Audit Director Resume Sample
Ahmed Ruecker
8634 Carmela Stream,
Los Angeles,
CA
+1 (555) 984 6666
Work Experience
Audit Director
05/2018
-
PRESENT
Boston, MA
- Experience in public accounting
- Upervisory experience
- Strategic thinking and ability to present innovative solutions
- Fifteen or more years of internal or external audit or risk management experience, including significant management and leadership responsibility
- Senior level knowledge of GAAP, statutory and other complex accounting principles, practices and procedures
- Effectively lead, coach and develop an audit staff
- Exercise professional judgement and assume responsibility for decisions which have an impact on people and quality of service
IT Audit Director
04/2015
-
03/2018
Boston, MA
- IA is a change agent within Citi to enhance the control culture of Citi worldwide and thereby support senior management decision making around the world
- Experience in a Public Accounting setting
- Previous experience with Audits (Financial & Operational), Peer Reviews, and Quality Control
- Specific subject matter expertise regarding control disciplines and a strong business understanding of Governance is required – exposure to institutional and investment banking products and functions is desirable as is experience and knowledge of technology risks and controls
- Providing controls advisory services to the Company’s various businesses
- Contributes to strategic direction of Citi’s Internal Audit (IA) function in the establishment of risk based auditing and branch examinations, which include reporting methodologies, organizational design and effective positioning of the function to ensure provision of independent assurance. This is to be consistent and aligned with Citigroup and Citibank business objectives
- Actively supports and drives the Internal Audit Transformation Program and IA’s and management’s efforts for Citi to have a “Strong” internal audit function and for Citi to have “Strong” control functions
- Contribute to strategic direction of Citi’s Internal Audit (IA) function in the establishment of risk based auditing, which include reporting methodologies, organizational design and effective positioning of the function to ensure provision of independent assurance. This is to be consistent and aligned with Citigroup and Citibank business objectives
IT & Operations Audit Director
10/2012
-
12/2014
Phoenix, AZ
- Ensure IA meets/exceeds the requirements and expectations of Citibank’s and Citigroup's regulators
- Contributes to strategic direction of Citi’s Internal Audit (IA) function in the establishment of risk based auditing, which include reporting methodologies, organizational design and effective positioning of the function to ensure provision of independent assurance. This is to be consistent and aligned with Citigroup and Citibank business objectives
- Ensures IA meets/exceeds the requirements and expectations of Citibank’s and Citigroup's regulators
- Franchise Governance includes responsibility for the governance and the protection of Citi’s franchise and reputation in the country. Successful Franchise Governance is the unvarying critical responsibility of all CCOs across all countries. Successful Franchise Governance is our “driver's license”, without it we cannot run and grow our franchise
- Responsible for the country’s Voice of the Employee (VOE) results and action plans and for monitoring and acting upon employee feedback
- Delivers cost effective and efficient management of audit teams and audit engagements.Ensures IA meets/exceeds the requirements and expectations of Citibank’s and Citigroup's regulators
- Actively supports and drives theInternal Audit Transformation Program and IA’s and management’s efforts forCiti to have a “Strong” internal audit function and for Citi to have “Strong”control functions
Education
University of Phoenix in Walker - West Michigan Campus
2006 - 2011
Bachelor's Degree in Accounting
Professional Skills
- Strong leadership skills with a proven track record in managing teams
- Excellent people skills, including relationship management, communication, planning, presentation and motivation
- Excellent interpersonal skills for interfacing with all levels of internal and external audit and management
- IT audit experience with experience managing an IT audit function
- Senior-level experience in an audit-related role with experience in business, functional and people management
- Understanding of “Three Lines of Defense” risk management model and experience collaborating across lines of defense
- Experience with Regulatory Reporting and CCAR
How to write Audit Director Resume
Audit Director role is responsible for audit, leadership, business, interpersonal, risk, negotiation, analytics, articulate, auditing, technology.
