Manager, Due Diligence Resume Sample
Raymond Predovic
22577 Maryam Point,
Philadelphia,
PA
+1 (555) 774 0636
Work Experience
Due Diligence Manager
09/2017
-
PRESENT
San Francisco, CA
- Experience which includes: integrity due diligence within an in-house risk, ethics or compliance department and/or managing and implementing IDD programs/assignments for a consulting firm or similar role within a multi-national organization
- Strong knowledge of anti-corruption regulations, investigation techniques and affiliated technology with the ability to plan, organize and produce results
- Analytical and investigative experience
- Management of third party relationships (evaluation of third party risks, risk mitigation and monitoring of the third party relationships), and evaluation and maintenance of the overall IDD program
- A team player that is able to build strong relationships with regional, global and cross-functional teams
- Capable of handling multiple stakeholders at different levels of the organization and meet deadlines
- Approves high risk customer KYC forms at initial on-boarding and/or periodic review and escalates to the Senior AML Risk Manager as needed
MSR Due Diligence Manager
12/2012
-
03/2017
Detroit, MI
- Responsible for the planning, leadership, innovative problem resolution, analysis, review and reporting for Enhanced Due Diligence Team
- Responsible for the development of new methods and procedures to make alert and due diligence review processing more efficient; implements recommendations for department policy changes and efficiencies; contributes to strategic planning and short-term initiatives
- Understands, implements and provides credible challenge to EFCC policies, serving as a key liaison with EFCC Risk Managers
- Supervises, mentors, and trains EDD team members to develop a sound understanding of anti-money laundering principles and ensure the highest level of critical thinking, analysis, documentation, and operational efficiency
- Ensures the timely and accurate review and investigation of high risk customers
- Ensures timely and accurate dispositioning of OFAC/Sanctions Screening alerts and negative news
- Ensures all conclusions and rationale to support decisions are clearly and concisely documented in systems of record to withstand regulatory and audit scrutiny
- Identifies and escalates potentially suspicious activity in accordance with internal procedures
- Works with minimal supervision and is required to exercise independent judgment, discretion, and decision-making
Manager, M&A Operational Due Diligence
02/2009
-
09/2012
Houston, TX
- Employs adequate internal controls to ensure accurate and timely completion of EDD reviews, documentation is robust, and appropriate escalation procedures are followed
- Approves high risk customer KYC forms at initial on-boarding and/or periodic review and escalates to the Head of Wholesale FCC as needed
- Hires, trains, and develops a team of EDD Specialists responsible for AML/BSA risk scoring and enhanced due diligence reviews on the bank’s highest-risk customers
- Assists with testing of the business line’s products/services and controls to ensure compliance with AML standards and regulatory updates
- Strong business acumen, with analytical and problem solving skills and ability to understand how business model decisions impact operating model design/execution across operations, technology, risk governance and organizational design
- Comfort with ambiguity and fluid client situations and ability to work in a fast-paced deal environment
- Manage and coordinate approach of client, KPMG’s engagement teams, and third party diligence providers throughout the transaction process
- Create and design tailored transaction advisory reports specific to key issues such as normalized earnings, valuation model input assumptions, achievability of management’s budget, and indebtedness considerations
Education
The University of Kansas
2003 - 2008
Bachelor's Degree in Business Administration From
Professional Skills
- Progressive management experience with the ability to demonstrate strong leadership skills
- Using proven business development skills to build upon transaction advisory services work
- Excellent interpersonal, relationship-building and influencing skills to build consensus and collaboration with stakeholders
- Strong interpersonal, writing and communication skills
- Strong time management and organizational skills; ability to meet tight deadlines
- Excellent communication, analytical, interpersonal, and leadership skills. Fluent in English (spoken and written), and preferably Chinese (Cantonese, Mandarin)
- Excel at critical thinking and deductive/inductive reasoning skills
How to write Manager, Due Diligence Resume
Manager, Due Diligence role is responsible for analytical, events, design, leadership, excel, training, trading, reporting, research, travel.
