDD processes for audit trial and regulatory inspection
9
Skills For Aml / kyc Officer Resume
- Other tasks or projects assigned from time to time
- Identify the customer/s and other relevant third parties for a proposed relationship; establish the nature of the customer’s business, risk profile, understand the context of the proposed transaction and services
- Carry out due diligence checks and information searches per standards of client take on and categorization rules, and undertake additional reputation checks when necessary by screening various public sources
- Validate the customer/counterparty on the client referential system in accordance with the KYC assessment, indicating appropriate roles and restrictions, as necessary
- Demonstrated strengths in
- Organizing regular reviews
10
Skills For Wealth Management KYC Officer VP Resume
- Problem solving, proactive
- Graduate/Post Graduate, MBA
- Follow-up and feedback
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