To write great resume for audit director job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Audit Director Resume
The section contact information is important in your audit director resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Audit Director Resume
The section work experience is an essential part of your audit director resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous audit director responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular audit director position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Audit Director resume experience can include:
- Strong people management skills demonstrating effective coaching, mentoring, team building and leadership
- Proven track record of working with acquired companies’ CIOs/CEOs/Chief Risk Officers/Chief Auditors
- Prior exposure to the managing of client relationships
- Appropriate and effective budget formation, execution and management
- Leading, motivating and developing staff
- Managing budgets and negotiating fees
Education on an Audit Director Resume
Make sure to make education a priority on your audit director resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your audit director experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Audit Director Resume
When listing skills on your audit director resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical audit director skills:
- Strong communication skills (verbal and written) and demonstrated ability to communicate with all levels of management
- Excellent verbal and written communication skills, including the ability to communicate with internal and external customers
- Related experience in accounting firm or financial institution with at least 5 years of audit experience
- Specific subject matter expertise regarding technology application control disciplines and a strong business understanding of Capital Planning processes
- Specific subject matter expertise regarding technology application control disciplines and a strong business understanding of traded products
- Experience in building relationships and collaborating with various levels of
List of Typical Experience For an Audit Director Resume
1
Experience For IT Audit Director Resume
- Qualified Accountant with at least 7 years' experience in a medium or large Practice
- Responsible for all facets of employee development (recruiting, mentoring, training,
- Chair the Country Coordinating Committee (CCC)
- Responsible for the planning, maintenance and security of the physical premises
- Every CCO is accountable for the protection of Citi’s franchise, reputation, premises and people
- Direct responsibility for crisis management including decision making, escalation, and communications; during a crisis maintain the right level of communication with the right people including keeping the Regional CEO fully in the loop
2
Experience For Risk Audit Director Resume
- Ensure the country Continuity of Business Plan (COB) is current and vibrant
- Specific subject matter expertise regarding technology application and operational control disciplines and a strong business understanding of financial products and related information security concepts, especially those with significant information protection and privacy risks
- Specific subject matter expertise regarding anti-bribery and corruption compliance programs and a strong business understanding of technology application control disciplines used in such programs
- Specific subject matter expertise and a strong business understanding of Corporate Functions and Operations, including an expertise in at least one of the following--Human Resources, Public Affairs, Legal, Corporate Realty, Accounts Payables and/or Procurement
- Specific subject matter expertise regarding technology application control disciplines and a strong business understanding of the Treasury & Trade Solution products, especially those associated with the Cash Management and Trade business
- Maintain consistent communication and partnership with operating management
- Assist VP of Internal Audit on special projects and initiatives
- Contribute to Audit Committee and other management presentations as required
- Senior level (15 + years) experience in a related role with extensive experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables according to strict timetables
3
Experience For IT & Operations Audit Director Resume
- Manage Internal Audit’s working relationship with members of the Global Fiduciary Coordinating Committee and relevant Control Functions
- Work with financial institutions of various sizes
- Complete CPE specific to the financial institution industry
- Anticipate issues and exercise critical thinking and judgment to effectively influence business management and peers and act as a catalyst. Demonstrate a strong understanding of the company’s business, core strategies and priorities, and provide value-added audit results
- Work with Audit’s senior leadership to develop, implement and communicate Corporate Audit’s mission, goals and strategies
4
Experience For Internal Audit Director, Asia Resume
- Ideally currently hold a position at Senior Manager or Director level in current Practice
- Lead a team of professional auditors and be
- Specific subject matter expertise regarding technology application control disciplines and a strong business understanding of Financial Services Industry, especially those associated with KYC, AML , Transaction Monitoring and Sanctions
- Lead a team of audit professionals to deliver valued and timely independent assurance to Citi’s Board and executive management on the control design and operating effectiveness of the ICG technology environment
- Support Internal Audit’s contributions to the Board of Directors and its respective sub - Committees