To write great resume for manager, due diligence job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Manager, Due Diligence Resume
The section contact information is important in your manager, due diligence resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Manager, Due Diligence Resume
The section work experience is an essential part of your manager, due diligence resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous manager, due diligence responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular manager, due diligence position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Manager, Due Diligence resume experience can include:
- Demonstrated experience in online commercial proprietary and public records sources, as well as open sources on the Web
- Provide oversight of day to day project work and highly skilled client and KPMG work teams and help to ensure timely execution of project deliverables
- Develop a strong understanding of divisions product line up, house costs, and average sales prices
- Network with other builders and developers to maintain market awareness; develop contacts to become a strong competitor in Division’s market area
- Delivering recommendations on how to proceed with the client relationship, escalating where necessary against our principles
- Completing training sessions with XLC Stakeholders and DA Champions
Education on a Manager, Due Diligence Resume
Make sure to make education a priority on your manager, due diligence resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your manager, due diligence experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Manager, Due Diligence Resume
When listing skills on your manager, due diligence resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical manager, due diligence skills:
- Excellent written and verbal communication skills, including the ability to represent Square at industry events
- Proven ability to manage multiple projects simultaneously with competing priorities
- Leadership skills; Ability to motivate and lead the team, ability to work within resource constraints
- Communication: ability to communicate effectively and to negotiate with key internal stakeholders
- Superior analytical skills and ability to distil potential issues or areas of risk from multiple data points
- Experience in evaluating and reporting on internal control processes, procedures and documentation
List of Typical Experience For a Manager, Due Diligence Resume
1
Experience For Due Diligence Manager Resume
- Design, direct and quality-assure detailed analytical and quantitative studies, while also extracting the salient ‘big picture’ business implications
- Lead the team to create value-add insights that tie to the client’s strategic and financial ambitions, including identifying the underlying value proposition and challenging the client’s near and long term investment thesis through structured data analyses to identify operational risks, efficiencies, or other opportunities
- Take charge and have primary repsonsibilites to manage the “Greenfolder” process ensuring that the Division completes all due diligence and internal approval items within a timeframe that meets third party seller’s contractual requirements
- Build relationships with zoning and planning administrators for the purpose of facilitating future annexations or approvals
- Develop a broad understanding of the market including the competition, house types/sizes, price points, and sales absorptions for each county within the region
2
Experience For MSR Due Diligence Manager Resume
- Work in conjunction with the Director of Land Acquisition in negotiating terms and specifics of purchase and sale agreements
- Manage the updating of the land top deals spreadsheet
- Work with Director of Sales to develop plan lineups for underwriting each acquisition deal
- Understand the deal terms and contracts and monitor contract compliance with Division President and outside attorneys
- Take lead role on attending all annexations, approval meetings, Technical Review Committee meetings, and planning commission meetings in order to take a property through to be fully entitled and approved to develop
- Act as a liaison between closing attorneys and Division staff to close on property
- Facilitate processes required for due diligence for the purchase of property
3
Experience For Senior Enhanced Due Diligence Manager Resume
- Research and manage approvals/permits, zoning, engineering plans, improvement estimates, off-site improvements/contributions, soils/geology, wetlands, utilities, affordable housing component/contribution, and building costs
- Provide fundamental excellence in research in a wide variety of industries. Conduct research that is high quality, aggressive and imaginative. Use an integrated approach to business intelligence to ensure connections are made among subjects and hidden business risks are identified
- Provide fundamental excellence in analysis, writing and quality control. Identify critical issues directly related to client acceptance and explain why these issues matter. Provide a report in which these issues are positioned strategically in a concise summary
- Focus on active personal performance improvement and growth. Learn new resources without much delay; share constructive feedback and encouragement with others; help coach others constructively
- Maintain active communication with internal client engagement teams to manage expectations, ensure satisfaction, and ensure proper research scope is used and findings are clear to the team
- Strong business acumen and understanding of U.S. and international regulatory, legal and court systems; demonstrated ability analyze and make judgements concerning risk relevance of certain legal or regulatory matters and other adverse findings
- Superior writing skills for the partner level
- Supporting enhanced due diligence reviews of banking relationships maintained by the Corporate Bank
- Analysing the findings of the reviews and making recommendations to maintain, exit or undertake further checks to mitigate risks identified
4
Experience For Manager, M&A Operational Due Diligence Resume
