Supervisor, Audit Resume Sample
Roel Lesch
3143 Lilian Hill,
Phoenix,
AZ
+1 (555) 622 0271
Work Experience
Field Audit Associate Supervisor
01/2017
-
PRESENT
Dallas, TX
- Experience with a public accounting firm and/or a large corporation's internal audit department, preferably with financial process and operational experience
- Networking opportunities, direct contacts with the bank’s senior management and a platform for career progression
- Experience in audit or in the financial industry with business expertise in a specific area (e.g., Anti-Money Laundering, Private Banking, Risk Management, Corporate Finance including Trade Finance,new Banking regulations, etc.)
- High affinity towards risk issues and control matters
- Outstanding analytical skill and precision in delivery
- Teamplayer with the ability to liaise across teams, departments and regions
- High motivation for continuous development
Supervisor, Audit
06/2013
-
08/2016
Boston, MA
- Significant networking opportunities, direct contacts with the bank’s senior management and a platform for career progression
- Research and analyze relevant information, develop audit findings with business area management, prepare and review/edit audit reports and work papers, recommend necessary corrective action and process improvements in the organization’s controls and/or operations and offer best practice recommendations to improve the efficiency and effectiveness of the organization’s processes
- Obtain and develop an understanding of Model Risk Management concepts, such as model governance, inventory, documentation, validation and use, especially those associated with the use of models for valuation, risk management, decision support and other purposes across all businesses
- Examines business records (model life cycle documentation) and collects information, exercises independent judgment in identifying issues and assessing risk as well as formulates findings and presents the results to the relevant audit team member
- Executes control design and operating effectiveness testing across the model life cycle as part of internal audit reviews and activities
- Conducts post-audit higher complexity follow-up tasks to appraise adequacy of corrective action taken by management to address audit recommendations
- Documents audit testing and follow-up tasks in accordance to relevant audit standards
Supervisor, IT Audit
01/2010
-
02/2013
Houston, TX
- Attends professional training actions provided by the company
- Provides consistent quality service to both internal and external stakeholders that meets the company’s standards
- High complexity follow-up to appraise adequacy of corrective action taken by management to address audit recommendations
- Demonstrates proactivity in professional development activities
- Develops an advanced understanding of the business, in accordance to relevant audit standards
- Examines business records and collects information, exercises independent judgment in identifying issues and assessing risk as well as formulates findings and presents the results to the relevant the Sr. Supervisor/ Audit Manager
- Executes control design and operating effectiveness testing over high complexity areas as part of internal audit reviews and activities
Education
Everest University - Pompano Beach Campus
2006 - 2010
Bachelor's Degree in Accounting
Professional Skills
- Strong interpersonal skills and ability to communicate effectively with others
- Excellent verbal and written communication skills with ability to communicate confidently with all levels of management
- Very good leadership and decision-making skills
- Analytical and problem solving skills as well as the ability to work independently
- Good written, verbal and public presentation communication skills.
- Work in a team environment, communicate professionally through effective verbal and written skills
- Solid diplomatic skills with the ability to resolve conflict in a civil manner
How to write Supervisor, Audit Resume
Supervisor, Audit role is responsible for leadership, finance, credit, training, auditing, design, research, travel, government, software.
To write great resume for supervisor, audit job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Supervisor, Audit Resume
The section contact information is important in your supervisor, audit resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Supervisor, Audit Resume
The section work experience is an essential part of your supervisor, audit resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous supervisor, audit responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular supervisor, audit position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Supervisor, Audit resume experience can include:
- Problem solving abilities and experience performing complex analyses
- Reviews and challenges the testing and work papers prepared by less experienced team members
- Supervises and provides coaching and assistance to less experienced team members as part of internal audit reviews and activities
- Appropriately shifts attention and refocuses on new goals as a result of changes in priorities or competing work demands
- Proven ability to use computer software and applications, including Microsoft Office, to analyze, share, retrieve, research and present business information
- Demonstrates genuine curiosity and interest in continuous learning
Education on a Supervisor, Audit Resume
Make sure to make education a priority on your supervisor, audit resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your supervisor, audit experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Supervisor, Audit Resume
When listing skills on your supervisor, audit resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical supervisor, audit skills:
- Technology and computer skills, with the ability to effectively use Microsoft Office (Word, Excel, Outlook, Powerpoint)
- Has good understanding of current market and competitive landscape that the organization operates within
- Time management skills and the ability to complete multiple projects simultaneously and in a timely manner
- Experience in industry auditing or accounting, and in supervising and conducting audits in information systems and other areas pertinent to the industry
- Experience in industry auditing or accounting, and in supervising and conducting audits pertinent to the industry
- Creates a good working environment in the team; works towards shared goals contributing ideas and accepting change