5
Experience For Audit Director for Credit & Deposit Solutions Resume
- Lead regional audit projects ensuring appropriate visibility of international business risks. Define project objectives, scope and resourcing. Manage audit team members’ performance and quality of output to meet the overall project objectives
- Drafting or reviewing audit reports and conducting exit conferences with management to discuss findings and management’s response
- Travel 15-25 %; including internationally
- Serve as business unit’s resident specialist in tax, audit or other specialty
- Progressively manage, recruit and develop a professional audit staff with sufficient knowledge, skills and experience to achieve effective auditing, consistent with the Global Team’s strategic direction, and with emphasis on leadership development
- Effective and strategic use and management of co-sourcing arrangements with external internal audit firms, consistent with the Global Team’s strategic direction, and with emphasis on synergies
- Partner with human resources (HR) and support its human capital and organizational effectiveness programs and initiatives. Operate in alignment with HR’s strategies
- Actively supports and drives the Internal Audit Transformation Program and IA’s and management’s efforts for Citi to have a strong internal audit function and for Citi to have strong control functions
6
Experience For IT Senior Audit Director Resume
- Maintains a professional development plan to improve technical, interpersonal and management skills consistent with Experian’s requirements and talent management philosophy
- Reports to the Regional Head of Internal Audit (North America) with a dotted line into the Global Head of IT Audit
- Manage internal audit staff responsible for BSA / AML audit functions as well as other diverse lines of business and specialty areas. Provide major input to audit engagement planning and fieldwork, as well as identification, development and documentation of audit issues, and recommendations for their improvement
- Provide subject matter expertise in the areas of BSA / AML audits
- Manage the implementation of audit procedures, including, but not limited to identifying and defining issues, reviewing and analyzing evidence, and documenting auditee processes and procedures. Oversee the identification and evaluation of Capital One risk
7
Experience For Gf-audit Director Resume
- Manage the implementation of audit procedures, including (but not limited to) identifying and defining issues, reviewing and analyzing evidence, and documenting auditee processes and procedures, and prepare value added audit reports
- Excellent communication, organization, and time management skills with appropriate attention to detail
- Developing a thorough understanding of the Company’s Exchange, Clearing operations and Data businesses
- Develops a strong rapport with senior management to ensure discussions are trusted, constructive and valued; works diligently to understand the company’s strategies and risks
- IT Risk Management’s assessments processes (Security, Vendor, and Risk Assessments)
- Build relationships with key members of PWM’s management team
- Leads the development of the risk based Project audit strategy, defines the periodic audit plan and related goals for BNY Mellon’s Internal Audit function, including identifying and evaluating projects requiring audits. Develop innovative audit approaches, required staffing and proposed audit schedule for the areas being audited
- A self-starter with a ”builder methodology” i.e. “hands on, action –oriented” leader who leads by example
8
Experience For Audit Director, Nyse Resume
- Highly respected people leader
- Exceptional executive presence and professionalism which commands the respect of colleagues and subordinates
- Inspire others to follow
- Demonstrates and regularly applies an expert working knowledge of Unum’s products, services, technology and business processes (including customer, market and industry knowledge), his/her specific functional area, its issues and the technical skills required to support it
- Represents Unum’s ethical and professional standards at all times
- Specific subject matter expertise regarding technology application control disciplines and a strong business understanding of cards products, especially those associated with the Cards business
- Specific subject matter expertise regarding technology application control disciplines and a strong business understanding of high risk customer and high risk products
- Develop and maintain the Quality Assurance methodology in collaboration with the Quality Assurance Directors to provide independent assurance that IA has achieved and is maintaining appropriate standards of delivery set against IA’s own internal standards and the Standards and Code of Ethics of the Institute of Internal Auditors
9
Experience For Senior Audit Director Resume
- Think independently and critically while pinpointing key risk areas based on expert knowledge, and articulates thoughts effectively to diverse audiences
- Experience in the IT Audit space, preferably in a large complex organization
- Support AIG’s vision and strategic direction
- Develop successful coalitions within current and potential teams and stakeholders by actively seeking the perspectives of others, focused listening, and sharing information and ideas
- Proactively and continuously learns, develops, and introduces improved ways of doing things, both to business clients in development of solutions to problems, as well as to IAG practices
- Exhibits thoughtful and decisive behavior in dealing with challenging situations
10
Experience For Audit Director, Data Analytics Resume
- Assurance and Advisory support to Genworth Corporate and Investments departments