- New Onboarding and Recertification Pipelines Management
- Manage workload under pressure and set deadlines
- Manage data costs to a set limit
- Proactively engage with key stakeholders (business, business management, compliance) and ensure satisfaction
- Coordination improvement with other Hong Kong Due Diligence Teams, and Local Due Diligence Teams of APAC region
- Working collaboratively with other Hong Kong Due Diligence Teams, and Local Due Diligence Teams of APAC region to identify and coordinate the implementation of process improvement initiatives in addressing quality, efficiency and policy compliant areas
- Contribution to the first line of defense
- Conduct control review on regular basis and identify improvement opportunity
- Act as Subject Matter Expert (SME) of responsible CIB client segments in APAC region, and being the main contact for Business, Client Management, Compliance, Audit, Control, and Regulators in relation to new Onboarding and Recertification matters
5
Experience For Securitization Due Diligence Manager Resume
- Coach and guide direct reports of responsible CIB client segments, and other Due Diligence team members
- Examining the details of all cases nearing their completion deadlines, to assess the risks run, and provide consistent recommendations to senior management across the business
- Monitoring overdue and complex cases, chairing resolution meetings between different internal teams, and bringing creative solutions to drive resolution as necessary
- Driving up the quality of the KYC process through close liaison with internal teams to, challenge and improve procedures and processes
- Experience in financial services or equivalent professional environment, with detailed understanding of the Banking Industry, namely Correspondent Banking, especially focussed on AML/KYC processes
6
Experience For Senior Manager, Enhanced Due Diligence Resume
- Strong analytical skills with a good attention to detail and ability to draw conclusions from complex and contradictory information, and present in a simple and coherent manner
- Comprehensive business knowledge and the ability to understand the markets in which the relationship teams customers operate and the business issues they are likely to face
- Strong decision making skills with a focus on client satisfaction and the ability to challenge and question stakeholders
- Experience in Microsoft Project and Access required
- Acting as the main point of contact of the DUG Team for any questions / advice around the Due Diligence / On-boarding Process
7
Experience For Manager Enhanced Due Diligence Resume
- Undertaking EDD for Correspondent Banks, and proactively engage with Relationship Directors and clients on managing AML risk
- Attending the Americas / UK & EMEA DGC’s as the DUG Due diligence representative and presenting all applications for discussion and debate
- Supporting enhanced due diligence reviews of Money Service Business relationships maintained by the Corporate Bank
- Responsible for undertaking the relevant due diligence in order to recommend a new Delegated Agent for approval by the Delegated Governance Committee
- Responsible for undertaking the relevant due diligence in relation to any Extension of Authorities with existing XL Catlin Delegated Agents (Excluding business written out of APAC)
8
Experience For Due Diligence Investigation Manager Resume
- Building and maintaining excellent relationships with Key Stakeholders such as; Lloyd’s of London, Brokers, Coverholders, XL Catlin Underwriters, Delegated Claims Team, Conduct Risk Team, Compliance, Internal Audit and Legal
- Attending Coverholder and Broker meetings upon request from underwriters
- Promoting the DUG Due Diligence Process to all internal & external key stakeholders
- Improving the DUG Due Diligence processes to ensure that they are up to date / fall in line with regulatory, XLC and Market requirements
- Overseeing a member of the DUG Team based in the XLC Wroclaw
- Work in conjunction with the Director of Land in negotiating terms and specifics of purchase and sale agreements
- Act as liaison between closing attorneys and Division staff to close on property
9
Experience For Enhanced Due Diligence Manager Resume
- Manage the updating of pipeline and future opportunity reports for each county within the region
- Work with IT to develop forward planning technology and processes
- Contact and meet with developers and land sellers and regularly update the land pipeline tracking reports
- Ad-hoc project involvement as required by Head of DUG
- Take charge of the “Greenfolder” process ensuring that the Division completes all due diligence and internal approval items within a timeframe that meets third party seller’s contractual requirements
- Manage land acquisition contracts and monitor contract compliance with Director and outside attorneys
10
Experience For Manager, Operational Due Diligence Resume
- Draft concise and accurate explanations of acquisition opportunities, strategies and risk for executive level associates
- Monitor and manage potential land acquisition opportunities, and update data base files
- Research approvals/permits, zoning, engineering plans, improvement estimates, off-site improvements/contributions, soils/geology, wetlands, utilities, affordable housing component/contribution, and building costs
- Work with Director and VP’s of Sales to develop plan lineups for underwriting each acquisition deal
- Review proforma analysis for inclusion in the Green Folder submittal deliverable
- Hold ICA diploma or equivalent
List of Typical Skills For a Manager, Due Diligence Resume
1
Skills For Due Diligence Manager Resume
- Intermediate computer skills – Microsoft Word and Excel required
- Able to work effectively and successfully throughout and across the organization
- Functions effectively with minimal supervision
- Experienced in reading large amount of business and legal information and understanding it; highly proactive in making conclusions
- Strong working knowledge of Excel and modeling
- Organizes the program to ensure program activities operate within policies and procedures and comply with governing regulations.
