Risk Controller Resume Sample
Clementina Jerde
135 Casper Shore,
Phoenix,
AZ
+1 (555) 207 4776
Work Experience
Regional Shortage Risk Controller
12/2017
-
PRESENT
Houston, TX
- Build strong store and Trade and Market partnerships
- Build strong DC, Fulfillment and Central Logistics partnerships
- Partner to determine causality, implement controls for fulfillment to reduce mark out of stocks
- Maintain comprehensive and current knowledge of Macy’s and Shortage/Risk Policies & Procedures to act as a resource and content expert for stores, and use in measurement of store adherence
- Develop site specific Risk action plans, focusing on high frequency departments and accident types to reduce Workers’ Compensation and General Liability frequency rates
- Conduct compliance audits to validate stores’ execution of the Shortage/Risk program and company procedures. Document findings and coach management teams on areas of opportunity and help develop strategies to ensure corrective actions are taken to address deficiencies
- Covered Position (Banking/Trading) Governance and PMO (BTI)
- Regulatory Reporting i.e., Volcker Metrics
Risk Controller
04/2015
-
07/2017
Boston, MA
- Strong interpersonal skills with ability to work independently and across a broad agenda, and with a diverse network of internal clients and cultures
- Several years of risk management or related experience with a focus on liquidity & funding in capital markets or Treasury at a major financial institution
- Specific liquidity & funding risk management experience with or at major international regulators
- Familiarity with liquidity & funding risk ratios and models
- Experienced in implementation and use of liquidity & funding risk measurement methods and management reporting tools
- Able to work with Treasury / Asset Liability Management and other business units to establish and maintain an effective, ongoing partnership concerning liquidity & funding risk
- Acquaintance of liquidity & funding risk characteristics for fixed income and equity instruments across market environments, including market practices and liquidity & funding implications of using securities as collateral
- Strong interest in enhancements to best practices in liquidity & funding risk management and control
- Proficiency in Excel / MS Applications
Junior Treasury Risk Controller
02/2008
-
01/2015
Boston, MA
- Work with wider team/other teams on new regulations / policies impacting firms regulatory requirements
- Develop and maintain relationships with a range of clients/stakeholders including GPC, Regulatory Controllers, Business Unit, Risk Management, Operations
- Experience in product control / Basel regulations / risk-based capital guidelines / project management and/or market risk reporting
- Work with wider team/other teams on new regulations / policies impacting firm’s market risk capital requirements
- Experience in data analysis, validation and presentation of results
- Relevant experience in a risk control or business function in the financial sector, or in similar role in an environmental or sustainability department of a financial institution or environmental and human rights consulting for financial institutions
- Broad banking and risk control knowledge
- Good understanding of, or strong interest in environmental and social risk issues as they pertain to banking transactions
- Convey information clearly, accurately and succinctly, to senior management as well as to a broader audience
Education
Northern Illinois University
2002 - 2007
Master's Degree in Econometrics
Professional Skills
- Collaborate for results and possess strong communication, presentation, influencing and negotiation skills
- Strong preference for a hands-on quick learner, quantitatively talented individual with communication skills
- Prior experience within Financial services, particularly within regulatory or related functions
- Strong product knowledge of Trading book and understanding of risk control measures, including Banking book
- Strong results orientation and ability to work in a matrixed reporting structure
- Establish and maintain strong working relationships with Group and Swiss Regional Treasury, Asset Liability Management, Risk Control and Finance functions
- Strong knowledge of treasury / ALM processes
How to write Risk Controller Resume
Risk Controller role is responsible for software, retail, finance, credit, securities, training, compensation, trading, reporting, insurance.