List of Typical Experience For a Supervisor, Audit Resume
1
Experience For Audit Control Supervisor Resume
- Adapts quickly to change and makes suggestions for increasing the effectiveness of change
- Provides assistance and coaches less experienced team members
- Work closely with internal clients in Accounting Operations and Client Service Teams
- Knowledge of corporate actions, equity, fixed income, derivative investments and emerging markets
- Participates in the design of audit test steps
- Solid understanding Auditing Accounting and IT general controls (Computer Operations, Access Controls Systems, Change Management, Database Management and Operating systems)
2
Experience For Field Audit Associate Supervisor Resume
- Communicates in a timely and straightforward manner
- Probes for additional information, clarifies assumptions and confirms agreed-upon actions
- Keeps everyone involved informed about progress and issues
- Displays initiative, flexibility and focus to get things done
- Actively contributes ideas, suggestions, and constructive comments in meetings and discussions
- Identifies the component parts of a complex situation or problem and the relationship among variables that are not obvious
3
Experience For Supervisor, IT Audit Resume
- Probes in-depth to understand the customer’s business needs
- Explores and understands the customer's alternatives and decision criteria
- Proven technical understanding of accounting principles, audit techniques, risk management processes and procedures, information technology, security and automated system controls
- Sound professional judgment and business acumen. Results-oriented change agent
- Strong verbal and written communication skills required – specifically, the ability to concisely discuss and deliver presentations on key, complex issues, gain consensus, and bring about change and consensus by working with employees at all levels of the organization
4
Experience For Supervisor, LTC Audit Resume
- Proficient with Microsoft Office suite (Word, Excel, Access, etc.), as well as Visio, able to understand the concepts of and efficiently use technology, such as Computer Assisted Audit Techniques (CAAT) and Tools, and electronic document management systems or audit work-paper software
- Demonstrates excellent project management skills; manages projects in a collaborative, team-oriented manner empowering individuals to achieve high performance; teaches and mentors
- Continuously evaluates the efficiency and effectiveness of audit strategies and proposes and implements improvements, as appropriate
- Demonstrates a thorough understanding of the company’s policies, systems, organizational structure; leverages this knowledge to provide quality guidance and recommendations to management
- Coordinates with key stakeholders across the organization, including external auditors, internal auditors, business process owners, and senior management; actively discusses results of audits and professionally gains concurrence with management
5
Experience For Internal Audit Engagement Supervisor M/F Resume
- Manage time efficiently and effectively, meet deadlines and work under pressure
- Contributes to internal department’s programs and initiatives
- Advanced familiarity with Microsoft Suite, specifically MS Excel
- Supervise the work of the IT audit staff, including hiring, evaluating, training, performance management, compensating, motivating, coaching, and developing goals and procedures to ensure the achievement of goals
- Develop and manage project objectives & budget, and provides a project performance evaluation to the assigned staff
- Perform risk assessments and assists the Division Head of Internal Audit in developing the annual audit plan and the Director, Internal Controls in developing the annual SOX/ICFR plan
- Research best audit practices, coordinate internal planning/development meetings with audit staff and develop departmental guidelines and procedures through completion and management of audit and SOX/ICFR projects
6
Experience For Supervisor, Internal Audit Resume
- Coordinate with the External Auditors to build consensus and confirm evaluation alignment
- Review new areas of the company's operations and processes
- Ensure the adequacy of internal controls and compliance with company policies and procedures, and the achievement of management objectives; collaborates with business unit management, third-party service providers and the external auditors during the performance of internal audits and SOX/ICFR reviews
- Identify operational and administrative concerns and develop recommendations to improve internal controls and maximize operational and administrative effectiveness and efficiency; writes Control Impact Evaluation Memos for SOX deficiencies
- Evaluate the risk and impact of Internal Audit findings and SOX control deficiencies. This involves a discovery and communication of findings to executive and senior management, assessment of mitigating factors, an assessment of the quantitative and qualitative considerations for the deficiency evaluation; and a conclusion or judgment as to the significance of the deficiency
List of Typical Skills For a Supervisor, Audit Resume
1
Skills For Audit Control Supervisor Resume
- Supervisory or team leadership experience
- Demonstrated ability to logically and concisely write and present audit and SOX findings
- Demonstrated ability to analyze and solve complex business problems
- Demonstrates a healthy level of professional skepticism
- Five (5) years of related audit/internal audit/finance/information systems experience
- Related experience, preferably within the medical device industry
2
Skills For Field Audit Associate Supervisor Resume
- Gaming industry experience
- Experience in relevant field
- Experience in leadership role
- Experience either in
- IS Audit experience in audit firms
- Finance manager with strong Themis knowledge
- Previous hotel/resort front office experience required
3
Skills For Supervisor, IT Audit Resume
- Handling Express Check-Outs ensuring their completion
- Ensuring that third shift Night Audit checklist and responsibilities are completed
- Intermediate knowledge of generally accepted accounting principles (GAAP), accounting practices and theories
- Prepare written reports detailing Audit findings, recommendations, and auditee responses
- Ensure Investigators are completing tasks on regular basis such as: Routinely walk floor to observe, identify dishonest persons both externally and internal