- Experience and working knowledge of a wide range of financial instruments and common hedge fund strategies
- Solid understanding of MS Office (Word, Excel, PowerPoint)
- Solid understanding of MS Office (Word, Project, Excel, PowerPoint)
2
Skills For MSR Due Diligence Manager Resume
- Establishes and maintains strong working relationships with internal stakeholders and external parties
- Experience and working knowledge of a wide range of financial instruments and common hedge fund and private equity strategies
- Build and retain strong relationships with senior-level investment and operations personnel
- Experience in dealing with key senior stakeholders, clients and potential partners
- Ideally experience in managing remote resources
- Experience of managing client/ stakeholders relationships
- Breadth of experience in risk management, audit, operations or related areas
- University graduate, preferably with at least 10 years relevant work experience, and professional qualification
3
Skills For Senior Enhanced Due Diligence Manager Resume
- Superior analytical and quantitative skill set; a resourceful and innovative approach to problem solving and a proactive and collaborative operating style
- Demonstrate an understanding of transaction advisory knowledge to client situations
- Excellent personal and professional credentials, coupled with rapid growth trajectory within current organization
- Voting member of CTC | myCFO Investment Committee
- Driven, with a focus on client-driven solutions, strategy setting and decision making
- Focus on group cooperation and knowledge building. Identify new resources that contribute to the broadening of information sources and research techniques
- Knowledge and understanding of the CIB KYC Procedure and of key Compliance issues (KYC/AML/CTF) linked to client relationships
- Develop, implement and monitor the EDDU operating model to ensure consistency across IB
4
Skills For Manager, M&A Operational Due Diligence Resume
- Help support business development efforts working closely with leaders in the practice
- Professionalism: ability to work at management level, ability to identify relevant topics and drive discussions and actions towards conclusion
- Client focus: ability to improve the level of service provided by the platform and develop partnerships
- Familiar with Lean (six sigma) principles
- Develop, initiate and maintain EDDU procedure manual / job aid up to date
- Develop training programs and communication plan to help EDDU to understand their roles and responsibilities, to bring awareness and understanding of compliance issues and be aware of upcoming changes in regulatory requirements and the Bank’s Operational Risks Programs
- Act as a subject matter expert and instructor in operational and regulatory risk matters to the supported EDDU and Business Lines
- Ensure that the Operational Risk Framework is implemented in the country/Hub in adherence to the Operational Risk Processes and Procedures for International Banking
- Track and monitor High Risk customers
5
Skills For Securitization Due Diligence Manager Resume
- Support Regulatory program sustainment initiatives
- Operational Risk Appetite Establishment
- New Products & Services Risk Management
- Act as liaison with the 2nd Line and 3rd Line
- Document, assess and monitor the Regulatory program sustainment framework
- CA, CFA or other relevant investment-related designations are considered an asset (CAIA, Master of finance, etc)
- Strong communication skills; ability to form an independent point of view and articulate it in a clear and concise manner in written memorandums and in verbal presentations to ODD colleagues, Senior Management and portfolio management groups
6
Skills For Senior Manager, Enhanced Due Diligence Resume
- Voting member of Research Directors Committee with veto powers
- Attend periodic educational forms to maintain a relevant, institutional quality and industry-leading operational due diligence program
- Strong knowledge of industry standards and best practices relating to financial instruments, investment strategies, internal controls, risk management, operational due diligence and investment regulations
- Team player who enjoys high performance culture; comfortable and flexible with constantly evolving priorities and is open to new challenges
- Demonstrated understanding of investment operations process flows including: funds transfer, trade life cycle, settlement, custody and valuation processes as it pertains to external fund investments
- Oversee review of pipeline managers’ offering documents, audits, ADVs and other regulatory filings
- Review pipeline managers’ business backgrounds, operational procedures and compliance procedures
- Review pipeline managers’ risk management policies and procedures
7
Skills For Manager Enhanced Due Diligence Resume
- Conduct initial due diligence on pipeline managers via onsite visits
- Review changes in buy list managers’ organizations, operations or procedures
- Review buy list managers’ audits, ADVs and other regulatory filings