- Leadership of Global GCAS Professional Practices activities and initiatives
- Assist the CAE in the development and implementation of strategic and tactical elements of GCAS
- Build and maintain a high-performance team
- Execute annual organizational risk assessment and audit plan development activities through interaction with senior business executives and external industry subject matter resources with primary focus on Corporate and Investment departments
- Build and maintain effective relationships throughout the business and with external partners/service providers
- Frequently engage with executive management regarding business strategy, changes to risk profiles, assurance and advisory results and recommendations
- Proficient capabilities in the areas of IT risk management, critical thinking, root cause analysis, and written/verbal communications
- Monitor Corporate and Investment department risk profiles, make audit plan update recommendations as appropriate
List of Typical Skills For an Audit Director Resume
1
Skills For IT Audit Director Resume
- Demonstrate excellent communication, leadership and management skills and can effectively influence a wide range of internal clients
- Demonstrated leadership skills with the ability to train and develop talent while giving, receiving and responding to feedback effectively
- Advanced written and verbal communication skills and presentation skills, including the ability to communicate with internal and external customers
- Experience with management principles and practices, including leadership, coaching, and development skills
- Excellent interpersonal skills, including relationship management, communication, planning, presentation, and motivation
- Strong computer skills and proficient in a Windows based environment, including Microsoft Office
- Strong analytical skills, including the ability to solve problems and make value-added control and process/technology recommendations
- Demonstrate the ability to balance diplomacy with assertiveness and negotiate effectively without damaging relationships
- Strong experience in a supervisorial or managerial experience
2
Skills For Risk Audit Director Resume
- Experience in supervisory or project management role including experience managing audit engagements
- Demonstrate and foster a sense of urgency, strong commitment, and accountability while making sound decisions and achieving audit and strategic goals
- Advanced negotiation, problem solving, and conflict resolution skills
- Effectively manage relationship with the internal audit co-sourcing partner
- Proven experience with MS Office, particularly Excel and Visio
- Preference for prior industry or public audit experience
3
Skills For IT & Operations Audit Director Resume
- Effectively collaborate with in-house internal audit for an integrated audit approach
- Provide high quality, value-added audits, effectively manage concurrent engagements, and deliver reports on time and within budget
- Experience and knowledge in General Insurance, including distribution, underwriting, reinsurance, claims, reserving, and insurance operations processes.
- Advise client upper management regarding effective use of resources and methods, interpret accounting and tax laws and regulations
- Successful experience in building relationships and collaborating with various levels of management
- Strategic thinker, who also demonstrates an understanding of the underlying complexities of certain areas
- Previous experience managing or leading a team and talent development
4
Skills For Internal Audit Director, Asia Resume
- Experience leading and guiding managers in support of agency initiatives and objectives
- Specific subject matter expertise regarding technology application control disciplines and a strong understanding of IT and corporate functions
- 6 yrs experience in audit program development, internal control consulting, or risk management utilizing various automated tools and techniques
- Previous experience in a Broker / Dealer, Investment Advisory, and/or Real Estate setting
- Strong understanding of value creation and economic principles
5
Skills For Audit Director for Credit & Deposit Solutions Resume
- Experience in auditing, at least 10 years in compliance, at least 10 years in risk management, or a combination
- Experience in Anti-Money Laundering (AML) compliance
- Professional work experience in Audit and/or Accounting
- General computer controls (GCC) testing experience
- Good understanding of the COSO framework, risk assessment, control analysis, and audit methodology
- Good understanding of IT internal control concepts
- Audit experience (Financial and Operational)
- Previous experience with Application Controls
6
Skills For IT Senior Audit Director Resume
- IT Audit experience
- IT audit experience
- Infrastructure, applications and cyber security experience
- Demonstrated competency in teamwork with the ability to coach and mentor others
- Information Security, Network/Cybersecurity or equivalent IT/Network Management experience
- Ensuring that technical or financial solutions and schedules are recommended in a timely manner and that engagement staffing and planning issues are resolved
- Auditing businesses and Funds in the Wealth Management sector
7
Skills For Gf-audit Director Resume
- Understanding of basic COBIT and NIST framework and application of global industry IT standards
- Working on computer for long periods of time (up to four hours)
- Sitting for long periods of time (up to four hours)
- Acquiring new business through business development, networks and referrals
- Understanding of core IT general control processes (e.g., Information Security, Change Management, Agile System Development Lifecycle, IT Operations etc.)
