Business Auditor Resume Sample
Carmen Mosciski
1480 Torphy Haven,
San Francisco,
CA
+1 (555) 479 6999
Work Experience
Senior Business Auditor
07/2015
-
PRESENT
Dallas, TX
- Ongoing assessments of Credit Suisse Group’s control environment to ensure that business is effectively risk managed
- Good negotiation and communication skills as well as experience in liaising across departments and teams
- An ability to present risk concepts and issues in a simple and concise way
- Analytical and risk-assessment skills
- An independent, structured, and precise working method
- The ability to work as a global teammate
- Excellent spoken and written style in English. Fluency in another European language is an advantage
- Highly motivated, can-do and results oriented professional
Business Auditor
12/2008
-
06/2015
Phoenix, AZ
- Work closely with the global Audit Team to ensure that key risks are identified and assessed in the program of audit coverage
- Build strong partnerships across business audit teams through a proactive, open and communicative approach through all aspects of planning, execution and reporting
- Works well individually and in teams, shares information, supports colleagues and staff
- Completion and documentation of assigned audit work within budgeted time constraints
- Raise and draft audit observations
- Presentation of audit issues to business management
- Assessment of the effectiveness of the Bank’s control environment, assessing compliance with laws, regulations and best practices, and identifying commercial and practical solutions to mitigate identified risks
- Development and provision of centralised audit services to the wider CSG Internal Audit department, including continuous risk monitoring of business activities, and periodic analysis of business performance and Key Risk Indicators (KRI’s)
ACA Student Business Auditor, Analyst
12/2002
-
08/2008
Detroit, MI
- The willingness to undergo continuous development
- Ongoing assessments of Credit Suisse Group’s control environment to ensure that business is effectively risk handled
- Analysing processes and the related risks, and evaluating the internal controls, while executing audit assignments according to the BNP Paribas IG methodology
- Formulating audit findings, recommendations and conclusions that support the business in the achievement of its mission
- Providing management with “assurance” on the quality of internal control
- Cooperating on ad hoc internal IG projects and executing special investigations/assignments in a flexible way
- Maintaining a network of contacts and relations internal or external to IG HB and keeping yourself updated on the evolution within your field of attention
Education
Western New England University
1996 - 2001
Bachelor's Degree in Business
Professional Skills
- Excellent leadership skills, including the ability to interact with individuals at all organizational levels to build strong team relations
- Strong background and experience of capital markets auditing in a major financial institution, or equivalent in trading / risk management experience
- Having 6+ years of experience in development/ Validation regulatory (Basel 2) credit risk models
- Strong background and experience of Wholesale and/or Asset Management business auditing in a major financial institution or Big 4 practice firm
- Strong background and experience of capital markets auditing in a major financial institution
- 2 Operational Skills Y
- Contribute to the Group Audit global team through own professional skills and technical knowledge
How to write Business Auditor Resume
Business Auditor role is responsible for audit, auditing, documentation, finance, credit, training, security, reporting, research, modeling.
To write great resume for business auditor job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Business Auditor Resume
The section contact information is important in your business auditor resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Business Auditor Resume
The section work experience is an essential part of your business auditor resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous business auditor responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular business auditor position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Business Auditor resume experience can include:
- Development and provision of centralised audit services to the wider CSG Internal Audit department, including continuous risk monitoring of business activities, and periodic analysis of business performance and Key Risk Indicators (KRI’s) Requirements
- Strong communication skills - internally with colleagues, as well as externally
- Proven experience of working within a business function and in a related field, e.g. Audit, Finance
- Very quickly establish strong effective working relationships
- Contribute to the of Group Audit global team through own professional skills and technical knowledge
- Audit assignment planning – Effective and efficient diagnostic work on audit is performed
Education on a Business Auditor Resume
Make sure to make education a priority on your business auditor resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your business auditor experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Business Auditor Resume
When listing skills on your business auditor resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical business auditor skills:
- Experience in areas of accounting, auditing and/or process documentation
- Two to three (2 – 3) years’ experience in accounting, auditing and/or process documentation
- Assessment of the effectiveness of the Bank’s control environment, assessing compliance with laws, regulations and best practices, and identifying
- Relevant professional experience with international accounting firms or financial institutions
- Relevant professional experience with international accounting firms or financial institutions