- Initiate and implement enhancements to operational due diligence process
- CPA, CFA or other relevant investment-related designations are considered an asset (CAIA, Master of Finance, etc)
- Demonstrated understanding of public investment operations process flows including: funds transfer, trade life cycle, settlement, custody and valuation processes as it pertains to external hedge fund investments
- Demonstrated understanding of private investment operations process flows including: funds transfer, waterfall and carry fee methodology, valuation processes, regulatory environment and operational issues as it pertains to external private equity fund investments
- Experience in investments; preferably doing due diligence types of activities
8
Skills For Due Diligence Investigation Manager Resume
- Expert knowledge of Excel, Access, SharePoint web technologies and Data Modelling
- A do-it-all, nothing is too small mentality
- In a senior compliance /compliance operations role with a financial services firm, preferably in the payment or Fintech space
- Strong operational knowledge in executing and running a sound Compliance program, preferably with hands-on knowledge of MSB and relevant regulatory requirements
- Work in a fast-paced, dynamic, and innovative environment, with the ability to deliver outstanding results
9
Skills For Enhanced Due Diligence Manager Resume
- Self-starter who can perform flawlessly with minimal direction
- Internal Stakeholder management including: Business Management , Sales and Trading, Head of Desks, Relationship Managers, Senior Business Officers and other functional heads
- Prior, relevant experience within the Lloyd’s Delegated Authority Market
- An experienced, highly personable individual who is comfortable with dealing with a wide range of colleagues (junior to very senior) in a highly dynamic and fast paced environment
- Experience in financial services or equivalent professional environment, with detailed understanding of the Banking Industry - key providers, client groups and products
- Strong analytical skills with good attention to detail and ability to draw conclusions from complex and contradictory information, and present recommendations in a simple and coherent manner
- Experience in spreadsheet analysis, project scheduling, and data management required
- Manage and influence senior stakeholders at clients as well as other parts of the bank (such as Financial Crime and KYC Ops)
- Hands-on and comfortable in a fast-paced, transactional, entrepreneurial environment
10
Skills For Manager, Operational Due Diligence Resume
- Confident, engaging personality, coupled with initiative, tenacity, and calculated risk taking - willing to accept accountability from inception through to closure and beyond
- Evidence of a creative, ambitious and forward thinking mind; pragmatic and highly results oriented; leverage diverse views, coach staff
- Lead and manage multiple and challenging Transaction Advisory Services engagements, participating in transactions related to the acquisitions by private equity investor groups and strategic corporate buyers
- Success in client service delivery: develop and deliver quality planning approaches with timely and responsive services and work product that exceed client expectations
- Identifying business opportunities and enhancing the go to market strategies
- Oversee the work, mange the engagements and team members ensuring quality best practices
- A team player with a player-coach mentality -- participatory and inclusive operating style
- Lead client engagements and/or work streams and support business development activities within KPMG’s M&A Strategy practice
List of Typical Responsibilities For a Manager, Due Diligence Resume
1
Responsibilities For Due Diligence Manager Resume
- Adopting a transparent and close working relationship with KYC Managers and Coverage teams to allow open discussion and dialogue to ascertain where cases are and any issues arising
- Reviewing CDD where further investigations are required (i.e. PEPS), applying sound judgement given the information available and accounting for the wider client context and external environment
- Local Team Management
- Conduct initial and on-going due diligence reviews for product companies (including product level review). This includes: on-site visits, questionnaire management, direct interviews with firms’ senior management and investment teams to gain insight and to build conviction in the strength and consistency of the investment philosophy, process and the people managing the strategies
- Manage new Onboarding and Recertification pipeline of responsible CIB client segments in Hong Kong, and ensure management initiative is satisfactorily implemented which includes, but not limited to, the enforcement of proactive pipeline management policies (to improve the throughput and completion cycle-time of WIPs), completion of WIPs in meeting the set of KPIs, and client management directives
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