8
Skills For Audit Director, Nyse Resume
- Assist in the planning, organizing, directing and monitoring of internal audit operations and have staff management responsibilities
- Responsible for leading a multi-dimensional audit plan, providing value-adding risk insight, balanced with exceptional customer service
- Manage global IT audit professionals, providing direction and ensuring accomplishment of audits and projects
- Strategy and Planning:Citi’s goals and objectives are being implemented at each franchise level
- Proficient in using standard software, such as MS Word, Excel and Teammate, to perform
- Lead and assist risk assessment in technology projects or business projects relaying in technology components
- A culture that values passion for excellence, uncompromising integrity, and mutual respect
- Establish close working relationships with senior executives across the region on key strategic, risk and control matters
- Work closely with risk and control groups across the globe. Develop close working relationships with executives in Legal & Compliance, RQA and other areas
9
Skills For Senior Audit Director Resume
- Resolve all problems before submitting the report for final principal/partner review
- Change agent who isn’t afraid to challenge the status quo which includes influencing without authority in a collaborative environment
- Develop MBM understanding and application
- Advanced knowledge of operational and technical fundamentals of the credit and deposit businesses including knowledge of the body of regulation and laws
- Drive innovation by providing an atmosphere that supports idea development and initiative
- Performing network and/or application assessments in regards to architecture, design, and/or security
- Lead the Internal Audit IT risk assessment process and assist in developing a risk based audit plan
- Apply COSO control principles in identifying areas of risk in audit engagements
- Lead and coach the team in achieving defined goals and objectives
10
Skills For Audit Director, Data Analytics Resume
- The ability to develop relationships with all levels of the business
- CPA, ACA, CFA, CIA, CISA or similar
- Advanced-level experience in a related role with extensive experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables according to strict timetables
- Public and/or Private Audit experience
- CFA, FRM, ACT, PRM, CQF or similar
- Coordinate participation in projects
- Minimal travel (roughly around 5%)
- No need to relocate for promotion opportunities
List of Typical Responsibilities For an Audit Director Resume
1
Responsibilities For IT Audit Director Resume
- Lead the execution of assurance and advisory activities focused on Corporate and Investment departments as determined by the annual audit planning and update process
- Proven leadership skills with the ability to provide strategic direction to the team
- Translate strategic planning and audit programs into action, effectively navigating as individual contributor or senior leader to provide CCR audit coverage
- Operates as the subject matter expert within designated area to ensure effective First Line of Defense and Second Line of Defense risk management practices
- Strong and demonstrated subject matter expertise in the counterparty credit risk space
2
Responsibilities For Risk Audit Director Resume
- Experience in managing matrix teams and/or managing integrated internal audit and assurance delivery within a matrix reporting environment
- Experience in data analytics, systems analysis, data warehousing and/or audit
- Experience in the capital management space and exposure to model risk management
- Strong knowledge of current computer systems and requisite controls
- Developing and rolling out targeted methodology training
- Managing and delivering audit engagements
- Assisting in the review and improvement of global Internal Audit methodology and practices
- Execution of regular period scorecard reviews and share best practice and common pitfalls with relevant teams and provide bite size training as and when needed
3
Responsibilities For IT & Operations Audit Director Resume
- QA of completed Risk Assessments, Quarterly Refresh as part of Quarterly Business Monitoring
- Reviews and distributes audit reports and other communications to management. Assists the Audit Director in preparing communications to the audit committee
- Lead corporate IT SOX compliance activities including
- Responsible for the design, planning and implementation phases of the Market Conduct Audit Practice
- Hold team accountable for meeting deliverable, quality assurance and methodology standards
- Develop and facilitate targeted methodology training