- 2+ Proven knowledge of business continuity and disaster recovery methodologies and principles, including current industry standards and practices
List of Typical Experience For a Business Auditor Resume
1
Experience For Senior Business Auditor Resume
- Experience of dealing with very important and often sensitive data
- Project management or auditing experience is desirable
- Complying with the terms of your ICAEW training agreement and maintaining a training log in accordance with ICAEW requirements
- Following up on recommendations
- Convincing communication manner
- Set high personal standards and stretching objectives, as well as to focus on continuous improvement
2
Experience For ACA Student Business Auditor, Analyst Resume
- Perform the audit reviews, ensuring appropriate coverage of business risks and timely delivery of audits
- Develops reports and delivers presentations to management regarding recommendations related to programs
- Develop communication, training and educational programs related to program outcomes
- Performance of special work / investigations
- Any additional language knowledge (e.g. Russian, Italian, French, Spain, German, Portuguese, etc.) in written and spoken form is also an advantage but not essential
- Audit Worldwide Supervisors, Regional Heads of Audit and audit staff in various locations
- Inspection and other dedicated Audit departments
- All Business Lines and Resources’ staff or management in relation to assigned audit work
- Tasks related to the Audit Department’s organisation
3
Experience For Internal Business Auditor Resume
- Reporting on recommendation follow up status to Head of Audit on a regular basis including suggestions on the allocation of recommendations to the team member (management of team member’s workload)
- Audit assignment execution – Audit work is properly assigned to team members and monitored, ensuring that less experienced team members execute their work in accordance with departmental standards
- Work experience as either an internal business auditor or in accounting
- Fully adhere to departmental assignment management requirements, e.g. Tollgates process
- Complete audit assignments within assigned budgets and agreed timelines
- Assessment of the effectiveness of the Bank’s IT control environment, assessing compliance with laws, regulations and best practices, working with the business and IT management to identify commercial and practical solutions to mitigate identified risks
- Development and provision of centralised audit services to the wider CSG Internal Audit department, including continuous risk monitoring of IT activities, and periodic analysis of IT performance and Key Risk Indicators (KRI’s)
- Act as liaison with Management to ensure full understanding of business strategy, plans, products, performance and risk-related issues at business unit level and communicating these to the relevant Functional Team members via bottom-up continuing risk assessments and dialogue
4
Experience For Business Auditor Associate Resume
- Provide support to departments BDC strategy by development and provision of centralised audit services to the wider CSG Internal Audit department, including continuous risk monitoring of business activities, and periodic analysis of business performance and Key Risk Indicators (KRI’s)
- Provide non-assurance services to business units where required, through participation on advisory engagements / special projects within the Group
- Conduct work in accordance with Institute of Internal Auditing (IIA) standards and participate in a variety of business audits at our functions, such as product development, manufacturing, marketing, or treasury operations
- Responsible for all aspects of the audit, from pre-planning to audit report publication, including leading all management reviews
- Provide recommendations to address identified control deficiencies or process improvement opportunities
- Work closely with cross-functional teams in the Company's diverse operations and staffs to ensure compliance with Ford policies and procedures
- Travel up to 30% of the calendar year, although the average travel is between 10% and 15%
- Certified Internal Auditor (CIA) or a Certified Public Accountant (CPA)
5
Experience For Private Banking Business Auditor Head of Assignments Resume
- Identifies and evaluates the risks inherent in the use of models both from a methodological and a global governance point of the model (input quality, modeling assumptions, quality and use of model outputs, existence, respect and relevance of the internal procedures relating to the model and its validation)
- Analyzes the relevance of the hypotheses used to construct the models, the choices and the methods of estimating the parameters, as well as the adequacy to the current economic and financial context ("back-testing"),
- Discusses the consistency and effectiveness of the risk management system in which the models are used and the steering decisions based on this use,
- Ensures measurement tools are in place to evaluate effectiveness of program. Interprets internal policies as they relate to programs
- Assist the Auditor in Charge in planning and determination of the audit scope for relevant engagements and in reaching an agreement on the risk analysis
6
Experience For Business Auditor for Global Operations Audit Team Associate Resume
- Defines areas for improvement, formulates recommendations and contributes to the monitoring of their implementation
- Prepare high quality audit deliverables including planning memoranda, audit programs, working papers, drafts of audit issues, audit reports and present the results to various levels of Internal Audit leadership, as well as the business organization
- Work experience as either an internal business auditor or accounting
- Able to make decisions on individual assignments. However assignments are subject to review at all stages by Heads of Assignment Supervisor / Quality Assurance and Audit Management
- No delegation to express internal audit 'opinion' without prior clearance by Audit Management