- In partnership with Manager, ensure appropriate staff scheduling in both areas
4
Skills For Supervisor, LTC Audit Resume
- An analytical mindset and aptitude for solving problems
- Answer internal amd extermal inquiries and provide supporting documentation when appropriate
- Efficient processing of guaranteed no show billings
- Achievement of sales and profitability targets
- Works very well in a team; is collaborative; actively listens and is open to new ideas and alternative perspectives
- At least five (5) years progressive experience performing and leading financial and/or operational audits, preferably with big four accounting firms, major consulting firms, government contractor, or E&C company
- Certified Coding Specialist – Physician (CCS-P)
- Applicable professional certification(s) or license(s)
5
Skills For Internal Audit Engagement Supervisor M/F Resume
- Analyze and identify risks
- Independently perform tasks with minimal supervision
- Willingness and ability to learn new concepts and business practices
- Direct the daily activities of assigned auditors, monitor work progress, and instruct staff on proper Audit techniques
- Review and summarize auditee responses
- Provide functional and technical guidance to other Audit team members by developing skills to identify business risks and the various approaches to audit them; deliver performance appraisals
- Interface with other groups inside and outside the organization, project management, finance personnel, and auditors
6
Skills For Supervisor, Internal Audit Resume
- Review the reliability and integrity of financial and operational information and the means used to identify, measure, classify, and report such information
- Previous Knowledge and experience with MGM Resorts International gaming and financial systems. (Tandem, CMS, Machine Accounting, CBS, Bravo Poker, XpertX, MLife, Infinium, Showcase Strategy, Cognos Finance)
- Certification as a CIA, CPA, or CISA
- Coach to ensure all completely on timely and confidential basis
- Build relationships with store teams and ensure AP is focus in stores and with all teams
- Continuously recruit, select and hire and on-board the best talent
- Be an enthusiastic leader with the ability to motivate and engage your team
- Be able to mitigate risk through forward and proactive processes
- Ensure team assigned tasks are completed timely and completion is appropriately documented to enable financial close in accordance with GAAP
7
Skills For Supervisor, Operating Risk Audit Resume
- Autonomy, organization,, Leadership, oral and written communication
- Languages : English and ideally one other language
- Oversees overnight operations of the resort and serves as Manager on Duty
- Timely and accurate preparation of the Daily Report (Daily Business Summary DBS)
- Fully knowledgeable in all emergency procedures
- Ensure proper registration of guests and credit procedures are followed
- Distribution of all nightly reports
- Maintain current back up reports
8
Skills For Supervisor Internal Audit Resume
- Supervise the work of Internal Audit staff, including hiring, evaluating, training, performance management, compensating, motivating, coaching, and developing goals and procedures to ensure the achievement of targets
- Lead efforts to gather and validate information/data through research, interviews, the group facilitated sessions and other means, to support WGL’s Sarbanes-Oxley certification process
- Direct the preparation and maintenance of WGL and unregulated affiliate process and controls documentation (e.g., risk assessments, narratives, flowcharts and control matrix), work papers, testing results, control gaps, and remediation plans
- Direct the preparation of the Summary of Aggregate Deficiencies Report and initiate dialogues with the External Auditors to build consensus and confirm evaluation alignment
- Write Control Impact Evaluation Memos for gaps, which involves a discovery and interview process with executive and senior management to codify the background; an internal controls appraisal; an assessment of the quantitative and qualitative considerations for the deficiency evaluation; and a conclusion or judgment as to the significance of the gap
- Work with business units to design effective controls and implement value-added recommendations to strengthen internal controls, prevent fraud and improve operating processes
9
Skills For Supervisor Gaming Audit & Accounting Resume
- Consult on changes to policies and procedures, identify exceptions to policies and procedures, recommends solutions and reports issues to supervisors and management
- Conduct proactive control reviews on new processes, systems, and procedures and participate as a team member on projects relating to the improvement of the control environment and the implementation of new systems
- Demonstrated project management and organizational skills complemented by a keen sense of personal responsibility and initiative
- Experience in casino accounting/audit
- Ensure the accurate and timely delivery of audit packaging of accounting records and reports though analysis and review of fund accounting activities
- Analyze patterns of internal control exceptions to identify systemic issues, defects in existing policies, procedures, processes, training, systems or behavior
- Serve as a controls expert or consulting resource on control issues throughout the organization. Collaborate with employees and external consultants and auditors on control related matters
- Supervise staff on internal audit projects; including identifying financial, operational, IT and compliance risks and providing recommendations to improve internal controls and maximize process effectiveness and efficiency
10
Skills For Supervisor, Asset Protection, Audit & Control Resume
- High aptitude for problem-solving and cause analysis. Able to conceptualize and analyze multiple scenarios in solving business problems
- Serve as project manager for tasks and activities performed by IT audit staff and assigned co-sourcing auditors
- Assign project tasks, and perform front-line review of project deliverables (i.e., planning documents, work papers, draft reports)
- Develop, maintain and modify existing audit software applications and programs
- Participates in the drafting of audit recommendations to be presented to the Audit Manager
- Stays current with industry and regulatory trends and emerging risk issues
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