- Reviews industry regulations, accounting principles and developments to ensure they are incorporated into audit procedures and disseminated to the audit team
- Assists the Internal Audit Managing Director in the preparation of the periodic reports to the Audit Committee
4
Responsibilities For Internal Audit Director, Asia Resume
- Bring best practices to Santander
- Ensure high quality audit results and well-crafted audit report deliverables
- Ensure assurance and advisory efforts are executed within prescribed time budgets in coordination with client considerations
- Report the results of high-impact assurance and advisory initiatives to corporate executive leadership team and legal entity Board Audit and Risk Committees
- Maintain current knowledge of the business and other matters impacting the industry and the company, including insurance industry regulatory and business risk developments and internal audit best practices
- Ensure the delivery of audit reports that are complete, insightful, timely, error free and concise
- The timely delivery of high-quality comprehensive regulatory and internal audit issue validation, and where determined appropriate issue validation on other remediation actions, including issues arising from external auditors, consultants and other parties
5
Responsibilities For Audit Director for Credit & Deposit Solutions Resume
- Contribute towards the delivery of high impact governance reports and thematic reporting to executive management, regulators, and Citigroup and Citibank boards’ sub-committees, developing trend analyses and control themes
- Contribute to the strategic direction of the TTS Internal Audit function in an environment of developing technology and product innovation
- Manage matrix teams of professionals. Develop and build an effective pool of TTS CSC / OSP audit talent with required expertise to meet the risk profile of the business, and develop appropriate succession plans
- Partner with IA colleagues in relevant specialist teams (including Compliance, Risk, Finance, Technology, Third Parties) to ensure efficient and consistent end to end audit coverage; promote knowledge sharing and promulgate management best practices across Internal Audit
- Use strong communication, leadership and management skills to influence a wide range of internal audiences including respective product, function, CSC, OSP and regional executive management partners, as well as external audiences including regulators and external auditors
- Deliver cost effective and efficient management of audit teams and audit engagements. Proactively assess opportunities to use audit automation and develop continuous auditing capabilities
- Ensure the governance, risk management and control concerns of the TTS business are considered during annual audit planning, and on an ongoing basis to ensure the audit assurance plan reflects emerging priorities; and ensure that Internal Audit provides suitable, prompt assurance in respect of key areas of concern identified
6
Responsibilities For IT Senior Audit Director Resume
- Understanding and practical application of Risk Based Auditing methodology together with comprehensive knowledge of Transaction Banking products
- Partner with relevant first and second line executives to help develop creative and pragmatic solutions for emerging issues
- Participate in major business initiatives and pro-actively advise and assist business heads on change initiatives
- Advanced level experience in a related role with experience in business, functional and people management; proven ability to take responsibility for executing concurrently a portfolio of high quality audit deliverables according to strict budgets and timetables
- Strong project management and interpersonal skills. Consulted often by others for advice and opinions and recognized as a leadership role model
- A broad and comprehensive understanding of relevant product management, operations, corporate functions, technology management, project/program management, third parties and supplier management roles, responsibilities and key governing policies and regulations
- Related certifications (e.g. CPA, CFA, CIA, CISA or similar) and/or professional qualifications (Chartered Accountant or similar professional Audit qualification)
7
Responsibilities For Gf-audit Director Resume
- Good organizational skills and the ability to work proactively without close supervision
- Design and lead the execution of the IT audit plan by guiding the team in the execution of both process and technical reviews, and report results of global cybersecurity audit activity across Internal Audit, the second line of defense, and to management