- Operate with limited supervision on assignments, but with sufficient guidance and subsequent review
- Track the implementation of agreed actions
7
Experience For Business Auditor, Head of Mission Resume
- Build technical / commercial knowledge and business awareness through own research and interactions with relevant stakeholders
- Use data analytics in audit engagements, where appropriate
- Build relationships with peers in Group Audit across geographies and proactively exchange ideas and information
- Provide assurance over the control environment to mitigate the key business risks
- Prepare and conduct business continuity exercises and subsequent exercise reports, monitor for remediation and certification of plans
- Analysis and preparation of key risk indicator reports, including operational data to identify and assess areas of existing and emerging business risks / losses
8
Experience For Business Auditor M / F-vie Bangalore Resume
- Research, analysis, evaluation and reporting on the business continuity program
- Quality review of business impact analysis and BC Plans
- Participates with development of program objectives / strategies, timetables, and resource assessments / requirements
- Ensure internal & external best practices and learnings are incorporated into policies and practices to sustain ongoing risk readiness posture and policy compliance
- Assess the control environment of the CIB Banking businesses, with a view to providing recommendations for improvement where emerging issues or weaknesses are identified
9
Experience For Corp-senior Business Auditor Resume
- Flexible and adaptable to dynamically changing work environments, including travel to other locations/countries as part of country/regional audit engagements
- Well versed in Asia laws and banking regulations (e.g. travel rules,anti-money laundering, sanctions)
- Tasks related to the Accountancy Professional Apprenticeship and ACA Training (25% or less of available time)
- The performance and management of on-site business audits of Wroclaw based functions, performance of remote audit services to other CS offices, as well as travel/support for audits of EMEA branches
- Development and provision of centralized audit services to the wider CSG Internal Audit department, including continuous risk monitoring of business activities, and periodic analysis of business performance and Key Risk Indicators (KRI’s)
10
Experience For Global Markets Business Auditor Resume
- Be engaged in various stages of mission/audit delivery (Diagnostic, Investigation and reporting)
- Other work assigned by the reporting manager as per the team requirements
- A specialised training
List of Typical Skills For a Business Auditor Resume
1
Skills For Senior Business Auditor Resume
- Good project management skills and efficient management of time
- Strong knowledge of the Private Banking industry
- Audit experience of Private Banking products and processes
- Strong understanding of the audit process and methodology - rigorous and reliable in the audit approach
- Extensive audit experience of Private Banking products and processes
- Test the effectiveness of the company’s key business controls and provide guidance on remediation of testing failures
2
Skills For ACA Student Business Auditor, Analyst Resume
- Expertise in development or Validation of Credit risk models such as PD and LGD in the context of regulatory framework
- Most importantly - integrity, self-motivated, eager to learn, courage to withstand push-back and a good sense of professional skepticism. LI-ND1
- Most importantly - integrity, self-motivated, eager to learn and a good sense of professional skepticism. LI-ND1
- Able to manage priorities and deadlines
- Understanding of risk frameworks like Basel II – (A-IRB and IRRBB), Basel III - Liquidity Ratios, stress testing, etc
- And not the least, a challenging and fascinating job
3
Skills For Internal Business Auditor Resume
- Knowledge of business continuity and disaster recovery methodologies and principles, including current industry standards and practices
- A dynamic and international working environment
- Assist the regional Audit Management in the administration and planning of the activities of the department
- Audit assignment reporting - Deliver well written and clear audit reports (Head of Assignment has ultimate responsibility)
- Give recommendations and write audit reports
- Articulate and clearly communicate an idea both verbally and in written form
- Energetic and initiative approach to work
- Assist the Portfolio Manager / Auditor in Charge in planning & determining the audit scope for relevant engagements and in reaching an agreement on the risk analysis
- Excellent customer service skills, strong level of business impact focus and sensitivity
4
Skills For Business Auditor Associate Resume
- Progressive leadership experience in crisis management, business continuity (BC) and / or disaster recovery (DR) planning
- Experience in Audit dept. at Big4 (KPMG, E&Y, PwC, Deloitte) or big FMCG companies
- Project or program management experience
- Participate in local and global audits, complete audit work, and document audit results in line with Group Audit standards
- Agree on corrective actions and deliver the final audit report, with support from the Portfolio Manager / Auditor in Charge, for more technically challenging / complex / sensitive assignments
- Is proficient in written and spoken English
5
Skills For Private Banking Business Auditor Head of Assignments Resume
- Has Knowledge of MS Office suite (word, excel, powerpoint)
- Relevant experience of auditing Investment Management business (private wealth management / asset management) and related middle and back office support functions
- Intermediate Proficient in the use Microsoft Office Suite
- Availability for on-call rotation 24/7 for 7 days once every 7 weeks
- PMP (Project Management Professional) and / or CBCP (Certified Business Continuity Professional) are desirable certifications