To write great resume for risk controller job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Risk Controller Resume
The section contact information is important in your risk controller resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Risk Controller Resume
The section work experience is an essential part of your risk controller resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous risk controller responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular risk controller position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Risk Controller resume experience can include:
- Oversee, guide and support technology risk functions to ensure they are effectively managing and mitigating their technology risks
- Strong analytical mind and problem solving skill
- Advanced skills in excel, tableau and other reporting tools is required to work with large amounts of data and information
- Demonstrated ability to win trust and respect of business partners
- Build strong store and regional partnerships to provide
- Build strong DC and Central Logistics partnerships to address DC, vendor misdirects, and pool stock risks
Education on a Risk Controller Resume
Make sure to make education a priority on your risk controller resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your risk controller experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Risk Controller Resume
When listing skills on your risk controller resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical risk controller skills:
- Liaising with internal stakeholders in the preparation of the Country Manuals
- Liaising with external service providers/lawyers in the preparation of the Country Manuals
- Of time spent on vendor portfolio management - insuring that the Bank is tracking the same risks that 3rd party technology vendors are tracking
- Looking for someone who has a focus in risk management, not QA testing or project management. It would also be helpful to find candidates who have no less than 15 years professional experience, 10 years of managerial experience with project and or portfolio management experience as well
- Implementation and monitoring of controls and remediation plans
- Conduct training to FO
List of Typical Skills For a Risk Controller Resume
1
Skills For Market Risk Controller Resume
- Identify effective best practices and help roll these out, push technology solutions to reduce error rates
- Understanding of IT Service Delivery Methodologies such as ITIL, COBIT, and 6 Sigma
- Coordinating CRM’s involvement in New Business initiatives
- Undertaking risk and control assessments
- Supporting senior team members in global project management
- Support BTI/PMO in creation of quarterly working groups presentation across all products to ensure ongoing monitoring compliance
- Provide independent oversight and control over liquidity & funding risks for Group, with particular focus on Switzerland
- Assess the feasibility and implementation implications of the Country Manual rules
- Provide advisory to FO on key controls and to enhance the process
2
Skills For Wm-business Risk Controller Resume
- Perform 1st level control
- As business partner to RMs, helps to rectify issues, ensures RMs understand certain regulations that’s been imposed, to aid RMs in improving risk behaviour
- Prepare periodic reports for the team
- Ensure the report is accurate, data integrity is maintained and reports issued on timely manner
- Support the team to organize the suitability oversight committee
- Document the suitability oversight committee discussion
- Track the action items and follow up with other stakeholders
3
Skills For Shortage & Risk Controller Resume
- Act as approver for account opening/mandate change requests to ensure that the DPM mandate chosen by Client is consistent with Client Investment Profile, and that complete suitability assessment is performed
- In-depth experience with risk management techniques such as VaR, Stress tests, sensitivity controls
- Post trade monitoring the suitability of underlying investments of the DPM mandates is in line with the objectives of the DPM mandates chosen by client
- Identify opportunities to improve shortage, on hand integrity and operating standards and efficiency and work with store and headquarters to develop and implement strategies to address these
- Utilize exception reporting and store feedback to find repetitive issues, on hand out of balances, seek front-end cause and develop methodology to eliminate them
- Find and push technology to reduce error rates
- Develop best practices that can be rolled out to the company
- Experience in a business management and/or business risk monitoring and/or project management with the understanding of private banking Front Office operational framework
4
Skills For BMW Risk Controller Resume
- Ideally some accounting knowledge
- Awareness of main regulatory and accounting requirements
- Credit exposure investigation and reporting
- Management reporting of credit exposures and key risk indicators
- Make decisions/analyse data under pressure and justify decisions/approach/conclusions
5
Skills For Regional Shortage Risk Controller Resume
- Work well within a local and global team environment
- Relevant qualifications (CISA, CISSP, CRisk or equivalent) are an advantage but not essential
- Credit system exposure & limit capture
- Assess operational risk for the taxonomy, assist stakeholders in defining the operational risk appetite and standardized controls as well as tracking the overall function's risk position
- Provide technology risk education programs
- Previous work experience not required, but preference given to candidates with some experience in the financial industry or academic focus on finance (e.g. internships, first full positions). Candidates with more work experience are also considered
6
Skills For Business Risk Controller Resume
- Preparation of regulatory reporting’s to the Dutch Central bank, ECB, EBA etc
- Work with wider team/other teams on new regulations / policies impacting firm’s market risk capital requirements or processes
- Knowledge of market risk metrics in the Banking book would be an advantage
- Assist with preparation of weekly/monthly/quarterly reporting/metrics
- Run existing daily processes in an accurate and timely manner
7
Skills For Credit Risk Controller Resume
- Deal with ad-hoc risk related queries from the sales/dealing teams
- Assist BTI/PMO lead in enhancing processes to support FRTB initiatives
- Develop documentation/presentations and lead finance wide BTI training courses
- Participate in BTI steering group
- Identify risk opportunities through physical and statistical review, determine causality and create/implement programs to mitigate these risks
- Develop and monitor controls around inter/intra-store and omni channel merchandise movement
8
Skills For Market / Treasury Risk Controller Resume
- Partner to determine causality and help develop controls for fulfillment and prevent incorrect shipments
- Determine the cause for repetitive issues in compliance, shortage and develop controls to eliminate them
- Monitor the team’s performance
- Handling treatment of market risk in the Trading Book, including interest rate, credit spread, foreign exchange and equity risks, basis risk and optionality risk
- Proven track record in handling project management to streamline and optimize operational processes. Experience in managing stakeholders including front office business units and IT department in gathering inputs and system requirements
- Perform post-trade controls on Investment Suitability requirements as per bank's and regulators (HKMA/SFC/MAS) rules and regulations, and act as an education utility to remind FO of their requirements when executing investment transactions with clients
9
Skills For Senior Analyst Market Risk Controller Resume
- As business partner to RMs, helps to rectify issues, ensures RMs understand certain regulations that’s been imposed, to aid RMs in improving risk behavior
- Establish and implement policies and framework for risk management
- Monitor and report breaches of credit risk policy and risk appetite KRIs
- Implement and maintain the credit risk policy and frameworks
- Identify high risk clients and escalate potential sensitivities to management
- Implement and maintain product margin rates
10
Skills For National Shortage Risk Controller Resume
- Communicate changes to margin rates to other business stakeholders
- Review and implement client concessions
- 2nd line review and approval of retail and institutional credit requests
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