- Build and maintain an effective and competent audit staff via an efficient organization structure, and provide leadership in a manner that motivates, engages and develops individuals and teams to successfully execute plans in a quality manner, drives strong results, and maintains general compliance with Balanced Scorecard Metrics
- Network with and provide guidance, advice and support to local, regional, and cross-line of business IT teams who provide audit coverage over certain technologies, processes and controls
- Enable IA’s vision for the auditor of the future, by providing leadership and oversight into the Global Technology team’s enhancement of business acumen, critical thinking, and data analytics skills, and supporting the broader IA department’s objectives of enhancing their knowledge of IT and cybersecurity risks and controls
- IT audit experience, public accounting, consulting and/or IT security experience
8
Responsibilities For Audit Director, Nyse Resume
- Proven track record of success as a technology audit leader, both advising management on current and emerging IT risks, and leading/coaching junior team members on methodology, stakeholder management, and the more technical aspects of IT audit reviews
- Certified with a CISA, CISM, or CISSP designation
- Strong competencies/body of knowledge of cybersecurity and IT operations, having led multiple assessments of an organization’s processes against leading security standards/practices (e.g., ISO 27001, NIST, PCI)
- Directs the work activities and has day-to-day responsibility for the performance and development of subordinate staff in accordance with corporate strategic direction
- Implements and administers auditing policies, procedures, practices, and provides leadership in driving ongoing improvements in auditing procedures
- Plans, schedules and assigns resources to audit projects and manages activities by audit teams in timely and effective completion of reviews on multiple, concurrent projects
- Monitors business unit efforts to resolve identified control issues and assesses the effectiveness of remediation efforts through follow-up reviews
- Takes an active role in delivering valuable services to assigned areas, enhancing operations, identifying gaps, and sharing best practices
9
Responsibilities For Senior Audit Director Resume
- Takes a lead role in the preparation and maintenance of annual audit plans for assigned areas, including determination of realist budgets for projects
- Supervises preparation and approval of audit outputs for assigned areas, including work papers and audit reports. Takes an active role in driving output timeliness and quality, inclusive with presenting and discussing outputs with senior management
- Facilitates communication to management regarding the importance of internal controls (i.e. financial, operations, compliance); models the appropriate use of ‘partner/challenger’ relationship with audited entities
- Primarily responsible for being cognizant of developments, trends, and challenges within assigned business units and functions and within the insurance industry
- Typically eight to twelve years of relevant experience in the Property & Casualty insurance industry
- QA partner to Chief Audit Executives and Heads of Audit (HoAs) in APAC as well as working with Regional Chief Auditor in Hong Kong
- Share industry best practice, common pitfalls with teams globally
- Conduct Stakeholder feedback program using QA framework. Feedback loop into methodology and training communicated to the Chief Auditor Strategy, QA, Methodology and Communications
10
Responsibilities For Audit Director, Data Analytics Resume
- Leading QA Thematic Review
- QA Internal Audit presentations for Audit Committees, Management Committees and stakeholder meetings including BRCC, and CCO reporting
- Conduct pro-active "hot reviews", Internal Audit location reviews (site reviews), an efficient and effective scorecard evaluation and reporting mechanism, a continuous improvement program and other solutions to drive a best in class quality assurance function for a leading global financial services group
- Collaborates with management and risk partners to assist in developing the strategy of the audit
- Perform an annual IT risk assessment and develop the annual audit plan to address IT related risks
- Responsible for providing an independent assessment of internal business controls and processes and for making recommendations in support of the company’s risk framework and business strategies
- Work with Audit senior leadership to drive initiatives that imbed a culture of operational excellence throughout the division in a consistent and strategic manner
- Translate strategic planning and programs into action plans, effectively navigating as a senior leader
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