- Fluent in Spanish and / or Portuguese
- Excellent analytical skills and attention to detail, including the ability to analyze unique customer environments and suggest appropriate BC / DR solutions and resources)
- PMP (Project Management Professional) and/or CBCP (Certified Business Continuity Professional) are desirable certifications
- Willingness to dive deep into the assigned audit area to provide insights and/or solutions/recommendations
6
Skills For Business Auditor for Global Operations Audit Team Associate Resume
- Knowledge of the current regulatory environment, key regulatory initiatives impacting the businesses in the UK and Europe, compliance requirements and the issues facing the financial services industry
- Able to perform audit work with sufficient autonomy, organisation and responsiveness to conduct assignments efficiently
- Coaching skills – Able to manage and coordinate efficiently a team of auditors with different levels of experience and differing backgrounds. Able to articulate clearly the audit's objectives, timeframes and priorities. Coordinates tasks and supports members of the team
- Good knowledge of standard IT tools, such as MS Office suite
- Compliant with confidentiality requirements
- Sound knowledge of the current regulatory environment, key regulatory initiatives impacting the businesses in the UK and Europe, compliance requirements and the issues facing the financial services industry
7
Skills For Business Auditor, Head of Mission Resume
- Able to manage priorities, deadlines and budget constraints
- An holistic view on the organisation
- Various possibilities for development and growth within the enterprise
- French an advantage, although not a necessity
- Continuous Monitoring of Global Wholesale business areas, including meetings with key auditees and evaluating any changes in the risk profile of the business which might result in a change in the audit plan, risk assessments or audit universe
- Complete Local or Regional or Global assignments or work with other Business Auditors for large scope audit missions, mainly as a member of assignment teams and as Head of Assignment from time to time
- Perform effective recommendations follow up
- Conduct and determine the extent and nature of financial and operational risks via a comprehensive business review and propose fully-scoped and resourced audits for inclusion within the annual audit plan
8
Skills For Business Auditor M / F-vie Bangalore Resume
- Conduct integrated audits and special investigations across the business based on the yearly audit plan
- Continuously communicate with business stakeholders to avoid surprises and ensure audit progression
- Discuss findings of the audit with the relevant manager to highlight areas for improvement, recommend and obtain agreement on corrective action. Ensure agreed action plans are documented in a detailed audit report submitted to the manager, the Security team and the distribution list as defined in the operational audit methodology
- Identify, develop and recommend new ways of investigating branch and business performance to continually improve the quality and scope of the current audit methodology
- Proactively look for areas of improvement during the audit process and provide value adding and insightful recommendations that address control to minimise risk to the business
- Highly competent in Microsoft Office (e.g. PowerPoint, Excel, and Word) and experience working with ERP systems would be beneficial [M3, COGNOS]
- Support the Security Team with investigations as required, providing data and reporting in agreed formats and within agreed timescales
- Support Operations and Finance by reviewing stock take at mid-year and end of year counts to spot check and report on findings
- Qualification preferable but not essential (ACA, ACCA, CIMIIA, IIA)
9
Skills For Corp-senior Business Auditor Resume
- Good knowledge and understanding of audit delivery and practices, internal control frameworks and risk management activities and skill in applying internal auditing principles and practices
- Able to plan scheduled audit work and carry out work of a complex nature
- Prepare formal written reports to management, outlining recommendations to management for strengthening controls and/or enhancing operations to mitigate risk, improve operations and comply with various regulatory requirements
- Experience in accounting, auditing and/or process documentation, so more junior but still someone who brings SOX experience. For these roles, I would try to not relocate someone but we might have to
- Competitive Salary - Advert ends 29th December 2014
- Develop and maintain a thorough understanding of the relevant business division. This includes structure, business activities, market and regulatory developments, key current and emerging risks
- Proactively track remediation of management action plans to verify that issues identified during audits are resolved timely
- Manage Internal Audit assignments in accordance with the GS Internal Audit methodology
10
Skills For Global Markets Business Auditor Resume
- Plan and scope audits that commercially provide assurance that key risks are managed appropriately
- Draft audit reports for presentation to management that provide appropriate focus to management
- Communication with HQ’s audit function, distribution Group’s Internal control standards to local markets
- The performance and management of on-site business audits of Wroclaw based functions, performance of remote audit services to other CS offices, as well as travel/ support for audits of EMEA branches
- Assessment of the effectiveness of the Bank’s manage environment, assessing compliance with laws, regulations and best practices, and identifying commercial and practical solutions to mitigate identified risks
- Experience in audit or internal controls (preferably within financial services or professional services)
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